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811-23304
true
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S000060840
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Invesco Exchange-Traded Self-Indexed Fund Trust
811-23304
001657201
549300U103VG1ABIOE62
3500 Lacey Road
Suite 700
Downers Grove
60515
US-IL
US
800-983-0903
Invesco Advisers Inc.
11 Greenway Plaza
Suite 1000
Houston
77046
713-626-1919
CERTAIN FINANCIAL, PORTFOLIO MANAGEMENT AND CLIENT-RELATED RECORDS.
Y
N
N-1A
31
Y
Philip M. Nussbaum
N/A
N
Yung Bong Lim
N/A
N
Donald H. Wilson
N/A
N
Todd J. Barre
N/A
N
Ronn R. Bagge
N/A
N
Marc M. Kole
N/A
N
Kevin M. Carome
004307331
Y
Gary R. Wicker
N/A
N
Melanie Zimdars
002988973
3500 Lacey Road
Suite 700
Downers Grove
60515
XXXXXX
N
N
N
N
N
N
Invesco Distributors, Inc.
8-21323
000007369
N/A
Y
N
PricewaterhouseCoopers LLP
238
5493002GVO7EO8RNNS37
N
N
N
N
N
N
N
Invesco Investment Grade Value ETF
S000062198
549300RK1TZQ8CPVLG56
Y
1
0
0
Exchange-Traded Fund
Y
Y
-0.00391800
-0.00515800
0.00346700
0.00346700
Y
N
N
N
N/A
N/A
N/A
Rule 17a-7 (17 CFR 270.17a-7)
Rule 12d1-1 (17 CFR 270.12d1-1)
Y
Y
N
N
Invesco Capital Management LLC
801-61851
000125601
EJW8VXOT5RJ3PPMVEB49
N
The Bank of New York Mellon
85-05006
HPFHU0OQ28E4N0NFVK49
N
N
N
Thomson Reuters Markets, LLC
20-4530702
Federal Tax Identification Number
N
Pricing Direct, Inc.
549300WIC0TOJ7N7GD54
N
ICE Data Services, Inc.
13-3668779
Federal Tax Identification Number
N
Markit North America, Inc.
549300HLPTRASH0E726
N
ITG Solutions Network, Inc.
N/A
N
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Hapoalim B.M., Tel Aviv
B6ARUI4946ST4S7WOU88
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc Magyarorszagi Fioktelepe, Budapest
N1FBEDJ5J41VKZLO2475
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Uganda Ltd
549300CU2GA4XCIHLV64
UG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Polska Kas Opieki S.A. Warsaw
5493000LKS7B3UTF7H35
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
GW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank Limited, Taipie
549300QJEO1B92LSHZ06
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Ag, Karachi
N/A
PK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank A.S., Istanbul
N/A
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau Unibanco S.A.
BZO2P8KHO2O10H5QQ663
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UniCredit Banka Slovenjia d.d., Lijubliana
549300O2UN9JLME31F08
SI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Ltd
N/A
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A. Buenos Aires
579100KKDGKCFFKKF005
AR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Limited
N/A
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic IBTC Bank Plc., Lagos
029200098C3K8BI2D551
NG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
TG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DBS Bank Ltd
ATUEL7OJR5057F2PV266
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited, Ebene
N/A
MU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Credit Suisse Limited, Zurich
549300CWR0W0BCS9Q144
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank of America Merrill Lynch International Limited
EYKN6V0ZCB8VD9IULB80
GB
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Skandinaviska Enskilda Banken AB, Stockholm
F3JS33DEI6XQ4ZBPTN86
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Intesa Sanpaolo S.a.P. Milan
N/A
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banque internationale Arabe de Tunisie
549300EZRO2TE67W7P49
TN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Jakarta
N/A
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Manila
N/A
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
MUFG Bank, Ltd.
C3GTMMZIHMY46P4OIX74
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibanamex (formerly known as Banco Nasional de Mexico S.A., Mexico City)
5493004NLEXB8DK06353
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
XX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB banka, Riga
549300YW95G1VBBGGV07
LV
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services, S.C.A., Greece
N/A
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Landsbankinn hf, Reykjavik
549300TLZPT6JELDWM92
IS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Manama
549300F99IL9YJDWH369
BH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank of Kenya Ltd
549300BEL47N4GGJM871
KE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services, S.C.A., Greece
N/A
CY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank (taiwan) Limited
549300SG184IVNYDMN03
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Limited, Blantyre
2549004FJV2K9P9UCU04
MW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services S.C.A.
549300WCGB70D06XZS54
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UBS Securities LLC
T6FIZBDPKLYJKFCRVK44
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
UniCreidet Bank Austria AG, Vienna
D1HEB8VEU6D9M8ZUXG17
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Safat Kuwait
N/A
KW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Bermuda Limited, Hamilton
0W1U67PTV5WY3WYWKD79
BM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Saudi Arabia Limited, Riyadh
2138009S6SHV5GLS7987
SA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank of Ghana Ltd
549300M3N5M3E5WDG321
GH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Itau Uruguay S.A. Montevideo
549300HU8OQS1VTVXN55
UY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream Banking Luxembourg
549300OL514RA0SXJJ44
XX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AO Citibank, Moscow
N/A
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Boatswana Ltd
254900CFACP5V9H8W758
BW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Dubai
549300F99IL9YJDWH369
AE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau CorpBanca S.A.
549300DDPTTIZ06NIV06
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
JSC Citibank Kazakhstan, Almaty
95XXGORQK31JZP82OG22
KZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Vietnam Limited, ho Chi Minh City
213800H95OG9OHRT4Y78
VN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Namibia Limited, Windhoek
254900K6TJFDYKSQWV49
MA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutdche Bank AG, London Branch
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Mumbai
N/A
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Doha
N/A
QA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon
549300KP56LL8NKKFL47
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The HongKong and Shanghai Banking Corp Limited, Sidney
N/A
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of Nova Scotia
549300UWAOFM7OXCND23
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Cititrust Colombia S.A.
549300242J3IJCOSGI49
CO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
BJ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Malaysia Berhad, Kuala Lumpur
N/A
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Santander Securities Services S.A.U.
95980020140005900000
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank USA, N.A.
1IE8VN30JCEQV1H4R804
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited,Seoul
N/A
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB bankas, Vilnius
N/A
LT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The HongKong and Shanghai Banking Corp Limited
N/A
BD
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Morgan Stanley & Co. International PLC
4PQUHN3JPFGFNF3BB653
GB
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Deutsche Bank AG
N/A
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon
N/A
IE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
SK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc Bulgaria Branch, Sophia
N1FBEDJ5J41VKZLO2475
BG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
BF
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Compnay Limited, Shanghai
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Mizuho Bank Limited, Toyko
RB0PEZSDGCO3JS6CEU02
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Islandsbanki hf.
549300PZMFIQR79Q0T97
IS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Malaysia Berhad, Kuala Lumpur
P3RPN9OJFCXUPJWB1Q09
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deustche Bank AG Seoul
N/A
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
PJSC ROSBANK
HOXMZG026UQNRK6J0C60
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon Sa/NV
MMYX0N4ZEZ13Z4XCG897
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellin SA/NV
MMYX0N4ZEZ13Z4XCG897
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Compnay Limited, Shanghai
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Swaziland Limited, Mbabane
2549000IV408A4RRND84
SZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited, Colombo
N/A
LK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Maghreb, Casablanca
5493003FVWLMBFTISI11
MA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc. Dublin- Romania Branch, Bucharest
N1FBEDJ5J41VKZLO2475
RO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank
N/A
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CREDIT SUISSE SECURITIES (USA) LLC
1V8Y6QCX6YMJ2OELII46
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Citibank del Peru, S.A. Lima
MYTK5NHHP1G8TVFGT193
PE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Goldman Sachs & Co.
FOR8UP27PHTHYVLBNG30
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Privredna Banka Zagreb d.d., Zagreb
549300ZHFZ4CSK7VS460
HR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
LU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
NE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
MT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank of South Africa Limited, Johannesburg
QFC8ZCW3Q5PRXU1XTM60
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UBS Switzerland AG, Zurich
549300WOIFUSNYH0FL22
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco National de Costa Rica
549300BH267R4KQVKV59
CR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A. Sao Paulo
1P0UUG7LC1S92QTNHG39
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citigroup Ply Limited
0C45RG70GW42XSBLJ131
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CIBC Mellon Trust Company
549300IYUUH221WBZ505
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Unicredit Bank Serbia JSC, Belgrade
52990001O0THU00TYK59
RS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank Limited, Dar es Salaam
549300RLNUU3GJS6MK84
TZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Ltd
N/A
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Bilbao Vizcaya Argentina S.A.
549300QD1160SR6LNZ76
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Panama City
U8K0SDHEW2A30M4SPI26
PA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB Pank, Tallinn
549300ND1MQ8SNNYMJ22
EE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
JSC Citbank, Kiev
N/A
UA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Zimbabwe Limited, Harare
2549005HENFMYGRM9S10
ZW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited, Mumbai
N/A
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
ML
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Zambia Limited
549300HF45VBQ8L4HF36
ZM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A.
N/A
VE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
United Overseas Bank Ltd.
IO66REGK3RCBAMA8HR66
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Oman S.A.O.G. Muscat
213800YRPSOSH9OA2V29
OM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
SN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Egypt S.A.E., Cairo
2138001Q77JDLESS4Y50
EG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Y
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
N
0.00000000
BNY MELLON CAPITAL MARKETS, LLC
8-35255
000017454
VJW2DOOHGDT6PR0ZRO63
127843.34000000
CITIGROUP GLOBAL MARKETS INC.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
95939.00000000
MARKETAXESS CORP.
8-50727
000044542
GPSMMRI21JE7ZCVYF972
491463.00000000
SUMRIDGE PARTNERS, LLC
8-68454
000152437
529900ECMK8VI6Q1FG89
185983.00000000
STIFEL, NICOLAUS & COMPANY, INCORPORATED
8-1447
000000793
5WUVMA08EYG4KEUPW589
98021.00000000
MILLENNIUM ADVISORS, LLC
8-68349
000151236
254900E1P6Z2XZYSA163
106942.00000000
KEYBANC CAPITAL MARKETS INC.
8-30177
000000566
2EQWV0180Z211YVAD813
186322.00000000
GOLDMAN, SACHS & CO.
8-129
000000361
FOR8UP27PHTHYVLBNG30
6175673.70000000
BANC OF AMERICA SECURITIES LLC
8-42263
000026091
N/A
198957.00000000
MORGAN STANLEY & CO. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
286562.00000000
8064841.44000000
N
6292753.12999999
Invesco BulletShares 2020 Corporate Bond ETF
S000060849
5493007AMAHN2DESQE07
Y
1
0
0
Exchange-Traded Fund
Y
Y
0.00168200
0.00067200
0.00392000
0.00392000
Y
N
N
N
N/A
N/A
N/A
Rule 12d1-1 (17 CFR 270.12d1-1)
Y
Y
N
N
Invesco Capital Management LLC
801-61851
000125601
EJW8VXOT5RJ3PPMVEB49
N
The Bank of New York Mellon
85-05006
HPFHU0OQ28E4N0NFVK49
N
N
N
Pricing Direct, Inc.
549300WIC0TOJ7N7GD54
N
Markit North America, Inc.
549300HLPTRASH0E726
N
ITG Solutions Network, Inc.
N/A
N
ICE Data Services, Inc.
13-3668779
Federal Tax Identification Number
N
Thomson Reuters Markets, LLC
20-4530702
Federal Tax Identification Number
N
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Citibank, N.A., Panama City
U8K0SDHEW2A30M4SPI26
PA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
MUFG Bank, Ltd.
C3GTMMZIHMY46P4OIX74
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Unicredit Bank Serbia JSC, Belgrade
52990001O0THU00TYK59
RS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banque internationale Arabe de Tunisie
549300EZRO2TE67W7P49
TN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutdche Bank AG, London Branch
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Limited, Blantyre
2549004FJV2K9P9UCU04
MW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A. Sao Paulo
1P0UUG7LC1S92QTNHG39
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank del Peru, S.A. Lima
MYTK5NHHP1G8TVFGT193
PE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Polska Kas Opieki S.A. Warsaw
5493000LKS7B3UTF7H35
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
JSC Citibank Kazakhstan, Almaty
95XXGORQK31JZP82OG22
KZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Hapoalim B.M., Tel Aviv
B6ARUI4946ST4S7WOU88
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CIBC Mellon Trust Company
549300IYUUH221WBZ505
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank of Ghana Ltd
549300M3N5M3E5WDG321
GH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
SK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The HongKong and Shanghai Banking Corp Limited
N/A
BD
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Malaysia Berhad, Kuala Lumpur
N/A
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited, Colombo
N/A
LK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A. Buenos Aires
579100KKDGKCFFKKF005
AR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
MT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services S.C.A.
549300WCGB70D06XZS54
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deustche Bank AG Seoul
N/A
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
BF
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Islandsbanki hf.
549300PZMFIQR79Q0T97
IS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Cititrust Colombia S.A.
549300242J3IJCOSGI49
CO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB Pank, Tallinn
549300ND1MQ8SNNYMJ22
EE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Stockholm
F3JS33DEI6XQ4ZBPTN86
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
SN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Zambia Limited
549300HF45VBQ8L4HF36
ZM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited, Ebene
N/A
MU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon
549300KP56LL8NKKFL47
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited,Seoul
N/A
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The HongKong and Shanghai Banking Corp Limited, Sidney
N/A
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DBS Bank Ltd
ATUEL7OJR5057F2PV266
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc Magyarorszagi Fioktelepe, Budapest
N1FBEDJ5J41VKZLO2475
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank of Kenya Ltd
549300BEL47N4GGJM871
KE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Saudi Arabia Limited, Riyadh
2138009S6SHV5GLS7987
SA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
JSC Citbank, Kiev
N/A
UA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco National de Costa Rica
549300BH267R4KQVKV59
CR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank of America Merrill Lynch International Limited
EYKN6V0ZCB8VD9IULB80
GB
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
BNP Paribas Securities Services, S.C.A., Greece
N/A
CY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB bankas, Vilnius
N/A
LT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Bermuda Limited, Hamilton
0W1U67PTV5WY3WYWKD79
BM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank
N/A
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau CorpBanca S.A.
