UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM SD
Specialized Disclosure Report
Fortive Corporation
(Exact Name of Registrant as Specified in Charter)
| Delaware | 1-37654 | 47-5654583 | ||
| (State or Other Jurisdiction of Incorporation) |
(Commission File No.) |
(I.R.S. Employer Identification Number) |
| 6920 Seaway Blvd Everett, WA |
98203 | |
| (Address of Principal Executive Offices) | (Zip Code) |
Daniel B. Kim
425-446-5000
(Name and telephone number, including area code, of the
person to contact in connection with this report)
Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:
| ☒ | Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2016. |
Section 1— Conflict Minerals Disclosure
Item 1.01 Conflict Minerals Disclosure and Report
Conflict Minerals Disclosure
This Form SD of Fortive Corporation (the “Company”) is filed pursuant to Rule 13p-1 (the “Rule”) promulgated under the Securities Exchange Act of 1934, as amended, for the reporting period January 1, 2016 to December 31, 2016.
A copy of the Company’s Conflict Minerals Report is provided as Exhibit 1.01 to this Form SD, and is publicly available at www.fortive.com under the “Investors” caption.
Rule 13p-1 (the “Rule”) requires disclosure of certain information when a company manufactures or contracts to manufacture products for which the minerals specified in the Rule are necessary to the functionality or production of those products. The specified minerals are gold, columbite-tantalite (coltan), cassiterite and wolframite, including their derivatives, which are limited to tantalum, tin and tungsten (the “Conflict Minerals”). The “Covered Countries” for the purposes of the Rule are the Democratic Republic of the Congo, the Republic of the Congo, the Central African Republic, South Sudan, Uganda, Rwanda, Burundi, Tanzania, Zambia and Angola. Certain of the Company’s operations manufacture, or contract to manufacture, products for which the Conflict Minerals are necessary to the functionality or production of those products.
The Company has conducted a reasonable country of origin inquiry regarding the Conflict Minerals. This inquiry was reasonably designed to determine whether any of the Conflict Minerals originated in the Covered Countries and whether any of the Conflict Minerals may be from recycled or scrap sources. The Company’s reasonable country of origin inquiry was part of its due diligence on the source and chain of custody of the Conflict Minerals.
Based on this reasonable country of origin inquiry, the Company has reason to believe that certain of its necessary Conflict Minerals may have originated in the Covered Countries and are not from recycled or scrap sources. The Company’s due diligence on the source and chain of custody of the Conflict Minerals, including its efforts to determine the countries of origin of the Conflict Minerals, are described in the Company’s Conflict Minerals Report.
Item 1.02 Exhibit
As specified in Section 2, Item 2.01 of this Form SD, the Company is hereby filing its Conflict Minerals Report as Exhibit 1.01 to this report.
Section 2 — Exhibits
Item 2.01 Exhibits
The following exhibit is filed as part of this report.
| Exhibit No. |
Description | |
| 1.01 | Conflict Minerals Report of Fortive Corporation. | |
2
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.
| FORTIVE CORPORATION | ||||||
| By: | /s/ Daniel B. Kim |
May 30, 2017 | ||||
| Daniel B. Kim | ||||||
| Vice President - Associate General Counsel | ||||||
3
EXHIBIT INDEX
| Exhibit No. |
Description | |
| 1.01 | Conflict Minerals Report of Fortive Corporation. | |
4
Exhibit 1.01
Fortive Corporation
Conflict Minerals Report
For the reporting period from January 1, 2016 to December 31, 2016
This Conflict Minerals Report (the “Report”) of Fortive Corporation (the “Company”) has been prepared pursuant to Rule 13p-1 and Form SD (the “Rule”) promulgated under the Securities Exchange Act of 1934, as amended, for the reporting period January 1, 2016 to December 31, 2016.
The Rule requires disclosure of certain information when a company manufactures or contracts to manufacture products and the minerals specified in the Rule are necessary to the functionality or production of those products. The specified minerals, which we collectively refer to in this Report as the “Conflict Minerals,” are gold, columbite-tantalite (coltan), cassiterite and wolframite, including their derivatives, which are limited to tantalum, tin and tungsten. The “Covered Countries” for the purposes of the Rule and this Report are the Democratic Republic of the Congo, the Republic of the Congo, the Central African Republic, South Sudan, Uganda, Rwanda, Burundi, Tanzania, Zambia and Angola.
Description of the Company’s Products Covered by this Report
This Report relates to products: (i) for which Conflict Minerals are necessary to the functionality or production of that product; (ii) that were manufactured, or contracted to be manufactured, by the Company; and (iii) for which the manufacture was completed during calendar year 2016. These products, which are referred to in this Report collectively as the “Covered Products,” consist of professional and engineered products in our Professional Instrumentation and our Industrial Technologies business segments.
