X0306 4 2020-04-15 0 0001660134 Okta, Inc. OKTA 0001700842 Kerrest Jacques Frederic C/O OKTA, INC. 100 FIRST ST, SUITE 600 SAN FRANCISCO CA 94105 1 1 0 0 See Remarks Class A Common Stock 7542 D Employee Stock Option (Right to Buy) 142.47 2020-04-15 4 A 0 62511 0.00 A 2030-04-14 Class A Common Stock 62511 62511 D Restricted Stock Units 2020-04-15 4 A 0 29595 0.00 A Class A Common Stock 29595 29595 D Restricted Stock Units 2020-04-15 4 A 0 2300 0.00 A Class A Common Stock 2300 2300 D Restricted Stock Units Class A Common Stock 24700 24700 D Restricted Stock Units Class A Common Stock 24694 24694 D Class B Common Stock Class A Common Stock 1622745 1622745 I By Trust Class B Common Stock Class A Common Stock 299042 299042 I By Trust Employee Stock Option (Right to Buy) 1.40 2023-08-29 Class B Common Stock 75000 75000 D Employee Stock Option (Right to Buy) 3.11 2024-08-26 Class B Common Stock 75000 75000 D Employee Stock Option (Right to Buy) 7.17 2025-08-27 Class B Common Stock 250000 250000 D Employee Stock Option (Right to Buy) 8.97 2026-07-29 Class B Common Stock 1000000 1000000 D Employee Stock Option (Right to Buy) 39.21 2028-03-21 Class A Common Stock 114000 114000 D Employee Stock Option (Right to Buy) 82.16 2029-03-24 Class A Common Stock 71547 71547 D 25% of the shares subject to the option shall vest on February 1, 2021, and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. 25% of the shares underlying the RSU shall vest on March 15, 2021, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. 17% of the shares underlying the RSU shall vest on June 15, 2020, 33% of the shares underlying the RSU shall vest on September 15, 2020, 39% of the shares underlying the RSU shall vest on December 15, 2020, and the remaining 11% of the shares underlying the RSU shall vest on March 15, 2021, subject to the Reporting Person's continuous employment with the Issuer on each such date. 25% of the shares underlying the RSU vested on March 15, 2019, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. 25% of the shares underlying the RSU vested on March 15, 2020, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. The shares subject to the option are fully vested and exercisable by the Reporting Person. 20% of the shares subject to the option vested on July 29, 2017, 20% of the shares subject to the option vested on July 29, 2018, and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. The option is early exercisable by the Reporting Person. 25% of the shares subject to the option vested on February 1, 2019 and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer through each vesting date. 25% of the shares subject to the option vested on February 1, 2020 and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer through each vesting date. Executive Vice Chairperson of the Board and Chief Operating Officer /s/ Larissa Schwartz, attorney-in-fact of the Reporting Person 2020-04-17