X0505 N-CEN LIVE 0001659326 XXXXXXXX 811-23117 false false N-1A true JPMorgan Trust IV 811-23117 0001659326 549300OTMPZX852VDL37 390 Madison Avenue New York 10017 US-NY US 800-480-4111 SS&C GIDS, Inc. 1055 Broadway St Kansas City 64105 816-435-1000 Records relating to its functions as transfer agent JPMorgan Distribution Services, Inc. 1111 Polaris Parkway Columbus 43240 201-595-1958 Records relating to its functions as principal underwriter and shareholder servicing agent JPMorgan Chase Bank, N.A. 383 Madison Avenue New York 10179 212-270-6000 Records relating to its functions as sub-administrator and fund accounting agent JPMorgan Chase Bank, N.A. 4 Chase Metrotech Center Brooklyn 11245 718-242-0609 Records relating to its functions as custodian J.P. Morgan Investment Management Inc. 270 Park Avenue New York 10017 800-343-1113 Records relating to its functions as investment adviser and administrator N N N-1A 13 Y Brenda Lyons N/A N Stephen P. Fisher N/A N Mary E. Martinez N/A N Gary L. French N/A N Kathleen M. Gallagher N/A N Emily A. Youssouf N/A N Marilyn McCoy N/A N Robert F. Deutsch 001560465 Y Raymond Kanner N/A N Robert J. Grassi 006093150 N Shaun Real N/A N Nina O. Shenker N/A Y Thomas P. Lemke N/A N Frankie D. Hughes N/A N Armando Capasso N/A 545 Washington Blvd. Jersey City 07310 XXXXXX Y N N N N N JPMorgan Distribution Services, Inc. 8-52700 000104234 N/A N/A Y N PricewaterhouseCoopers LLP 238 5493002GVO7EO8RNNS37 N N N N N N JPMorgan SmartRetirement 2070 Fund S000101280 254900BD8H2SDRMXTP74 Y 8 0 0 Fund of Funds Target Date Fund N N Y N Citibank N.A. E57ODZWZ7FF32TWEFA76 N N Cash collateral reinvestment fee Revenue sharing split 0.00000000 0.00000000 Rule 12d1-4 (17 CFR 270.12d1-4) Rule 32a-4 (17 CFR 270.32a-4) Rule 18f-4 (17 CFR 270.18f-4) Rule 12d1-1 (17 CFR 270.12d1-1) Rule 22d-1 (17 CFR 270.22d-1) Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)) Y Y N N J.P. 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Morgan Investment Management Inc. 801-21011 000107038 549300W78QHV4XMM6K69 N SS&C GIDS, Inc. 84-00448 21B7QCD05XOK0YTYOP98 N N N LSEG US FIN CORP. 2138007FV67QQ13CGJ43 N Bloomberg L.P. 549300B56MD0ZC402L06 N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N N JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 Y N Self - rule 17f-2 (17 CFR 270.17f-2) BofA Securities, Inc. 549300HN4UKV1E2R3U73 N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) N JPMorgan Distribution Services, Inc. N/A 000104234 CRD Y N N J.P. 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E57ODZWZ7FF32TWEFA76 N N Revenue sharing split Cash collateral reinvestment fee 0.00000000 0.00000000 Rule 32a-4 (17 CFR 270.32a-4) Rule 18f-4 (17 CFR 270.18f-4) Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)) Rule 12d1-4 (17 CFR 270.12d1-4) Rule 12d1-1 (17 CFR 270.12d1-1) Y Y N N J.P. Morgan Investment Management Inc. 801-21011 000107038 549300W78QHV4XMM6K69 N SS&C GIDS, Inc. 84-00448 21B7QCD05XOK0YTYOP98 N N N Bloomberg L.P. 549300B56MD0ZC402L06 N LSEG US FIN CORP. 2138007FV67QQ13CGJ43 N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N N JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 Y N Self - rule 17f-2 (17 CFR 270.17f-2) Goldman Sachs & Co. LLC FOR8UP27PHTHYVLBNG30 N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) N JPMorgan Distribution Services, Inc. N/A 000104234 CRD Y N N J.P. Morgan Investment Management Inc. 549300W78QHV4XMM6K69 Y N JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 Y Y N Jefferies LLC 8-15074 000002347 58PU97L1C0WSRCWADL48 1.20000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 0.92000000 Jane Street Capital, LLC 8-52275 000103782 549300ZM16HMPEPNV857 46.38000000 Virtu Americas LLC 8-68193 000149823 549300RA02N3BNSWBV74 10.64000000 Goldman Sachs & Co. LLC 8-00129 000000361 FOR8UP27PHTHYVLBNG30 2.58000000 RBC Capital Markets, LLC 8-45411 000031194 549300LCO2FLSSVFFR64 20.86000000 Morgan Stanley & Co. 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E57ODZWZ7FF32TWEFA76 N N Other Cash collateral reinvestment fee The agreement for these funds is described as an Agent Management Fee and is the agent fee for raising cash through the directed lending arrangement. 