Reasonable Country of Origin Inquiry
The Company has conducted a reasonable country of origin inquiry, or RCOI, regarding the Conflict Minerals. This inquiry was reasonably designed to determine whether any of the Conflict Minerals originated in the Covered Countries and whether any of the Conflict Minerals may be from recycled or scrap sources. The Company’s supply chain with respect to the Covered Products is complex, and there are many third parties in the supply chain between the ultimate manufacturer of the Covered Products and the original sources of Conflict Minerals; the Company does not purchase Conflict Minerals directly from mines, smelters or refiners. The Company must therefore rely on its suppliers to provide information regarding the origin of Conflict Minerals that are included in the Covered Products. Moreover, the Company believes that the smelters and other refiners (“smelters”) of the Conflict Minerals are best situated to identify the sources of Conflict Minerals, and therefore has structured its RCOI and due diligence processes to ultimately identify the applicable smelters of Conflict Minerals in the Company’s supply chain. Due to the overlap between the supplier/smelter RCOI and supplier/smelter due diligence processes, the supplier/smelter RCOI processes are summarized in the due diligence section of this Report.
Based on the RCOI, the Company has reason to believe that certain of its necessary Conflict Minerals may have originated in the Covered Countries and are not from recycled or scrap sources.
Due Diligence
The Company designed its due diligence process to conform with the Organization for Economic Cooperation and Development’s (“OECD’s”) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas and accompanying Supplements as applicable for downstream companies (the “OECD Guidance”). In accordance with the OECD Guidance five-step framework, we undertook the following due diligence measures.
The Company established strong management systems according to Step 1 of the OECD Guidance. The Company’s systems included the following:
| • | Step 1A: Policy. The Company adopted a policy related to the Conflict Minerals (the “Company Policy”), incorporating the standards set forth in the OECD Guidance. The policy states the Company’s commitment to sourcing components and materials from companies that share its values regarding respect for human rights, integrity and environmental responsibility and complying with the OECD Guidance and Section 1502 of the Dodd-Frank Act. The Company Policy also provides that the Company will exercise due diligence with its suppliers consistent with the OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas. In addition, the Company Policy provides that the Company will communicate to its suppliers its expectation that the suppliers commit to sourcing only from conflict-free smelters. Under the Company Policy, each Company supplier is required to provide completed Conflict-Free Sourcing Initiative (“CFSI”) Conflict Minerals Reporting Template (the “Template”) declarations. The Company Policy is available at www.fortive.com under the heading “Investors” and sub-heading “Corporate Governance.” |
| • | Step 1B: Internal Management Structure. The Company has implemented an internal management structure to execute the RCOI and due diligence process. The structure consists of a member of Company senior management with overall responsibility for the RCOI and the due diligence process; a member of the Company’s corporate procurement department with dedicated responsibility for the design and execution of the RCOI and due diligence process; and an appointed employee at each of the Company’s operating companies with responsibility for discharging the operating company’s responsibilities in connection with the RCOI and due diligence process. |
| • | Step 1C: Design of Supplier Engagement Process. The Company implemented a process to collect required supplier and smelter RCOI and due diligence data. Details on the supply chain data gathering are process is provided below. |
| • | Step 1D: Strengthen Company Engagement With Suppliers. The Company directly engaged suppliers as further discussed below. |
| • | Step 1E: Grievance Mechanism. The Company has established a dedicated channel that provides a mechanism to report violations of our policies or other concerns by contacting conflictminerals@fortive.com. |
The Company designed its supplier due diligence process to identify the smelters in the Company’s supply chain in accordance with Step 2A of the OECD Guidance. The Company’s supplier due diligence process included the following:
| • | The Company contacted suppliers and requested the name and contact details for the person responsible for the supplier’s Conflict Minerals compliance. |
| • | The Company emailed to each such supplier contact a copy of the Company Policy and a link to the Template and requested that such supplier return to the Company a completed Template with respect to all components and materials that such supplier provides to the Company. |
| • | As necessary, the Company educated suppliers regarding the reasons for requesting the Conflict Minerals data and answered supplier questions relating thereto. |
| • | The Company followed up with the suppliers that did not respond to the Company’s initial outreach, and also followed up with suppliers who submitted data that appeared to be incomplete or incorrect. |
| • | The Company amalgamated supplier provided smelters into a single unique list of smelters. |
Some of the Company’s suppliers were unable to identify the smelters or countries of origin in their supply chain, some suppliers responded by providing information related to all of the items the supplier produces without identifying smelters specific to the items purchased by the Company, and some suppliers included names of smelters that we believe may have been misidentified as smelters or that are not operational. The Company followed up with the suppliers that did not respond to the Company’s initial outreach, and also followed up with suppliers who submitted data in the Template that appeared to be incomplete or incorrect.
