Chief Compliance Officer

0001398344-17-001365.txt : 20170206 0001398344-17-001365.hdr.sgml : 20170206 20170206092527 ACCESSION NUMBER: 0001398344-17-001365 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170206 DATE AS OF CHANGE: 20170206 EFFECTIVENESS DATE: 20170206 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Capital Investment Advisory Services, LLC CENTRAL INDEX KEY: 0001659203 IRS NUMBER: 263844257 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17635 FILM NUMBER: 17574182 BUSINESS ADDRESS: STREET 1: 100 E. SIX FORKS RD., SUITE 200 CITY: RALEIGH STATE: NC ZIP: 27609 BUSINESS PHONE: 919-244-7893 MAIL ADDRESS: STREET 1: P.O. BOX 32249 CITY: RALEIGH STATE: NC ZIP: 27622 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001659203 XXXXXXXX 12-31-2016 12-31-2016 false Capital Investment Advisory Services, LLC

P.O. Box 32249 Raleigh NC 27622

13F HOLDINGS REPORT 028-17635 N Ron King Chief Compliance Officer 919-831-2370 /s/ Ron King Raleigh NC 02-03-2017 0 128 115409 INFORMATION TABLE 2 fp0023717_13fhr-table.xml 13F INFORMATION TABLE 3M CO COM 88579Y101 204 1143 SH SOLE 28 0 1115 AT&T INC COM 00206R102 1825 42920 SH SOLE 0 0 42920 ABBVIE INC COM 00287Y109 799 12756 SH SOLE 400 0 12356 ALPHABET INC CAP STK CL C 02079K107 258 334 SH SOLE 0 0 334 ALPS ETF TR ALERIAN MLP 00162Q866 213 16914 SH SOLE 0 0 16914 ALTRIA GROUP INC COM 02209S103 959 14188 SH SOLE 0 0 14188 AMAZON COM INC COM 023135106 457 610 SH SOLE 0 0 610 AMGEN INC COM 031162100 1054 7206 SH SOLE 0 0 7206 APACHE CORP COM 037411105 408 6422 SH SOLE 150 0 6272 APPLE INC COM 037833100 1755 15149 SH SOLE 0 0 15149 BANCO SANTANDER SA ADR 05964H105 91 17518 SH SOLE 1500 0 16018 BANK AMER CORP COM 060505104 1219 55148 SH SOLE 300 0 54848 BB&T CORP COM 054937107 682 14496 SH SOLE 2200 0 12296 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 429 2634 SH SOLE 0 0 2634 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 341 2090 SH SOLE 0 0 2090 BIOGEN INC COM 09062X103 818 2883 SH SOLE 65 0 2818 BOEING CO COM 097023105 297 1909 SH SOLE 0 0 1909 BP PLC SPONSORED ADR 055622104 293 7836 SH SOLE 300 0 7536 BRISTOL MYERS SQUIBB CO COM 110122108 463 7931 SH SOLE 240 0 7691 CVS HEALTH CORP COM 126650100 239 3023 SH SOLE 0 0 3023 CATERPILLAR INC DEL COM 149123101 329 3543 SH SOLE 44 0 3499 CHEVRON CORP NEW COM 166764100 1861 15808 SH SOLE 176 0 15633 CISCO SYS INC COM 17275R102 492 16289 SH SOLE 0 0 16289 COCA COLA CO COM 191216100 459 11076 SH SOLE 100 0 10976 COMCAST CORP NEW CL A 20030N101 236 3419 SH SOLE 0 0 3419 COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 31 13388 SH SOLE 0 0 13388 CONOCOPHILLIPS COM 20825C104 433 8637 SH SOLE 444 0 8193 COSTCO WHSL CORP NEW COM 22160K105 301 1878 SH SOLE 0 0 1878 COUNTY BANCORP INC COM 221907108 349 12947 SH SOLE 0 0 12947 DIREXION SHS ETF TR NAS100 EQL WGT 25459Y207 4593 66828 SH SOLE 640 0 66188 DISNEY WALT CO COM DISNEY 254687106 637 6114 SH SOLE 0 0 6114 DNP SELECT INCOME FD COM 23325P104 398 38922 SH SOLE 2464 0 36459 DOMINION MIDSTREAM PARTNERS COM UT REP LTD 257454108 810 27425 SH SOLE 0 0 27425 DOMINION RES INC VA NEW COM 25746U109 859 11213 SH SOLE 100 0 11113 DOW CHEM CO COM 260543103 267 4671 SH SOLE 0 0 