0001398344-17-009293.txt : 20170731
0001398344-17-009293.hdr.sgml : 20170731
20170731133945
ACCESSION NUMBER: 0001398344-17-009293
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170630
FILED AS OF DATE: 20170731
DATE AS OF CHANGE: 20170731
EFFECTIVENESS DATE: 20170731
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Capital Investment Advisory Services, LLC
CENTRAL INDEX KEY: 0001659203
IRS NUMBER: 263844257
STATE OF INCORPORATION: NC
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17635
FILM NUMBER: 17992465
BUSINESS ADDRESS:
STREET 1: 100 E. SIX FORKS RD., SUITE 200
CITY: RALEIGH
STATE: NC
ZIP: 27609
BUSINESS PHONE: 919-831-2370
MAIL ADDRESS:
STREET 1: P.O. BOX 32249
CITY: RALEIGH
STATE: NC
ZIP: 27622
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001659203
XXXXXXXX
06-30-2017
06-30-2017
false
Capital Investment Advisory Services, LLC
P.o. Box 32249
Raleigh
NC
27622
13F HOLDINGS REPORT
028-17635
N
Ron King
Chief Compliance Officer
919-831-2370
/s/ Ron King
Raleigh
NC
07-31-2017
0
167
151808
INFORMATION TABLE
2
fp0027008_13fhr-table.xml
13F INFORMATION TABLE
3M CO
COM
88579Y101
252
1210
SH
SOLE
28
0
1182
ABBVIE INC
COM
00287Y109
871
12015
SH
SOLE
400
0
11615
ACUITY BRANDS INC
COM
00508Y102
209
1030
SH
SOLE
0
0
1030
ALPHABET INC
CAP STK CL C
02079K107
230
253
SH
SOLE
0
0
253
ALTRIA GROUP INC
COM
02209S103
1081
14513
SH
SOLE
250
0
14263
AMAZON COM INC
COM
023135106
395
408
SH
SOLE
0
0
408
AMGEN INC
COM
031162100
1193
6924
SH
SOLE
20
0
6904
APPLE INC
COM
037833100
2025
14062
SH
SOLE
160
0
13902
AT&T INC
COM
00206R102
1938
51354
SH
SOLE
450
0
50904
BANCO SANTANDER SA
ADR
05964H105
134
20029
SH
SOLE
0
0
20029
BANK AMER CORP
COM
060505104
1330
54809
SH
SOLE
0
0
54809
BB&T CORP
COM
054937107
774
17045
SH
SOLE
2200
0
14845
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
336
1982
SH
SOLE
0
0
1982
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
210
1240
SH
SOLE
0
0
1240
BIOGEN INC
COM
09062X103
721
2658
SH
SOLE
65
0
2593
BOEING CO
COM
097023105
414
2096
SH
SOLE
75
0
2021
BP PLC
SPONSORED ADR
055622104
444
12815
SH
SOLE
300
0
12515
BRISTOL MYERS SQUIBB CO
COM
110122108
242
4340
SH
SOLE
340
0
4000
CATERPILLAR INC DEL
COM
149123101
320
2981
SH
SOLE
44
0
2937
CHEVRON CORP NEW
COM
166764100
1574
15087
SH
SOLE
277
0
14810
CISCO SYS INC
COM
17275R102
471
15033
SH
SOLE
0
0
15033
CLAYMORE EXCHANGE TRD FD TR
GUGG SHIPPNG ETF
18383Q796
297
25150
SH
SOLE
0
0
25150
COCA COLA CO
COM
191216100
553
12321
SH
SOLE
150
0
12171
COMPANHIA ENERGETICA DE MINA
SP ADR N-V PFD
204409601
28
11688
SH
SOLE
0
0
11688
COSTCO WHSL CORP NEW
COM
22160K105
296
1853
SH
SOLE
0
0
1853
COUNTY BANCORP INC
COM
221907108
311
12947
SH
SOLE
0
0
12947
DIREXION SHS ETF TR
NAS100 EQL WGT
25459Y207
5229
131345
SH
SOLE
106
0
131239
DISNEY WALT CO
COM DISNEY
254687106
479
4509
SH
SOLE
0
0
4509
DNP SELECT INCOME FD
COM
23325P104
444
40354
SH
SOLE
400
0
39954
DOMINION ENERGY INC
COM
25746U109
941
12279
SH
SOLE
200
0
12079
DOMINION ENERGY MIDSTRM PRTN
COM UT REP LTD
257454108
634
21979
SH
SOLE
0
0
21979
DOW CHEM CO
COM
