X0206 3 2016-04-14 0 0001659228 Bats Global Markets, Inc. BATS 0001672448 Knight Capital Holdings LLC C/O KCG HOLDINGS, INC. 545 WASHINGTON BOULEVARD JERSEY CITY NJ 07310 0 0 1 0 0001569391 KCG Holdings, Inc. 545 WASHINGTON BOULEVARD JERSEY CITY NJ 07310 0 0 1 0 0001060749 KNIGHT CAPITAL GROUP LLC C/O KCG HOLDINGS, INC. 545 WASHINGTON BOULEVARD JERSEY CITY NJ 07310 0 0 1 0 Common Stock 5061096 D Class B Non-Voting Common Stock Common Stock 379000 D Each share of Class B Non-Voting Common Stock is convertible into one share of Voting Common Stock, at the option of the holder thereof, following a "qualified transfer." A "qualified transfer" means a sale or other transfer of Class B Non-Voting Common Stock by a holder thereof (i) in a widely distributed registered public offering, (ii) in certain dispersed private offerings, (iii) to a transferee that owns or controls more than 50% of the Common Stock of the issuer or (iv) to the issuer. The Class B Non-Voting Common Stock has no expiration date. /s/ Robert McQueen, Deputy General Counsel & Assistant Secretary 2016-04-18 /s/ Robert McQueen, Deputy General Counsel & Assistant Secretary 2016-04-18 /s/ Robert McQueen, Deputy General Counsel & Assistant Secretary 2016-04-18