EX-1.01 2 d325698dex101.htm EX-1.01 EX-1.01

Exhibit 1.01

Fortive Corporation

Conflict Minerals Report

For the reporting period from January 1, 2016 to December 31, 2016

This Conflict Minerals Report (the “Report”) of Fortive Corporation (the “Company”) has been prepared pursuant to Rule 13p-1 and Form SD (the “Rule”) promulgated under the Securities Exchange Act of 1934, as amended, for the reporting period January 1, 2016 to December 31, 2016.

The Rule requires disclosure of certain information when a company manufactures or contracts to manufacture products and the minerals specified in the Rule are necessary to the functionality or production of those products. The specified minerals, which we collectively refer to in this Report as the “Conflict Minerals,” are gold, columbite-tantalite (coltan), cassiterite and wolframite, including their derivatives, which are limited to tantalum, tin and tungsten. The “Covered Countries” for the purposes of the Rule and this Report are the Democratic Republic of the Congo, the Republic of the Congo, the Central African Republic, South Sudan, Uganda, Rwanda, Burundi, Tanzania, Zambia and Angola.

Description of the Company’s Products Covered by this Report

This Report relates to products: (i) for which Conflict Minerals are necessary to the functionality or production of that product; (ii) that were manufactured, or contracted to be manufactured, by the Company; and (iii) for which the manufacture was completed during calendar year 2016. These products, which are referred to in this Report collectively as the “Covered Products,” consist of professional and engineered products in our Professional Instrumentation and our Industrial Technologies business segments.

Reasonable Country of Origin Inquiry

The Company has conducted a reasonable country of origin inquiry, or RCOI, regarding the Conflict Minerals. This inquiry was reasonably designed to determine whether any of the Conflict Minerals originated in the Covered Countries and whether any of the Conflict Minerals may be from recycled or scrap sources. The Company’s supply chain with respect to the Covered Products is complex, and there are many third parties in the supply chain between the ultimate manufacturer of the Covered Products and the original sources of Conflict Minerals; the Company does not purchase Conflict Minerals directly from mines, smelters or refiners. The Company must therefore rely on its suppliers to provide information regarding the origin of Conflict Minerals that are included in the Covered Products. Moreover, the Company believes that the smelters and other refiners (“smelters”) of the Conflict Minerals are best situated to identify the sources of Conflict Minerals, and therefore has structured its RCOI and due diligence processes to ultimately identify the applicable smelters of Conflict Minerals in the Company’s supply chain. Due to the overlap between the supplier/smelter RCOI and supplier/smelter due diligence processes, the supplier/smelter RCOI processes are summarized in the due diligence section of this Report.

Based on the RCOI, the Company has reason to believe that certain of its necessary Conflict Minerals may have originated in the Covered Countries and are not from recycled or scrap sources.

Due Diligence

The Company designed its due diligence process to conform with the Organization for Economic Cooperation and Development’s (“OECD’s”) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas and accompanying Supplements as applicable for downstream companies (the “OECD Guidance”). In accordance with the OECD Guidance five-step framework, we undertook the following due diligence measures.


The Company established strong management systems according to Step 1 of the OECD Guidance. The Company’s systems included the following:

 

    Step 1A: Policy. The Company adopted a policy related to the Conflict Minerals (the “Company Policy”), incorporating the standards set forth in the OECD Guidance. The policy states the Company’s commitment to sourcing components and materials from companies that share its values regarding respect for human rights, integrity and environmental responsibility and complying with the OECD Guidance and Section 1502 of the Dodd-Frank Act. The Company Policy also provides that the Company will exercise due diligence with its suppliers consistent with the OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas. In addition, the Company Policy provides that the Company will communicate to its suppliers its expectation that the suppliers commit to sourcing only from conflict-free smelters. Under the Company Policy, each Company supplier is required to provide completed Conflict-Free Sourcing Initiative (“CFSI”) Conflict Minerals Reporting Template (the “Template”) declarations. The Company Policy is available at www.fortive.com under the heading “Investors” and sub-heading “Corporate Governance.”

 

    Step 1B: Internal Management Structure. The Company has implemented an internal management structure to execute the RCOI and due diligence process. The structure consists of a member of Company senior management with overall responsibility for the RCOI and the due diligence process; a member of the Company’s corporate procurement department with dedicated responsibility for the design and execution of the RCOI and due diligence process; and an appointed employee at each of the Company’s operating companies with responsibility for discharging the operating company’s responsibilities in connection with the RCOI and due diligence process.