549300DDPTTIZ06NIV06
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Vietnam Limited, ho Chi Minh City
213800H95OG9OHRT4Y78
VN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A.
N/A
VE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc Bulgaria Branch, Sophia
N1FBEDJ5J41VKZLO2475
BG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Swaziland Limited, Mbabane
2549000IV408A4RRND84
SZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
PJSC ROSBANK
HOXMZG026UQNRK6J0C60
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Privredna Banka Zagreb d.d., Zagreb
549300ZHFZ4CSK7VS460
HR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
GW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CREDIT SUISSE SECURITIES (USA) LLC
1V8Y6QCX6YMJ2OELII46
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Deutsche Bank Ag, Karachi
N/A
PK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Santander Securities Services S.A.U.
95980020140005900000
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Oman S.A.O.G. Muscat
213800YRPSOSH9OA2V29
OM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Itau Uruguay S.A. Montevideo
549300HU8OQS1VTVXN55
UY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Dubai
549300F99IL9YJDWH369
AE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Mizuho Bank Limited, Toyko
RB0PEZSDGCO3JS6CEU02
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Bilbao Vizcaya Argentina S.A.
549300QD1160SR6LNZ76
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Intesa Sanpaolo S.a.P. Milan
N/A
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Namibia Limited, Windhoek
254900K6TJFDYKSQWV49
MA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Malaysia Berhad, Kuala Lumpur
P3RPN9OJFCXUPJWB1Q09
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibanamex (formerly known as Banco Nasional de Mexico S.A., Mexico City)
5493004NLEXB8DK06353
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank A.S., Istanbul
N/A
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AO Citibank, Moscow
N/A
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UniCredit Banka Slovenjia d.d., Lijubliana
549300O2UN9JLME31F08
SI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services, S.C.A., Greece
N/A
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Compnay Limited, Shanghai
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic IBTC Bank Plc., Lagos
029200098C3K8BI2D551
NG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank USA, N.A.
1IE8VN30JCEQV1H4R804
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited, Mumbai
N/A
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Manama
549300F99IL9YJDWH369
BH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UBS Switzerland AG, Zurich
549300WOIFUSNYH0FL22
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Egypt S.A.E., Cairo
2138001Q77JDLESS4Y50
EG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Ltd
N/A
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream Banking Luxembourg
549300OL514RA0SXJJ44
XX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
XX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Limited
N/A
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
ML
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Compnay Limited, Shanghai
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Goldman Sachs & Co.
FOR8UP27PHTHYVLBNG30
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Deutsche Bank AG, Jakarta
N/A
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Morgan Stanley & Co. International PLC
4PQUHN3JPFGFNF3BB653
GB
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
TG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellin SA/NV
MMYX0N4ZEZ13Z4XCG897
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon
N/A
IE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon Sa/NV
MMYX0N4ZEZ13Z4XCG897
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UBS Securities LLC
T6FIZBDPKLYJKFCRVK44
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Standard Chartered Bank Limited, Taipie
549300QJEO1B92LSHZ06
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
NE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Ltd
N/A
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Zimbabwe Limited, Harare
2549005HENFMYGRM9S10
ZW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Mumbai
N/A
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank of South Africa Limited, Johannesburg
QFC8ZCW3Q5PRXU1XTM60
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Manila
N/A
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
United Overseas Bank Ltd.
IO66REGK3RCBAMA8HR66
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
BJ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UniCreidet Bank Austria AG, Vienna
D1HEB8VEU6D9M8ZUXG17
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Credit Suisse Limited, Zurich
549300CWR0W0BCS9Q144
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Boatswana Ltd
254900CFACP5V9H8W758
BW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank (taiwan) Limited
549300SG184IVNYDMN03
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB banka, Riga
549300YW95G1VBBGGV07
LV
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of Nova Scotia
549300UWAOFM7OXCND23
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Safat Kuwait
N/A
KW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank Limited, Dar es Salaam
549300RLNUU3GJS6MK84
TZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Maghreb, Casablanca
5493003FVWLMBFTISI11
MA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Doha
N/A
QA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
LU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau Unibanco S.A.
BZO2P8KHO2O10H5QQ663
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Uganda Ltd
549300CU2GA4XCIHLV64
UG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Landsbankinn hf, Reykjavik
549300TLZPT6JELDWM92
IS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc. Dublin- Romania Branch, Bucharest
N1FBEDJ5J41VKZLO2475
RO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citigroup Ply Limited
0C45RG70GW42XSBLJ131
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Y
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
N
0.00000000
CITIGROUP GLOBAL MARKETS INC.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
5523601.61000000
GOLDMAN, SACHS & CO.
8-129
000000361
FOR8UP27PHTHYVLBNG30
27982512.07999999
U.S. BANCORP INVESTMENTS, INC.
8-35359
000017868
H85Z6XZP8B10ES0M2G89
3762430.00000000
BNY MELLON CAPITAL MARKETS, LLC
8-35255
000017454
VJW2DOOHGDT6PR0ZRO63
143010303.44999999
MORGAN STANLEY & CO. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
7808481.00000000
MILLENNIUM ADVISORS, LLC
8-68349
000151236
254900E1P6Z2XZYSA163
6745692.75000000
WELLS FARGO SECURITIES LLC
8-65876
000126292
VYVVCKR63DVZZN70PB21
10195783.00000000
MARKETAXESS CORP.
8-50727
000044542
GPSMMRI21JE7ZCVYF972
12845907.30000000
BANC OF AMERICA SECURITIES LLC
8-42263
000026091
N/A
13463126.50000000
DEUTSCHE BANK SECURITIES INC.
8-17822
000002525
9J6MBOOO7BECTDTUZW19
5908802.17999999
259906121.31999999
N
1197952628.39667010
Invesco Emerging Markets Debt Value ETF
S000062194
549300WZ7ZY9BRBWVG51
Y
1
0
0
Exchange-Traded Fund
Y
Y
0.02519300
0.02222700
0.00758300
0.00758300
Y
N
N
N
N/A
N/A
N/A
Rule 12d1-1 (17 CFR 270.12d1-1)
Y
Y
N
N
Invesco Capital Management LLC
801-61851
000125601
EJW8VXOT5RJ3PPMVEB49
N
The Bank of New York Mellon
85-05006
HPFHU0OQ28E4N0NFVK49
N
N
N
Thomson Reuters Markets, LLC
20-4530702
Federal Tax Identification Number
N
Markit North America, Inc.
549300HLPTRASH0E726
N
ICE Data Services, Inc.
13-3668779
Federal Tax Identification Number
N
ITG Solutions Network, Inc.
N/A
N
Pricing Direct, Inc.
549300WIC0TOJ7N7GD54
N
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
ML
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Ag, Karachi
N/A
PK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Limited, Blantyre
2549004FJV2K9P9UCU04
MW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau CorpBanca S.A.
549300DDPTTIZ06NIV06
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon
549300KP56LL8NKKFL47
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Vietnam Limited, ho Chi Minh City
213800H95OG9OHRT4Y78
VN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank (taiwan) Limited
549300SG184IVNYDMN03
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Bilbao Vizcaya Argentina S.A.
549300QD1160SR6LNZ76
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Unicredit Bank Serbia JSC, Belgrade
52990001O0THU00TYK59
RS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Itau Uruguay S.A. Montevideo
549300HU8OQS1VTVXN55
UY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
XX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Polska Kas Opieki S.A. Warsaw
5493000LKS7B3UTF7H35
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
MUFG Bank, Ltd.
C3GTMMZIHMY46P4OIX74
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
JSC Citibank Kazakhstan, Almaty
95XXGORQK31JZP82OG22
KZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Morgan Stanley & Co. International PLC
4PQUHN3JPFGFNF3BB653
GB
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
UniCreidet Bank Austria AG, Vienna
D1HEB8VEU6D9M8ZUXG17
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank Limited, Taipie
549300QJEO1B92LSHZ06
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CIBC Mellon Trust Company
549300IYUUH221WBZ505
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Islandsbanki hf.
549300PZMFIQR79Q0T97
IS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank of Ghana Ltd
549300M3N5M3E5WDG321
GH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Panama City
U8K0SDHEW2A30M4SPI26
PA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutdche Bank AG, London Branch
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon
N/A
IE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
GW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Credit Suisse Limited, Zurich
549300CWR0W0BCS9Q144
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc Bulgaria Branch, Sophia
N1FBEDJ5J41VKZLO2475
BG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Mizuho Bank Limited, Toyko
RB0PEZSDGCO3JS6CEU02
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Goldman Sachs & Co.
FOR8UP27PHTHYVLBNG30
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Standard Bank of South Africa Limited, Johannesburg
QFC8ZCW3Q5PRXU1XTM60
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon Sa/NV
MMYX0N4ZEZ13Z4XCG897
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
BJ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
PJSC ROSBANK
HOXMZG026UQNRK6J0C60
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services S.C.A.
549300WCGB70D06XZS54
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau Unibanco S.A.
BZO2P8KHO2O10H5QQ663
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
TG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Egypt S.A.E., Cairo
2138001Q77JDLESS4Y50
EG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Compnay Limited, Shanghai
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The HongKong and Shanghai Banking Corp Limited, Sidney
N/A
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream Banking Luxembourg
549300OL514RA0SXJJ44
XX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Ltd
N/A
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellin SA/NV
MMYX0N4ZEZ13Z4XCG897
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibanamex (formerly known as Banco Nasional de Mexico S.A., Mexico City)
5493004NLEXB8DK06353
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
MT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Uganda Ltd
549300CU2GA4XCIHLV64
UG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AO Citibank, Moscow
N/A
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Swaziland Limited, Mbabane
2549000IV408A4RRND84
SZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deustche Bank AG Seoul
N/A
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Landsbankinn hf, Reykjavik
549300TLZPT6JELDWM92
IS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Manila
N/A
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Safat Kuwait
N/A
KW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited,Seoul
N/A
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Zambia Limited
549300HF45VBQ8L4HF36
ZM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Intesa Sanpaolo S.a.P. Milan
N/A
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Dubai
549300F99IL9YJDWH369
AE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco National de Costa Rica
549300BH267R4KQVKV59
CR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banque internationale Arabe de Tunisie
549300EZRO2TE67W7P49
TN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Malaysia Berhad, Kuala Lumpur
N/A
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank Limited, Dar es Salaam
549300RLNUU3GJS6MK84
TZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CREDIT SUISSE SECURITIES (USA) LLC
1V8Y6QCX6YMJ2OELII46
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
AS SEB banka, Riga
549300YW95G1VBBGGV07
LV
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Namibia Limited, Windhoek
254900K6TJFDYKSQWV49
MA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
SK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc Magyarorszagi Fioktelepe, Budapest
N1FBEDJ5J41VKZLO2475
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank del Peru, S.A. Lima
MYTK5NHHP1G8TVFGT193
PE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB bankas, Vilnius
N/A
LT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The HongKong and Shanghai Banking Corp Limited
N/A
BD
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Ltd
N/A
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Limited
N/A
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Boatswana Ltd
254900CFACP5V9H8W758
BW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DBS Bank Ltd
ATUEL7OJR5057F2PV266
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Malaysia Berhad, Kuala Lumpur
P3RPN9OJFCXUPJWB1Q09
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
SN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Saudi Arabia Limited, Riyadh
2138009S6SHV5GLS7987
SA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Jakarta
N/A
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Doha
N/A
QA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Santander Securities Services S.A.U.
95980020140005900000
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A. Sao Paulo
1P0UUG7LC1S92QTNHG39
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Mumbai
N/A
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank
N/A
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic IBTC Bank Plc., Lagos
029200098C3K8BI2D551
NG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Compnay Limited, Shanghai
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited, Ebene
N/A
MU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
LU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Maghreb, Casablanca
5493003FVWLMBFTISI11
MA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Manama
549300F99IL9YJDWH369
BH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
United Overseas Bank Ltd.
IO66REGK3RCBAMA8HR66
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank USA, N.A.
1IE8VN30JCEQV1H4R804
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
BF
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Stockholm
F3JS33DEI6XQ4ZBPTN86
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB Pank, Tallinn
549300ND1MQ8SNNYMJ22
EE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Cititrust Colombia S.A.
549300242J3IJCOSGI49
CO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Zimbabwe Limited, Harare
2549005HENFMYGRM9S10
ZW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited, Colombo
N/A
LK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UniCredit Banka Slovenjia d.d., Lijubliana
549300O2UN9JLME31F08
SI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services, S.C.A., Greece
N/A
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services, S.C.A., Greece
N/A
CY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UBS Securities LLC
T6FIZBDPKLYJKFCRVK44
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank of America Merrill Lynch International Limited
EYKN6V0ZCB8VD9IULB80
GB
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Privredna Banka Zagreb d.d., Zagreb
549300ZHFZ4CSK7VS460
HR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UBS Switzerland AG, Zurich
549300WOIFUSNYH0FL22
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
NE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc. Dublin- Romania Branch, Bucharest
N1FBEDJ5J41VKZLO2475
RO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
JSC Citbank, Kiev
N/A
UA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of Nova Scotia
549300UWAOFM7OXCND23
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A.