4671 DUKE ENERGY CORP NEW COM NEW 26441C204 1740 22413 SH SOLE 787 0 21626 ENTERPRISE PRODS PARTNERS L COM 293792107 435 16088 SH SOLE 0 0 16088 EXXON MOBIL CORP COM 30231G102 1671 18517 SH SOLE 1000 0 17517 FIRST TR EXCHANG TRADED FD I MANAGD MUN ETF 33739N108 390 7620 SH SOLE 0 0 7620 FORD MTR CO DEL COM PAR $0.01 345370860 258 21231 SH SOLE 1000 0 20231 FS INVT CORP COM 302635107 253 24594 SH SOLE 0 0 24594 GENERAL ELECTRIC CO COM 369604103 2603 82387 SH SOLE 1279 0 81108 GILEAD SCIENCES INC COM 375558103 824 11501 SH SOLE 101 0 11400 GLOBAL NET LEASE INC COM 379378102 160 20465 SH SOLE 0 0 20465 GLOBAL X FDS GLOBAL X URANIUM 37954Y871 277 21490 SH SOLE 400 0 21090 GLOBAL X FDS GLOBX SUPDV US 37950E291 210 8475 SH SOLE 0 0 8475 GLOBAL X FDS GLBX SUPRINC ETF 37950E333 312 24400 SH SOLE 0 0 24400 CLAYMORE EXCHANGE TRD FD TR GUGG SHIPPNG ETF 18383Q796 356 31150 SH SOLE 0 0 31150 HOME DEPOT INC COM 437076102 392 2926 SH SOLE 0 0 2926 ILLINOIS TOOL WKS INC COM 452308109 243 1986 SH SOLE 0 0 1986 INTEL CORP COM 458140100 403 11124 SH SOLE 0 0 11124 INTERNATIONAL BUSINESS MACHS COM 459200101 599 3607 SH SOLE 0 0 3607 IONIS PHARMACEUTICALS INC COM 462222100 804 16806 SH SOLE 725 0 16081 ISHARES TR INTL SEL DIV ETF 464288448 296 10011 SH SOLE 0 0 10011 ISHARES TR IBOXX HI YD ETF 464288513 560 6469 SH SOLE 0 0 6469 ISHARES TR IBOXX INV CP ETF 464287242 360 3071 SH SOLE 0 0 3071 ISHARES TR MBS ETF 464288588 215 2017 SH SOLE 0 0 2017 ISHARES MIN VOL EMRG MKT 464286533 847 17308 SH SOLE 106 0 17202 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 319 3044 SH SOLE 0 0 3044 VANGUARD INDEX FDS MID CAP ETF 922908629 358 3191 SH SOLE 0 0 3191 ISHARES TR S&P 500 GRWT ETF 464287309 647 5316 SH SOLE 0 0 5316 ISHARES TR S&P 500 VAL ETF 464287408 669 6600 SH SOLE 0 0 6600 ISHARES TR U.S. PFD STK ETF 464288687 2583 69418 SH SOLE 200 0 69218 ISHARES TR MSCI EAFE ETF 464287465 2848 49328 SH SOLE 1035 0 48293 ISHARES TR CORE S&P MCP ETF 464287507 343 2075 SH SOLE 0 0 2075 ISHARES TR CORE S&P SCP ETF 464287804 813 5910 SH SOLE 0 0 5910 ISHARES TR NATIONAL MUN ETF 464288414 795 7352 SH SOLE 0 0 7352 ISHARES TR CORE S&P500 ETF 464287200 254 1129 SH SOLE 0 0 1129 ISHARES TR 7-10 Y TR BD ETF 464287440 855 8156 SH SOLE 179 0 7977 JOHNSON & JOHNSON COM 478160104 1010 8770 SH SOLE 50 0 8720 JPMORGAN CHASE & CO COM 46625H100 338 3914 SH SOLE 0 0 3914 KOHLS CORP COM 500255104 304 6148 SH SOLE 0 0 6148 LOWES COS INC COM 548661107 2310 32486 SH SOLE 0 0 32486 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 455 6010 SH SOLE 0 0 6010 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 2249 107504 SH SOLE 674 0 106830 VANECK VECTORS ETF TR SHORT HIGH YIELD 92189F387 476 20000 SH SOLE 0 0 20000 MERCK & CO INC COM 58933Y105 541 9190 SH SOLE 400 0 8790 MICROSOFT CORP COM 594918104 764 12295 SH SOLE 0 0 12295 NETFLIX INC COM 64110L106 334 2698 SH SOLE 0 0 2698 NUVEEN NORTH CAROLINA QLTY M COM 67060p100 177 13710 SH SOLE 0 0 13710 NUVEEN VIRGINIA QLTY MUNCPL COM 67064R102 339 26160 SH SOLE 0 0 26160 NVIDIA CORP COM 67066G104 224 2100 SH SOLE 0 0 2100 PEPSICO INC COM 713448108 718 6866 SH SOLE 100 0 6766 PFIZER INC COM 717081103 1214 37371 SH SOLE 1142 0 36229 PIMCO ETF