The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
ADVENT SOFTWARE INC COM 007974108 3,395 76,800 SH   SOLE   76,800 0 0
ANN INC COM 035623107 3,622 75,000 SH   SOLE   75,000 0 0
ASSOCIATED ESTATES RLTY CORP COM 045604105 5,210 182,000 SH   SOLE   182,000 0 0
BAKER HUGHES INC COM 057224107 340 5,500 SH   SOLE   5,500 0 0
BRIDGE CAP HLDGS COM 108030107 1,118 37,500 SH   SOLE   37,500 0 0
CATAMARAN CORP COM 148887102 3,060 50,100 SH   SOLE   50,100 0 0
CLECO CORP NEW COM 12561W105 3,765 69,922 SH   SOLE   69,922 0 0
CLICKSOFTWARE TECHNOLOGIES L ORD M25082104 3,394 270,000 SH   SOLE   270,000 0 0
CYAN INC COM 23247W104 1,572 300,000 SH   SOLE   300,000 0 0
DOVER SADDLERY INC COM 260412101 504 60,000 SH   SOLE   60,000 0 0
DT ASIA INVTS LTD SHS G2615J104 178 18,000 SH   SOLE   18,000 0 0
DT ASIA INVTS LTD RIGHT 03/30/2016 G2615J112 4 18,000 SH   SOLE   18,000 0 0
DT ASIA INVTS LTD *W EXP 03/29/202 G2615J138 2 18,000 SH   SOLE   18,000 0 0
EXCEL TR INC COM 30068C109 4,579 290,327 SH   SOLE   290,327 0 0
FAMILY DLR STORES INC COM 307000109 3,157 40,065 SH   SOLE   40,065 0 0
FREESCALE SEMICONDUCTOR LTD SHS G3727Q101 440 11,000 SH   SOLE   11,000 0 0
GARNERO GROUP ACQUISITION CO UNIT 06/25/2016 G5866L124 188 18,600 SH   SOLE   18,600 0 0
GRAFTECH INTL LTD COM 384313102 496 100,000 SH   SOLE   100,000 0 0
HERITAGE FINL GROUP INC COM 42726X102 1,398 46,343 SH   SOLE   46,343 0 0
HOSPIRA INC COM 441060100 3,216 36,250 SH   SOLE   36,250 0 0
HUDSON VALLEY HOLDING CORP COM 444172100 2,116 75,000 SH   SOLE   75,000 0 0
HYDRA INDS ACQUISITION CORP UNIT 10/20/2021 448740209 182 18,000 SH   SOLE   18,000 0 0
IAO KUN GROUP HLDG CO LTD ORD USD SHS G47204105 89 38,900 SH   SOLE   38,900 0 0
ICICI BK LTD ADR 45104G104 177 17,000 SH   SOLE   17,000 0 0
IGATE CORP COM 45169U105 4,530 95,000 SH   SOLE   95,000 0 0
INFORMATICA CORP COM 45666Q102 5,250 108,300 SH   SOLE   108,300 0 0
MEADOWBROOK INS GROUP INC COM 58319P108 1,263 146,784 SH   SOLE   146,784 0 0
MYLAN N V SHS EURO N59465109 414 6,100 SH   SOLE   6,100 0 0
OMNICARE INC COM 681904108 2,808 29,800 SH   SOLE   29,800 0 0
OMNIVISION TECHNOLOGIES INC COM 682128103 1,572 60,000 SH   SOLE   60,000 0 0
ONEIDA FINL CORP MD COM 682479100 409 20,000 SH   SOLE   20,000 0 0
PALL CORP COM 696429307 3,982 32,000 SH   SOLE   32,000 0 0
PALMETTO BANCSHARES INC COM NEW 697062206 655 33,135 SH   SOLE   33,135 0 0
PERFECT WORLD CO LTD SPON ADR REP B 71372U104 1,348 68,000 SH   SOLE   68,000 0 0
PMFG INC COM 69345P103 170 26,500 SH   SOLE   26,500 0 0
POLYPORE INTL INC COM 73179V103 3,838 64,100 SH   SOLE   64,100 0 0
QUALITY DISTR INC FLA COM 74756M102 3,401 220,000 SH   SOLE   220,000 0 0
ROSETTA RESOURCES INC COM 777779307 925 40,000 SH   SOLE   40,000 0 0
RTI INTL METALS INC COM 74973W107 2,206 70,000 SH   SOLE   70,000 0 0
SFX ENTMT INC COM 784178303 97 21,400 SH   SOLE   21,400 0 0
SHANDA GAMES LTD SP ADR REPTG A 81941U105 757 110,000 SH   SOLE   110,000 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 412 2,000 SH   SOLE   2,000 0 0
SQUARE 1 FINL INC CL A 85223W101 3,755 137,302 SH   SOLE   137,302 0 0
SUSQUEHANNA BANCSHARES INC P COM 869099101 3,106 220,000 SH   SOLE   220,000 0 0
XINYUAN REAL ESTATE CO LTD SPONS ADR 98417P105 64 20,000 SH   SOLE   20,000 0 0