Chief Compliance Officer

0001398344-17-005747.txt : 20170502 0001398344-17-005747.hdr.sgml : 20170502 20170502170300 ACCESSION NUMBER: 0001398344-17-005747 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170502 DATE AS OF CHANGE: 20170502 EFFECTIVENESS DATE: 20170502 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Capital Investment Advisory Services, LLC CENTRAL INDEX KEY: 0001659203 IRS NUMBER: 263844257 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17635 FILM NUMBER: 17805961 BUSINESS ADDRESS: STREET 1: 100 E. SIX FORKS RD., SUITE 200 CITY: RALEIGH STATE: NC ZIP: 27609 BUSINESS PHONE: 919-244-7893 MAIL ADDRESS: STREET 1: P.O. BOX 32249 CITY: RALEIGH STATE: NC ZIP: 27622 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001659203 XXXXXXXX 03-31-2017 03-31-2017 false Capital Investment Advisory Services, LLC

P.o. Box 32249 Raleigh NC 27622

13F HOLDINGS REPORT 028-17635 N Ron King Chief Compliance Officer 919-831-2370 /s/ Ron King Raleigh NC 05-02-2017 0 146 136425 INFORMATION TABLE 2 fp0025391_13fhr-table.xml 13F INFORMATION TABLE 3M CO COM 88579Y101 219 1143 SH SOLE 28 0 1115 AT&T INC COM 00206R102 1848 44469 SH SOLE 200 0 44269 ABBVIE INC COM 00287Y109 829 12721 SH SOLE 400 0 12321 ALPHABET INC CAP STK CL C 02079K107 209 252 SH SOLE 0 0 252 ALTRIA GROUP INC COM 02209S103 1026 14365 SH SOLE 0 0 14365 AMAZON COM INC COM 023135106 342 386 SH SOLE 0 0 386 AMGEN INC COM 031162100 1184 7216 SH SOLE 0 0 7216 APPLE INC COM 037833100 2010 13991 SH SOLE 100 0 13891 BANCO SANTANDER SA ADR 05964H105 97 16029 SH SOLE 0 0 16029 BANK AMER CORP COM 060505104 1289 54656 SH SOLE 300 0 54356 BB&T CORP COM 054937107 660 14758 SH SOLE 2200 0 12558 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 275 1648 SH SOLE 0 0 1648 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 240 1440 SH SOLE 0 0 1440 BIOGEN INC COM 09062X103 761 2783 SH SOLE 65 0 2718 BOEING CO COM 097023105 369 2086 SH SOLE 75 0 2011 BP PLC SPONSORED ADR 055622104 363 10514 SH SOLE 300 0 10214 CATERPILLAR INC DEL COM 149123101 338 3644 SH SOLE 44 0 3600 CHEVRON CORP NEW COM 166764100 1660 15461 SH SOLE 276 0 15184 CISCO SYS INC COM 17275R102 501 14831 SH SOLE 0 0 14831 COCA COLA CO COM 191216100 537 12656 SH SOLE 100 0 12556 COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 44 13388 SH SOLE 0 0 13388 CONOCOPHILLIPS COM 20825C104 235 4710 SH SOLE 244 0 4466 COSTCO WHSL CORP NEW COM 22160K105 298 1778 SH SOLE 0 0 1778 COUNTY BANCORP INC COM 221907108 376 12947 SH SOLE 0 0 12947 DIREXION SHS ETF TR NAS100 EQL WGT 25459Y207 5363 69695 SH SOLE 540 0 69155 DISNEY WALT CO COM DISNEY 254687106 526 4638 SH SOLE 0 0 4638 DNP SELECT INCOME FD COM 23325P104 446 41272 SH SOLE 2502 0 38770 DOMINION MIDSTREAM PARTNERS COM UT REP LTD 257454108 815 25517 SH SOLE 0 0 25517 DOMINION RES INC VA NEW COM 25746U109 870 11218 SH SOLE 100 0 11118 DOW CHEM CO COM 260543103 333 5237 SH SOLE 0 0 5237 DUKE ENERGY CORP NEW COM NEW 26441C204 1937 23620 SH SOLE 787 0 22833 ENTERPRISE PRODS PARTNERS L COM 293792107 