260543103
348
5522
SH
SOLE
150
0
5372
DUKE ENERGY CORP NEW
COM NEW
26441C204
2105
25184
SH
SOLE
930
0
24254
EDWARDS LIFESCIENCES CORP
COM
28176E108
212
1794
SH
SOLE
100
0
1694
EMERSON ELEC CO
COM
291011104
204
3429
SH
SOLE
70
0
3359
ENERGY TRANSFER PRTNRS L P
UNIT LTD PARTN
29273R109
248
12151
SH
SOLE
0
0
12151
ENTERPRISE PRODS PARTNERS L
COM
293792107
441
16269
SH
SOLE
0
0
16269
ETFIS SER TR I
INFRAC ACT MLP
26923G103
298
29510
SH
SOLE
0
0
29510
EXXON MOBIL CORP
COM
30231G102
1656
20514
SH
SOLE
1100
0
19414
FACEBOOK INC
CL A
30303M102
204
1350
SH
SOLE
0
0
1350
FIRST TR EXCHANG TRADED FD I
MANAGD MUN ETF
33739N108
403
7635
SH
SOLE
0
0
7635
FIRST TR EXCHANGE TRADED FD
DJ INTERNT IDX
33733E302
293
3095
SH
SOLE
0
0
3095
FIRST TR EXCHANGE TRADED FD
CONSUMR DISCRE
33734X101
217
5858
SH
SOLE
0
0
5858
FIRST TR EXCHANGE TRADED FD
CONSUMR STAPLE
33734X119
205
4460
SH
SOLE
0
0
4460
FIRST TR EXCHANGE TRADED FD
UTILITIES ALPH
33734X184
358
13175
SH
SOLE
0
0
13175
FNB CORP PA
COM
302520101
504
35601
SH
SOLE
0
0
35601
FORD MTR CO DEL
COM PAR $0.01
345370860
451
40347
SH
SOLE
1000
0
39347
FS INVT CORP
COM
302635107
236
25767
SH
SOLE
0
0
25767
GENERAL ELECTRIC CO
COM
369604103
2037
75435
SH
SOLE
987
0
74448
GENERAL MLS INC
COM
370334104
302
5458
SH
SOLE
84
0
5374
GILEAD SCIENCES INC
COM
375558103
655
9248
SH
SOLE
103
0
9145
GLOBAL X FDS
GLOBX SUPDV US
37950E291
309
12183
SH
SOLE
0
0
12183
GLOBAL X FDS
GLBX SUPRINC ETF
37950E333
737
57361
SH
SOLE
0
0
57361
GLOBAL X FDS
GLOBAL X URANIUM
37954Y871
1457
110540
SH
SOLE
81
0
110459
HOME DEPOT INC
COM
437076102
315
2053
SH
SOLE
0
0
2053
HP INC
COM
40434L105
183
10452
SH
SOLE
0
0
10452
ILLINOIS TOOL WKS INC
COM
452308109
311
2170
SH
SOLE
0
0
2170
INTEL CORP
COM
458140100
313
9283
SH
SOLE
0
0
9283
INTERNATIONAL BUSINESS MACHS
COM
459200101
530
3446
SH
SOLE
0
0
3446
IONIS PHARMACEUTICALS INC
COM
462222100
906
17804
SH
SOLE
575
0
17229
IRON MTN INC NEW
COM
46284V101
236
6882
SH
SOLE
0
0
6882
ISHARES
MIN VOL EMRG MKT
464286533
1193
21526
SH
SOLE
37
0
21489
ISHARES TR
INTL SEL DIV ETF
464288448
675
20640
SH
SOLE
0
0
20640
ISHARES TR
SELECT DIVID ETF
464287168
313
3394
SH
SOLE
0
0
3394
ISHARES TR
IBOXX HI YD ETF
464288513
755
8546
SH
SOLE
288
0
8258
ISHARES TR
IBOXX INV CP ETF
464287242
421
3495
SH
SOLE
0
0
3495
ISHARES TR
MBS ETF
464288588
294
2749
SH
SOLE
0
0
2749
ISHARES TR
S&P 500 GRWT ETF
464287309
809
5914
SH
SOLE
0
0
5914
ISHARES TR
S&P 500 VAL ETF
464287408
766
7299
SH
SOLE
0
0
7299
ISHARES TR
S&P MC 400VL ETF
464287705
2204
14839
SH
SOLE
16
0
14823
ISHARES TR
U.S. PFD STK ETF
464288687
3503
89424
SH
SOLE
400
0
89024
ISHARES TR
20 YR TR BD ETF
464287432
2642
21119
SH
SOLE
19
0
21100
ISHARES TR
MSCI EAFE ETF
464287465
3733
57255
SH
SOLE
243
0
57012
ISHARES TR
CORE S&P MCP ETF
464287507
429
2468
SH
SOLE
0
0
2468
ISHARES TR
CORE S&P SCP ETF
464287804
938
13376
SH
SOLE
0
0
13376
ISHARES TR
NATIONAL MUN ETF
464288414
795
7216
SH
SOLE
0
0
7216
ISHARES TR
CORE S&P500 ETF
464287200
993
4080
SH
SOLE
17
0
4063
ISHARES TR
7-10YR TR BD ETF
464287440
830
7787
SH
SOLE
75
0
7712