With respect to each smelter identified by the Company’s supply chain that declared directly or through their relevant industry association that they did not source from the Covered Countries, and were not recognized as conflict free by the CFSI’s Conflict Free Smelter Program (“CFSP”), the Company, with the assistance of an outside consultant, reviewed publicly available information to determine if there was any contrary evidence to the smelter’s declaration. With respect to each smelter identified by the Company’s supply chain that is sourcing from or as to which there is reason to believe may be sourcing from the Covered Countries, the Company did not audit such smelters but instead relied on the CFSP, and if the smelter has not been audited and recognized as conflict free by the CFSP, the Company conducted risk mitigation on the smelter according to Step 3B of the OECD Guidance.
The Company’s internal team supporting the Company’s compliance with the Company Policy and the applicable regulations consolidated such data provided by the Company’s suppliers, as well as the findings from the Company’s outside consultant, for periodic reporting to the Company’s senior management. In addition, during the due diligence process, the Company identified the applicable risks associated with our supply chain relating to Conflict Minerals for mitigation as discussed below under “Risk Mitigation and Due Diligence Improvement.”
Annual Report on Supply Chain Due Diligence
In accordance with Step 5 of the OECD Guidance, this Conflict Minerals Report has been filed with the U.S. Securities and Exchange Commission. The Conflict Minerals Report is also available at www.fortive.com (under the heading “Investors”).
Results of Due Diligence
The responses provided by the Company’s suppliers resulted in the identification of 312 unique smelters identified in Annex I to this report. The Company determined that 35 of these smelters, as identified in Annex II to this report, source, or there is reason to believe that they source, from the Covered Countries. The Company further determined that 34 of these 35 smelters have been audited and recognized as conflict free by the CFSP, with the remaining smelter currently active in, but not recognized as conflict free by, the CFSP. The Company, with the assistance of our outside consultant, conducted risk mitigation with respect to such remaining smelter in accordance with Step 3B of the OECD Guidance, including performing additional due diligence to determine if there was any reason to believe such smelter directly or indirectly finances or benefits armed groups in the Covered Countries.
Due to the lack of detail provided by the suppliers, the Company was unable to confirm that the necessary Conflict Minerals in its products were processed by any particular smelter or smelters and is, therefore, unable to identify the processing facilities, country of origin or mine or location of origin of such Conflict Minerals.
Risk Mitigation and Due Diligence Improvement
The Company expects to take the following steps to improve its due diligence measures and to further mitigate the risk that the necessary Conflict Minerals contained in the Company’s products finance or benefit armed groups in the Covered Countries:
| • | continuing to seek to include in new supplier contracts a commitment by the supplier to take steps necessary to (a) enable the Company to comply with the Rule, and (b) with respect to smelters in Fortive’s supply chain that source from the Covered Countries, source only from smelters that have obtained a “conflict-free” designation from an independent, third-party auditor; and |
| • | continuing to engage with suppliers to improve the accuracy and completeness of the information provided to the Company about the Company’s supply chain. |
Cautionary Statement about Forward-Looking Statements
Certain statements included in this report are “forward-looking statements” within the meaning of the United States federal securities laws. All statements other than historical factual information are forward-looking statements. Forward-looking statements are based on assumptions and assessments made by our management in light of their experience and perceptions of historical trends, current conditions, expected future developments and other factors they believe to be appropriate. Forward-looking statements regarding due diligence improvements and risk mitigation are not guarantees of future performance; actual results may differ materially from the expectations contemplated by our forward-looking statements, and you should not place undue reliance on any such forward-looking statements. Information regarding the factors that may cause actual results to differ materially from these forward-looking statements is available in our SEC filings, including our 2016 Annual Report on Form 10-K. These forward-looking statements speak only as of the date of this report and the Company does not assume any obligation to update or revise any forward-looking statement, whether as a result of new information, future events and developments or otherwise.
ANNEX I
Unique Smelters Identified in Fortive Corporation’s Supply Chain
| Conflict Mineral |
Smelter Name |
Country Location of Smelter | ||
| Gold | Advanced Chemical Company | United States of America | ||
| Gold | Aida Chemical Industries Co., Ltd. | Japan | ||
| Gold | Al Etihad Gold Refinery DMCC | United Arab Emirates | ||
| Gold | Allgemeine Gold-und Silberscheideanstalt A.G. | Germany | ||
| Gold | Almalyk Mining and Metallurgical Complex (AMMC) | Uzbekistan | ||
| Gold | AngloGold Ashanti Córrego do Sítio Mineração | Brazil | ||
| Gold | Argor-Heraeus S.A. | Switzerland | ||
| Gold | Asahi Pretec Corp. | Japan | ||
| Gold | Asahi Refining Canada Ltd. | Canada | ||
| Gold | Asahi Refining USA Inc. | United States of America | ||
| Gold | Asaka Riken Co., Ltd. | Japan | ||
| Gold | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | Turkey | ||
| Gold | AU Traders and Refiners | South Africa | ||
| Gold | Aurubis AG | Germany | ||
| Gold | Bangalore Refinery | India | ||
| Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | Philippines | ||
| Gold | Boliden AB | Sweden | ||
| Gold | C. Hafner GmbH + Co. KG | Germany | ||
| Gold | Caridad | Mexico | ||
| Gold | CCR Refinery - Glencore Canada Corporation | Canada | ||
| Gold | Cendres + Métaux S.A. | Switzerland | ||
| Gold | Chimet S.p.A. | Italy | ||
| Gold | Chugai Mining | Japan | ||
| Gold | Daejin Indus Co., Ltd. | Republic of Korea | ||
| Gold | Daye Non-Ferrous Metals Mining Ltd. | China | ||
| Gold | DODUCO GmbH | Germany | ||
| Gold | Dowa | Japan | ||
| Gold | DSC (Do Sung Corporation) | Republic of Korea | ||
| Gold | Eco-System Recycling Co., Ltd. | Japan |
| Conflict Mineral |
Smelter Name |
Country Location of Smelter | ||
| Gold | Elemetal Refining, LLC | United States of America | ||
| Gold | Emirates Gold DMCC | United Arab Emirates | ||
| Gold | Fidelity Printers and Refiners Ltd. | Zimbabwe | ||
| Gold | Gansu Seemine Material Hi-Tech Co., Ltd. | China | ||
| Gold | Geib Refining Corporation | United States of America | ||
| Gold | Great Wall Precious Metals Co., Ltd. of CBPM | China | ||
| Gold | Guangdong Jinding Gold Limited | China | ||
| Gold | Gujarat Gold Centre | India | ||
| Gold | Guoda Safina High-Tech Environmental Refinery Co., Ltd. | China | ||
| Gold | Hangzhou Fuchunjiang Smelting Co., Ltd. | China | ||
| Gold | Heimerle + Meule GmbH | Germany | ||
| Gold | Henan Yuguang Gold & Lead Co., Ltd. | China | ||
| Gold | Heraeus Ltd. Hong Kong | China | ||
| Gold | Heraeus Precious Metals GmbH & Co. KG | Germany | ||
| Gold | Hunan Chenzhou Mining Co., Ltd. | China | ||
| Gold | HwaSeong CJ Co., Ltd. | Republic of Korea | ||
| Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | China | ||
| Gold | Ishifuku Metal Industry Co., Ltd. | Japan | ||
| Gold | Istanbul Gold Refinery | Turkey | ||
| Gold | Japan Mint | Japan | ||
| Gold | Jiangxi Copper Co., Ltd. | China | ||
| Gold | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | Russian Federation | ||
| Gold | JSC Uralelectromed | Russian Federation | ||
| Gold | JX Nippon Mining & Metals Co., Ltd. | Japan | ||
| Gold | Kazakhmys Smelting LLC | Kazakhstan | ||
| Gold | Kazzinc | Kazakhstan | ||
| Gold | Kennecott Utah Copper LLC | United States of America | ||
| Gold | KGHM Polska Miedź Spółka Akcyjna | Poland | ||
| Gold | Kojima Chemicals Co., Ltd. | Japan | ||
| Gold | Korea Zinc Co., Ltd. | Republic of Korea |
| Conflict Mineral |
Smelter Name |
Country Location of Smelter | ||
| Gold | Kyrgyzaltyn JSC | Kyrgyzstan | ||
| Gold | L’azurde Company For Jewelry | Saudi Arabia | ||
| Gold | Lingbao Gold Co., Ltd. | China | ||
| Gold | Lingbao Jinyuan Tonghui Refinery Co., Ltd. | China | ||
| Gold | LS-NIKKO Copper Inc. | Republic of Korea | ||
| Gold | Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | China | ||
| Gold | Materion | United States of America | ||
| Gold | Matsuda Sangyo Co., Ltd. | Japan | ||
| Gold | Metalor Technologies (Hong Kong) Ltd. | China | ||
| Gold | Metalor Technologies (Singapore) Pte., Ltd. | Singapore | ||
| Gold | Metalor Technologies (Suzhou) Ltd. | China | ||
| Gold | Metalor Technologies S.A. | Switzerland | ||