 

    Step 1C: Design of Supplier Engagement Process. The Company implemented a process to collect required supplier and smelter RCOI and due diligence data. Details on the supply chain data gathering are process is provided below.

 

    Step 1D: Strengthen Company Engagement With Suppliers. The Company directly engaged suppliers as further discussed below.

 

    Step 1E: Grievance Mechanism. The Company has established a dedicated channel that provides a mechanism to report violations of our policies or other concerns by contacting conflictminerals@fortive.com.

The Company designed its supplier due diligence process to identify the smelters in the Company’s supply chain in accordance with Step 2A of the OECD Guidance. The Company’s supplier due diligence process included the following:

 

    The Company contacted suppliers and requested the name and contact details for the person responsible for the supplier’s Conflict Minerals compliance.

 

    The Company emailed to each such supplier contact a copy of the Company Policy and a link to the Template and requested that such supplier return to the Company a completed Template with respect to all components and materials that such supplier provides to the Company.

 

    As necessary, the Company educated suppliers regarding the reasons for requesting the Conflict Minerals data and answered supplier questions relating thereto.

 

    The Company followed up with the suppliers that did not respond to the Company’s initial outreach, and also followed up with suppliers who submitted data that appeared to be incomplete or incorrect.

 

    The Company amalgamated supplier provided smelters into a single unique list of smelters.

Some of the Company’s suppliers were unable to identify the smelters or countries of origin in their supply chain, some suppliers responded by providing information related to all of the items the supplier produces without identifying smelters specific to the items purchased by the Company, and some suppliers included names of smelters that we believe may have been misidentified as smelters or that are not operational. The Company followed up with the suppliers that did not respond to the Company’s initial outreach, and also followed up with suppliers who submitted data in the Template that appeared to be incomplete or incorrect.

With respect to each smelter identified by the Company’s supply chain that declared directly or through their relevant industry association that they did not source from the Covered Countries, and were not recognized as conflict free by the CFSI’s Conflict Free Smelter Program (“CFSP”), the Company, with the assistance of an outside consultant, reviewed publicly available information to determine if there was any contrary evidence to the smelter’s declaration. With respect to each smelter identified by the Company’s supply chain that is sourcing from or as to which there is reason to believe may be sourcing from the Covered Countries, the Company did not audit such smelters but instead relied on the CFSP, and if the smelter has not been audited and recognized as conflict free by the CFSP, the Company conducted risk mitigation on the smelter according to Step 3B of the OECD Guidance.

The Company’s internal team supporting the Company’s compliance with the Company Policy and the applicable regulations consolidated such data provided by the Company’s suppliers, as well as the findings from the Company’s outside consultant, for periodic reporting to the Company’s senior management. In addition, during the due diligence process, the Company identified the applicable risks associated with our supply chain relating to Conflict Minerals for mitigation as discussed below under “Risk Mitigation and Due Diligence Improvement.”


Annual Report on Supply Chain Due Diligence

In accordance with Step 5 of the OECD Guidance, this Conflict Minerals Report has been filed with the U.S. Securities and Exchange Commission. The Conflict Minerals Report is also available at www.fortive.com (under the heading “Investors”).

Results of Due Diligence

The responses provided by the Company’s suppliers resulted in the identification of 312 unique smelters identified in Annex I to this report. The Company determined that 35 of these smelters, as identified in Annex II to this report, source, or there is reason to believe that they source, from the Covered Countries. The Company further determined that 34 of these 35 smelters have been audited and recognized as conflict free by the CFSP, with the remaining smelter currently active in, but not recognized as conflict free by, the CFSP. The Company, with the assistance of our outside consultant, conducted risk mitigation with respect to such remaining smelter in accordance with Step 3B of the OECD Guidance, including performing additional due diligence to determine if there was any reason to believe such smelter directly or indirectly finances or benefits armed groups in the Covered Countries.

Due to the lack of detail provided by the suppliers, the Company was unable to confirm that the necessary Conflict Minerals in its products were processed by any particular smelter or smelters and is, therefore, unable to identify the processing facilities, country of origin or mine or location of origin of such Conflict Minerals.

