EX-99.1 2 ea130559ex99-1_immuron.htm CHANGE OF DIRECTOR'S INTEREST NOTICE (DP)

Exhibit 99.1

 

Appendix 3Y

Change of Director’s Interest Notice

 

 

Rule 3.19A.2

Appendix 3Y

 

Change of Director’s Interest Notice

 

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

 

Introduced 30/9/2001. Amended 01/01/11

 

 

Name of Entity:

Immuron Limited (ASX: IMC)
ABN: 80 063 114 045

 

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

 

 

Name of Director:

Daniel Pollock
Date of Last Notice: 17 November 2020

 

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

 

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

 

 

Direct or Indirect Interest

Direct

Nature of indirect interest

(including registered holder)

Note: Provide details of the circumstances giving rise to the relevant interest.

-

 

Date of change 20 November 2020
No. of securities held prior to change

 

Shares Options
Direct 693,550* 1,800,000
Indirect 174,480 -
  Total 868,030 1,800,000
  * Securities include American Depository Securities (ADSs).

Class Fully paid ordinary shares
   

Number acquired

 

Shares Options
Direct - -
Indirect - -
  Total - -
   

Number disposed Shares Options
Direct 100,000 -
Indirect - -
  Total 100,000 -
   

 

 

+ See chapter 19 for defined terms.  
01/01/2011 Appendix 3Y Page 1

 

 

 

 

Appendix 3Y

Change of Director’s Interest Notice

 

 

Value/Consideration

Note: If consideration is non-cash, provide details and estimated valuation

A$0.26 per share.
No. of securities held after change

 

Shares Options
Direct 593,550* 1,800,000
Indirect 174,480 -
  Total 768,030 1,800,000
  * Securities include American Depository Securities (ADSs).
   

Nature of change

Example: On-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back

On-market trade.

 

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

 

Detail of contract

N/A
Nature of interest N/A

Name of registered holder

(if issued securities)

N/A
Date of change N/A

No. and class of securities to which interest related prior to change

Note: Details are only required for a contract in relation to which the interest has changed

N/A
Interest acquired N/A
Interest disposed N/A

Value/Consideration

Note: If consideration is non-cash, provide details and an estimated valuation

N/A
Interest after change N/A

 

Part 3 – +Closed period

 

Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required? No
If so, was prior written clearance provided to allow the trade to proceed during this period? N/A
If prior written clearance was provided, on what date was this provided? N/A

 

The CFO Solution

 

 

 

+ See chapter 19 for defined terms.  
01/01/2011 Appendix 3Y Page 2