N/A
VE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Oman S.A.O.G. Muscat
213800YRPSOSH9OA2V29
OM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank A.S., Istanbul
N/A
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Hapoalim B.M., Tel Aviv
B6ARUI4946ST4S7WOU88
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited, Mumbai
N/A
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A. Buenos Aires
579100KKDGKCFFKKF005
AR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citigroup Ply Limited
0C45RG70GW42XSBLJ131
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank of Kenya Ltd
549300BEL47N4GGJM871
KE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Bermuda Limited, Hamilton
0W1U67PTV5WY3WYWKD79
BM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Y
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
N
0.00000000
BNY MELLON CAPITAL MARKETS, LLC
8-35255
000017454
VJW2DOOHGDT6PR0ZRO63
302045.55000000
BARCLAYS CAPITAL INC.
8-41342
000019714
AC28XWWI3WIBK2824319
100488.00000000
BANC OF AMERICA SECURITIES LLC
8-42263
000026091
N/A
67249666.87000000
CREDIT SUISSE SECURITIES (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
175865.00000000
J.P. MORGAN SECURITIES LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
407600.00000000
68235665.42000000
N
37156960.76500000
Invesco BulletShares 2021 High Yield Corporate Bond ETF
S000060832
549300NVC2WMPM6G7C45
Y
1
0
0
Exchange-Traded Fund
Y
Y
0.00269500
-0.00166100
0.00431400
0.00431400
Y
N
Y
Y
N
CITIBANK N.A
E57ODZWZ7FF32TWEFA76
N
N
N/A
5368797.00
13744.63
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 17a-7 (17 CFR 270.17a-7)
Y
Y
N
N
Invesco Capital Management LLC
801-61851
000125601
EJW8VXOT5RJ3PPMVEB49
N
The Bank of New York Mellon
85-05006
HPFHU0OQ28E4N0NFVK49
N
N
N
Thomson Reuters Markets, LLC
20-4530702
Federal Tax Identification Number
N
ICE Data Services, Inc.
13-3668779
Federal Tax Identification Number
N
Markit North America, Inc.
549300HLPTRASH0E726
N
ITG Solutions Network, Inc.
N/A
N
Pricing Direct, Inc.
549300WIC0TOJ7N7GD54
N
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Santander Securities Services S.A.U.
95980020140005900000
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Intesa Sanpaolo S.a.P. Milan
N/A
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Uganda Ltd
549300CU2GA4XCIHLV64
UG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutdche Bank AG, London Branch
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The HongKong and Shanghai Banking Corp Limited
N/A
BD
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deustche Bank AG Seoul
N/A
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
SK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank Limited, Dar es Salaam
549300RLNUU3GJS6MK84
TZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc. Dublin- Romania Branch, Bucharest
N1FBEDJ5J41VKZLO2475
RO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
GW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon
N/A
IE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Maghreb, Casablanca
5493003FVWLMBFTISI11
MA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco National de Costa Rica
549300BH267R4KQVKV59
CR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Ag, Karachi
N/A
PK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau Unibanco S.A.
BZO2P8KHO2O10H5QQ663
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
PJSC ROSBANK
HOXMZG026UQNRK6J0C60
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibanamex (formerly known as Banco Nasional de Mexico S.A., Mexico City)
5493004NLEXB8DK06353
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DBS Bank Ltd
ATUEL7OJR5057F2PV266
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A. Buenos Aires
579100KKDGKCFFKKF005
AR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Egypt S.A.E., Cairo
2138001Q77JDLESS4Y50
EG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services, S.C.A., Greece
N/A
CY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank A.S., Istanbul
N/A
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB banka, Riga
549300YW95G1VBBGGV07
LV
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Islandsbanki hf.
549300PZMFIQR79Q0T97
IS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank
N/A
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Manila
N/A
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Itau Uruguay S.A. Montevideo
549300HU8OQS1VTVXN55
UY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A. Sao Paulo
1P0UUG7LC1S92QTNHG39
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank USA, N.A.
1IE8VN30JCEQV1H4R804
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Credit Suisse Limited, Zurich
549300CWR0W0BCS9Q144
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Dubai
549300F99IL9YJDWH369
AE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AO Citibank, Moscow
N/A
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Bilbao Vizcaya Argentina S.A.
549300QD1160SR6LNZ76
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank (taiwan) Limited
549300SG184IVNYDMN03
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
JSC Citibank Kazakhstan, Almaty
95XXGORQK31JZP82OG22
KZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banque internationale Arabe de Tunisie
549300EZRO2TE67W7P49
TN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CIBC Mellon Trust Company
549300IYUUH221WBZ505
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Bermuda Limited, Hamilton
0W1U67PTV5WY3WYWKD79
BM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited,Seoul
N/A
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank of South Africa Limited, Johannesburg
QFC8ZCW3Q5PRXU1XTM60
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon Sa/NV
MMYX0N4ZEZ13Z4XCG897
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
JSC Citbank, Kiev
N/A
UA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank of America Merrill Lynch International Limited
EYKN6V0ZCB8VD9IULB80
GB
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Euroclear Bank
549300OZ46BRLZ8Y6F65
LU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank of Kenya Ltd
549300BEL47N4GGJM871
KE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Malaysia Berhad, Kuala Lumpur
P3RPN9OJFCXUPJWB1Q09
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited, Ebene
N/A
MU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc Magyarorszagi Fioktelepe, Budapest
N1FBEDJ5J41VKZLO2475
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
United Overseas Bank Ltd.
IO66REGK3RCBAMA8HR66
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Limited, Blantyre
2549004FJV2K9P9UCU04
MW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
BF
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Zimbabwe Limited, Harare
2549005HENFMYGRM9S10
ZW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank Limited, Taipie
549300QJEO1B92LSHZ06
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Unicredit Bank Serbia JSC, Belgrade
52990001O0THU00TYK59
RS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Compnay Limited, Shanghai
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
SN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Limited
N/A
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Oman S.A.O.G. Muscat
213800YRPSOSH9OA2V29
OM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CREDIT SUISSE SECURITIES (USA) LLC
1V8Y6QCX6YMJ2OELII46
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
HSBC Bank Middle East Limited, Manama
549300F99IL9YJDWH369
BH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Compnay Limited, Shanghai
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A.
N/A
VE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Namibia Limited, Windhoek
254900K6TJFDYKSQWV49
MA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UniCredit Banka Slovenjia d.d., Lijubliana
549300O2UN9JLME31F08
SI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB bankas, Vilnius
N/A
LT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Landsbankinn hf, Reykjavik
549300TLZPT6JELDWM92
IS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
NE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Mizuho Bank Limited, Toyko
RB0PEZSDGCO3JS6CEU02
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The HongKong and Shanghai Banking Corp Limited, Sidney
N/A
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Cititrust Colombia S.A.
549300242J3IJCOSGI49
CO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB Pank, Tallinn
549300ND1MQ8SNNYMJ22
EE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UniCreidet Bank Austria AG, Vienna
D1HEB8VEU6D9M8ZUXG17
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Doha
N/A
QA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Jakarta
N/A
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited, Mumbai
N/A
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
MUFG Bank, Ltd.
C3GTMMZIHMY46P4OIX74
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services S.C.A.
549300WCGB70D06XZS54
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Polska Kas Opieki S.A. Warsaw
5493000LKS7B3UTF7H35
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Morgan Stanley & Co. International PLC
4PQUHN3JPFGFNF3BB653
GB
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
MT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
XX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank of Ghana Ltd
549300M3N5M3E5WDG321
GH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Malaysia Berhad, Kuala Lumpur
N/A
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon
549300KP56LL8NKKFL47
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
TG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services, S.C.A., Greece
N/A
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Saudi Arabia Limited, Riyadh
2138009S6SHV5GLS7987
SA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
BJ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Ltd
N/A
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Ltd
N/A
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Stockholm
F3JS33DEI6XQ4ZBPTN86
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited, Colombo
N/A
LK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Boatswana Ltd
254900CFACP5V9H8W758
BW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Vietnam Limited, ho Chi Minh City
213800H95OG9OHRT4Y78
VN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Hapoalim B.M., Tel Aviv
B6ARUI4946ST4S7WOU88
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UBS Securities LLC
T6FIZBDPKLYJKFCRVK44
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Stanbic Bank Zambia Limited
549300HF45VBQ8L4HF36
ZM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Panama City
U8K0SDHEW2A30M4SPI26
PA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc Bulgaria Branch, Sophia
N1FBEDJ5J41VKZLO2475
BG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream Banking Luxembourg
549300OL514RA0SXJJ44
XX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau CorpBanca S.A.
549300DDPTTIZ06NIV06
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Swaziland Limited, Mbabane
2549000IV408A4RRND84
SZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of Nova Scotia
549300UWAOFM7OXCND23
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Privredna Banka Zagreb d.d., Zagreb
549300ZHFZ4CSK7VS460
HR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Goldman Sachs & Co.
FOR8UP27PHTHYVLBNG30
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Deutsche Bank AG, Mumbai
N/A
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank del Peru, S.A. Lima
MYTK5NHHP1G8TVFGT193
PE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citigroup Ply Limited
0C45RG70GW42XSBLJ131
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
ML
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UBS Switzerland AG, Zurich
549300WOIFUSNYH0FL22
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic IBTC Bank Plc., Lagos
029200098C3K8BI2D551
NG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellin SA/NV
MMYX0N4ZEZ13Z4XCG897
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Safat Kuwait
N/A
KW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Y
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
N
0.00000000
BANC OF AMERICA SECURITIES LLC
8-42263
000026091
N/A
66989887.99000000
J.P. MORGAN SECURITIES LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
15206742.52000000
MARKETAXESS CORP.
8-50727
000044542
GPSMMRI21JE7ZCVYF972
10185892.60000000
GOLDMAN, SACHS & CO.
8-129
000000361
FOR8UP27PHTHYVLBNG30
6517990.00000000
WELLS FARGO SECURITIES LLC
8-65876
000126292
VYVVCKR63DVZZN70PB21
5355075.00000000
R. SEELAUS & CO., INC.
8-31475
000014974
2138004J7AJDLCOJYA06
9710070.00000000
BNY MELLON CAPITAL MARKETS, LLC
8-35255
000017454
VJW2DOOHGDT6PR0ZRO63
63245796.85999999
RBC CAPITAL MARKETS, LLC
8-45411
000031194
549300LCO2FLSSVFFR64
13132583.02000000
JEFFERIES LLC
8-15074
000002347
58PU97L1C0WSRCWADL48
8615825.00000000
CITIGROUP GLOBAL MARKETS INC.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
3103688.98000000
224396585.91999999
N
428024070.52333301
Invesco Corporate Income Defensive ETF
S000062195
549300QSGLWJVK0R8U27
Y
1
0
0
Exchange-Traded Fund
Y
Y
0.00155000
-0.00093600
0.00469800
0.00469800
Y
N
N
N
N/A
N/A
N/A
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 17a-7 (17 CFR 270.17a-7)
Y
Y
N
N
Invesco Capital Management LLC
801-61851
000125601
EJW8VXOT5RJ3PPMVEB49
N
The Bank of New York Mellon
85-05006
HPFHU0OQ28E4N0NFVK49
N
N
N
Markit North America, Inc.
549300HLPTRASH0E726
N
ICE Data Services, Inc.
13-3668779
Federal Tax Identification Number
N
Pricing Direct, Inc.
549300WIC0TOJ7N7GD54
N
ITG Solutions Network, Inc.
N/A
N
Thomson Reuters Markets, LLC
20-4530702
Federal Tax Identification Number
N
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
SN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Morgan Stanley & Co. International PLC
4PQUHN3JPFGFNF3BB653
GB
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
HSBC Bank Oman S.A.O.G. Muscat
213800YRPSOSH9OA2V29
OM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CIBC Mellon Trust Company
549300IYUUH221WBZ505
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
JSC Citbank, Kiev
N/A
UA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB Pank, Tallinn
549300ND1MQ8SNNYMJ22
EE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank of Kenya Ltd
549300BEL47N4GGJM871
KE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Zambia Limited
549300HF45VBQ8L4HF36
ZM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited, Colombo
N/A
LK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Ag, Karachi
N/A
PK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UniCreidet Bank Austria AG, Vienna
D1HEB8VEU6D9M8ZUXG17
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Boatswana Ltd
254900CFACP5V9H8W758
BW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The HongKong and Shanghai Banking Corp Limited
N/A
BD
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon
N/A
IE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Landsbankinn hf, Reykjavik
549300TLZPT6JELDWM92
IS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citigroup Ply Limited
0C45RG70GW42XSBLJ131
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank A.S., Istanbul
N/A
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank of America Merrill Lynch International Limited
EYKN6V0ZCB8VD9IULB80
GB
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
The Bank of Nova Scotia
549300UWAOFM7OXCND23
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Manama
549300F99IL9YJDWH369
BH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Bermuda Limited, Hamilton
0W1U67PTV5WY3WYWKD79
BM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Safat Kuwait
N/A
KW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Malaysia Berhad, Kuala Lumpur
P3RPN9OJFCXUPJWB1Q09
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Ltd
N/A
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services, S.C.A., Greece
N/A
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Mizuho Bank Limited, Toyko
RB0PEZSDGCO3JS6CEU02
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AO Citibank, Moscow
N/A
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
JSC Citibank Kazakhstan, Almaty
95XXGORQK31JZP82OG22
KZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank del Peru, S.A. Lima
MYTK5NHHP1G8TVFGT193
PE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Swaziland Limited, Mbabane
2549000IV408A4RRND84
SZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Intesa Sanpaolo S.a.P. Milan
N/A
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Compnay Limited, Shanghai
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB banka, Riga
549300YW95G1VBBGGV07
LV
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank Limited, Taipie
549300QJEO1B92LSHZ06
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco National de Costa Rica
549300BH267R4KQVKV59
CR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banque internationale Arabe de Tunisie
549300EZRO2TE67W7P49
TN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream Banking Luxembourg
549300OL514RA0SXJJ44
XX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A.