| Gold | Metalor USA Refining Corporation | United States of America | ||
| Gold | Metalúrgica Met-Mex Peñoles S.A. De C.V. | Mexico | ||
| Gold | Mitsubishi Materials Corporation | Japan | ||
| Gold | Mitsui Mining and Smelting Co., Ltd. | Japan | ||
| Gold | MMTC-PAMP India Pvt., Ltd. | India | ||
| Gold | Modeltech Sdn Bhd | Malaysia | ||
| Gold | Morris and Watson | New Zealand | ||
| Gold | Moscow Special Alloys Processing Plant | Russian Federation | ||
| Gold | Nadir Metal Rafineri San. Ve Tic. A.Ş. | Turkey | ||
| Gold | Navoi Mining and Metallurgical Combinat | Uzbekistan | ||
| Gold | Nihon Material Co., Ltd. | Japan | ||
| Gold | Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH | Austria | ||
| Gold | Ohura Precious Metal Industry Co., Ltd. | Japan | ||
| Gold | OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastsvetmet) | Russian Federation | ||
| Gold | OJSC Novosibirsk Refinery | Russian Federation | ||
| Gold | PAMP S.A. | Switzerland | ||
| Gold | Penglai Penggang Gold Industry Co., Ltd. | China |
| Conflict Mineral |
Smelter Name |
Country Location of Smelter | ||
| Gold | Prioksky Plant of Non-Ferrous Metals | Russian Federation | ||
| Gold | PT Aneka Tambang (Persero) Tbk | Indonesia | ||
| Gold | PX Précinox S.A. | Switzerland | ||
| Gold | Rand Refinery (Pty) Ltd. | South Africa | ||
| Gold | Remondis Argentia B.V. | Netherlands | ||
| Gold | Republic Metals Corporation | United States of America | ||
| Gold | Royal Canadian Mint | Canada | ||
| Gold | SAAMP | France | ||
| Gold | Sabin Metal Corp. | United States of America | ||
| Gold | SAFINA A.S. | Czech Republic | ||
| Gold | Sai Refinery | India | ||
| Gold | Samduck Precious Metals | Republic of Korea | ||
| Gold | Samwon Metals Corp. | Republic of Korea | ||
| Gold | SAXONIA Edelmetalle GmbH | Germany | ||
| Gold | Schone Edelmetaal B.V. | Netherlands | ||
| Gold | SEMPSA Joyería Platería S.A. | Spain | ||
| Gold | Shandong Humon Smelting Co., Ltd. | China | ||
| Gold | Shandong Tiancheng Biological Gold Industrial Co., Ltd. | China | ||
| Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | China | ||
| Gold | Shenzhen Zhonghenglong Real Industry Co., Ltd. | China | ||
| Gold | Sichuan Tianze Precious Metals Co., Ltd. | China | ||
| Gold | Singway Technology Co., Ltd. | Taiwan, Province of China | ||
| Gold | So Accurate Group, Inc. | United States of America | ||
| Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | Russian Federation | ||
| Gold | Solar Applied Materials Technology Corp. | Taiwan, Province of China | ||
| Gold | Sumitomo Metal Mining Co., Ltd. | Japan | ||
| Gold | Super Dragon Technology Co., Ltd. | Taiwan, Province of China | ||
| Gold | T.C.A S.p.A | Italy | ||
| Gold | Tanaka Kikinzoku Kogyo K.K. | Japan | ||
| Gold | The Refinery of Shandong Gold Mining Co., Ltd. | China |
| Conflict Mineral |
Smelter Name |
Country Location of Smelter | ||
| Gold | Tokuriki Honten Co., Ltd. | Japan | ||
| Gold | Tongling Nonferrous Metals Group Co., Ltd. | China | ||
| Gold | Tony Goetz NV | Belgium | ||
| Gold | TOO Tau-Ken-Altyn | Kazakhstan | ||
| Gold | Torecom | Republic of Korea | ||
| Gold | Umicore Brasil Ltda. | Brazil | ||
| Gold | Umicore Precious Metals Thailand | Thailand | ||
| Gold | Umicore S.A. Business Unit Precious Metals Refining | Belgium | ||
| Gold | United Precious Metal Refining, Inc. | United States of America | ||
| Gold | Valcambi S.A. | Switzerland | ||
| Gold | Western Australian Mint trading as The Perth Mint | Australia | ||
| Gold | WIELAND Edelmetalle GmbH | Germany | ||
| Gold | Yamamoto Precious Metal Co., Ltd. | Japan | ||
| Gold | Yokohama Metal Co., Ltd. | Japan | ||
| Gold | Yunnan Copper Industry Co., Ltd. | China | ||
| Gold | Zhongkuang Gold Industry Co., Ltd. | China | ||
| Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | China | ||
| Gold | Zijin Mining Group Co., Ltd. Gold Refinery | China | ||
| Tantalum | Changsha South Tantalum Niobium Co., Ltd. | China | ||
| Tantalum | Conghua Tantalum and Niobium Smeltry | China | ||
| Tantalum | D Block Metals, LLC | United States of America | ||
| Tantalum | Duoluoshan | China | ||
| Tantalum | Exotech Inc. | United States of America | ||