Risk Mitigation and Due Diligence Improvement

The Company expects to take the following steps to improve its due diligence measures and to further mitigate the risk that the necessary Conflict Minerals contained in the Company’s products finance or benefit armed groups in the Covered Countries:

 

    continuing to seek to include in new supplier contracts a commitment by the supplier to take steps necessary to (a) enable the Company to comply with the Rule, and (b) with respect to smelters in Fortive’s supply chain that source from the Covered Countries, source only from smelters that have obtained a “conflict-free” designation from an independent, third-party auditor; and

 

    continuing to engage with suppliers to improve the accuracy and completeness of the information provided to the Company about the Company’s supply chain.

Cautionary Statement about Forward-Looking Statements

Certain statements included in this report are “forward-looking statements” within the meaning of the United States federal securities laws. All statements other than historical factual information are forward-looking statements. Forward-looking statements are based on assumptions and assessments made by our management in light of their experience and perceptions of historical trends, current conditions, expected future developments and other factors they believe to be appropriate. Forward-looking statements regarding due diligence improvements and risk mitigation are not guarantees of future performance; actual results may differ materially from the expectations contemplated by our forward-looking statements, and you should not place undue reliance on any such forward-looking statements. Information regarding the factors that may cause actual results to differ materially from these forward-looking statements is available in our SEC filings, including our 2016 Annual Report on Form 10-K. These forward-looking statements speak only as of the date of this report and the Company does not assume any obligation to update or revise any forward-looking statement, whether as a result of new information, future events and developments or otherwise.


ANNEX I

Unique Smelters Identified in Fortive Corporation’s Supply Chain

 

Conflict Mineral

  

Smelter Name

  

Country Location of Smelter

Gold    Advanced Chemical Company    United States of America
Gold    Aida Chemical Industries Co., Ltd.    Japan
Gold    Al Etihad Gold Refinery DMCC    United Arab Emirates
Gold    Allgemeine Gold-und Silberscheideanstalt A.G.    Germany
Gold    Almalyk Mining and Metallurgical Complex (AMMC)    Uzbekistan
Gold    AngloGold Ashanti Córrego do Sítio Mineração    Brazil
Gold    Argor-Heraeus S.A.    Switzerland
Gold    Asahi Pretec Corp.    Japan
Gold    Asahi Refining Canada Ltd.    Canada
Gold    Asahi Refining USA Inc.    United States of America
Gold    Asaka Riken Co., Ltd.    Japan
Gold    Atasay Kuyumculuk Sanayi Ve Ticaret A.S.    Turkey
Gold    AU Traders and Refiners    South Africa
Gold    Aurubis AG    Germany
Gold    Bangalore Refinery    India
Gold    Bangko Sentral ng Pilipinas (Central Bank of the Philippines)    Philippines
Gold    Boliden AB    Sweden
Gold    C. Hafner GmbH + Co. KG    Germany
Gold    Caridad    Mexico
Gold    CCR Refinery - Glencore Canada Corporation    Canada
Gold    Cendres + Métaux S.A.    Switzerland
Gold    Chimet S.p.A.    Italy
Gold    Chugai Mining    Japan
Gold    Daejin Indus Co., Ltd.    Republic of Korea
Gold    Daye Non-Ferrous Metals Mining Ltd.    China
Gold    DODUCO GmbH    Germany
Gold    Dowa    Japan
Gold    DSC (Do Sung Corporation)    Republic of Korea
Gold    Eco-System Recycling Co., Ltd.    Japan


Conflict Mineral

  

Smelter Name

  