N/A
VE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank USA, N.A.
1IE8VN30JCEQV1H4R804
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
GW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Hapoalim B.M., Tel Aviv
B6ARUI4946ST4S7WOU88
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Dubai
549300F99IL9YJDWH369
AE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Cititrust Colombia S.A.
549300242J3IJCOSGI49
CO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank of Ghana Ltd
549300M3N5M3E5WDG321
GH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UniCredit Banka Slovenjia d.d., Lijubliana
549300O2UN9JLME31F08
SI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank
N/A
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Panama City
U8K0SDHEW2A30M4SPI26
PA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibanamex (formerly known as Banco Nasional de Mexico S.A., Mexico City)
5493004NLEXB8DK06353
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
BJ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutdche Bank AG, London Branch
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc Magyarorszagi Fioktelepe, Budapest
N1FBEDJ5J41VKZLO2475
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
ML
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UBS Switzerland AG, Zurich
549300WOIFUSNYH0FL22
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank of South Africa Limited, Johannesburg
QFC8ZCW3Q5PRXU1XTM60
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
United Overseas Bank Ltd.
IO66REGK3RCBAMA8HR66
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon
549300KP56LL8NKKFL47
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Stockholm
F3JS33DEI6XQ4ZBPTN86
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Limited, Blantyre
2549004FJV2K9P9UCU04
MW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services S.C.A.
549300WCGB70D06XZS54
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Saudi Arabia Limited, Riyadh
2138009S6SHV5GLS7987
SA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
XX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A. Buenos Aires
579100KKDGKCFFKKF005
AR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Goldman Sachs & Co.
FOR8UP27PHTHYVLBNG30
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Banco Itau Uruguay S.A. Montevideo
549300HU8OQS1VTVXN55
UY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Credit Suisse Limited, Zurich
549300CWR0W0BCS9Q144
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
PJSC ROSBANK
HOXMZG026UQNRK6J0C60
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services, S.C.A., Greece
N/A
CY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Uganda Ltd
549300CU2GA4XCIHLV64
UG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc Bulgaria Branch, Sophia
N1FBEDJ5J41VKZLO2475
BG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Bilbao Vizcaya Argentina S.A.
549300QD1160SR6LNZ76
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Santander Securities Services S.A.U.
95980020140005900000
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Vietnam Limited, ho Chi Minh City
213800H95OG9OHRT4Y78
VN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
TG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Ltd
N/A
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Maghreb, Casablanca
5493003FVWLMBFTISI11
MA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
NE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited, Mumbai
N/A
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Manila
N/A
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
SK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Polska Kas Opieki S.A. Warsaw
5493000LKS7B3UTF7H35
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Limited
N/A
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB bankas, Vilnius
N/A
LT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Compnay Limited, Shanghai
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CREDIT SUISSE SECURITIES (USA) LLC
1V8Y6QCX6YMJ2OELII46
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Privredna Banka Zagreb d.d., Zagreb
549300ZHFZ4CSK7VS460
HR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc. Dublin- Romania Branch, Bucharest
N1FBEDJ5J41VKZLO2475
RO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Namibia Limited, Windhoek
254900K6TJFDYKSQWV49
MA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
MT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
BF
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank (taiwan) Limited
549300SG184IVNYDMN03
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau Unibanco S.A.
BZO2P8KHO2O10H5QQ663
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon Sa/NV
MMYX0N4ZEZ13Z4XCG897
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Egypt S.A.E., Cairo
2138001Q77JDLESS4Y50
EG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A. Sao Paulo
1P0UUG7LC1S92QTNHG39
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau CorpBanca S.A.
549300DDPTTIZ06NIV06
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The HongKong and Shanghai Banking Corp Limited, Sidney
N/A
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Mumbai
N/A
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deustche Bank AG Seoul
N/A
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
MUFG Bank, Ltd.
C3GTMMZIHMY46P4OIX74
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DBS Bank Ltd
ATUEL7OJR5057F2PV266
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
LU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Zimbabwe Limited, Harare
2549005HENFMYGRM9S10
ZW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellin SA/NV
MMYX0N4ZEZ13Z4XCG897
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Islandsbanki hf.
549300PZMFIQR79Q0T97
IS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank Limited, Dar es Salaam
549300RLNUU3GJS6MK84
TZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Doha
N/A
QA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Unicredit Bank Serbia JSC, Belgrade
52990001O0THU00TYK59
RS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic IBTC Bank Plc., Lagos
029200098C3K8BI2D551
NG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Jakarta
N/A
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Malaysia Berhad, Kuala Lumpur
N/A
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UBS Securities LLC
T6FIZBDPKLYJKFCRVK44
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
The Hongkong and Shanghai Banking Corp Limited,Seoul
N/A
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited, Ebene
N/A
MU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Y
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
N
0.00000000
WELLS FARGO SECURITIES LLC
8-65876
000126292
VYVVCKR63DVZZN70PB21
159773.60000000
MARKETAXESS CORP.
8-50727
000044542
GPSMMRI21JE7ZCVYF972
157690.40000000
GOLDMAN, SACHS & CO.
8-129
000000361
FOR8UP27PHTHYVLBNG30
4894043.30999999
CITIGROUP GLOBAL MARKETS INC.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
83404.80000000
SUMRIDGE PARTNERS, LLC
8-68454
000152437
529900ECMK8VI6Q1FG89
323603.20000000
CITIGROUP GLOBAL MARKETS INC.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
7420351.75999999
BNY MELLON CAPITAL MARKETS, LLC
8-35255
000017454
VJW2DOOHGDT6PR0ZRO63
206782.77000000
J.P. MORGAN SECURITIES LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
242320.80000000
MILLENNIUM ADVISORS, LLC
8-68349
000151236
254900E1P6Z2XZYSA163
246108.00000000
MORGAN STANLEY & CO. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
244938.40000000
14545715.01000000
N
12561625.65000000
Invesco BulletShares 2027 Corporate Bond ETF
S000060831
5493004CHN912LM2Y554
Y
1
0
0
Exchange-Traded Fund
Y
Y
0.00459200
0.00367100
0.00483800
0.00483800
Y
N
N
N
N/A
N/A
N/A
Rule 12d1-1 (17 CFR 270.12d1-1)
Y
Y
N
N
Invesco Capital Management LLC
801-61851
000125601
EJW8VXOT5RJ3PPMVEB49
N
The Bank of New York Mellon
85-05006
HPFHU0OQ28E4N0NFVK49
N
N
N
ICE Data Services, Inc.
13-3668779
Federal Tax Identification Number
N
Thomson Reuters Markets, LLC
20-4530702
Federal Tax Identification Number
N
ITG Solutions Network, Inc.
N/A
N
Pricing Direct, Inc.
549300WIC0TOJ7N7GD54
N
Markit North America, Inc.
549300HLPTRASH0E726
N
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Deutsche Bank AG
N/A
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Ltd
N/A
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream Banking Luxembourg
549300OL514RA0SXJJ44
XX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB banka, Riga
549300YW95G1VBBGGV07
LV
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau Unibanco S.A.
BZO2P8KHO2O10H5QQ663
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of Nova Scotia
549300UWAOFM7OXCND23
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Ag, Karachi
N/A
PK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
NE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Saudi Arabia Limited, Riyadh
2138009S6SHV5GLS7987
SA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Compnay Limited, Shanghai
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank
N/A
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Limited
N/A
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellin SA/NV
MMYX0N4ZEZ13Z4XCG897
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Uganda Ltd
549300CU2GA4XCIHLV64
UG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Polska Kas Opieki S.A. Warsaw
5493000LKS7B3UTF7H35
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon
549300KP56LL8NKKFL47
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Limited, Blantyre
2549004FJV2K9P9UCU04
MW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
SN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
GW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited, Ebene
N/A
MU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Safat Kuwait
N/A
KW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Bilbao Vizcaya Argentina S.A.
549300QD1160SR6LNZ76
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services S.C.A.
549300WCGB70D06XZS54
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank A.S., Istanbul
N/A
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank Limited, Dar es Salaam
549300RLNUU3GJS6MK84
TZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A. Buenos Aires
579100KKDGKCFFKKF005
AR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Zimbabwe Limited, Harare
2549005HENFMYGRM9S10
ZW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau CorpBanca S.A.
549300DDPTTIZ06NIV06
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Namibia Limited, Windhoek
254900K6TJFDYKSQWV49
MA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
United Overseas Bank Ltd.
IO66REGK3RCBAMA8HR66
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deustche Bank AG Seoul
N/A
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
PJSC ROSBANK
HOXMZG026UQNRK6J0C60
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A. Sao Paulo
1P0UUG7LC1S92QTNHG39
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
BF
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Dubai
549300F99IL9YJDWH369
AE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Morgan Stanley & Co. International PLC
4PQUHN3JPFGFNF3BB653
GB
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Deutsche Bank Malaysia Berhad, Kuala Lumpur
N/A
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Cititrust Colombia S.A.
549300242J3IJCOSGI49
CO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CREDIT SUISSE SECURITIES (USA) LLC
1V8Y6QCX6YMJ2OELII46
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Citibank del Peru, S.A. Lima
MYTK5NHHP1G8TVFGT193
PE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
JSC Citibank Kazakhstan, Almaty
95XXGORQK31JZP82OG22
KZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Doha
N/A
QA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
MUFG Bank, Ltd.
C3GTMMZIHMY46P4OIX74
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Manila
N/A
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon Sa/NV
MMYX0N4ZEZ13Z4XCG897
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank of Kenya Ltd
549300BEL47N4GGJM871
KE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UniCreidet Bank Austria AG, Vienna
D1HEB8VEU6D9M8ZUXG17
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco National de Costa Rica
549300BH267R4KQVKV59
CR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
JSC Citbank, Kiev
N/A
UA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon
N/A
IE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Mumbai
N/A
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited,Seoul
N/A
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc. Dublin- Romania Branch, Bucharest
N1FBEDJ5J41VKZLO2475
RO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
XX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Stockholm
F3JS33DEI6XQ4ZBPTN86
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Mizuho Bank Limited, Toyko
RB0PEZSDGCO3JS6CEU02
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc Bulgaria Branch, Sophia
N1FBEDJ5J41VKZLO2475
BG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB Pank, Tallinn
549300ND1MQ8SNNYMJ22
EE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Oman S.A.O.G. Muscat
213800YRPSOSH9OA2V29
OM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A.
N/A
VE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banque internationale Arabe de Tunisie
549300EZRO2TE67W7P49
TN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank Limited, Taipie
549300QJEO1B92LSHZ06
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank of South Africa Limited, Johannesburg
QFC8ZCW3Q5PRXU1XTM60
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic IBTC Bank Plc., Lagos
029200098C3K8BI2D551
NG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Jakarta
N/A
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Boatswana Ltd
254900CFACP5V9H8W758
BW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Swaziland Limited, Mbabane
2549000IV408A4RRND84
SZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
ML
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Itau Uruguay S.A. Montevideo
549300HU8OQS1VTVXN55
UY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Malaysia Berhad, Kuala Lumpur
P3RPN9OJFCXUPJWB1Q09
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Hapoalim B.M., Tel Aviv
B6ARUI4946ST4S7WOU88
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UBS Switzerland AG, Zurich
549300WOIFUSNYH0FL22
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank USA, N.A.
1IE8VN30JCEQV1H4R804
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Zambia Limited
549300HF45VBQ8L4HF36
ZM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The HongKong and Shanghai Banking Corp Limited
N/A
BD
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services, S.C.A., Greece
N/A
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Bermuda Limited, Hamilton
0W1U67PTV5WY3WYWKD79
BM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UniCredit Banka Slovenjia d.d., Lijubliana
549300O2UN9JLME31F08
SI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited, Mumbai
N/A
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited, Colombo
N/A
LK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
BJ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CIBC Mellon Trust Company
549300IYUUH221WBZ505
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UBS Securities LLC
T6FIZBDPKLYJKFCRVK44
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Citibank Maghreb, Casablanca
5493003FVWLMBFTISI11
MA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AO Citibank, Moscow
N/A
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank of Ghana Ltd
549300M3N5M3E5WDG321
GH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Ltd
N/A
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB bankas, Vilnius
N/A
LT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Unicredit Bank Serbia JSC, Belgrade
52990001O0THU00TYK59
RS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Privredna Banka Zagreb d.d., Zagreb
549300ZHFZ4CSK7VS460
HR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services, S.C.A., Greece
N/A
CY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Islandsbanki hf.
549300PZMFIQR79Q0T97
IS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank of America Merrill Lynch International Limited
EYKN6V0ZCB8VD9IULB80
GB
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Citibank, N.A., Panama City
U8K0SDHEW2A30M4SPI26
PA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
SK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Manama
549300F99IL9YJDWH369
BH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Egypt S.A.E., Cairo
2138001Q77JDLESS4Y50
EG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibanamex (formerly known as Banco Nasional de Mexico S.A., Mexico City)
5493004NLEXB8DK06353
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
LU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Santander Securities Services S.A.U.
95980020140005900000
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Compnay Limited, Shanghai
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc Magyarorszagi Fioktelepe, Budapest
N1FBEDJ5J41VKZLO2475
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Landsbankinn hf, Reykjavik
549300TLZPT6JELDWM92
IS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The HongKong and Shanghai Banking Corp Limited, Sidney
N/A
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank (taiwan) Limited
549300SG184IVNYDMN03
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
TG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutdche Bank AG, London Branch
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Intesa Sanpaolo S.a.P. Milan
N/A
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Goldman Sachs & Co.
