UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16 UNDER
THE SECURITIES EXCHANGE ACT OF 1934
For the Month of November 2020
Commission File Number: 001-38104
IMMURON LIMITED
(Name of Registrant)
Level 3, 62 Lygon Street, Carlton South, Victoria, 3053, Australia
(Address of principal executive office)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
Form 20-F ☒ Form 40-F ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐
Indicate by check mark whether by furnishing the information contained in this Form, the registrant is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes ☐ No ☒
If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-
IMMURON LIMITED
EXPLANATORY NOTE
Immuron Limited (the “Company”) published one announcements (the “Public Notices”) to the Australian Securities Exchange on November 18, 2020 titled:
- | “708A Notice” |
A copy of the Public Notice is attached as an exhibit to this report on Form 6-K.
This report on Form 6-K (including the exhibit hereto) shall not be deemed to be “filed” for purposes of the Securities Exchange Act of 1934, as amended (the “Exchange Act”) and shall not be incorporated by reference into any filing under the Securities Act of 1933, as amended, except as shall be expressly set forth by specific reference in such filing.
EXHIBITS
Exhibit Number |
Description | |
99.1 |
1
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
IMMURON LIMITED | ||
Date: November 18, 2020 | By: | /s/ Phillip Hains |
Phillip Hains | ||
Company Secretary |
2
Exhibit 99.1
Notice Under Section 708A (5) of the Corporations Act
(ASX Code: IMC)
This notice is given under paragraph (5)(e) of section 708A of the Corporations Act.
Type | Shares |
Class | Ordinary |
ASX code | IMC |
Date of Issue | 13 November 2020 |
Number Issued | 2,737,500 |
Issue price per security: | A$0.08 per share |
Immuron Limited gives notice under section 708A(5)(e) of the Corporations Act 2001 (Cth) (the “Corporations Act”) that:
1. | the above mentioned ordinary shares were issued without disclosure to investors under Part 6D.2 of the Corporations Act; |
2. | as at the date of this notice the Company has complied with: |
(i) | the provisions of Chapter 2M Corporations Act as they apply to the Company; and |
(ii) | section 674 Corporations Act; and |
3. | as at the date of this notice there is no “excluded information” (as defined in subsection 708A (7) of the Corporations Act) which is required to be disclosed by the Company. |
For and on behalf of the Company,
Kind regards;
Phillip Hains | Dated: 18th November 2020 |
Company Secretary | |
Immuron Limited |
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