Country Location of Smelter

Gold    Elemetal Refining, LLC    United States of America
Gold    Emirates Gold DMCC    United Arab Emirates
Gold    Fidelity Printers and Refiners Ltd.    Zimbabwe
Gold    Gansu Seemine Material Hi-Tech Co., Ltd.    China
Gold    Geib Refining Corporation    United States of America
Gold    Great Wall Precious Metals Co., Ltd. of CBPM    China
Gold    Guangdong Jinding Gold Limited    China
Gold    Gujarat Gold Centre    India
Gold    Guoda Safina High-Tech Environmental Refinery Co., Ltd.    China
Gold    Hangzhou Fuchunjiang Smelting Co., Ltd.    China
Gold    Heimerle + Meule GmbH    Germany
Gold    Henan Yuguang Gold & Lead Co., Ltd.    China
Gold    Heraeus Ltd. Hong Kong    China
Gold    Heraeus Precious Metals GmbH & Co. KG    Germany
Gold    Hunan Chenzhou Mining Co., Ltd.    China
Gold    HwaSeong CJ Co., Ltd.    Republic of Korea
Gold    Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.    China
Gold    Ishifuku Metal Industry Co., Ltd.    Japan
Gold    Istanbul Gold Refinery    Turkey
Gold    Japan Mint    Japan
Gold    Jiangxi Copper Co., Ltd.    China
Gold    JSC Ekaterinburg Non-Ferrous Metal Processing Plant    Russian Federation
Gold    JSC Uralelectromed    Russian Federation
Gold    JX Nippon Mining & Metals Co., Ltd.    Japan
Gold    Kazakhmys Smelting LLC    Kazakhstan
Gold    Kazzinc    Kazakhstan
Gold    Kennecott Utah Copper LLC    United States of America
Gold    KGHM Polska Miedź Spółka Akcyjna    Poland
Gold    Kojima Chemicals Co., Ltd.    Japan
Gold    Korea Zinc Co., Ltd.    Republic of Korea


Conflict Mineral

  

Smelter Name

  

Country Location of Smelter

Gold    Kyrgyzaltyn JSC    Kyrgyzstan
Gold    L’azurde Company For Jewelry    Saudi Arabia
Gold    Lingbao Gold Co., Ltd.    China
Gold    Lingbao Jinyuan Tonghui Refinery Co., Ltd.    China
Gold    LS-NIKKO Copper Inc.    Republic of Korea
Gold    Luoyang Zijin Yinhui Gold Refinery Co., Ltd.    China
Gold    Materion    United States of America
Gold    Matsuda Sangyo Co., Ltd.    Japan
Gold    Metalor Technologies (Hong Kong) Ltd.    China
Gold    Metalor Technologies (Singapore) Pte., Ltd.    Singapore
Gold    Metalor Technologies (Suzhou) Ltd.    China
Gold    Metalor Technologies S.A.    Switzerland
Gold    Metalor USA Refining Corporation    United States of America
Gold    Metalúrgica Met-Mex Peñoles S.A. De C.V.    Mexico
Gold    Mitsubishi Materials Corporation    Japan
Gold    Mitsui Mining and Smelting Co., Ltd.    Japan
Gold    MMTC-PAMP India Pvt., Ltd.    India
Gold    Modeltech Sdn Bhd    Malaysia
Gold    Morris and Watson    New Zealand
Gold    Moscow Special Alloys Processing Plant    Russian Federation
Gold    Nadir Metal Rafineri San. Ve Tic. A.Ş.    Turkey
Gold    Navoi Mining and Metallurgical Combinat    Uzbekistan
Gold    Nihon Material Co., Ltd.    Japan
Gold    Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH    Austria
Gold    Ohura Precious Metal Industry Co., Ltd.    Japan
Gold    OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastsvetmet)    Russian Federation
Gold    OJSC Novosibirsk Refinery    Russian Federation
Gold    PAMP S.A.    Switzerland
Gold    Penglai Penggang Gold Industry Co., Ltd.    China


Conflict Mineral

  

Smelter Name

  

Country Location of Smelter

Gold    Prioksky Plant of Non-Ferrous Metals    Russian Federation
Gold    PT Aneka Tambang (Persero) Tbk    Indonesia
Gold    PX Précinox S.A.    Switzerland
Gold    Rand Refinery (Pty) Ltd.    South Africa
Gold    Remondis Argentia B.V.    Netherlands
Gold    Republic Metals Corporation    United States of America
Gold    Royal Canadian Mint    Canada
Gold    SAAMP    France
Gold    Sabin Metal Corp.    United States of America
Gold    SAFINA A.S.    Czech Republic
Gold    Sai Refinery    India
Gold    Samduck Precious Metals    Republic of Korea
Gold    Samwon Metals Corp.    Republic of Korea
Gold    SAXONIA Edelmetalle GmbH    Germany
Gold    Schone Edelmetaal B.V.    Netherlands
Gold    SEMPSA Joyería Platería S.A.    Spain
Gold    Shandong Humon Smelting Co., Ltd.    China
Gold    Shandong Tiancheng Biological Gold Industrial Co., Ltd.    China
Gold    Shandong Zhaojin Gold & Silver Refinery Co., Ltd.    China
Gold    Shenzhen Zhonghenglong Real Industry Co., Ltd.    China
Gold    Sichuan Tianze Precious Metals Co., Ltd.    China
Gold    Singway Technology Co., Ltd.    Taiwan, Province of China
Gold    So Accurate Group, Inc.    United States of America
Gold    SOE Shyolkovsky Factory of Secondary Precious Metals    Russian Federation
Gold    Solar Applied Materials Technology Corp.    Taiwan, Province of China
Gold    Sumitomo Metal Mining Co., Ltd.    Japan
Gold    Super Dragon Technology Co., Ltd.    Taiwan, Province of China
Gold    T.C.A S.p.A    Italy
Gold    Tanaka Kikinzoku Kogyo K.K.    Japan
Gold    The Refinery of Shandong Gold Mining Co., Ltd.    China


