X0306 4 2020-09-15 0 0001660134 Okta, Inc. OKTA 0001788037 KRAMER CHRISTOPHER K C/O OKTA 100 FIRST ST, SUITE 600 SAN FRANCISCO CA 94105 0 1 0 0 Chief Accounting Officer Class A Common Stock 2020-09-15 4 C 0 2865 0.00 A 10513 D Class A Common Stock 2020-09-15 4 C 0 11454 0.00 A 21967 D Class A Common Stock 2020-09-15 4 S 0 16887 195.7947 D 5080 D Class A Common Stock 2020-09-15 4 M 0 767 0.00 A 5847 D Class A Common Stock 2020-09-16 4 S 0 386 194.3084 D 5461 D Class A Common Stock 2020-09-15 4 M 0 1121 0.00 A 6582 D Class A Common Stock 2020-09-16 4 S 0 563 194.3084 D 6019 D Class A Common Stock 2020-09-15 4 M 0 349 0.00 A 6368 D Class A Common Stock 2020-09-16 4 S 0 176 194.3084 D 6192 D Class A Common Stock 2020-09-15 4 M 0 353 0.00 A 6545 D Class A Common Stock 2020-09-16 4 S 0 178 194.3084 D 6367 D Class A Common Stock 2020-09-15 4 M 0 349 0.00 A 6716 D Class A Common Stock 2020-09-16 4 S 0 176 194.3084 D 6540 D Employee Stock Option (Right to Buy) 7.17 2020-09-15 4 M 0 2865 0.00 D 2025-08-24 Class B Common Stock 2865 0 D Class B Common Stock 2020-09-15 4 M 0 2865 0.00 A Class A Common Stock 2865 2865 D Class B Common Stock 2020-09-15 4 C 0 2865 0.00 D Class A Common Stock 2865 0 D Employee Stock Option (Right to Buy) 8.73 2020-09-15 4 M 0 11454 0.00 D 2026-06-01 Class B Common Stock 11454 0 D Class B Common Stock 2020-09-15 4 M 0 11454 0.00 A Class A Common Stock 11454 11454 D Class B Common Stock 2020-09-15 4 C 0 11454 0.00 D Class A Common Stock 11454 0 D Restricted Stock Units 2020-09-15 4 M 0 767 0.00 D Class A Common Stock 767 2303 D Restricted Stock Units 2020-09-15 4 M 0 1121 0.00 D Class A Common Stock 1121 7853 D Restricted Stock Units 2020-09-15 4 M 0 349 0.00 D Class A Common Stock 349 3849 D Restricted Stock Units 2020-09-15 4 M 0 353 0.00 D Class A Common Stock 353 1056 D Restricted Stock Units 2020-09-15 4 M 0 349 0.00 D Class A Common Stock 349 527 D Employee Stock Option (Right to Buy) 9.74 2027-01-22 Class B Common Stock 20000 20000 D Employee Stock Option (Right to Buy) 103.69 2029-09-18 Class A Common Stock 3187 3187 D Employee Stock Option (Right to Buy) 142.47 2030-04-14 Class A Common Stock 7590 7590 D Restricted Stock Units Class A Common Stock 3593 3593 D Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Includes 145 shares of Class A Common Stock acquired under a Section 423 Employee Stock Purchase Plan. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $191.43 to $196.48, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (5) with regard to the block trade. The shares subject to the option are fully vested and exercisable by the Reporting Person. Each Restricted Stock Unit ("RSU") represents the right to receive one share of Class A Common Stock. 25% of the shares underlying the RSU vested on June 15, 2018, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. 25% of the shares underlying the RSU vested on June 15, 2019, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. 25% of the shares underlying the RSU vested on June 15, 2020, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. 25% of the shares underlying the RSU shall vest on September 15, 2020, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. 17% of the shares underlying the RSU vested on June 15, 2020, 33% of the shares underlying the RSU vested on September 15, 2020, 39% of the shares underlying the RSU shall vest on December 15, 2020, and the remaining 11% of the shares underlying the RSU shall vest on March 15, 2021, subject to the Reporting Person's continuous employment with the Issuer on each such date. The shares subject to the option shall vest in 48 equal monthly installments commencing on January 16, 2017, subject to the Reporting Person's continuous employment with the Issuer on each such date. The option is early exercisable by the Reporting Person. 25% of the shares subject to the option shall vest on October 1, 2020, and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. 25% of the shares subject to the option shall vest on February 1, 2021, and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. 25% of the shares underlying the RSU shall vest on March 15, 2021, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. Larissa Schwartz, attorney-in-fact of the Reporting Person 2020-09-17