44070844.13 0.00000000 Rule 10f-3 (17 CFR 270.10f-3) Rule 18f-4 (17 CFR 270.18f-4) Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Rule 12d1-1 (17 CFR 270.12d1-1) Rule 17e-1 (17 CFR 270.17e-1) Rule 12d1-4 (17 CFR 270.12d1-4) Y Y N N J.P. Morgan Investment Management Inc. 801-21011 000107038 549300W78QHV4XMM6K69 N SS&C GIDS, Inc. 84-00448 21B7QCD05XOK0YTYOP98 N N N LSEG US FIN CORP. 2138007FV67QQ13CGJ43 N Bloomberg L.P. 549300B56MD0ZC402L06 N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N N Goldman Sachs & Co. LLC FOR8UP27PHTHYVLBNG30 N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 Y N Self - rule 17f-2 (17 CFR 270.17f-2) Barclays Capital, Inc. AC28XWWI3WIBK2824319 N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) N JPMorgan Distribution Services, Inc. N/A 000104234 CRD Y N N JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 Y Y J.P. Morgan Investment Management Inc. 549300W78QHV4XMM6K69 Y N N J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 34818.56000000 RBC Capital Markets, LLC 8-45411 000031194 549300LCO2FLSSVFFR64 29836.46000000 Citigroup Global Markets Inc. 8-08177 000007059 MBNUM2BPBDO7JBLYG310 15942.30000000 Barclays Capital, Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 18958.49000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 59613.65000000 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 36709.22000000 BMO Capital Markets Corp. 8-34344 000016686 RUC0QBLBRPRCU4W1NE59 12887.98000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 31255.01000000 Goldman Sachs & Co. 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Morgan Investment Management Inc. 801-21011 000107038 549300W78QHV4XMM6K69 N SS&C GIDS, Inc. 84-00448 21B7QCD05XOK0YTYOP98 N N N LSEG US FIN CORP. 2138007FV67QQ13CGJ43 N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 Y N JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 Y N Self - rule 17f-2 (17 CFR 270.17f-2) Royal Bank of Canada ES7IP3U3RHIGC71XBU11 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Mizuho Bank, Ltd. RB0PEZSDGCO3JS6CEU02 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 GB Y Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BofA Securities, Inc. 549300HN4UKV1E2R3U73 N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) Euroclear 549300OZ46BRLZ8Y6F65 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) N JPMorgan Distribution Services, Inc. N/A 000104234 CRD Y N N J.P. Morgan Investment Management Inc. 549300W78QHV4XMM6K69 Y N JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 Y Y N Citadel Securities LLC 8-53574 000116797 12UUJYTN7D3SW8KCSG25 7575.00000000 Susquehanna Financial Group, LLLP 8-44325 000035865 549300E8QX0ZMRDC2M81 30312.50000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 14875.00000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 3000.00000000 Jane Street Capital, LLC 8-52275 000103782 549300ZM16HMPEPNV857 20875.00000000 76637.50000000 Mizuho Securities USA LLC 8-37710 000019647 7TK5RJIZDFROZCA6XF66 82411536.51000001 D.A. Davidson & Co. 8-02399 000000199 549300094RQ5A7DYLF51 55557423.56999999 Morgan Stanley & Co. 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Morgan Investment Management Inc. 549300W78QHV4XMM6K69 Y Short-term investment vehicle Other Structured note Equity-preferred Debt Exchange traded fund N JPMorgan SmartRetirement Blend 2065 Fund S000077903 549300NFDGNCM6HDVQ16 N 6 0 0 Fund of Funds Target Date Fund N N Y N N Citibank N.A. E57ODZWZ7FF32TWEFA76 N N Revenue sharing split Cash collateral reinvestment fee 1958357.71462307 26191.04000000 Rule 32a-4 (17 CFR 270.32a-4) Rule 12d1-1 (17 CFR 270.12d1-1) Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)) Rule 12d1-4 (17 CFR 270.12d1-4) Rule 18f-4 (17 CFR 270.18f-4) Y Y N N J.P. Morgan Investment Management Inc. 801-21011 000107038 549300W78QHV4XMM6K69 N SS&C GIDS, Inc. 84-00448 21B7QCD05XOK0YTYOP98 N N N Bloomberg L.P. 549300B56MD0ZC402L06 N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N LSEG US FIN CORP. 2138007FV67QQ13CGJ43 N N BofA Securities, Inc. 549300HN4UKV1E2R3U73 N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 Y N Self - rule 17f-2 (17 CFR 270.17f-2) N JPMorgan Distribution Services, Inc. N/A 000104234 CRD Y N N JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 Y Y J.P. Morgan Investment Management Inc. 549300W78QHV4XMM6K69 Y N N Jane Street Capital, LLC 8-52275 000103782 549300ZM16HMPEPNV857 1832.57000000 Samuel A. Ramirez & Company, Inc. 8-19014 000006963 254900CBKVW7O2ENQA21 650.43000000 Virtu Americas LLC 8-68193 000149823 549300RA02N3BNSWBV74 1305.62000000 Morgan Stanley & Co. 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Morgan Investment Management Inc. 801-21011 000107038 549300W78QHV4XMM6K69 N SS&C GIDS, Inc. 84-00448 21B7QCD05XOK0YTYOP98 N N N Bloomberg L.P. 549300B56MD0ZC402L06 N LSEG US FIN CORP. 2138007FV67QQ13CGJ43 N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N N Barclays Capital, Inc. AC28XWWI3WIBK2824319 N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) Goldman Sachs & Co. LLC FOR8UP27PHTHYVLBNG30 N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 Y N Self - rule 17f-2 (17 CFR 270.17f-2) N JPMorgan Distribution Services, Inc. N/A 000104234 CRD Y N N J.P. Morgan Investment Management Inc. 549300W78QHV4XMM6K69 Y N JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 Y Y N J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 168338.45000000 Morgan Stanley & Co. 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