Conflict Mineral

  

Smelter Name

  

Country Location of Smelter

Gold    Tokuriki Honten Co., Ltd.    Japan
Gold    Tongling Nonferrous Metals Group Co., Ltd.    China
Gold    Tony Goetz NV    Belgium
Gold    TOO Tau-Ken-Altyn    Kazakhstan
Gold    Torecom    Republic of Korea
Gold    Umicore Brasil Ltda.    Brazil
Gold    Umicore Precious Metals Thailand    Thailand
Gold    Umicore S.A. Business Unit Precious Metals Refining    Belgium
Gold    United Precious Metal Refining, Inc.    United States of America
Gold    Valcambi S.A.    Switzerland
Gold    Western Australian Mint trading as The Perth Mint    Australia
Gold    WIELAND Edelmetalle GmbH    Germany
Gold    Yamamoto Precious Metal Co., Ltd.    Japan
Gold    Yokohama Metal Co., Ltd.    Japan
Gold    Yunnan Copper Industry Co., Ltd.    China
Gold    Zhongkuang Gold Industry Co., Ltd.    China
Gold    Zhongyuan Gold Smelter of Zhongjin Gold Corporation    China
Gold    Zijin Mining Group Co., Ltd. Gold Refinery    China
Tantalum    Changsha South Tantalum Niobium Co., Ltd.    China
Tantalum    Conghua Tantalum and Niobium Smeltry    China
Tantalum    D Block Metals, LLC    United States of America
Tantalum    Duoluoshan    China
Tantalum    Exotech Inc.    United States of America
Tantalum    F&X Electro-Materials Ltd.    China
Tantalum    FIR Metals & Resource Ltd.    China
Tantalum    Global Advanced Metals Aizu    Japan
Tantalum    Global Advanced Metals Boyertown    United States of America
Tantalum    Guangdong Zhiyuan New Material Co., Ltd.    China
Tantalum    H.C. Starck Co., Ltd.    Thailand


Conflict Mineral

  

Smelter Name

  

Country Location of Smelter

Tantalum    H.C. Starck GmbH Goslar    Germany
Tantalum    H.C. Starck GmbH Laufenburg    Germany
Tantalum    H.C. Starck Hermsdorf GmbH    Germany
Tantalum    H.C. Starck Inc.    United States of America
Tantalum    H.C. Starck Ltd.    Japan
Tantalum    H.C. Starck Smelting GmbH & Co. KG    Germany
Tantalum    Hengyang King Xing Lifeng New Materials Co., Ltd.    China
Tantalum    Hi-Temp Specialty Metals, Inc.    United States of America
Tantalum    Jiangxi Dinghai Tantalum & Niobium Co., Ltd.    China
Tantalum    Jiangxi Tuohong New Raw Material    China
Tantalum    JiuJiang JinXin Nonferrous Metals Co., Ltd.    China
Tantalum    Jiujiang Tanbre Co., Ltd.    China
Tantalum    Jiujiang Zhongao Tantalum & Niobium Co., Ltd.    China
Tantalum    KEMET Blue Metals    Mexico
Tantalum    KEMET Blue Powder    United States of America
Tantalum    King-Tan Tantalum Industry Ltd.    China
Tantalum    LSM Brasil S.A.    Brazil
Tantalum    Metallurgical Products India Pvt., Ltd.    India
Tantalum    Mineração Taboca S.A.    Brazil
Tantalum    Mitsui Mining & Smelting    Japan
Tantalum    Molycorp Silmet A.S.    Estonia
Tantalum    Ningxia Orient Tantalum Industry Co., Ltd.    China
Tantalum    Plansee SE Liezen    Austria
Tantalum    Plansee SE Reutte    Austria
Tantalum    Power Resources Ltd.    Macedonia
Tantalum    QuantumClean    United States of America
Tantalum    Resind Indústria e Comércio Ltda.    Brazil
Tantalum    RFH Tantalum Smeltry Co., Ltd.    China
Tantalum    Solikamsk Magnesium Works OAO    Russian Federation
Tantalum    Taki Chemical Co., Ltd.    Japan