JOHNSON & JOHNSON
COM
478160104
1114
8422
SH
SOLE
125
0
8297
JPMORGAN CHASE & CO
COM
46625H100
260
2846
SH
SOLE
150
0
2696
KITE PHARMA INC
COM
49803L109
238
2300
SH
SOLE
0
0
2300
KOHLS CORP
COM
500255104
291
7530
SH
SOLE
0
0
7530
KRAFT HEINZ CO
COM
500754106
200
2338
SH
SOLE
74
0
2264
LOCKHEED MARTIN CORP
COM
539830109
245
882
SH
SOLE
90
0
792
LOWES COS INC
COM
548661107
2371
30585
SH
SOLE
0
0
30585
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
432
6060
SH
SOLE
0
0
6060
MCDONALDS CORP
COM
580135101
240
1568
SH
SOLE
30
0
1538
MERCK & CO INC
COM
58933Y105
623
9724
SH
SOLE
560
0
9164
MICROSOFT CORP
COM
594918104
684
9922
SH
SOLE
0
0
9922
NETFLIX INC
COM
64110L106
418
2797
SH
SOLE
25
0
2772
NETLIST INC
COM
64118P109
10
10000
SH
SOLE
0
0
10000
NEW YORK REIT INC
COM
64976L109
124
14357
SH
SOLE
0
0
14357
NORFOLK SOUTHERN CORP
COM
655844108
1757
14440
SH
SOLE
0
0
14440
NUVEEN NORTH CAROLINA QLTY M
COM
67060p100
186
13952
SH
SOLE
0
0
13952
NUVEEN VIRGINIA QLTY MUNCPL
COM
67064R102
350
26517
SH
SOLE
0
0
26517
NVIDIA CORP
COM
67066G104
304
2100
SH
SOLE
0
0
2100
PEPSICO INC
COM
713448108
744
6438
SH
SOLE
100
0
6338
PFIZER INC
COM
717081103
1201
35742
SH
SOLE
1142
0
34600
PHILIP MORRIS INTL INC
COM
718172109
311
2647
SH
SOLE
0
0
2647
PIMCO ETF TR
ACTIVE BD ETF
72201R775
474
4467
SH
SOLE
0
0
4467
POWERSHARES ETF TR II
TXBLE MUN PRTFLO
73937B407
2671
89151
SH
SOLE
0
0
89151
POWERSHARES ETF TR II
PWRSHS SP500 LOW
73937B654
531
13191
SH
SOLE
0
0
13191
POWERSHARES ETF TR II
S&P500 LOW VOL
73937B779
1566
35002
SH
SOLE
0
0
35002
POWERSHARES ETF TR II
VAR RATE PFD POR
73937B597
342
13055
SH
SOLE
0
0
13055
POWERSHARES ETF TRUST
S&P 500 QLTY PRT
73935X682
285
10203
SH
SOLE
0
0
10203
POWERSHARES ETF TRUST
AERSPC DEF PTF
73935X690
204
4440
SH
SOLE
0
0
4440
POWERSHARES ETF TRUST
INTL DIV ACHV
73935X716
267
17345
SH
SOLE
0
0
17345
POWERSHARES ETF TRUST II
GLBL ST HI YLD
73936Q710
258
10653
SH
SOLE
0
0
10653
POWERSHARES ETF TRUST II
CEF INC COMPST
73936Q843
217
9150
SH
SOLE
0
0
9150
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
336
2441
SH
SOLE
0
0
2441
PROCTER AND GAMBLE CO
COM
742718109
582
6675
SH
SOLE
30
0
6645
PROGRESSIVE CORP OHIO
COM
743315103
259
5878
SH
SOLE
0
0
5878
PROSPECT CAPITAL CORPORATION
COM
74348T102
458
56392
SH
SOLE
0
0
56392
QUALCOMM INC
COM
747525103
448
8115
SH
SOLE
130
0
7985
REDWOOD TR INC
COM
758075402
397
23285
SH
SOLE
0
0
23285
SCANA CORP NEW
COM
80589M102
451
6733
SH
SOLE
0
0
6733
SCHWAB STRATEGIC TR
SHT TM US TRES
808524862
717
14219
SH
SOLE
2972
0
11247
SCHWAB STRATEGIC TR
US AGGREGATE B
808524839
1234
23616
SH
SOLE
540
0
23076
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
787
17439
SH
SOLE
0
0
17439
SCHWAB STRATEGIC TR
US MID-CAP ETF
808524508
449
9320
SH
SOLE
1116
0
8204
SCHWAB STRATEGIC TR
EMRG MKTEQ ETF
808524706
587
23640
SH
SOLE
1349
0
22291
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
2026
63737
SH
SOLE
543
0
63194
SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
950
14857
SH
SOLE
1042
0
13815
SCHWAB STRATEGIC TR
US LCAP GR ETF
808524300
1869
29576
SH