FOR8UP27PHTHYVLBNG30
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
HSBC Bank Vietnam Limited, ho Chi Minh City
213800H95OG9OHRT4Y78
VN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citigroup Ply Limited
0C45RG70GW42XSBLJ131
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Credit Suisse Limited, Zurich
549300CWR0W0BCS9Q144
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DBS Bank Ltd
ATUEL7OJR5057F2PV266
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
MT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Y
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
N
0.00000000
MILLENNIUM ADVISORS, LLC
8-68349
000151236
254900E1P6Z2XZYSA163
198606.00000000
PIPER JAFFRAY & CO.
8-15204
000000665
549300GRQCWQ3XGH0H10
386694.00000000
SUMRIDGE PARTNERS, LLC
8-68454
000152437
529900ECMK8VI6Q1FG89
197094.00000000
CITIGROUP GLOBAL MARKETS INC.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
391216.00000000
BNY MELLON CAPITAL MARKETS, LLC
8-35255
000017454
VJW2DOOHGDT6PR0ZRO63
6318694.58999999
J.P. MORGAN SECURITIES LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
1145392.00000000
R. SEELAUS & CO., INC.
8-31475
000014974
2138004J7AJDLCOJYA06
185490.00000000
NATION BANK OF CANADA FINANCIAL INC.
8-39947
000022698
549300K66TF1ST7A3V76
194052.00000000
BANC OF AMERICA SECURITIES LLC
8-42263
000026091
N/A
97455.00000000
ROBERT W. BAIRD & CO. INC.
8-497
000008158
549300772UJAHRD6LO53
180830.00000000
9295523.58999999
N
23813395.16333330
Invesco BulletShares 2019 High Yield Corporate Bond ETF
S000060848
5493006ER37R36ZVRQ67
Y
1
0
0
Exchange-Traded Fund
Y
Y
-0.00224300
-0.00659400
0.00640900
0.00640900
Y
N
Y
Y
N
CITIBANK N.A
E57ODZWZ7FF32TWEFA76
N
N
N/A
6632238.00
14259.65
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 17a-7 (17 CFR 270.17a-7)
Y
Y
N
N
Invesco Capital Management LLC
801-61851
000125601
EJW8VXOT5RJ3PPMVEB49
N
The Bank of New York Mellon
85-05006
HPFHU0OQ28E4N0NFVK49
N
N
N
Markit North America, Inc.
549300HLPTRASH0E726
N
ICE Data Services, Inc.
13-3668779
Federal Tax Identification Number
N
Pricing Direct, Inc.
549300WIC0TOJ7N7GD54
N
ITG Solutions Network, Inc.
N/A
N
Thomson Reuters Markets, LLC
20-4530702
Federal Tax Identification Number
N
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
SK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau CorpBanca S.A.
549300DDPTTIZ06NIV06
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
PJSC ROSBANK
HOXMZG026UQNRK6J0C60
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
JSC Citibank Kazakhstan, Almaty
95XXGORQK31JZP82OG22
KZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc Magyarorszagi Fioktelepe, Budapest
N1FBEDJ5J41VKZLO2475
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Credit Suisse Limited, Zurich
549300CWR0W0BCS9Q144
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank del Peru, S.A. Lima
MYTK5NHHP1G8TVFGT193
PE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank of South Africa Limited, Johannesburg
QFC8ZCW3Q5PRXU1XTM60
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Morgan Stanley & Co. International PLC
4PQUHN3JPFGFNF3BB653
GB
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Islandsbanki hf.
549300PZMFIQR79Q0T97
IS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services, S.C.A., Greece
N/A
CY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
BF
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Mizuho Bank Limited, Toyko
RB0PEZSDGCO3JS6CEU02
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank of America Merrill Lynch International Limited
EYKN6V0ZCB8VD9IULB80
GB
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutdche Bank AG, London Branch
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DBS Bank Ltd
ATUEL7OJR5057F2PV266
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Safat Kuwait
N/A
KW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Itau Uruguay S.A. Montevideo
549300HU8OQS1VTVXN55
UY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Ltd
N/A
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Malaysia Berhad, Kuala Lumpur
P3RPN9OJFCXUPJWB1Q09
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
SN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Bilbao Vizcaya Argentina S.A.
549300QD1160SR6LNZ76
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services, S.C.A., Greece
N/A
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic IBTC Bank Plc., Lagos
029200098C3K8BI2D551
NG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Jakarta
N/A
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Doha
N/A
QA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
XX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Polska Kas Opieki S.A. Warsaw
5493000LKS7B3UTF7H35
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Santander Securities Services S.A.U.
95980020140005900000
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A. Buenos Aires
579100KKDGKCFFKKF005
AR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
United Overseas Bank Ltd.
IO66REGK3RCBAMA8HR66
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
LU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB banka, Riga
549300YW95G1VBBGGV07
LV
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
TG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Cititrust Colombia S.A.
549300242J3IJCOSGI49
CO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Dubai
549300F99IL9YJDWH369
AE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Compnay Limited, Shanghai
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CREDIT SUISSE SECURITIES (USA) LLC
1V8Y6QCX6YMJ2OELII46
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CIBC Mellon Trust Company
549300IYUUH221WBZ505
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Uganda Ltd
549300CU2GA4XCIHLV64
UG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Oman S.A.O.G. Muscat
213800YRPSOSH9OA2V29
OM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank of Kenya Ltd
549300BEL47N4GGJM871
KE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream Banking Luxembourg
549300OL514RA0SXJJ44
XX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank Limited, Taipie
549300QJEO1B92LSHZ06
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Goldman Sachs & Co.
FOR8UP27PHTHYVLBNG30
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
UBS Switzerland AG, Zurich
549300WOIFUSNYH0FL22
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Mumbai
N/A
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Zimbabwe Limited, Harare
2549005HENFMYGRM9S10
ZW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank (taiwan) Limited
549300SG184IVNYDMN03
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Compnay Limited, Shanghai
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
MUFG Bank, Ltd.
C3GTMMZIHMY46P4OIX74
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Ag, Karachi
N/A
PK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Landsbankinn hf, Reykjavik
549300TLZPT6JELDWM92
IS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Hapoalim B.M., Tel Aviv
B6ARUI4946ST4S7WOU88
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon
N/A
IE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
GW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Bermuda Limited, Hamilton
0W1U67PTV5WY3WYWKD79
BM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Stockholm
F3JS33DEI6XQ4ZBPTN86
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB Pank, Tallinn
549300ND1MQ8SNNYMJ22
EE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibanamex (formerly known as Banco Nasional de Mexico S.A., Mexico City)
5493004NLEXB8DK06353
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UniCreidet Bank Austria AG, Vienna
D1HEB8VEU6D9M8ZUXG17
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Zambia Limited
549300HF45VBQ8L4HF36
ZM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank of Ghana Ltd
549300M3N5M3E5WDG321
GH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Manila
N/A
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Limited, Blantyre
2549004FJV2K9P9UCU04
MW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
NE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc. Dublin- Romania Branch, Bucharest
N1FBEDJ5J41VKZLO2475
RO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Vietnam Limited, ho Chi Minh City
213800H95OG9OHRT4Y78
VN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank
N/A
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Boatswana Ltd
254900CFACP5V9H8W758
BW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited, Mumbai
N/A
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The HongKong and Shanghai Banking Corp Limited
N/A
BD
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau Unibanco S.A.
BZO2P8KHO2O10H5QQ663
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank Limited, Dar es Salaam
549300RLNUU3GJS6MK84
TZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited,Seoul
N/A
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
JSC Citbank, Kiev
N/A
UA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank USA, N.A.
1IE8VN30JCEQV1H4R804
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Limited
N/A
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Panama City
U8K0SDHEW2A30M4SPI26
PA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Malaysia Berhad, Kuala Lumpur
N/A
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc Bulgaria Branch, Sophia
N1FBEDJ5J41VKZLO2475
BG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon
549300KP56LL8NKKFL47
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Saudi Arabia Limited, Riyadh
2138009S6SHV5GLS7987
SA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citigroup Ply Limited
0C45RG70GW42XSBLJ131
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Privredna Banka Zagreb d.d., Zagreb
549300ZHFZ4CSK7VS460
HR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Maghreb, Casablanca
5493003FVWLMBFTISI11
MA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank A.S., Istanbul
N/A
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited, Ebene
N/A
MU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deustche Bank AG Seoul
N/A
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco National de Costa Rica
549300BH267R4KQVKV59
CR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
BJ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited, Colombo
N/A
LK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Intesa Sanpaolo S.a.P. Milan
N/A
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
MT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A.
N/A
VE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A. Sao Paulo
1P0UUG7LC1S92QTNHG39
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banque internationale Arabe de Tunisie
549300EZRO2TE67W7P49
TN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UBS Securities LLC
T6FIZBDPKLYJKFCRVK44
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
UniCredit Banka Slovenjia d.d., Lijubliana
549300O2UN9JLME31F08
SI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Namibia Limited, Windhoek
254900K6TJFDYKSQWV49
MA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Egypt S.A.E., Cairo
2138001Q77JDLESS4Y50
EG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Manama
549300F99IL9YJDWH369
BH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Ltd
N/A
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AO Citibank, Moscow
N/A
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB bankas, Vilnius
N/A
LT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The HongKong and Shanghai Banking Corp Limited, Sidney
N/A
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Swaziland Limited, Mbabane
2549000IV408A4RRND84
SZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellin SA/NV
MMYX0N4ZEZ13Z4XCG897
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services S.C.A.
549300WCGB70D06XZS54
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of Nova Scotia
549300UWAOFM7OXCND23
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
ML
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon Sa/NV
MMYX0N4ZEZ13Z4XCG897
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Unicredit Bank Serbia JSC, Belgrade
52990001O0THU00TYK59
RS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Y
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
N
0.00000000
KEYBANC CAPITAL MARKETS INC.
8-30177
000000566
2EQWV0180Z211YVAD813
17645615.80000000
BARCLAYS CAPITAL INC.
8-41342
000019714
AC28XWWI3WIBK2824319
39325732.50000000
HILLTOP SECURITIES INC.
8-45123
000006220
549300IXU82PMU6XZT45
23885025.00000000
ROBERT W. BAIRD & CO. INC.
8-497
000008158
549300772UJAHRD6LO53
19421082.50000000
BNY MELLON CAPITAL MARKETS, LLC
8-35255
000017454
VJW2DOOHGDT6PR0ZRO63
288664471.32999998
GOLDMAN, SACHS & CO.
8-129
000000361
FOR8UP27PHTHYVLBNG30
76669953.75000000
MIZUHO SECURITIES USA INC.
8-37710
000019647
5493004GRDTUI7EMIZ82
33770224.32999999
JEFFERIES LLC
8-15074
000002347
58PU97L1C0WSRCWADL48
38574596.00000000
J.P. MORGAN SECURITIES LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
32196475.00000000
BANC OF AMERICA SECURITIES LLC
8-42263
000026091
N/A
138704495.50999999
828206164.47000003
N
1115871972.31332990
Invesco BulletShares 2026 Corporate Bond ETF
S000060840
5493000V2CB348725T06
Y
1
0
0
Exchange-Traded Fund
Y
Y
0.00264700
0.00159000
0.00446100
0.00446100
Y
N
N
N
N/A
N/A
N/A
Rule 17a-7 (17 CFR 270.17a-7)
Rule 12d1-1 (17 CFR 270.12d1-1)
Y
Y
N
N
Invesco Capital Management LLC
801-61851
000125601
EJW8VXOT5RJ3PPMVEB49
N
The Bank of New York Mellon
85-05006
HPFHU0OQ28E4N0NFVK49
N
N
N
Pricing Direct, Inc.
549300WIC0TOJ7N7GD54
N
Markit North America, Inc.
549300HLPTRASH0E726
N
ICE Data Services, Inc.
13-3668779
Federal Tax Identification Number
N
ITG Solutions Network, Inc.
N/A
N
Thomson Reuters Markets, LLC
20-4530702
Federal Tax Identification Number
N
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Deutsche Bank AG, Jakarta
N/A
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Compnay Limited, Shanghai
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Limited, Blantyre
2549004FJV2K9P9UCU04
MW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The HongKong and Shanghai Banking Corp Limited, Sidney
N/A
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank Limited, Dar es Salaam
549300RLNUU3GJS6MK84
TZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Safat Kuwait
N/A
KW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Dubai
549300F99IL9YJDWH369
AE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Manama
549300F99IL9YJDWH369
BH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau Unibanco S.A.
BZO2P8KHO2O10H5QQ663
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream Banking Luxembourg
549300OL514RA0SXJJ44
XX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A. Sao Paulo
1P0UUG7LC1S92QTNHG39
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
JSC Citibank Kazakhstan, Almaty
95XXGORQK31JZP82OG22
KZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citigroup Ply Limited
0C45RG70GW42XSBLJ131
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited,Seoul
N/A
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Doha
N/A
QA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deustche Bank AG Seoul
N/A
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Intesa Sanpaolo S.a.P. Milan
N/A
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank of America Merrill Lynch International Limited
EYKN6V0ZCB8VD9IULB80
GB
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank USA, N.A.
1IE8VN30JCEQV1H4R804
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
JSC Citbank, Kiev
N/A
UA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
BJ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc Magyarorszagi Fioktelepe, Budapest
N1FBEDJ5J41VKZLO2475
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
ML
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banque internationale Arabe de Tunisie
549300EZRO2TE67W7P49
TN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Saudi Arabia Limited, Riyadh
2138009S6SHV5GLS7987
SA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited, Mumbai
N/A
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon
N/A
IE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutdche Bank AG, London Branch
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
SN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
TG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB banka, Riga
549300YW95G1VBBGGV07
LV
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Boatswana Ltd
254900CFACP5V9H8W758
BW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
PJSC ROSBANK
HOXMZG026UQNRK6J0C60
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Zimbabwe Limited, Harare
2549005HENFMYGRM9S10
ZW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services S.C.A.