Conflict Mineral

  

Smelter Name

  

Country Location of Smelter

Tantalum    Telex Metals    United States of America
Tantalum    Tranzact, Inc.    United States of America
Tantalum    Ulba Metallurgical Plant JSC    Kazakhstan
Tantalum    XinXing HaoRong Electronic Material Co., Ltd.    China
Tantalum    Yichun Jin Yang Rare Metal Co., Ltd.    China
Tantalum    Zhuzhou Cemented Carbide Group Co., Ltd.    China
Tin    Alpha    United States of America
Tin    An Thai Minerals Co., Ltd.    Vietnam
Tin    An Vinh Joint Stock Mineral Processing Company    Vietnam
Tin    Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.    China
Tin    China Tin Group Co., Ltd.    China
Tin    CNMC (Guangxi) PGMA Co., Ltd.    China
Tin    Cooperativa Metalurgica de Rondônia Ltda.    Brazil
Tin    CV Ayi Jaya    Indonesia
Tin    CV Dua Sekawan    Indonesia
Tin    CV Gita Pesona    Indonesia
Tin    CV Serumpun Sebalai    Indonesia
Tin    CV Tiga Sekawan    Indonesia
Tin    CV United Smelting    Indonesia
Tin    CV Venus Inti Perkasa    Indonesia
Tin    Dowa    Japan
Tin    Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company    Vietnam
Tin    Elmet S.L.U.    Spain
Tin    EM Vinto    Bolivia
Tin    Estanho de Rondônia S.A.    Brazil
Tin    Fenix Metals    Poland
Tin    Gejiu Jinye Mineral Company    China
Tin    Gejiu Kai Meng Industry and Trade LLC    China
Tin    Gejiu Non-Ferrous Metal Processing Co., Ltd.    China


Conflict Mineral

  

Smelter Name

  

Country Location of Smelter

Tin    Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.    China
Tin    Gejiu Zili Mining And Metallurgy Co., Ltd.    China
Tin    HuiChang Hill Tin Industry Co., Ltd.    China
Tin    Huichang Jinshunda Tin Co., Ltd.    China
Tin    Jiangxi Ketai Advanced Material Co., Ltd.    China
Tin    Magnu’s Minerais Metais e Ligas Ltda.    Brazil
Tin    Malaysia Smelting Corporation (MSC)    Malaysia
Tin    Melt Metais e Ligas S.A.    Brazil
Tin    Metallic Resources, Inc.    United States of America
Tin    Metallo-Chimique N.V.    Belgium
Tin    Mineração Taboca S.A.    Brazil
Tin    Minsur    Peru
Tin    Mitsubishi Materials Corporation    Japan
Tin    Modeltech Sdn Bhd    Malaysia
Tin    Nankang Nanshan Tin Manufactory Co., Ltd.    China
Tin    Nghe Tinh Non-Ferrous Metals Joint Stock Company    Vietnam
Tin    O.M. Manufacturing (Thailand) Co., Ltd.    Thailand
Tin    O.M. Manufacturing Philippines, Inc.    Philippines
Tin    Operaciones Metalurgical S.A.    Bolivia
Tin    PT Aries Kencana Sejahtera    Indonesia
Tin    PT Artha Cipta Langgeng    Indonesia
Tin    PT ATD Makmur Mandiri Jaya    Indonesia
Tin    PT Babel Inti Perkasa    Indonesia
Tin    PT Bangka Prima Tin    Indonesia
Tin    PT Bangka Tin Industry    Indonesia
Tin    PT Belitung Industri Sejahtera    Indonesia
Tin    PT Bukit Timah    Indonesia
Tin    PT Cipta Persada Mulia    Indonesia
Tin    PT DS Jaya Abadi    Indonesia
Tin    PT Eunindo Usaha Mandiri    Indonesia


