Chief Compliance Officer

0001398344-18-001279.txt : 20180131 0001398344-18-001279.hdr.sgml : 20180131 20180131142518 ACCESSION NUMBER: 0001398344-18-001279 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180131 DATE AS OF CHANGE: 20180131 EFFECTIVENESS DATE: 20180131 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Capital Investment Advisory Services, LLC CENTRAL INDEX KEY: 0001659203 IRS NUMBER: 263844257 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17635 FILM NUMBER: 18562184 BUSINESS ADDRESS: STREET 1: 100 E. SIX FORKS RD., SUITE 200 CITY: RALEIGH STATE: NC ZIP: 27609 BUSINESS PHONE: 919-831-2370 MAIL ADDRESS: STREET 1: P.O. BOX 32249 CITY: RALEIGH STATE: NC ZIP: 27622 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001659203 XXXXXXXX 12-31-2017 12-31-2017 false Capital Investment Advisory Services, LLC

P.o. Box 32249 Raleigh NC 27622

13F HOLDINGS REPORT 028-17635 N Ron King Chief Compliance Officer 919-831-2370 /s/ Ron King Raleigh NC 01-30-2018 0 189 170431 INFORMATION TABLE 2 fp0030769_13fhr-table.xml 13F INFORMATION TABLE 3M CO COM 88579Y101 320 1360 SH SOLE 28 0 1332 ABBVIE INC COM 00287Y109 424 4380 SH SOLE 300 0 4080 AFLAC INC COM 001055102 200 2282 SH SOLE 0 0 2282 ALPHABET INC CAP STK CL C 02079K107 265 253 SH SOLE 0 0 253 ALTRIA GROUP INC COM 02209S103 930 13022 SH SOLE 150 0 12872 AMAZON COM INC COM 023135106 512 438 SH SOLE 0 0 438 AMGEN INC COM 031162100 1224 7039 SH SOLE 20 0 7019 APPLE INC COM 037833100 2477 14636 SH SOLE 160 0 14476 AT&T INC COM 00206R102 2296 59061 SH SOLE 485 0 58576 B & G FOODS INC NEW COM 05508R106 301 8550 SH SOLE 0 0 8550 BANCO SANTANDER SA ADR 05964H105 125 19141 SH SOLE 0 0 19141 BANK AMER CORP COM 060505104 1372 46490 SH SOLE 0 0 46490 BB&T CORP COM 054937107 876 17609 SH SOLE 2200 0 15409 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 501 2527 SH SOLE 0 0 2527 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 239 1205 SH SOLE 0 0 1205 BIOGEN INC COM 09062X103 652 2048 SH SOLE 65 0 1983 BLUEROCK RESIDENTIAL GRW REI COM CL A 09627J102 164 16175 SH SOLE 0 0 16175 BOEING CO COM 097023105 665 2256 SH SOLE 75 0 2181 BP PLC SPONSORED ADR 055622104 813 19350 SH SOLE 300 0 19050 BRISTOL MYERS SQUIBB CO COM 110122108 221 3608 SH SOLE 340 0 3268 CAPITALA FIN CORP 5.75% NT CV 22 14054R403 355 14100 SH SOLE 0 0 14100 CAROLINA FINL CORP NEW COM 143873107 219 5900 SH SOLE 0 0 5900 CATERPILLAR INC DEL COM 149123101 466 2955 SH SOLE 44 0 2911 CHEVRON CORP NEW COM 166764100 2034 16246 SH SOLE 279 0 15968 CISCO SYS INC COM 17275R102 614 16022 SH SOLE 80 0 15942 CLAYMORE EXCHANGE TRD FD TR GUGG SHIPPNG ETF 18383Q796 323 27850 SH SOLE 0 0 27850 COCA COLA CO COM 191216100 576 12563 SH SOLE 150 0 12413 COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 24 11688 SH SOLE 0 0 11688 COSTCO WHSL CORP NEW COM 22160K105 466 2503 SH SOLE 0 0 2503 COUNTY BANCORP INC COM 221907108 385 12947 SH SOLE 0 0 12947 CRISPR THERAPEUTICS AG NAMEN AKT H17182108 242 10300 SH SOLE 300 0 10000 DAKTRONICS INC COM 234264109 94 10244 SH SOLE 0 0 10244 DIREXION SHS ETF TR NAS100 EQL WGT 25459Y207 3149 72908 SH SOLE 52 0 72856 DISNEY WALT CO COM DISNEY 254687106 519 4825 SH SOLE 0 0 4825 DNP SELECT INCOME FD COM 23325P104 440 40722 SH SOLE 1400 0 39322 DOMINION ENERGY INC COM 25746U109 1115 13760 SH SOLE 300 0 13460 DOMINION ENERGY MIDSTRM PRTN COM UT REP LTD 257454108 494 16217 SH SOLE 0 0 16217 DOWDUPONT INC COM 26078J100 446 6264 SH SOLE 534 0 5730 