X0306 4 2016-04-20 0 0001659228 Bats Global Markets, Inc. BATS 0001672448 Knight Capital Holdings LLC C/O KCG HOLDINGS, INC. 545 WASHINGTON BOULEVARD JERSEY CITY NJ 07310 0 0 1 0 0001569391 KCG Holdings, Inc. 545 WASHINGTON BOULEVARD JERSEY CITY NJ 07310 0 0 1 0 0001060749 KNIGHT CAPITAL GROUP LLC C/O KCG HOLDINGS, INC. 545 WASHINGTON BOULEVARD JERSEY CITY NJ 07310 0 0 1 0 Common Stock 2016-04-20 4 C 0 379000 A 15830679 D Common Stock 2016-04-20 4 S 0 2596937 19.00 D 13233742 D Class B Non-Voting Common Stock 0.00 2016-04-20 4 C 0 379000 0.00 D Common Stock 379000 0 D The Class B Non-Voting Common Stock converted into Common Stock of the Issuer on a 1-for-1 basis and had no expiration date. The number of shares has been adjusted to reflect the 1-for-2.91 stock split which was consummated immediately prior to the completion of the Issuer's initial public offering. /s/ Robert McQueen, Deputy General Counsel & Assistant Secretary 2016-04-22 /s/ Robert McQueen, Deputy General Counsel & Assistant Secretary 2016-04-22 /s/ Robert McQueen, Deputy General Counsel & Assistant Secretary 2016-04-22