549300WCGB70D06XZS54
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Egypt S.A.E., Cairo
2138001Q77JDLESS4Y50
EG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Manila
N/A
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CREDIT SUISSE SECURITIES (USA) LLC
1V8Y6QCX6YMJ2OELII46
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
UBS Switzerland AG, Zurich
549300WOIFUSNYH0FL22
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Swaziland Limited, Mbabane
2549000IV408A4RRND84
SZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A.
N/A
VE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
SK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AO Citibank, Moscow
N/A
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Oman S.A.O.G. Muscat
213800YRPSOSH9OA2V29
OM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Limited
N/A
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
NE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Polska Kas Opieki S.A. Warsaw
5493000LKS7B3UTF7H35
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Malaysia Berhad, Kuala Lumpur
N/A
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank del Peru, S.A. Lima
MYTK5NHHP1G8TVFGT193
PE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank of South Africa Limited, Johannesburg
QFC8ZCW3Q5PRXU1XTM60
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
LU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Panama City
U8K0SDHEW2A30M4SPI26
PA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank of Kenya Ltd
549300BEL47N4GGJM871
KE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services, S.C.A., Greece
N/A
CY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Bermuda Limited, Hamilton
0W1U67PTV5WY3WYWKD79
BM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellin SA/NV
MMYX0N4ZEZ13Z4XCG897
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Ltd
N/A
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank A.S., Istanbul
N/A
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau CorpBanca S.A.
549300DDPTTIZ06NIV06
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Namibia Limited, Windhoek
254900K6TJFDYKSQWV49
MA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Islandsbanki hf.
549300PZMFIQR79Q0T97
IS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Privredna Banka Zagreb d.d., Zagreb
549300ZHFZ4CSK7VS460
HR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Cititrust Colombia S.A.
549300242J3IJCOSGI49
CO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
XX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Ltd
N/A
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Stockholm
F3JS33DEI6XQ4ZBPTN86
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of Nova Scotia
549300UWAOFM7OXCND23
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco National de Costa Rica
549300BH267R4KQVKV59
CR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CIBC Mellon Trust Company
549300IYUUH221WBZ505
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibanamex (formerly known as Banco Nasional de Mexico S.A., Mexico City)
5493004NLEXB8DK06353
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UniCreidet Bank Austria AG, Vienna
D1HEB8VEU6D9M8ZUXG17
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Landsbankinn hf, Reykjavik
549300TLZPT6JELDWM92
IS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Credit Suisse Limited, Zurich
549300CWR0W0BCS9Q144
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DBS Bank Ltd
ATUEL7OJR5057F2PV266
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc. Dublin- Romania Branch, Bucharest
N1FBEDJ5J41VKZLO2475
RO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Itau Uruguay S.A. Montevideo
549300HU8OQS1VTVXN55
UY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
GW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Zambia Limited
549300HF45VBQ8L4HF36
ZM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UniCredit Banka Slovenjia d.d., Lijubliana
549300O2UN9JLME31F08
SI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UBS Securities LLC
T6FIZBDPKLYJKFCRVK44
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
HSBC Bank Compnay Limited, Shanghai
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon Sa/NV
MMYX0N4ZEZ13Z4XCG897
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Maghreb, Casablanca
5493003FVWLMBFTISI11
MA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
MUFG Bank, Ltd.
C3GTMMZIHMY46P4OIX74
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited, Colombo
N/A
LK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank (taiwan) Limited
549300SG184IVNYDMN03
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
MT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank
N/A
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The HongKong and Shanghai Banking Corp Limited
N/A
BD
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic IBTC Bank Plc., Lagos
029200098C3K8BI2D551
NG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Unicredit Bank Serbia JSC, Belgrade
52990001O0THU00TYK59
RS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Mizuho Bank Limited, Toyko
RB0PEZSDGCO3JS6CEU02
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Bilbao Vizcaya Argentina S.A.
549300QD1160SR6LNZ76
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Santander Securities Services S.A.U.
95980020140005900000
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon
549300KP56LL8NKKFL47
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Hapoalim B.M., Tel Aviv
B6ARUI4946ST4S7WOU88
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Morgan Stanley & Co. International PLC
4PQUHN3JPFGFNF3BB653
GB
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
AS SEB bankas, Vilnius
N/A
LT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank of Ghana Ltd
549300M3N5M3E5WDG321
GH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB Pank, Tallinn
549300ND1MQ8SNNYMJ22
EE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Vietnam Limited, ho Chi Minh City
213800H95OG9OHRT4Y78
VN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited, Ebene
N/A
MU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Mumbai
N/A
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
BF
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Goldman Sachs & Co.
FOR8UP27PHTHYVLBNG30
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Citibank Europe Plc Bulgaria Branch, Sophia
N1FBEDJ5J41VKZLO2475
BG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank Limited, Taipie
549300QJEO1B92LSHZ06
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Uganda Ltd
549300CU2GA4XCIHLV64
UG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Malaysia Berhad, Kuala Lumpur
P3RPN9OJFCXUPJWB1Q09
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A. Buenos Aires
579100KKDGKCFFKKF005
AR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services, S.C.A., Greece
N/A
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Ag, Karachi
N/A
PK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
United Overseas Bank Ltd.
IO66REGK3RCBAMA8HR66
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Y
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
N
0.00000000
BNY MELLON CAPITAL MARKETS, LLC
8-35255
000017454
VJW2DOOHGDT6PR0ZRO63
1056214.45000000
1056214.45000000
N
53497994.61999999
Invesco BulletShares 2025 Corporate Bond ETF
S000060839
549300LMVWJSP9L6QN78
Y
1
0
0
Exchange-Traded Fund
Y
Y
0.00164900
0.00069400
0.00338900
0.00338900
Y
N
N
N
N/A
N/A
N/A
Rule 17a-7 (17 CFR 270.17a-7)
Rule 12d1-1 (17 CFR 270.12d1-1)
Y
Y
N
N
Invesco Capital Management LLC
801-61851
000125601
EJW8VXOT5RJ3PPMVEB49
N
The Bank of New York Mellon
85-05006
HPFHU0OQ28E4N0NFVK49
N
N
N
ITG Solutions Network, Inc.
N/A
N
Pricing Direct, Inc.
549300WIC0TOJ7N7GD54
N
Markit North America, Inc.
549300HLPTRASH0E726
N
Thomson Reuters Markets, LLC
20-4530702
Federal Tax Identification Number
N
ICE Data Services, Inc.
13-3668779
Federal Tax Identification Number
N
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
The Hongkong and Shanghai Banking Corp Limited, Ebene
N/A
MU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank Limited, Taipie
549300QJEO1B92LSHZ06
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Saudi Arabia Limited, Riyadh
2138009S6SHV5GLS7987
SA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The HongKong and Shanghai Banking Corp Limited
N/A
BD
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank A.S., Istanbul
N/A
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited, Colombo
N/A
LK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Mumbai
N/A
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citigroup Ply Limited
0C45RG70GW42XSBLJ131
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
BJ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
JSC Citibank Kazakhstan, Almaty
95XXGORQK31JZP82OG22
KZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Itau Uruguay S.A. Montevideo
549300HU8OQS1VTVXN55
UY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The HongKong and Shanghai Banking Corp Limited, Sidney
N/A
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutdche Bank AG, London Branch
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Santander Securities Services S.A.U.
95980020140005900000
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited,Seoul
N/A
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Landsbankinn hf, Reykjavik
549300TLZPT6JELDWM92
IS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
SK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Intesa Sanpaolo S.a.P. Milan
N/A
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank del Peru, S.A. Lima
MYTK5NHHP1G8TVFGT193
PE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of Nova Scotia
549300UWAOFM7OXCND23
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Malaysia Berhad, Kuala Lumpur
P3RPN9OJFCXUPJWB1Q09
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Swaziland Limited, Mbabane
2549000IV408A4RRND84
SZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank
N/A
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau CorpBanca S.A.
549300DDPTTIZ06NIV06
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Panama City
U8K0SDHEW2A30M4SPI26
PA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
ML
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Ag, Karachi
N/A
PK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Zambia Limited
549300HF45VBQ8L4HF36
ZM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CREDIT SUISSE SECURITIES (USA) LLC
1V8Y6QCX6YMJ2OELII46
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
HSBC Bank Middle East Limited, Doha
N/A
QA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DBS Bank Ltd
ATUEL7OJR5057F2PV266
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Vietnam Limited, ho Chi Minh City
213800H95OG9OHRT4Y78
VN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Privredna Banka Zagreb d.d., Zagreb
549300ZHFZ4CSK7VS460
HR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services, S.C.A., Greece
N/A
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Compnay Limited, Shanghai
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Dubai
549300F99IL9YJDWH369
AE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank USA, N.A.
1IE8VN30JCEQV1H4R804
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco National de Costa Rica
549300BH267R4KQVKV59
CR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A. Buenos Aires
579100KKDGKCFFKKF005
AR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Credit Suisse Limited, Zurich
549300CWR0W0BCS9Q144
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc. Dublin- Romania Branch, Bucharest
N1FBEDJ5J41VKZLO2475
RO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UBS Switzerland AG, Zurich
549300WOIFUSNYH0FL22
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Oman S.A.O.G. Muscat
213800YRPSOSH9OA2V29
OM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
PJSC ROSBANK
HOXMZG026UQNRK6J0C60
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A.
N/A
VE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Manama
549300F99IL9YJDWH369
BH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Stockholm
F3JS33DEI6XQ4ZBPTN86
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic IBTC Bank Plc., Lagos
029200098C3K8BI2D551
NG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services, S.C.A., Greece
N/A
CY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB Pank, Tallinn
549300ND1MQ8SNNYMJ22
EE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CIBC Mellon Trust Company
549300IYUUH221WBZ505
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream Banking Luxembourg
549300OL514RA0SXJJ44
XX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
NE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc Magyarorszagi Fioktelepe, Budapest
N1FBEDJ5J41VKZLO2475
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services S.C.A.
549300WCGB70D06XZS54
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Malaysia Berhad, Kuala Lumpur
N/A
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Boatswana Ltd
254900CFACP5V9H8W758
BW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB banka, Riga
549300YW95G1VBBGGV07
LV
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank of Kenya Ltd
549300BEL47N4GGJM871
KE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Polska Kas Opieki S.A. Warsaw
5493000LKS7B3UTF7H35
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Bilbao Vizcaya Argentina S.A.
549300QD1160SR6LNZ76
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Ltd
N/A
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
GW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Limited, Blantyre
2549004FJV2K9P9UCU04
MW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
SN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Manila
N/A
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Hapoalim B.M., Tel Aviv
B6ARUI4946ST4S7WOU88
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Unicredit Bank Serbia JSC, Belgrade
52990001O0THU00TYK59
RS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A. Sao Paulo
1P0UUG7LC1S92QTNHG39
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Maghreb, Casablanca
5493003FVWLMBFTISI11
MA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Namibia Limited, Windhoek
254900K6TJFDYKSQWV49
MA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon
N/A
IE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Jakarta
N/A
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau Unibanco S.A.
BZO2P8KHO2O10H5QQ663
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank Limited, Dar es Salaam
549300RLNUU3GJS6MK84
TZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
JSC Citbank, Kiev
N/A
UA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Goldman Sachs & Co.
FOR8UP27PHTHYVLBNG30
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
MUFG Bank, Ltd.
C3GTMMZIHMY46P4OIX74
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banque internationale Arabe de Tunisie
549300EZRO2TE67W7P49
TN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AO Citibank, Moscow
N/A
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB bankas, Vilnius
N/A
LT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank of Ghana Ltd
549300M3N5M3E5WDG321
GH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellin SA/NV
MMYX0N4ZEZ13Z4XCG897
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Limited
N/A
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
XX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
BF
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Cititrust Colombia S.A.
549300242J3IJCOSGI49
CO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Zimbabwe Limited, Harare
2549005HENFMYGRM9S10
ZW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UniCreidet Bank Austria AG, Vienna
D1HEB8VEU6D9M8ZUXG17
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Egypt S.A.E., Cairo
2138001Q77JDLESS4Y50
EG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Uganda Ltd
549300CU2GA4XCIHLV64
UG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon
549300KP56LL8NKKFL47
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Morgan Stanley & Co. International PLC
4PQUHN3JPFGFNF3BB653
GB
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Citibank Europe Plc Bulgaria Branch, Sophia
N1FBEDJ5J41VKZLO2475
BG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Bermuda Limited, Hamilton
0W1U67PTV5WY3WYWKD79
BM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Mizuho Bank Limited, Toyko
RB0PEZSDGCO3JS6CEU02
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
MT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deustche Bank AG Seoul
N/A
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank (taiwan) Limited
549300SG184IVNYDMN03
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
LU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Islandsbanki hf.
549300PZMFIQR79Q0T97
IS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Ltd
N/A
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank of America Merrill Lynch International Limited
EYKN6V0ZCB8VD9IULB80
GB
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
The Hongkong and Shanghai Banking Corp Limited, Mumbai
N/A
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Compnay Limited, Shanghai
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
TG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UBS Securities LLC
T6FIZBDPKLYJKFCRVK44
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Citibanamex (formerly known as Banco Nasional de Mexico S.A., Mexico City)
5493004NLEXB8DK06353
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon Sa/NV
MMYX0N4ZEZ13Z4XCG897
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UniCredit Banka Slovenjia d.d., Lijubliana
549300O2UN9JLME31F08
SI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank of South Africa Limited, Johannesburg
QFC8ZCW3Q5PRXU1XTM60
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Safat Kuwait
N/A
KW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
United Overseas Bank Ltd.
IO66REGK3RCBAMA8HR66
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Y
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
N
0.00000000
MUFG SECURITIES AMERICAS INC.
8-43026
000019685
K5HU16E3LMSVCCJJJ255
581610.00000000
CITIGROUP GLOBAL MARKETS INC.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
979555.00000000
U.S. BANCORP INVESTMENTS, INC.