423 15318 SH SOLE 0 0 15318 EXXON MOBIL CORP COM 30231G102 1582 19286 SH SOLE 1000 0 18286 FNB CORP PA COM 302520101 532 35752 SH SOLE 0 0 35752 FIRST TR EXCHANG TRADED FD I MANAGD MUN ETF 33739N108 395 7620 SH SOLE 0 0 7620 FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 274 3112 SH SOLE 0 0 3112 FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 219 5942 SH SOLE 0 0 5942 FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 226 4892 SH SOLE 0 0 4892 FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 461 16813 SH SOLE 0 0 16813 FORD MTR CO DEL COM PAR $0.01 345370860 335 28806 SH SOLE 1000 0 27806 FS INVT CORP COM 302635107 240 24517 SH SOLE 0 0 24517 GENERAL ELECTRIC CO COM 369604103 2385 80031 SH SOLE 1283 0 78748 GILEAD SCIENCES INC COM 375558103 778 11452 SH SOLE 102 0 11350 GLOBAL X FDS GLOBX SUPDV US 37950E291 295 11711 SH SOLE 0 0 11711 GLOBAL X 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WRLD ST ETF 922042742 373 3275 SH SOLE 0 0 3275 VANGUARD INDEX FDS MID CAP ETF 922908629 402 3499 SH SOLE 0 0 3499 ISHARES TR S&P 500 GRWT ETF 464287309 764 5807 SH SOLE 0 0 5807 ISHARES TR S&P 500 VAL ETF 464287408 746 7169 SH SOLE 0 0 7169 ISHARES TR U.S. PFD STK ETF 464288687 3437 88809 SH SOLE 400 0 88409 ISHARES TR 20 YR TR BD ETF 464287432 2405 19924 SH SOLE 52 0 19872 ISHARES TR MSCI EAFE ETF 464287465 3392 54447 SH SOLE 1085 0 53362 ISHARES TR CORE S&P MCP ETF 464287507 411 2401 SH SOLE 0 0 2401 ISHARES TR CORE S&P SCP ETF 464287804 889 12861 SH SOLE 0 0 12861 ISHARES TR NATIONAL MUN ETF 464288414 902 8277 SH SOLE 0 0 8277 ISHARES TR CORE S&P500 ETF 464287200 620 2612 SH SOLE 0 0 2612 ISHARES TR 7-10YR TR BD ETF 464287440 828 7846 SH SOLE 179 0 7667 JOHNSON & JOHNSON COM 478160104 1037 8323 SH SOLE 50 0 8273 JPMORGAN CHASE & CO COM 46625H100 240 2736 SH SOLE 150 0 2586 KOHLS CORP COM 500255104 287 7221 SH SOLE 0 0 7221 KRAFT HEINZ CO COM 500754106 209 2300 SH SOLE 74 0 2226 LOCKHEED MARTIN CORP COM 539830109 224 837 SH SOLE 50 0 787 LOWES COS INC COM 548661107 2910 35396 SH SOLE 0 0 35396 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 467 6076 SH SOLE 0 0 6076 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 2427 106383 SH SOLE 674 0 105709 MCDONALDS CORP COM 580135101 201 1550 SH SOLE 0 0 1550 MERCK & CO INC COM 58933Y105 588 9247 SH SOLE 400 0 8847 MICROSOFT CORP COM 594918104 684 10381 SH SOLE 0 0 10381 NETFLIX INC COM 64110L106 387 2618 SH SOLE 0 0 2618 NETLIST INC COM 64118P109 10 10000 SH SOLE 0 0 10000 NEW YORK REIT INC COM 64976L109 139 14357 SH SOLE 0 0 14357 NUCOR CORP COM 670346105 325 5450 SH SOLE 0 0 5450 NUVEEN NORTH CAROLINA QLTY M COM 67060p100 179 13845 SH SOLE 0 0 13845 NUVEEN VIRGINIA QLTY MUNCPL COM 67064R102 338 26167 SH SOLE 0 0 26167 NVIDIA CORP COM 67066G104 229 2100 SH SOLE 0 0 2100 PEPSICO INC COM 713448108 755 6746 SH SOLE 100 0 6646 PFIZER INC COM 717081103 1333 38959 SH SOLE 1142 0 37817 PHILIP MORRIS INTL INC COM 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747525103 331 5766 SH SOLE 80 