Conflict Mineral

  

Smelter Name

  

Country Location of Smelter

Tin    PT Inti Stania Prima    Indonesia
Tin    PT Justindo    Indonesia
Tin    PT Karimun Mining    Indonesia
Tin    PT Kijang Jaya Mandiri    Indonesia
Tin    PT Lautan Harmonis Sejahtera    Indonesia
Tin    PT Mitra Stania Prima    Indonesia
Tin    PT O.M. Indonesia    Indonesia
Tin    PT Panca Mega Persada    Indonesia
Tin    PT Prima Timah Utama    Indonesia
Tin    PT Refined Bangka Tin    Indonesia
Tin    PT Sariwiguna Binasentosa    Indonesia
Tin    PT Stanindo Inti Perkasa    Indonesia
Tin    PT Sukses Inti Makmur    Indonesia
Tin    PT Sumber Jaya Indah    Indonesia
Tin    PT Timah (Persero) Tbk Kundur    Indonesia
Tin    PT Timah (Persero) Tbk Mentok    Indonesia
Tin    PT Tinindo Inter Nusa    Indonesia
Tin    PT Tommy Utama    Indonesia
Tin    PT Wahana Perkit Jaya    Indonesia
Tin    Resind Indústria e Comércio Ltda.    Brazil
Tin    Rui Da Hung    Taiwan
Tin    Soft Metais Ltda.    Brazil
Tin    Super Ligas    Brazil
Tin    Thaisarco    Thailand
Tin    Tuyen Quang Non-Ferrous Metals Joint Stock Company    Vietnam
Tin    VQB Mineral and Trading Group JSC    Vietnam
Tin    White Solder Metalurgia e Mineração Ltda.    Brazil
Tin    Xianghualing Tin Industry Co., Ltd.    China
Tin    Yunnan Chengfeng Non-ferrous Metals Co., Ltd.    China
Tin    Yunnan Tin Company Limited    China
Tungsten    A.L.M.T. TUNGSTEN Corp.    Japan
Tungsten    ACL Metais Eireli    Brazil


Conflict Mineral

  

Smelter Name

  

Country Location of Smelter

Tungsten    Asia Tungsten Products Vietnam Ltd.    Vietnam
Tungsten    Chenzhou Diamond Tungsten Products Co., Ltd.    China
Tungsten    Chongyi Zhangyuan Tungsten Co., Ltd.    China
Tungsten    Fujian Jinxin Tungsten Co., Ltd.    China
Tungsten    Ganzhou Haichuang Tungsten Industry Co., Ltd.    China
Tungsten    Ganzhou Huaxing Tungsten Products Co., Ltd.    China
Tungsten    Ganzhou Jiangwu Ferrotungsten Co., Ltd.    China
Tungsten    Ganzhou Seadragon W & Mo Co., Ltd.    China
Tungsten    Ganzhou Yatai Tungsten Co., Ltd.    China
Tungsten    Global Tungsten & Powders Corp.    United States of America
Tungsten    Guangdong Xianglu Tungsten Co., Ltd.    China
Tungsten    H.C. Starck GmbH    Germany
Tungsten    H.C. Starck Smelting GmbH & Co.KG    Germany
Tungsten    Hunan Chenzhou Mining Co., Ltd.    China
Tungsten    Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji    China
Tungsten    Hunan Chunchang Nonferrous Metals Co., Ltd.    China
Tungsten    Hydrometallurg, JSC    Russian Federation
Tungsten    Japan New Metals Co., Ltd.    Japan
Tungsten    Jiangwu H.C. Starck Tungsten Products Co., Ltd.    China
Tungsten    Jiangxi Dayu Longxintai Tungsten Co., Ltd.    China
Tungsten    Jiangxi Gan Bei Tungsten Co., Ltd.    China
Tungsten    Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd.    China
Tungsten    Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.    China
Tungsten    Jiangxi Xinsheng Tungsten Industry Co., Ltd.    China
Tungsten    Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd.    China
Tungsten    Jiangxi Yaosheng Tungsten Co., Ltd.    China
Tungsten    Kennametal Fallon    United States of America


Conflict Mineral

  

Smelter Name

  