8-35359
000017868
H85Z6XZP8B10ES0M2G89
600120.00000000
MARKETAXESS CORP.
8-50727
000044542
GPSMMRI21JE7ZCVYF972
1684139.72000000
ROBERT W. BAIRD & CO. INC.
8-497
000008158
549300772UJAHRD6LO53
1068424.01000000
GOLDMAN, SACHS & CO.
8-129
000000361
FOR8UP27PHTHYVLBNG30
1595889.00000000
JANNEY MONTGOMERY SCOTT LLC
8-462
000000463
549300QQRY1JCFQHYS08
596589.00000000
DAIWA CAPITAL MARKETS AMERICA INC.
8-12242
000001576
M67H5PRC0NQKM73ZAS82
702713.00000000
R. SEELAUS & CO., INC.
8-31475
000014974
2138004J7AJDLCOJYA06
1403024.00000000
BNY MELLON CAPITAL MARKETS, LLC
8-35255
000017454
VJW2DOOHGDT6PR0ZRO63
27353417.52000000
39848637.07000000
N
21802841.03000000
Invesco Corporate Income Value ETF
S000062196
5493000INMFTM6FOHK38
Y
1
0
0
Exchange-Traded Fund
Y
Y
-0.00108600
-0.00391800
0.00529500
0.00529500
Y
N
N
N
N/A
N/A
N/A
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 17a-7 (17 CFR 270.17a-7)
Y
Y
N
N
Invesco Capital Management LLC
801-61851
000125601
EJW8VXOT5RJ3PPMVEB49
N
The Bank of New York Mellon
85-05006
HPFHU0OQ28E4N0NFVK49
N
N
N
Pricing Direct, Inc.
549300WIC0TOJ7N7GD54
N
Thomson Reuters Markets, LLC
20-4530702
Federal Tax Identification Number
N
Markit North America, Inc.
549300HLPTRASH0E726
N
ITG Solutions Network, Inc.
N/A
N
ICE Data Services, Inc.
13-3668779
Federal Tax Identification Number
N
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Banco Itau Uruguay S.A. Montevideo
549300HU8OQS1VTVXN55
UY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau CorpBanca S.A.
549300DDPTTIZ06NIV06
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
JSC Citbank, Kiev
N/A
UA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
United Overseas Bank Ltd.
IO66REGK3RCBAMA8HR66
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited, Colombo
N/A
LK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UBS Switzerland AG, Zurich
549300WOIFUSNYH0FL22
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Ltd
N/A
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank Limited, Taipie
549300QJEO1B92LSHZ06
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services S.C.A.
549300WCGB70D06XZS54
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
LU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
ML
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The HongKong and Shanghai Banking Corp Limited, Sidney
N/A
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
GW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank Limited, Dar es Salaam
549300RLNUU3GJS6MK84
TZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutdche Bank AG, London Branch
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Privredna Banka Zagreb d.d., Zagreb
549300ZHFZ4CSK7VS460
HR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Limited
N/A
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
PJSC ROSBANK
HOXMZG026UQNRK6J0C60
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Swaziland Limited, Mbabane
2549000IV408A4RRND84
SZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
BF
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited, Ebene
N/A
MU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank del Peru, S.A. Lima
MYTK5NHHP1G8TVFGT193
PE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Vietnam Limited, ho Chi Minh City
213800H95OG9OHRT4Y78
VN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Jakarta
N/A
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Goldman Sachs & Co.
FOR8UP27PHTHYVLBNG30
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
The Bank of New York Mellon
N/A
IE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Namibia Limited, Windhoek
254900K6TJFDYKSQWV49
MA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank USA, N.A.
1IE8VN30JCEQV1H4R804
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited, Mumbai
N/A
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
SK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The HongKong and Shanghai Banking Corp Limited
N/A
BD
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank of Kenya Ltd
549300BEL47N4GGJM871
KE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of Nova Scotia
549300UWAOFM7OXCND23
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AO Citibank, Moscow
N/A
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Panama City
U8K0SDHEW2A30M4SPI26
PA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc. Dublin- Romania Branch, Bucharest
N1FBEDJ5J41VKZLO2475
RO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank A.S., Istanbul
N/A
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Credit Suisse Limited, Zurich
549300CWR0W0BCS9Q144
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Limited, Blantyre
2549004FJV2K9P9UCU04
MW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Manila
N/A
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A.
N/A
VE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Zimbabwe Limited, Harare
2549005HENFMYGRM9S10
ZW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Egypt S.A.E., Cairo
2138001Q77JDLESS4Y50
EG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Dubai
549300F99IL9YJDWH369
AE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Cititrust Colombia S.A.
549300242J3IJCOSGI49
CO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB Pank, Tallinn
549300ND1MQ8SNNYMJ22
EE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Intesa Sanpaolo S.a.P. Milan
N/A
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB bankas, Vilnius
N/A
LT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
BJ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc Bulgaria Branch, Sophia
N1FBEDJ5J41VKZLO2475
BG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Mumbai
N/A
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Manama
549300F99IL9YJDWH369
BH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
MUFG Bank, Ltd.
C3GTMMZIHMY46P4OIX74
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citigroup Ply Limited
0C45RG70GW42XSBLJ131
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic IBTC Bank Plc., Lagos
029200098C3K8BI2D551
NG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
NE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited,Seoul
N/A
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Bilbao Vizcaya Argentina S.A.
549300QD1160SR6LNZ76
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibanamex (formerly known as Banco Nasional de Mexico S.A., Mexico City)
5493004NLEXB8DK06353
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank of Ghana Ltd
549300M3N5M3E5WDG321
GH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Safat Kuwait
N/A
KW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UniCredit Banka Slovenjia d.d., Lijubliana
549300O2UN9JLME31F08
SI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Santander Securities Services S.A.U.
95980020140005900000
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Maghreb, Casablanca
5493003FVWLMBFTISI11
MA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deustche Bank AG Seoul
N/A
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Polska Kas Opieki S.A. Warsaw
5493000LKS7B3UTF7H35
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Morgan Stanley & Co. International PLC
4PQUHN3JPFGFNF3BB653
GB
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
HSBC Saudi Arabia Limited, Riyadh
2138009S6SHV5GLS7987
SA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Compnay Limited, Shanghai
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Hapoalim B.M., Tel Aviv
B6ARUI4946ST4S7WOU88
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Landsbankinn hf, Reykjavik
549300TLZPT6JELDWM92
IS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A. Buenos Aires
579100KKDGKCFFKKF005
AR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Uganda Ltd
549300CU2GA4XCIHLV64
UG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Malaysia Berhad, Kuala Lumpur
P3RPN9OJFCXUPJWB1Q09
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream Banking Luxembourg
549300OL514RA0SXJJ44
XX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DBS Bank Ltd
ATUEL7OJR5057F2PV266
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank of South Africa Limited, Johannesburg
QFC8ZCW3Q5PRXU1XTM60
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A. Sao Paulo
1P0UUG7LC1S92QTNHG39
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Stockholm
F3JS33DEI6XQ4ZBPTN86
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Compnay Limited, Shanghai
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banque internationale Arabe de Tunisie
549300EZRO2TE67W7P49
TN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Ag, Karachi
N/A
PK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CREDIT SUISSE SECURITIES (USA) LLC
1V8Y6QCX6YMJ2OELII46
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
UBS Securities LLC
T6FIZBDPKLYJKFCRVK44
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
JSC Citibank Kazakhstan, Almaty
95XXGORQK31JZP82OG22
KZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Mizuho Bank Limited, Toyko
RB0PEZSDGCO3JS6CEU02
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Islandsbanki hf.
549300PZMFIQR79Q0T97
IS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Bermuda Limited, Hamilton
0W1U67PTV5WY3WYWKD79
BM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Zambia Limited
549300HF45VBQ8L4HF36
ZM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau Unibanco S.A.
BZO2P8KHO2O10H5QQ663
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank of America Merrill Lynch International Limited
EYKN6V0ZCB8VD9IULB80
GB
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
TG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services, S.C.A., Greece
N/A
CY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon Sa/NV
MMYX0N4ZEZ13Z4XCG897
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB banka, Riga
549300YW95G1VBBGGV07
LV
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc Magyarorszagi Fioktelepe, Budapest
N1FBEDJ5J41VKZLO2475
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank
N/A
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CIBC Mellon Trust Company
549300IYUUH221WBZ505
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Unicredit Bank Serbia JSC, Belgrade
52990001O0THU00TYK59
RS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services, S.C.A., Greece
N/A
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
MT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Doha
N/A
QA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon
549300KP56LL8NKKFL47
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank (taiwan) Limited
549300SG184IVNYDMN03
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Malaysia Berhad, Kuala Lumpur
N/A
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellin SA/NV
MMYX0N4ZEZ13Z4XCG897
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
SN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Boatswana Ltd
254900CFACP5V9H8W758
BW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco National de Costa Rica
549300BH267R4KQVKV59
CR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
XX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Oman S.A.O.G. Muscat
213800YRPSOSH9OA2V29
OM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Ltd
N/A
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UniCreidet Bank Austria AG, Vienna
D1HEB8VEU6D9M8ZUXG17
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Y
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
N
0.00000000
MORGAN STANLEY & CO. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
480103.20000000
MAREX NORTH AMERICA LLC
N/A
N/A
5493008RKGQ4XITI3W85
476772.50000000
J.P. MORGAN SECURITIES LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
488161.80000000
SUMRIDGE PARTNERS, LLC
8-68454
000152437
529900ECMK8VI6Q1FG89
359814.00000000
BNY MELLON CAPITAL MARKETS, LLC
8-35255
000017454
VJW2DOOHGDT6PR0ZRO63
234811.31000000
NOMURA SECURITIES INTERNATIONAL, INC.
8-15255
000004297
OXTKY6Q8X53C9ILVV871
186814.00000000
CITIGROUP GLOBAL MARKETS INC.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
10740998.93999999
GOLDMAN, SACHS & CO.
8-129
000000361
FOR8UP27PHTHYVLBNG30
1895329.59000000
BANC OF AMERICA SECURITIES LLC
8-42263
000026091
N/A
177279.60000000
MILLENNIUM ADVISORS, LLC
8-68349
000151236
254900E1P6Z2XZYSA163
405794.40000000
16040742.14000000
N
12549768.43999999
Invesco Defensive Equity ETF
S000060841
549300IFU2YYWEGANI95
Y
1
0
0
Exchange-Traded Fund
Y
Y
-0.00014800
-0.00727100
0.02264600
0.02264600
Y
N
N
N
N/A
N/A
N/A
Rule 12d1-1 (17 CFR 270.12d1-1)
Y
Y
Y
N
Invesco Capital Management LLC
801-61851
000125601
EJW8VXOT5RJ3PPMVEB49
2018-04-06
Guggenheim Funds Investment Advisors LLC
801-62515
000129288
5493006FBKA0W3QZI223
2018-04-06
The Bank of New York Mellon
85-05006
HPFHU0OQ28E4N0NFVK49
N
N
N
ITG Solutions Network, Inc.
N/A
N
ICE Data Services, Inc.
13-3668779
Federal Tax Identification Number
N
Thomson Reuters Markets, LLC
20-4530702
Federal Tax Identification Number
N
Markit North America, Inc.
549300HLPTRASH0E726
N
Pricing Direct, Inc.
549300WIC0TOJ7N7GD54
N
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Citibank del Peru, S.A. Lima
MYTK5NHHP1G8TVFGT193
PE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Limited, Blantyre
2549004FJV2K9P9UCU04
MW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Zambia Limited
549300HF45VBQ8L4HF36
ZM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibanamex (formerly known as Banco Nasional de Mexico S.A., Mexico City)
5493004NLEXB8DK06353
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Jakarta
N/A
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Mizuho Bank Limited, Toyko
RB0PEZSDGCO3JS6CEU02
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
JSC Citibank Kazakhstan, Almaty
95XXGORQK31JZP82OG22
KZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UniCreidet Bank Austria AG, Vienna
D1HEB8VEU6D9M8ZUXG17
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Islandsbanki hf.
549300PZMFIQR79Q0T97
IS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutdche Bank AG, London Branch
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Privredna Banka Zagreb d.d., Zagreb
549300ZHFZ4CSK7VS460
HR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco National de Costa Rica
549300BH267R4KQVKV59
CR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited, Mumbai
N/A
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
SN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau Unibanco S.A.
BZO2P8KHO2O10H5QQ663
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon Sa/NV
MMYX0N4ZEZ13Z4XCG897
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Namibia Limited, Windhoek
254900K6TJFDYKSQWV49
MA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB bankas, Vilnius
N/A
LT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Swaziland Limited, Mbabane
2549000IV408A4RRND84
SZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UBS Securities LLC
T6FIZBDPKLYJKFCRVK44
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Deutsche Bank Malaysia Berhad, Kuala Lumpur
N/A
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank Limited, Taipie
549300QJEO1B92LSHZ06
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Malaysia Berhad, Kuala Lumpur
P3RPN9OJFCXUPJWB1Q09
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Maghreb, Casablanca
5493003FVWLMBFTISI11
MA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A.
N/A
VE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CREDIT SUISSE SECURITIES (USA) LLC
1V8Y6QCX6YMJ2OELII46
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
UniCredit Banka Slovenjia d.d., Lijubliana
549300O2UN9JLME31F08
SI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Goldman Sachs & Co.