DUKE ENERGY CORP NEW COM NEW 26441C204 2239 26617 SH SOLE 930 0 25687 EMERSON ELEC CO COM 291011104 233 3343 SH SOLE 70 0 3273 ENBRIDGE INC COM 29250N105 200 5119 SH SOLE 0 0 5119 ENTERPRISE PRODS PARTNERS L COM 293792107 442 16655 SH SOLE 0 0 16655 ETFIS SER TR I INFRAC ACT MLP 26923G103 229 26585 SH SOLE 0 0 26585 EXXON MOBIL CORP COM 30231G102 1920 22950 SH SOLE 1200 0 21750 FACEBOOK INC CL A 30303M102 353 1999 SH SOLE 0 0 1999 FIFTH THIRD BANCORP COM 316773100 520 17150 SH SOLE 250 0 16900 FIRST TR EXCHANG TRADED FD I MANAGD MUN ETF 33739N108 409 7635 SH SOLE 0 0 7635 FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 349 3177 SH SOLE 0 0 3177 FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 251 5964 SH SOLE 0 0 5964 FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 224 4594 SH SOLE 0 0 4594 FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 352 13515 SH SOLE 0 0 13515 FNB CORP PA COM 302520101 501 36239 SH SOLE 0 0 36239 FORD MTR CO DEL COM PAR $0.01 345370860 552 44175 SH SOLE 1000 0 43175 FS INVT CORP COM 302635107 97 13207 SH SOLE 0 0 13207 GENERAL ELECTRIC CO COM 369604103 601 34450 SH SOLE 460 0 33990 GENERAL MLS INC COM 370334104 447 7533 SH SOLE 84 0 7449 GILEAD SCIENCES INC COM 375558103 1728 24124 SH SOLE 254 0 23870 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 219 6163 SH SOLE 200 0 5963 GLOBAL X FDS GLOBX SUPDV US 37950E291 317 12397 SH SOLE 0 0 12397 GLOBAL X FDS GLBX SUPRINC ETF 37950E333 811 66680 SH SOLE 0 0 66680 GLOBAL X FDS GLOBAL X URANIUM 37954Y871 1522 101111 SH SOLE 116 0 100995 HOME DEPOT INC COM 437076102 392 2069 SH SOLE 0 0 2069 HONEYWELL INTL INC COM 438516106 355 2318 SH SOLE 0 0 2318 HP INC COM 40434L105 281 13355 SH SOLE 0 0 13355 ILLINOIS TOOL WKS INC COM 452308109 362 2170 SH SOLE 0 0 2170 INTEL CORP COM 458140100 477 10330 SH SOLE 0 0 10330 INTERNATIONAL BUSINESS MACHS COM 459200101 558 3640 SH SOLE 0 0 3640 IONIS PHARMACEUTICALS INC COM 462222100 801 15929 SH SOLE 475 0 15454 IRON MTN INC NEW COM 46284V101 373 9877 SH SOLE 0 0 9877 ISHARES INC MIN VOL EMRG MKT 464286533 2796 46015 SH SOLE 37 0 45978 ISHARES INC MSCI JPN ETF NEW 46434G822 2417 40338 SH SOLE 45 0 40293 ISHARES TR CORE MSCI TOTAL 46432F834 200 3174 SH SOLE 0 0 3174 ISHARES TR INTL SEL DIV ETF 464288448 741 21920 SH SOLE 0 0 21920 ISHARES TR SELECT DIVID ETF 464287168 341 3458 SH SOLE 0 0 3458 ISHARES TR IBOXX HI YD ETF 464288513 756 8669 SH SOLE 0 0 8669 ISHARES TR IBOXX INV CP ETF 464287242 488 4012 SH SOLE 0 0 4012 ISHARES TR MBS ETF 464288588 325 3050 SH SOLE 0 0 3050 ISHARES TR S&P 500 GRWT ETF 464287309 905 5927 SH SOLE 0 0 5927 ISHARES TR S&P 500 VAL ETF 464287408 834 7303 SH SOLE 0 0 7303 ISHARES TR S&P MC 400VL ETF 464287705 2949 18417 SH SOLE 16 0 18401 ISHARES TR S&P US PFD STK 464288687 3951 103780 SH SOLE 400 0 103380 ISHARES TR 20 YR TR BD ETF 464287432 877 6914 SH SOLE 0 0 6914 ISHARES TR MSCI EAFE ETF 464287465 4661 66297 SH SOLE 227 0 66070 ISHARES TR CORE S&P MCP ETF 464287507 358 1886 SH SOLE 0 0 1886 ISHARES TR CORE S&P SCP ETF 464287804 916 11931 SH SOLE 0 0 11931 ISHARES TR NATIONAL MUN ETF 464288414 884 7984 SH SOLE 0 0 7984 ISHARES TR CORE S&P500 ETF 464287200 693 2578 SH SOLE 17 0 2561 ISHARES TR BARCLAYS 7 10 YR 464287440 734 6955 SH SOLE 78 0 6877 JOHNSON & JOHNSON COM 478160104 1165 8336 SH SOLE 125 0 8211 JPMORGAN CHASE & CO COM 46625H100 294 2753 SH SOLE 150 0 2603 KOHLS CORP COM 500255104 383 7070 SH SOLE 0 0 7070 KRAFT HEINZ CO COM 500754106 209 2692 SH SOLE 74 0 2618 LOCKHEED MARTIN CORP COM 539830109 314 977 SH SOLE 90 0 887 LOWES COS INC COM 548661107 3348 36026 SH SOLE 0 0 36026 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 421 5934 SH SOLE 0 0 5934 MAIN STREET CAPITAL CORP COM 56035L104 270 10700 SH SOLE 0 0 10700 MCDONALDS CORP COM 580135101 268 1560 SH SOLE 30 0 1530 MERCK & CO INC COM 58933Y105 647 11504 SH SOLE 560 0 10944 MICROSOFT CORP COM 594918104 815 9529 SH SOLE 0 0 9529 NETFLIX INC COM 64110L106 497 2589 SH SOLE 20 0 2569 NETLIST INC COM 64118P109 3 10000 SH SOLE 0 0 10000 NIKE INC CL B 654106103 221 3529 SH SOLE 0 0 3529 NORFOLK SOUTHERN CORP COM 655844108 2423 16724 SH SOLE 0 0 16724 NUVEEN NORTH CAROLINA QLTY M COM 67060p100 180 13954 SH SOLE 0 0 13954 NUVEEN VIRGINIA QLTY MUNCPL COM 67064R102 349 27197 SH SOLE 0 0 27197 NVIDIA CORP COM 67066G104 432 2230 SH SOLE 0 0 2230 PEPSICO INC COM 713448108 818 6818 SH SOLE 100 0 6718 PFIZER INC COM 717081103 1263 34865 SH SOLE 1339 0 33526 PHILIP MORRIS INTL INC COM 718172109 281 2662 SH SOLE 0 0 2662 PIMCO ETF TR ACTIVE BD ETF 72201R775 508 4794 SH SOLE 0 0 4794 POWERSHARES ETF TR II TXBLE MUN PRTFLO 73937B407 3177 103505 SH SOLE 0 0 103505 POWERSHARES ETF TR II PWRSHS SP500 LOW 73937B654 559 13174 SH SOLE 0 0 13174 POWERSHARES ETF TR II S&P500 LOW VOL 73937B779 1692 35443 SH SOLE 0 0 35443 POWERSHARES ETF TR II VAR RATE PFD POR 73937B597 464 18100 SH SOLE 0 0 18100 POWERSHARES ETF TR II PFD PORTFOLIO 73936T565 162 10877 SH SOLE 1911 0 8966 POWERSHARES ETF TRUST S&P 500 QLTY PRT 73935X682 349 11456 SH SOLE 0 0 11456 POWERSHARES ETF TRUST AERSPC DEF PTF 73935X690 400 7420 SH SOLE 0 0 7420 POWERSHARES ETF TRUST INTL DIV ACHV 73935X716 371 22439 SH SOLE 0 0 22439 POWERSHARES ETF TRUST II GLBL ST HI YLD 73936Q710 295 12388 SH SOLE 0 0 12388 POWERSHARES ETF TRUST II CEF INC COMPST 73936Q843 219 9150 SH SOLE 0 0 9150 POWERSHARES ETF TRUST II DWA DEVMKTMOM PT 73936Q108 208 7539 SH SOLE 0 0 7539 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 386 2479 SH SOLE 0 0 2479 PROCTER AND GAMBLE CO COM 742718109 667 7255 SH SOLE 30 0 7225 PROSHARES TR S&P 500 DV ARIST 74348A467 381 5955 SH SOLE 0 0 5955 PROSPECT CAPITAL CORPORATION COM 74348T102 187 27752 SH SOLE 0 0 27752 QUALCOMM INC COM 747525103 610 9531 SH SOLE 130 0 9401 REDWOOD TR INC COM 758075402 241 16285 SH SOLE 0 0 16285 SCANA CORP NEW COM 80589M102 461 11579 SH SOLE 0 0 11579 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 504 10072 SH SOLE 0 0 10072 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 687 13208 SH SOLE 0 0 13208 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 703 13748 SH SOLE 0 0 13748 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 378 7092 SH SOLE 1116 0 5976 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 491 17558 SH SOLE 1349 0 16209 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 1671 49048 SH SOLE 543 0 48505 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 544 7797 SH SOLE 1042 0 6755 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 1463 20688 SH SOLE 0 0 20688 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 1455 26622 SH SOLE 0 0 26622 SEAGATE TECHNOLOGY PLC SHS G7945M107 270 6449 SH SOLE 0 0 6449 SELECT SECTOR SPDR TR ENERGY 81369y506 324 4490 SH SOLE 0 0 4490 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 4952 177436 SH SOLE 144 0 177292 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 457 5533 SH