TR TTL RTN ACTV ETF 72201R775 628 6033 SH SOLE 0 0 6033 POWERSHARES ETF TRUST II CEF INC COMPST 73936Q843 235 10500 SH SOLE 0 0 10500 POWERSHARES ETF TR II BUILD AMER ETF 73937B407 2270 78049 SH SOLE 0 0 78049 POWERSHARES ETF TR II S&P500 HGH BET 73937b829 222 6071 SH SOLE 0 0 6071 POWERSHARES ETF TR II S&P500 LOW VOL 73937B779 325 7805 SH SOLE 0 0 7805 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 431 3639 SH SOLE 0 0 3639 PROCTER AND GAMBLE CO COM 742718109 668 7941 SH SOLE 0 0 7941 PROSPECT CAPITAL CORPORATION COM 74348T102 141 16892 SH SOLE 0 0 16892 QUALCOMM INC COM 747525103 250 3842 SH SOLE 80 0 3762 SCANA CORP NEW COM 80589M102 469 6401 SH SOLE 0 0 6401 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 731 14502 SH SOLE 5944 0 8558 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 851 16518 SH SOLE 432 0 16086 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 710 16296 SH SOLE 0 0 16296 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 3178 70395 SH SOLE 1378 0 69017 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 424 19683 SH SOLE 1074 0 18609 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 1183 42737 SH SOLE 435 0 42302 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 739 12028 SH SOLE 834 0 11194 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 1379 28671 SH SOLE 0 0 28671 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 1313 23521 SH SOLE 0 0 23521 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 2171 31485 SH SOLE 74 0 31411 SENIOR HSG PPTYS TR SH BEN INT 81721M109 222 11721 SH SOLE 300 0 11421 SNYDERS-LANCE INC COM 833551104 995 25945 SH SOLE 0 0 25945 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 13599 281032 SH SOLE 1905 0 279127 SPDR INDEX SHS FDS EURO STOXX 50 78463x202 333 9950 SH SOLE 0 0 9950 SPDR GOLD TRUST GOLD SHS 78463V107 388 3539 SH SOLE 0 0 3539 SUNOCO LOGISTICS PRTNRS L P COM UNITS 86764L108 202 8420 SH SOLE 0 0 8420 SOUTHERN CO COM 842587107 308 6253 SH SOLE 0 0 6253 UNITED DEV FDG IV COM 910187103 72 23940 SH SOLE 0 0 23940 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 207 4256 SH SOLE 0 0 4256 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 344 9624 SH SOLE 0 0 9624 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 567 12837 SH SOLE 0 0 12837 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 659 6780 SH SOLE 0 0 6780 VANGUARD INDEX FDS MID CAP ETF 922908629 479 3638 SH SOLE 0 0 3638 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 910 11269 SH SOLE 0 0 11269 VANGUARD INDEX FDS TOTAL STK MKT 922908769 6568 56951 SH SOLE 844 0 56107 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 4247 69624 SH SOLE 278 0 69346 VANGUARD INDEX FDS VALUE ETF 922908744 442 4755 SH SOLE 0 0 4755 VERIZON COMMUNICATIONS INC COM 92343V104 1136 21274 SH SOLE 190 0 21084 VERTEX PHARMACEUTICALS INC COM 92532F100 474 6438 SH SOLE 100 0 6338 VISA INC COM CL A 92826C839 507 6499 SH SOLE 0 0 6499 WAL-MART STORES INC COM 931142103 414 5983 SH SOLE 0 0 5983 WELLS FARGO & CO NEW COM 949746101 245 4438 SH SOLE 179 0 4259 WISDOMTREE TR JAPN HEDGE EQT 97717W851 2202 44454 SH SOLE 156 0 44298 YADKIN FINL CORP COM 984305102 567 16552 SH SOLE 0 0 16552