Country Location of Smelter

Tungsten    Kennametal Huntsville    United States of America
Tungsten    Luoyang Mudu Tungsten & Molybdenum Technology Co., Ltd    China
Tungsten    Malipo Haiyu Tungsten Co., Ltd.    China
Tungsten    Moliren Ltd    Russian Federation
Tungsten    Niagara Refining LLC    United States of America
Tungsten    Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC    Vietnam
Tungsten    Philippine Chuangxin Industrial Co., Inc.    Philippines
Tungsten    South-East Nonferrous Metal Company Limited of Hengyang City    China
Tungsten    Tejing (Vietnam) Tungsten Co., Ltd.    Vietnam
Tungsten    Unecha Refractory metals plant    Russian Federation
Tungsten    Vietnam Youngsun Tungsten Industry Co., Ltd.    Vietnam
Tungsten    Wolfram Bergbau und Hütten AG    Austria
Tungsten    Woltech Korea Co., Ltd.    Republic of Korea
Tungsten    Xiamen Tungsten (H.C.) Co., Ltd.    China
Tungsten    Xiamen Tungsten Co., Ltd.    China
Tungsten    Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.    China
Tungsten    Xinhai Rendan Shaoguan Tungsten Co., Ltd.    China


ANNEX II

Smelters Identified in Fortive Corporation’s Supply Chain Sourcing or Believed to be Sourcing from the Covered Countries

 

Conflict Mineral

  

Smelter Name

  

Country Location of Smelter

  

CFSP Compliant

Gold    Al Etihad Gold Refinery DMCC    United Arab Emirates    Yes
Gold    Argor-Heraeus S.A.    Switzerland    Yes
Gold    AU Traders and Refiners    South Africa    Yes
Gold    CCR Refinery - Glencore Canada Corporation    Canada    Yes
Gold    MMTC-PAMP India Pvt., Ltd.    India    Yes
Gold    PAMP S.A.    Switzerland    Yes
Gold    Rand Refinery (Pty) Ltd.    South Africa    Yes
Gold    Tony Goetz NV    Belgium    Active
Gold    Zijin Mining Group Co., Ltd. Gold Refinery    China    Yes
Tantalum    Conghua Tantalum and Niobium Smeltry    China    Yes
Tantalum    Duoluoshan    China    Yes
Tantalum    F&X Electro-Materials Ltd.    China    Yes
Tantalum    Global Advanced Metals Boyertown    United States of America    Yes
Tantalum    Guangdong Zhiyuan New Material Co., Ltd.    China    Yes
Tantalum    H.C. Starck Co., Ltd.    Thailand    Yes
Tantalum    H.C. Starck GmbH Goslar    Germany    Yes
Tantalum    H.C. Starck GmbH Laufenburg    Germany    Yes
Tantalum    H.C. Starck Hermsdorf GmbH    Germany    Yes
Tantalum    H.C. Starck Inc.    United States of America    Yes
Tantalum    H.C. Starck Co., Ltd.    Thailand    Yes
Tantalum    H.C. Starck Smelting GmbH & Co. KG    Germany    Yes
Tantalum    JiuJiang JinXin Nonferrous Metals Co., Ltd.    China    Yes
Tantalum    Jiujiang Tanbre Co., Ltd.    China    Yes
Tantalum    KEMET Blue Metals    Mexico    Yes
Tantalum    Ningxia Orient Tantalum Industry Co., Ltd.    China    Yes
Tantalum    Power Resources Ltd.    Macedonia    Yes
Tantalum    Taki Chemical Co., Ltd.    Japan    Yes
Tantalum    Ulba Metallurgical Plant JSC    Kazakhstan    Yes
Tantalum    Yichun Jin Yang Rare Metal Co., Ltd.    China    Yes


Conflict Mineral

  

Smelter Name

  

Country Location of Smelter

  

CFSP Compliant

Tin    Malaysia Smelting Corporation (MSC)    Malaysia    Yes
Tin    Thaisarco    Thailand    Yes
Tungsten    Asia Tungsten Products Vietnam Ltd.    Vietnam    Yes
Tungsten    Vietnam Youngsun Tungsten Industry Co., Ltd.    Vietnam    Yes
Tungsten    Wolfram Bergbau und Hütten AG    Austria    Yes
Tungsten    Xiamen Tungsten (H.C.) Co., Ltd.    China    Yes