0001628280-24-015913.txt : 20240411 0001628280-24-015913.hdr.sgml : 20240411 20240411213923 ACCESSION NUMBER: 0001628280-24-015913 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230424 FILED AS OF DATE: 20240411 DATE AS OF CHANGE: 20240411 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chrapaty Debra J. CENTRAL INDEX KEY: 0001660098 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39794 FILM NUMBER: 24839836 MAIL ADDRESS: STREET 1: KCG HOLDINGS, INC. STREET 2: 300 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10282 FORMER NAME: FORMER CONFORMED NAME: Chapraty Debra J. DATE OF NAME CHANGE: 20151204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Forge Global Holdings, Inc. CENTRAL INDEX KEY: 0001827821 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] ORGANIZATION NAME: 02 Finance IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 415 MISSION ST. CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-881-1612 MAIL ADDRESS: STREET 1: 415 MISSION ST. CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: Motive Capital Corp DATE OF NAME CHANGE: 20201120 FORMER COMPANY: FORMER CONFORMED NAME: MCF2 Acquisition Corp. DATE OF NAME CHANGE: 20201009 4 1 wk-form4_1712885953.xml FORM 4 X0508 4 2023-04-24 0 0001827821 Forge Global Holdings, Inc. FRGE 0001660098 Chrapaty Debra J. 4 EMBARCADERO FLOOR 15 SAN FRANCISCO CA 94111 1 0 0 0 0 Common Stock, $0.0001 par value per share 2023-04-24 4 A 0 148148 0 A 148148 D Common Stock, $0.0001 par value per share 2023-06-14 4 A 0 111111 0 A 259259 D These shares represent restricted stock units ("RSUs") granted under the Forge Global Holdings, Inc. 2022 Stock Option and Incentive Plan (the "Plan"). Each unit represents a right to receive one share of the Issuer's Common Stock. Subject to the Reporting Person's continued Service Relationship (as defined in the Plan) through each applicable vesting date, 1/12th of the shares subject to the award shall vest and settle beginning on the first Quarterly Vesting Date occurring after the date the Reporting Person's service as a non-employee member of the Board of Directors of the Issuer commenced and each Quarterly Vesting Date thereafter, or as soon as practicable following such applicable vesting date. Quarterly Vesting Dates are defined as March 1, June 1, September 1, and December 1 of a given year. These shares represent RSUs granted under the Plan. Each unit represents a right to receive one share of the Issuer's Common Stock. Subject to the Reporting Person's continued Service Relationship through each applicable vesting date, 1/4th of the shares subject to the award shall vest and settle on the first Quarterly Vesting Date occurring after the grant date and each Quarterly Vesting Date thereafter, or as soon as practicable following such applicable vesting date. /s/ Mark P. Lee, Attorney-in-Fact 2024-04-11