The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADIENT PLC | ORD SHS | G0084W101 | 76,762 | 913,945 | SH | SOLE | 913,945 | 0 | 0 | ||
AMERISERV FINL INC | COM | 03074A102 | 148 | 37,055 | SH | SOLE | 37,055 | 0 | 0 | ||
CALUMET SPECIALTY PRODS PTNR | UT LTD PARTNER | 131476103 | 6,893 | 825,512 | SH | SOLE | 825,512 | 0 | 0 | ||
CAPSTONE TURBINE CORP | COM NEW | 14067D409 | 233 | 335,629 | SH | SOLE | 335,629 | 0 | 0 | ||
CARS COM INC | COM | 14575E105 | 2,661 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
CHICAGO BRIDGE & IRON CO N V | COM | 167250109 | 35,594 | 2,118,678 | SH | SOLE | 2,118,678 | 0 | 0 | ||
COWEN INC | CL A NEW | 223622606 | 3,544 | 199,103 | SH | SOLE | 199,103 | 0 | 0 | ||
EXPRESS SCRIPTS HLDG CO | COM | 30219G108 | 22,181 | 350,307 | SH | SOLE | 350,307 | 0 | 0 | ||
FIFTH STR ASSET MGMT INC | CL A COM | 31679P109 | 5,081 | 1,302,819 | SH | SOLE | 1,302,819 | 0 | 0 | ||
FIFTH STREET FINANCE CORP | COM | 31678A103 | 38,447 | 7,028,678 | SH | SOLE | 7,028,678 | 0 | 0 | ||
G WILLI FOOD INTL LTD | ORD | M52523103 | 6,309 | 1,077,518 | SH | SOLE | 1,077,518 | 0 | 0 | ||
GLOBAL INDTY LTD CAYMAN | USD CL A SHS | G3933F105 | 27,804 | 655,743 | SH | SOLE | 655,743 | 0 | 0 | ||
INOTEK PHARMACEUTICALS CORP | NOTE 5.750% 8/0 | 45780VAB8 | 1,413 | 1,800,000 | SH | SOLE | 1,800,000 | 0 | 0 | ||
MCBC HLDGS INC | COM | 55276F107 | 29,823 | 1,463,329 | SH | SOLE | 1,463,329 | 0 | 0 | ||
RICHARDSON ELECTRS LTD | COM | 763165107 | 2,310 | 386,892 | SH | SOLE | 386,892 | 0 | 0 |