0000950142-24-000275.txt : 20240202 0000950142-24-000275.hdr.sgml : 20240202 20240202161425 ACCESSION NUMBER: 0000950142-24-000275 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240201 FILED AS OF DATE: 20240202 DATE AS OF CHANGE: 20240202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rampell Alastair CENTRAL INDEX KEY: 0001660056 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39432 FILM NUMBER: 24591574 MAIL ADDRESS: STREET 1: KCG HOLDINGS, INC. STREET 2: 300 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10282 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rocket Companies, Inc. CENTRAL INDEX KEY: 0001805284 STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162] ORGANIZATION NAME: 02 Finance IRS NUMBER: 844946470 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1050 WOODWARD AVENUE CITY: DETROIT STATE: MI ZIP: 48226 BUSINESS PHONE: (800) 226-6308 MAIL ADDRESS: STREET 1: 1050 WOODWARD AVENUE CITY: DETROIT STATE: MI ZIP: 48226 4 1 es240443859_4-rampell.xml OWNERSHIP DOCUMENT X0508 4 2024-02-01 0 0001805284 Rocket Companies, Inc. RKT 0001660056 Rampell Alastair C/O ROCKET COMPANIES, INC. 1050 WOODWARD AVENUE DETROIT MI 48226 1 0 0 0 0 Class A common stock 2024-02-01 4 A 0 16955 0 A 16955 D Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan (the "Plan") in a transaction exempt under Rule 16b-3. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs shall vest on February 1, 2025, subject to the reporting person's continued service on the vesting date. /s/ Tina V. John, attorney in fact 2024-02-02