| Tantalum | F&X Electro-Materials Ltd. | China | ||
| Tantalum | FIR Metals & Resource Ltd. | China | ||
| Tantalum | Global Advanced Metals Aizu | Japan | ||
| Tantalum | Global Advanced Metals Boyertown | United States of America | ||
| Tantalum | Guangdong Zhiyuan New Material Co., Ltd. | China | ||
| Tantalum | H.C. Starck Co., Ltd. | Thailand |
| Conflict Mineral |
Smelter Name |
Country Location of Smelter | ||
| Tantalum | H.C. Starck GmbH Goslar | Germany | ||
| Tantalum | H.C. Starck GmbH Laufenburg | Germany | ||
| Tantalum | H.C. Starck Hermsdorf GmbH | Germany | ||
| Tantalum | H.C. Starck Inc. | United States of America | ||
| Tantalum | H.C. Starck Ltd. | Japan | ||
| Tantalum | H.C. Starck Smelting GmbH & Co. KG | Germany | ||
| Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | China | ||
| Tantalum | Hi-Temp Specialty Metals, Inc. | United States of America | ||
| Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | China | ||
| Tantalum | Jiangxi Tuohong New Raw Material | China | ||
| Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | China | ||
| Tantalum | Jiujiang Tanbre Co., Ltd. | China | ||
| Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | China | ||
| Tantalum | KEMET Blue Metals | Mexico | ||
| Tantalum | KEMET Blue Powder | United States of America | ||
| Tantalum | King-Tan Tantalum Industry Ltd. | China | ||
| Tantalum | LSM Brasil S.A. | Brazil | ||
| Tantalum | Metallurgical Products India Pvt., Ltd. | India | ||
| Tantalum | Mineração Taboca S.A. | Brazil | ||
| Tantalum | Mitsui Mining & Smelting | Japan | ||
| Tantalum | Molycorp Silmet A.S. | Estonia | ||
| Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | China | ||
| Tantalum | Plansee SE Liezen | Austria | ||
| Tantalum | Plansee SE Reutte | Austria | ||
| Tantalum | Power Resources Ltd. | Macedonia | ||
| Tantalum | QuantumClean | United States of America | ||
| Tantalum | Resind Indústria e Comércio Ltda. | Brazil | ||
| Tantalum | RFH Tantalum Smeltry Co., Ltd. | China | ||
| Tantalum | Solikamsk Magnesium Works OAO | Russian Federation | ||
| Tantalum | Taki Chemical Co., Ltd. | Japan |
| Conflict Mineral |
Smelter Name |
Country Location of Smelter | ||
| Tantalum | Telex Metals | United States of America | ||
| Tantalum | Tranzact, Inc. | United States of America | ||
| Tantalum | Ulba Metallurgical Plant JSC | Kazakhstan | ||
| Tantalum | XinXing HaoRong Electronic Material Co., Ltd. | China | ||
| Tantalum | Yichun Jin Yang Rare Metal Co., Ltd. | China | ||
| Tantalum | Zhuzhou Cemented Carbide Group Co., Ltd. | China | ||
| Tin | Alpha | United States of America | ||
| Tin | An Thai Minerals Co., Ltd. | Vietnam | ||
| Tin | An Vinh Joint Stock Mineral Processing Company | Vietnam | ||
| Tin | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | China | ||
| Tin | China Tin Group Co., Ltd. | China | ||
| Tin | CNMC (Guangxi) PGMA Co., Ltd. | China | ||
| Tin | Cooperativa Metalurgica de Rondônia Ltda. | Brazil | ||
| Tin | CV Ayi Jaya | Indonesia | ||
| Tin | CV Dua Sekawan | Indonesia | ||
| Tin | CV Gita Pesona | Indonesia | ||
| Tin | CV Serumpun Sebalai | Indonesia | ||
| Tin | CV Tiga Sekawan | Indonesia | ||
| Tin | CV United Smelting | Indonesia | ||
| Tin | CV Venus Inti Perkasa | Indonesia | ||
| Tin | Dowa | Japan | ||
| Tin | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | Vietnam | ||
| Tin | Elmet S.L.U. | Spain | ||
| Tin | EM Vinto | Bolivia | ||
| Tin | Estanho de Rondônia S.A. | Brazil | ||
| Tin | Fenix Metals | Poland | ||
| Tin | Gejiu Jinye Mineral Company | China | ||
| Tin | Gejiu Kai Meng Industry and Trade LLC | China | ||
| Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | China |
| Conflict Mineral |
Smelter Name |
Country Location of Smelter | ||
| Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | China | ||
| Tin | Gejiu Zili Mining And Metallurgy Co., Ltd. | China | ||
| Tin | HuiChang Hill Tin Industry Co., Ltd. | China | ||
| Tin | Huichang Jinshunda Tin Co., Ltd. | China | ||
| Tin | Jiangxi Ketai Advanced Material Co., Ltd. | China | ||
| Tin | Magnu’s Minerais Metais e Ligas Ltda. | Brazil | ||
| Tin | Malaysia Smelting Corporation (MSC) | Malaysia | ||