SOLE 0 0 5533 SELECT SECTOR SPDR TR TECHNOLOGY 81369y803 291 4554 SH SOLE 0 0 4554 SENIOR HSG PPTYS TR SH BEN INT 81721M109 221 11550 SH SOLE 300 0 11250 SOUTHERN CO COM 842587107 378 7855 SH SOLE 0 0 7855 SPDR GOLD TRUST GOLD SHS 78463V107 774 6262 SH SOLE 0 0 6262 SPDR INDEX SHS FDS EURO STOXX 50 78463x202 470 11550 SH SOLE 0 0 11550 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 344 9025 SH SOLE 0 0 9025 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 1010 31847 SH SOLE 0 0 31847 SPDR SER TR PRTFLO S&P500 HI 78468R788 356 9505 SH SOLE 0 0 9505 SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 572 11313 SH SOLE 0 0 11313 SPDR SERIES TRUST S&P DIVID ETF 78464A763 235 2483 SH SOLE 0 0 2483 SPDR SERIES TRUST PORTFOLIO INTRMD 78464A375 2317 67713 SH SOLE 0 0 67713 SPDR SERIES TRUST PORTFOLIO LR ETF 78464A854 734 23433 SH SOLE 0 0 23433 SPDR SERIES TRUST PORTFOLIO MD ETF 78464A847 365 10927 SH SOLE 0 0 10927 SPDR SERIES TRUST PORTFOLIO TL STK 78464A805 764 22993 SH SOLE 0 0 22993 SPDR SERIES TRUST PRTFLO S&P500 GW 78464A409 306 9260 SH SOLE 0 0 9260 SQUARE INC CL A 852234103 222 6400 SH SOLE 0 0 6400 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 19437 399606 SH SOLE 656 0 398950 STANLEY FURNITURE CO INC COM NEW 854305208 14 16081 SH SOLE 0 0 16081 TARGET CORP COM 87612E106 501 7675 SH SOLE 0 0 7675 V F CORP COM 918204108 318 4302 SH SOLE 0 0 4302 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 483 20765 SH SOLE 181 0 20584 VANECK VECTORS ETF TR BDC INCOME ETF 92189F411 200 12040 SH SOLE 0 0 12040 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 287 3522 SH SOLE 0 0 3522 VANGUARD INDEX FDS MID CAP ETF 922908629 400 3218 SH SOLE 0 0 3218 VANGUARD INDEX FDS GROWTH ETF 922908736 206 1467 SH SOLE 0 0 1467 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 788 7061 SH SOLE 0 0 7061 VANGUARD INDEX FDS MID CAP ETF 922908629 515 3327 SH SOLE 0 0 3327 VANGUARD INDEX FDS TOTAL STK MKT 922908769 7999 58279 SH SOLE 92 0 58187 VANGUARD INDEX FDS VALUE ETF 922908744 1683 15826 SH SOLE 127 0 15699 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 255 1895 SH SOLE 0 0 1895 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 543 11819 SH SOLE 0 0 11819 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 706 12906 SH SOLE 0 0 12906 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 8405 113178 SH SOLE 126 0 113052 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 897 11310 SH SOLE 0 0 11310 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206c870 417 4773 SH SOLE 0 0 4773 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 416 7932 SH SOLE 0 0 7932 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 225 2206 SH SOLE 0 0 2206 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 425 9467 SH SOLE 0 0 9467 VANGUARD WORLD FD EXTENDED DUR 921910709 201 1660 SH SOLE 0 0 1660 VANGUARD WORLD FD MEGA GRWTH IND 921910816 221 1988 SH SOLE 0 0 1988 VERIZON COMMUNICATIONS INC COM 92343V104 1246 23549 SH SOLE 440 0 23109 VERTEX PHARMACEUTICALS INC COM 92532F100 834 5565 SH SOLE 100 0 5465 VISA INC COM CL A 92826C839 495 4343 SH SOLE 100 0 4243 W P CAREY INC COM 92936U109 283 4113 SH SOLE 0 0 4113 WAL-MART STORES INC COM 931142103 1185 11998 SH SOLE 50 0 11948 WEYERHAEUSER CO COM 962166104 226 6407 SH SOLE 100 0 6307 WISDOMTREE TR JAPN HEDGE EQT 97717W851 557 9392 SH SOLE 0 0 9392 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 388 6097 SH SOLE 0 0 6097