0001209191-22-019709.txt : 20220317
0001209191-22-019709.hdr.sgml : 20220317
20220317174555
ACCESSION NUMBER: 0001209191-22-019709
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220315
FILED AS OF DATE: 20220317
DATE AS OF CHANGE: 20220317
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: St. Ledger Susan
CENTRAL INDEX KEY: 0001673606
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38044
FILM NUMBER: 22750104
MAIL ADDRESS:
STREET 1: C/O OKTA, INC.
STREET 2: 100 FIRST STREET, SUITE 600
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Okta, Inc.
CENTRAL INDEX KEY: 0001660134
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 264175727
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 100 FIRST STREET
STREET 2: SUITE 600
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 888-722-7871
MAIL ADDRESS:
STREET 1: 100 FIRST STREET
STREET 2: SUITE 600
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-03-15
0
0001660134
Okta, Inc.
OKTA
0001673606
St. Ledger Susan
C/O OKTA, INC.
100 FIRST ST, SUITE 600
SAN FRANCISCO
CA
94105
0
1
0
0
See Remarks
Class A Common Stock
2022-03-15
4
M
0
10783
0.00
A
38333
D
Class A Common Stock
2022-03-16
4
S
0
4407
152.9228
D
33926
D
Class A Common Stock
2022-03-15
4
M
0
2930
0.00
A
36856
D
Class A Common Stock
2022-03-16
4
S
0
1472
152.9228
D
35384
D
Class A Common Stock
27
I
By Trust
Restricted Stock Units
2022-03-15
4
M
0
10783
0.00
D
Class A Common Stock
10783
32347
D
Restricted Stock Units
2022-03-15
4
A
0
2930
0.00
A
Class A Common Stock
2930
2930
D
Restricted Stock Units
2022-03-15
4
M
0
2930
0.00
D
Class A Common Stock
2930
0
D
Restricted Stock Units
Class A Common Stock
53913
53913
D
Includes 107 shares of Class A Common Stock acquired under a Section 423 Employee Stock Purchase Plan.
Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.
The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions
at prices ranging from $146.27 to $157.72, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set
forth in this footnote (3) with regard to the block trade.
Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.
25% of the shares underlying the RSU vested on March 15, 2022, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
100% of the shares underlying the RSU vested on March 15, 2022.
50% of the shares underlying the RSU vested on September 15, 2021 and the remaining shall vest on September 15, 2022, subject to the Reporting Person's continuous employment with the Issuer on each such date.
President, Worldwide Field Operations
Larissa Schwartz, attorney-in-fact of the Reporting Person
2022-03-17