| Tin | Melt Metais e Ligas S.A. | Brazil | ||
| Tin | Metallic Resources, Inc. | United States of America | ||
| Tin | Metallo-Chimique N.V. | Belgium | ||
| Tin | Mineração Taboca S.A. | Brazil | ||
| Tin | Minsur | Peru | ||
| Tin | Mitsubishi Materials Corporation | Japan | ||
| Tin | Modeltech Sdn Bhd | Malaysia | ||
| Tin | Nankang Nanshan Tin Manufactory Co., Ltd. | China | ||
| Tin | Nghe Tinh Non-Ferrous Metals Joint Stock Company | Vietnam | ||
| Tin | O.M. Manufacturing (Thailand) Co., Ltd. | Thailand | ||
| Tin | O.M. Manufacturing Philippines, Inc. | Philippines | ||
| Tin | Operaciones Metalurgical S.A. | Bolivia | ||
| Tin | PT Aries Kencana Sejahtera | Indonesia | ||
| Tin | PT Artha Cipta Langgeng | Indonesia | ||
| Tin | PT ATD Makmur Mandiri Jaya | Indonesia | ||
| Tin | PT Babel Inti Perkasa | Indonesia | ||
| Tin | PT Bangka Prima Tin | Indonesia | ||
| Tin | PT Bangka Tin Industry | Indonesia | ||
| Tin | PT Belitung Industri Sejahtera | Indonesia | ||
| Tin | PT Bukit Timah | Indonesia | ||
| Tin | PT Cipta Persada Mulia | Indonesia | ||
| Tin | PT DS Jaya Abadi | Indonesia | ||
| Tin | PT Eunindo Usaha Mandiri | Indonesia |
| Conflict Mineral |
Smelter Name |
Country Location of Smelter | ||
| Tin | PT Inti Stania Prima | Indonesia | ||
| Tin | PT Justindo | Indonesia | ||
| Tin | PT Karimun Mining | Indonesia | ||
| Tin | PT Kijang Jaya Mandiri | Indonesia | ||
| Tin | PT Lautan Harmonis Sejahtera | Indonesia | ||
| Tin | PT Mitra Stania Prima | Indonesia | ||
| Tin | PT O.M. Indonesia | Indonesia | ||
| Tin | PT Panca Mega Persada | Indonesia | ||
| Tin | PT Prima Timah Utama | Indonesia | ||
| Tin | PT Refined Bangka Tin | Indonesia | ||
| Tin | PT Sariwiguna Binasentosa | Indonesia | ||
| Tin | PT Stanindo Inti Perkasa | Indonesia | ||
| Tin | PT Sukses Inti Makmur | Indonesia | ||
| Tin | PT Sumber Jaya Indah | Indonesia | ||
| Tin | PT Timah (Persero) Tbk Kundur | Indonesia | ||
| Tin | PT Timah (Persero) Tbk Mentok | Indonesia | ||
| Tin | PT Tinindo Inter Nusa | Indonesia | ||
| Tin | PT Tommy Utama | Indonesia | ||
| Tin | PT Wahana Perkit Jaya | Indonesia | ||
| Tin | Resind Indústria e Comércio Ltda. | Brazil | ||
| Tin | Rui Da Hung | Taiwan | ||
| Tin | Soft Metais Ltda. | Brazil | ||
| Tin | Super Ligas | Brazil | ||
| Tin | Thaisarco | Thailand | ||
| Tin | Tuyen Quang Non-Ferrous Metals Joint Stock Company | Vietnam | ||
| Tin | VQB Mineral and Trading Group JSC | Vietnam | ||
| Tin | White Solder Metalurgia e Mineração Ltda. | Brazil | ||
| Tin | Xianghualing Tin Industry Co., Ltd. | China | ||
| Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | China | ||
| Tin | Yunnan Tin Company Limited | China | ||
| Tungsten | A.L.M.T. TUNGSTEN Corp. | Japan | ||
| Tungsten | ACL Metais Eireli | Brazil |
| Conflict Mineral |
Smelter Name |
Country Location of Smelter | ||
| Tungsten | Asia Tungsten Products Vietnam Ltd. | Vietnam | ||
| Tungsten | Chenzhou Diamond Tungsten Products Co., Ltd. | China | ||
| Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | China | ||
| Tungsten | Fujian Jinxin Tungsten Co., Ltd. | China | ||
| Tungsten | Ganzhou Haichuang Tungsten Industry Co., Ltd. | China | ||
| Tungsten | Ganzhou Huaxing Tungsten Products Co., Ltd. | China | ||
| Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | China | ||
| Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | China | ||
| Tungsten | Ganzhou Yatai Tungsten Co., Ltd. | China | ||
| Tungsten | Global Tungsten & Powders Corp. | United States of America | ||
| Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | China | ||
| Tungsten | H.C. Starck GmbH | Germany | ||
| Tungsten | H.C. Starck Smelting GmbH & Co.KG | Germany | ||
| Tungsten | Hunan Chenzhou Mining Co., Ltd. | China | ||
| Tungsten | Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji | China | ||
| Tungsten | Hunan Chunchang Nonferrous Metals Co., Ltd. | China | ||
| Tungsten | Hydrometallurg, JSC | Russian Federation | ||
| Tungsten | Japan New Metals Co., Ltd. | Japan | ||
| Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | China | ||
| Tungsten | Jiangxi Dayu Longxintai Tungsten Co., Ltd. | China | ||
| Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | China | ||