SOLE
0
0
29576
SCHWAB STRATEGIC TR
US LCAP VA ETF
808524409
1811
36075
SH
SOLE
0
0
36075
SELECT SECTOR SPDR TR
ENERGY
81369y506
280
4317
SH
SOLE
0
0
4317
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
3582
145182
SH
SOLE
144
0
145038
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
389
4908
SH
SOLE
0
0
4908
SELECT SECTOR SPDR TR
TECHNOLOGY
81369y803
248
4531
SH
SOLE
0
0
4531
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
315
6071
SH
SOLE
0
0
6071
SENIOR HSG PPTYS TR
SH BEN INT
81721M109
236
11570
SH
SOLE
300
0
11270
SNYDERS-LANCE INC
COM
833551104
607
17545
SH
SOLE
0
0
17545
SOUTHERN CO
COM
842587107
412
8608
SH
SOLE
0
0
8608
SPDR GOLD TRUST
GOLD SHS
78463V107
730
6189
SH
SOLE
0
0
6189
SPDR INDEX SHS FDS
EURO STOXX 50
78463x202
406
10550
SH
SOLE
0
0
10550
SPDR S&P 500 ETF TR
TR UNIT
78462F103
722
2985
SH
SOLE
0
0
2985
SPDR SERIES TRUST
BLMBRG BRC CNVRT
78464A359
569
11477
SH
SOLE
0
0
11477
SQUARE INC
CL A
852234103
341
14525
SH
SOLE
300
0
14225
SSGA ACTIVE ETF TR
SPDR TR TACTIC
78467V848
16782
341023
SH
SOLE
628
0
340395
STANLEY FURNITURE CO INC
COM NEW
854305208
18
16081
SH
SOLE
0
0
16081
TARGET CORP
COM
87612E106
247
4732
SH
SOLE
0
0
4732
V F CORP
COM
918204108
251
4365
SH
SOLE
0
0
4365
VANECK VECTORS ETF TR
GOLD MINERS ETF
92189F106
479
21672
SH
SOLE
156
0
21516
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937835
2215
27072
SH
SOLE
0
0
27072
VANGUARD INDEX FDS
MID CAP ETF
922908629
427
3670
SH
SOLE
0
0
3670
VANGUARD INDEX FDS
GROWTH ETF
922908736
386
3039
SH
SOLE
0
0
3039
VANGUARD INDEX FDS
MCAP VL IDXVIP
922908512
744
7231
SH
SOLE
0
0
7231
VANGUARD INDEX FDS
MID CAP ETF
922908629
761
5342
SH
SOLE
0
0
5342
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
7546
60636
SH
SOLE
100
0
60536
VANGUARD INDEX FDS
VALUE ETF
922908744
1463
15148
SH
SOLE
127
0
15021
VANGUARD INTL EQUITY INDEX F
TT WRLD ST ETF
922042742
387
3255
SH
SOLE
0
0
3255
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
686
16806
SH
SOLE
0
0
16806
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
1386
27709
SH
SOLE
0
0
27709
VANGUARD INTL EQUITY INDEX F
TT WRLD ST ETF
922042742
6748
99933
SH
SOLE
126
0
99807
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
880
10996
SH
SOLE
0
0
10996
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206c870
261
2985
SH
SOLE
0
0
2985
VANGUARD SCOTTSDALE FDS
MORTG-BACK SEC
92206C771
256
4861
SH
SOLE
0
0
4861
VANGUARD SPECIALIZED PORTFOL
DIV APP ETF
921908844
399
4301
SH
SOLE
0
0
4301
VERIZON COMMUNICATIONS INC
COM
92343V104
930
20816
SH
SOLE
440
0
20376
VERTEX PHARMACEUTICALS INC
COM
92532F100
807
6263
SH
SOLE
100
0
6163
VISA INC
COM CL A
92826C839
445
4747
SH
SOLE
100
0
4647
W P CAREY INC
COM
92936U109
223
3384
SH
SOLE
0
0
3384
WAL-MART STORES INC
COM
931142103
276
3644
SH
SOLE
0
0
3644
WEYERHAEUSER CO
COM
962166104
234
6980
SH
SOLE
100
0
6880
WILLIAMS PARTNERS L P NEW
COM UNIT LTD PAR
96949L105
330
8238
SH
SOLE
0
0
8238
WISDOMTREE TR
JAPN HEDGE EQT
97717W851
2392
46005
SH
SOLE
54
0
45951
WISDOMTREE TR
EUROPE HEDGED EQ
97717X701
390
6253
SH
SOLE
0
0
6253