0 5686 SPDR S&P 500 ETF TR TR UNIT 78462F103 626 2656 SH SOLE 0 0 2656 SCANA CORP NEW COM 80589M102 440 6729 SH SOLE 0 0 6729 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 768 15219 SH SOLE 2972 0 12247 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 863 16654 SH SOLE 540 0 16114 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 769 17250 SH SOLE 0 0 17250 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 3510 74170 SH SOLE 1378 0 72792 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 470 19620 SH SOLE 1349 0 18271 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 1439 48160 SH SOLE 543 0 47617 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 758 12036 SH SOLE 1042 0 10994 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 1414 23387 SH SOLE 0 0 23387 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 1415 28476 SH SOLE 0 0 28476 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369y506 395 5648 SH SOLE 0 0 5648 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 355 4777 SH SOLE 0 0 4777 SELECT SECTOR SPDR TR TECHNOLOGY 81369y803 207 3874 SH SOLE 0 0 3874 SENIOR HSG PPTYS TR SH BEN INT 81721M109 237 11695 SH SOLE 300 0 11395 SNYDERS-LANCE INC COM 833551104 999 24795 SH SOLE 0 0 24795 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 15450 316142 SH SOLE 1942 0 314200 SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 661 13752 SH SOLE 0 0 13752 SPDR INDEX SHS FDS EURO STOXX 50 78463x202 383 10550 SH SOLE 0 0 10550 SPDR GOLD TRUST GOLD SHS 78463V107 840 7077 SH SOLE 0 0 7077 SOUTHERN CO COM 842587107 406 8154 SH SOLE 0 0 8154 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 309 6021 SH SOLE 0 0 6021 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 868 10891 SH SOLE 0 0 10891 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 295 3277 SH SOLE 0 0 3277 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 542 13645 SH SOLE 0 0 13645 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 956 19994 SH SOLE 0 0 19994 VANGUARD INDEX FDS GROWTH ETF 922908736 294 2414 SH SOLE 0 0 2414 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 722 7085 SH SOLE 0 0 7085 VANGUARD INDEX FDS MID CAP ETF 922908629 701 5033 SH SOLE 0 0 5033 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 1573 19396 SH SOLE 0 0 19396 VANGUARD INDEX FDS TOTAL STK MKT 922908769 8506 70116 SH SOLE 824 0 69292 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 4768 73100 SH SOLE 278 0 72822 VANGUARD INDEX FDS VALUE ETF 922908744 594 6227 SH SOLE 0 0 6227 VERIZON COMMUNICATIONS INC COM 92343V104 1074 22041 SH SOLE 390 0 21651 VERTEX PHARMACEUTICALS INC COM 92532F100 707 6463 SH SOLE 100 0 6363 VISA INC COM CL A 92826C839 420 4727 SH SOLE 100 0 4627 WAL-MART STORES INC COM 931142103 360 4994 SH SOLE 0 0 4994 WILLIAMS PARTNERS L P NEW COM UNIT LTD PAR 96949L105 326 7988 SH SOLE 0 0 7988 WISDOMTREE TR JAPN HEDGE EQT 97717W851 2188 43231 SH SOLE 156 0 43075 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 411 6548 SH SOLE 0 0 6548