| Tungsten | Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd. | China | ||
| Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | China | ||
| Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | China | ||
| Tungsten | Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd. | China | ||
| Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | China | ||
| Tungsten | Kennametal Fallon | United States of America |
| Conflict Mineral |
Smelter Name |
Country Location of Smelter | ||
| Tungsten | Kennametal Huntsville | United States of America | ||
| Tungsten | Luoyang Mudu Tungsten & Molybdenum Technology Co., Ltd | China | ||
| Tungsten | Malipo Haiyu Tungsten Co., Ltd. | China | ||
| Tungsten | Moliren Ltd | Russian Federation | ||
| Tungsten | Niagara Refining LLC | United States of America | ||
| Tungsten | Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC | Vietnam | ||
| Tungsten | Philippine Chuangxin Industrial Co., Inc. | Philippines | ||
| Tungsten | South-East Nonferrous Metal Company Limited of Hengyang City | China | ||
| Tungsten | Tejing (Vietnam) Tungsten Co., Ltd. | Vietnam | ||
| Tungsten | Unecha Refractory metals plant | Russian Federation | ||
| Tungsten | Vietnam Youngsun Tungsten Industry Co., Ltd. | Vietnam | ||
| Tungsten | Wolfram Bergbau und Hütten AG | Austria | ||
| Tungsten | Woltech Korea Co., Ltd. | Republic of Korea | ||
| Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | China | ||
| Tungsten | Xiamen Tungsten Co., Ltd. | China | ||
| Tungsten | Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. | China | ||
| Tungsten | Xinhai Rendan Shaoguan Tungsten Co., Ltd. | China |
ANNEX II
Smelters Identified in Fortive Corporation’s Supply Chain Sourcing or Believed to be Sourcing from the Covered Countries
| Conflict Mineral |
Smelter Name |
Country Location of Smelter |
CFSP Compliant | |||
| Gold | Al Etihad Gold Refinery DMCC | United Arab Emirates | Yes | |||
| Gold | Argor-Heraeus S.A. | Switzerland | Yes | |||
| Gold | AU Traders and Refiners | South Africa | Yes | |||
| Gold | CCR Refinery - Glencore Canada Corporation | Canada | Yes | |||
| Gold | MMTC-PAMP India Pvt., Ltd. | India | Yes | |||
| Gold | PAMP S.A. | Switzerland | Yes | |||
| Gold | Rand Refinery (Pty) Ltd. | South Africa | Yes | |||
| Gold | Tony Goetz NV | Belgium | Active | |||
| Gold | Zijin Mining Group Co., Ltd. Gold Refinery | China | Yes | |||
| Tantalum | Conghua Tantalum and Niobium Smeltry | China | Yes | |||
| Tantalum | Duoluoshan | China | Yes | |||
| Tantalum | F&X Electro-Materials Ltd. | China | Yes | |||
| Tantalum | Global Advanced Metals Boyertown | United States of America | Yes | |||
| Tantalum | Guangdong Zhiyuan New Material Co., Ltd. | China | Yes | |||
| Tantalum | H.C. Starck Co., Ltd. | Thailand | Yes | |||
| Tantalum | H.C. Starck GmbH Goslar | Germany | Yes | |||
| Tantalum | H.C. Starck GmbH Laufenburg | Germany | Yes | |||
| Tantalum | H.C. Starck Hermsdorf GmbH | Germany | Yes | |||
| Tantalum | H.C. Starck Inc. | United States of America | Yes | |||
| Tantalum | H.C. Starck Co., Ltd. | Thailand | Yes | |||
| Tantalum | H.C. Starck Smelting GmbH & Co. KG | Germany | Yes | |||
| Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | China | Yes | |||
| Tantalum | Jiujiang Tanbre Co., Ltd. | China | Yes | |||
| Tantalum | KEMET Blue Metals | Mexico | Yes | |||
| Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | China | Yes | |||
| Tantalum | Power Resources Ltd. | Macedonia | Yes | |||
| Tantalum | Taki Chemical Co., Ltd. | Japan | Yes | |||
| Tantalum | Ulba Metallurgical Plant JSC | Kazakhstan | Yes | |||
| Tantalum | Yichun Jin Yang Rare Metal Co., Ltd. | China | Yes |
| Conflict Mineral |
Smelter Name |
Country Location of Smelter |
CFSP Compliant | |||
| Tin | Malaysia Smelting Corporation (MSC) | Malaysia | Yes | |||
| Tin | Thaisarco | Thailand | Yes | |||
| Tungsten | Asia Tungsten Products Vietnam Ltd. | Vietnam | Yes | |||
| Tungsten | Vietnam Youngsun Tungsten Industry Co., Ltd. | Vietnam | Yes | |||
| Tungsten | Wolfram Bergbau und Hütten AG | Austria | Yes | |||
| Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | China | Yes |