FOR8UP27PHTHYVLBNG30
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Euroclear Bank
549300OZ46BRLZ8Y6F65
XX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc. Dublin- Romania Branch, Bucharest
N1FBEDJ5J41VKZLO2475
RO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited, Colombo
N/A
LK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services, S.C.A., Greece
N/A
CY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AO Citibank, Moscow
N/A
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Bermuda Limited, Hamilton
0W1U67PTV5WY3WYWKD79
BM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
BF
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB Pank, Tallinn
549300ND1MQ8SNNYMJ22
EE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Egypt S.A.E., Cairo
2138001Q77JDLESS4Y50
EG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Mumbai
N/A
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Hapoalim B.M., Tel Aviv
B6ARUI4946ST4S7WOU88
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citigroup Ply Limited
0C45RG70GW42XSBLJ131
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Doha
N/A
QA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Limited
N/A
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Dubai
549300F99IL9YJDWH369
AE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Boatswana Ltd
254900CFACP5V9H8W758
BW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellin SA/NV
MMYX0N4ZEZ13Z4XCG897
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc Magyarorszagi Fioktelepe, Budapest
N1FBEDJ5J41VKZLO2475
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Itau Uruguay S.A. Montevideo
549300HU8OQS1VTVXN55
UY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank A.S., Istanbul
N/A
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB banka, Riga
549300YW95G1VBBGGV07
LV
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Panama City
U8K0SDHEW2A30M4SPI26
PA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UBS Switzerland AG, Zurich
549300WOIFUSNYH0FL22
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Cititrust Colombia S.A.
549300242J3IJCOSGI49
CO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Saudi Arabia Limited, Riyadh
2138009S6SHV5GLS7987
SA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited, Ebene
N/A
MU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Landsbankinn hf, Reykjavik
549300TLZPT6JELDWM92
IS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau CorpBanca S.A.
549300DDPTTIZ06NIV06
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited,Seoul
N/A
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Polska Kas Opieki S.A. Warsaw
5493000LKS7B3UTF7H35
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank of America Merrill Lynch International Limited
EYKN6V0ZCB8VD9IULB80
GB
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
JSC Citbank, Kiev
N/A
UA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream Banking Luxembourg
549300OL514RA0SXJJ44
XX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Safat Kuwait
N/A
KW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon
549300KP56LL8NKKFL47
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Vietnam Limited, ho Chi Minh City
213800H95OG9OHRT4Y78
VN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
TG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank (taiwan) Limited
549300SG184IVNYDMN03
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Credit Suisse Limited, Zurich
549300CWR0W0BCS9Q144
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank Limited, Dar es Salaam
549300RLNUU3GJS6MK84
TZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services S.C.A.
549300WCGB70D06XZS54
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
GW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Uganda Ltd
549300CU2GA4XCIHLV64
UG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
MUFG Bank, Ltd.
C3GTMMZIHMY46P4OIX74
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deustche Bank AG Seoul
N/A
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Unicredit Bank Serbia JSC, Belgrade
52990001O0THU00TYK59
RS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The HongKong and Shanghai Banking Corp Limited, Sidney
N/A
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
BJ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CIBC Mellon Trust Company
549300IYUUH221WBZ505
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Morgan Stanley & Co. International PLC
4PQUHN3JPFGFNF3BB653
GB
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Citibank, N.A. Buenos Aires
579100KKDGKCFFKKF005
AR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banque internationale Arabe de Tunisie
549300EZRO2TE67W7P49
TN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
LU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A. Sao Paulo
1P0UUG7LC1S92QTNHG39
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Zimbabwe Limited, Harare
2549005HENFMYGRM9S10
ZW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DBS Bank Ltd
ATUEL7OJR5057F2PV266
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Compnay Limited, Shanghai
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Compnay Limited, Shanghai
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Ltd
N/A
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon
N/A
IE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Santander Securities Services S.A.U.
95980020140005900000
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
SK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank of Ghana Ltd
549300M3N5M3E5WDG321
GH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Bilbao Vizcaya Argentina S.A.
549300QD1160SR6LNZ76
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank of South Africa Limited, Johannesburg
QFC8ZCW3Q5PRXU1XTM60
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Ltd
N/A
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Stockholm
F3JS33DEI6XQ4ZBPTN86
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank
N/A
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services, S.C.A., Greece
N/A
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
PJSC ROSBANK
HOXMZG026UQNRK6J0C60
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The HongKong and Shanghai Banking Corp Limited
N/A
BD
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
ML
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Intesa Sanpaolo S.a.P. Milan
N/A
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic IBTC Bank Plc., Lagos
029200098C3K8BI2D551
NG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of Nova Scotia
549300UWAOFM7OXCND23
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
MT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank USA, N.A.
1IE8VN30JCEQV1H4R804
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Manama
549300F99IL9YJDWH369
BH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Oman S.A.O.G. Muscat
213800YRPSOSH9OA2V29
OM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Manila
N/A
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank of Kenya Ltd
549300BEL47N4GGJM871
KE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc Bulgaria Branch, Sophia
N1FBEDJ5J41VKZLO2475
BG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
NE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Ag, Karachi
N/A
PK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
United Overseas Bank Ltd.
IO66REGK3RCBAMA8HR66
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Y
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
N
GOLDMAN, SACHS & CO.
8-129
000000361
FOR8UP27PHTHYVLBNG30
263.11000000
CITIGROUP GLOBAL MARKETS INC.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
38.27000000
BANC OF AMERICA SECURITIES LLC
8-42263
000026091
N/A
9303.79000000
UBS SECURITIES LLC
8-35359
000017868
T6FIZBDPKLYJKFCRVK44
32.14000000
BTIG, LLC
8-65473
000122225
549300GTG9PL6WO3EC51
16086.58000000
INSTINET, LLC
8-23669
000007897
549300MGMN3RKMU8FT57
13310.47000000
39034.36000000
BNY MELLON CAPITAL MARKETS, LLC
8-35255
000017454
VJW2DOOHGDT6PR0ZRO63
3437166.78000000
BANC OF AMERICA SECURITIES LLC
8-42263
000026091
N/A
78484176.26000000
GOLDMAN, SACHS & CO.
8-129
000000361
FOR8UP27PHTHYVLBNG30
148085189.02000001
230006532.06000000
N
181945980.65000001
Invesco Investment Grade Defensive ETF
S000062197
549300X260FXDC4LKO42
Y
1
0
0
Exchange-Traded Fund
Y
Y
0.00161900
0.00037600
0.00372200
0.00372200
Y
N
N
N
N/A
N/A
N/A
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 17a-7 (17 CFR 270.17a-7)
Y
Y
N
N
Invesco Capital Management LLC
801-61851
000125601
EJW8VXOT5RJ3PPMVEB49
N
The Bank of New York Mellon
85-05006
HPFHU0OQ28E4N0NFVK49
N
N
N
Thomson Reuters Markets, LLC
20-4530702
Federal Tax Identification Number
N
Markit North America, Inc.
549300HLPTRASH0E726
N
Pricing Direct, Inc.
549300WIC0TOJ7N7GD54
N
ITG Solutions Network, Inc.
N/A
N
ICE Data Services, Inc.
13-3668779
Federal Tax Identification Number
N
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Santander Securities Services S.A.U.
95980020140005900000
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Itau Uruguay S.A. Montevideo
549300HU8OQS1VTVXN55
UY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CREDIT SUISSE SECURITIES (USA) LLC
1V8Y6QCX6YMJ2OELII46
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
BNP Paribas Securities Services, S.C.A., Greece
N/A
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Jakarta
N/A
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc Bulgaria Branch, Sophia
N1FBEDJ5J41VKZLO2475
BG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
SK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of Nova Scotia
549300UWAOFM7OXCND23
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank Limited, Taipie
549300QJEO1B92LSHZ06
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
SN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank del Peru, S.A. Lima
MYTK5NHHP1G8TVFGT193
PE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited, Ebene
N/A
MU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Uganda Ltd
549300CU2GA4XCIHLV64
UG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Limited, Blantyre
2549004FJV2K9P9UCU04
MW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank USA, N.A.
1IE8VN30JCEQV1H4R804
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CIBC Mellon Trust Company
549300IYUUH221WBZ505
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Doha
N/A
QA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited, Mumbai
N/A
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Maghreb, Casablanca
5493003FVWLMBFTISI11
MA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
BJ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibanamex (formerly known as Banco Nasional de Mexico S.A., Mexico City)
5493004NLEXB8DK06353
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Compnay Limited, Shanghai
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc Magyarorszagi Fioktelepe, Budapest
N1FBEDJ5J41VKZLO2475
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Unicredit Bank Serbia JSC, Belgrade
52990001O0THU00TYK59
RS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A.
N/A
VE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Islandsbanki hf.
549300PZMFIQR79Q0T97
IS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc. Dublin- Romania Branch, Bucharest
N1FBEDJ5J41VKZLO2475
RO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB bankas, Vilnius
N/A
LT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Saudi Arabia Limited, Riyadh
2138009S6SHV5GLS7987
SA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UniCreidet Bank Austria AG, Vienna
D1HEB8VEU6D9M8ZUXG17
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Limited
N/A
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DBS Bank Ltd
ATUEL7OJR5057F2PV266
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank
N/A
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UBS Securities LLC
T6FIZBDPKLYJKFCRVK44
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
MT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank of Ghana Ltd
549300M3N5M3E5WDG321
GH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank of South Africa Limited, Johannesburg
QFC8ZCW3Q5PRXU1XTM60
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB banka, Riga
549300YW95G1VBBGGV07
LV
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Swaziland Limited, Mbabane
2549000IV408A4RRND84
SZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Malaysia Berhad, Kuala Lumpur
P3RPN9OJFCXUPJWB1Q09
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
ML
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
JSC Citbank, Kiev
N/A
UA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Mumbai
N/A
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
JSC Citibank Kazakhstan, Almaty
95XXGORQK31JZP82OG22
KZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited,Seoul
N/A
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banque internationale Arabe de Tunisie
549300EZRO2TE67W7P49
TN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Ltd
N/A
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited, Colombo
N/A
LK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Zimbabwe Limited, Harare
2549005HENFMYGRM9S10
ZW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Morgan Stanley & Co. International PLC
4PQUHN3JPFGFNF3BB653
GB
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
HSBC Bank Middle East Limited, Manama
549300F99IL9YJDWH369
BH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon Sa/NV
MMYX0N4ZEZ13Z4XCG897
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Safat Kuwait
N/A
KW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Compnay Limited, Shanghai
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank (taiwan) Limited
549300SG184IVNYDMN03
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau CorpBanca S.A.
549300DDPTTIZ06NIV06
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
MUFG Bank, Ltd.
C3GTMMZIHMY46P4OIX74
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
XX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau Unibanco S.A.
BZO2P8KHO2O10H5QQ663
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon
N/A
IE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UBS Switzerland AG, Zurich
549300WOIFUSNYH0FL22
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB Pank, Tallinn
549300ND1MQ8SNNYMJ22
EE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A. Sao Paulo
1P0UUG7LC1S92QTNHG39
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Ag, Karachi
N/A
PK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The HongKong and Shanghai Banking Corp Limited, Sidney
N/A
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UniCredit Banka Slovenjia d.d., Lijubliana
549300O2UN9JLME31F08
SI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deustche Bank AG Seoul
N/A
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services S.C.A.
549300WCGB70D06XZS54
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellin SA/NV
MMYX0N4ZEZ13Z4XCG897
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream Banking Luxembourg
549300OL514RA0SXJJ44
XX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank Limited, Dar es Salaam
549300RLNUU3GJS6MK84
TZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
GW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Stockholm
F3JS33DEI6XQ4ZBPTN86
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco National de Costa Rica
549300BH267R4KQVKV59
CR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon
549300KP56LL8NKKFL47
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
LU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Hapoalim B.M., Tel Aviv
B6ARUI4946ST4S7WOU88
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
United Overseas Bank Ltd.
IO66REGK3RCBAMA8HR66
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Oman S.A.O.G. Muscat
213800YRPSOSH9OA2V29
OM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Mizuho Bank Limited, Toyko
RB0PEZSDGCO3JS6CEU02
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Bilbao Vizcaya Argentina S.A.
549300QD1160SR6LNZ76
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Panama City
U8K0SDHEW2A30M4SPI26
PA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A. Buenos Aires
579100KKDGKCFFKKF005
AR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services, S.C.A., Greece
N/A
CY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank of America Merrill Lynch International Limited
EYKN6V0ZCB8VD9IULB80
GB
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Stanbic IBTC Bank Plc., Lagos
029200098C3K8BI2D551
NG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
TG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Vietnam Limited, ho Chi Minh City
213800H95OG9OHRT4Y78
VN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Egypt S.A.E., Cairo
2138001Q77JDLESS4Y50
EG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank of Kenya Ltd
549300BEL47N4GGJM871
KE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
PJSC ROSBANK
HOXMZG026UQNRK6J0C60
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Bermuda Limited, Hamilton
0W1U67PTV5WY3WYWKD79
BM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutdche Bank AG, London Branch
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Credit Suisse Limited, Zurich
549300CWR0W0BCS9Q144
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Namibia Limited, Windhoek
254900K6TJFDYKSQWV49
MA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Privredna Banka Zagreb d.d., Zagreb
549300ZHFZ4CSK7VS460
HR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Malaysia Berhad, Kuala Lumpur
N/A
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citigroup Ply Limited
0C45RG70GW42XSBLJ131
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Zambia Limited
549300HF45VBQ8L4HF36
ZM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AO Citibank, Moscow
N/A
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Polska Kas Opieki S.A. Warsaw
5493000LKS7B3UTF7H35
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Landsbankinn hf, Reykjavik
549300TLZPT6JELDWM92
IS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The HongKong and Shanghai Banking Corp Limited
N/A
BD
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
BF
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Intesa Sanpaolo S.a.P. Milan
N/A
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Boatswana Ltd
254900CFACP5V9H8W758
BW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Ltd
N/A
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Cititrust Colombia S.A.
549300242J3IJCOSGI49
CO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Dubai
549300F99IL9YJDWH369
AE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Manila
N/A
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Goldman Sachs & