0001213900-20-037854.txt : 20201118 0001213900-20-037854.hdr.sgml : 20201118 20201118061433 ACCESSION NUMBER: 0001213900-20-037854 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 6 CONFORMED PERIOD OF REPORT: 20201118 FILED AS OF DATE: 20201118 DATE AS OF CHANGE: 20201118 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Immuron Ltd CENTRAL INDEX KEY: 0001660046 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: C3 FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-38104 FILM NUMBER: 201322877 BUSINESS ADDRESS: STREET 1: 62 LYGON STREET STREET 2: LEVEL 3 CITY: CARLTON, VICTORIA STATE: C3 ZIP: 3053 BUSINESS PHONE: 61 03 9824 5254 MAIL ADDRESS: STREET 1: 62 LYGON STREET STREET 2: LEVEL 3 CITY: CARLTON, VICTORIA STATE: C3 ZIP: 3053 6-K 1 ea130126-6k_immuron.htm REPORT OF FOREIGN PRIVATE ISSUER

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

Form 6-K

 

REPORT OF FOREIGN PRIVATE ISSUER

PURSUANT TO RULE 13a-16 OR 15d-16 UNDER

THE SECURITIES EXCHANGE ACT OF 1934

 

For the Month of November 2020

 

Commission File Number: 001-38104

 

IMMURON LIMITED

(Name of Registrant)

 

Level 3, 62 Lygon Street, Carlton South, Victoria, 3053, Australia

(Address of principal executive office)

 

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

 

Form 20-F        Form 40-F

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):

 

Indicate by check mark whether by furnishing the information contained in this Form, the registrant is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934. 

 

Yes        No

 

If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-

 

 

 

 

 

 

IMMURON LIMITED

 

EXPLANATORY NOTE

 

Immuron Limited (the “Company”) published one announcements (the “Public Notices”) to the Australian Securities Exchange on November 18, 2020 titled:

 

-“708A Notice”

 

A copy of the Public Notice is attached as an exhibit to this report on Form 6-K.

 

This report on Form 6-K (including the exhibit hereto) shall not be deemed to be “filed” for purposes of the Securities Exchange Act of 1934, as amended (the “Exchange Act”) and shall not be incorporated by reference into any filing under the Securities Act of 1933, as amended, except as shall be expressly set forth by specific reference in such filing.

 

EXHIBITS

 

Exhibit
Number
 
Description
     
99.1  

708A Notice

 

1

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

  IMMURON LIMITED
   
 
Date:  November 18, 2020 By: /s/ Phillip Hains
    Phillip Hains
    Company Secretary

 

 

2

 

 

EX-99.1 2 ea130126ex99-1_immuron.htm 708A NOTICE

Exhibit 99.1

 

 

Notice Under Section 708A (5) of the Corporations Act

(ASX Code: IMC)

 

This notice is given under paragraph (5)(e) of section 708A of the Corporations Act.

 

Type Shares
Class Ordinary
ASX code IMC
Date of Issue 13 November 2020
Number Issued 2,737,500
Issue price per security: A$0.08 per share

 

Immuron Limited gives notice under section 708A(5)(e) of the Corporations Act 2001 (Cth) (the “Corporations Act”) that:

 

1.the above mentioned ordinary shares were issued without disclosure to investors under Part 6D.2 of the Corporations Act;

 

2.as at the date of this notice the Company has complied with:

 

(i)the provisions of Chapter 2M Corporations Act as they apply to the Company; and

 

(ii)section 674 Corporations Act; and

 

3.as at the date of this notice there is no “excluded information” (as defined in subsection 708A (7) of the Corporations Act) which is required to be disclosed by the Company.

 

For and on behalf of the Company,

 

Kind regards; 

 

Phillip Hains Dated: 18th November 2020
Company Secretary  
Immuron Limited  

 

 

 

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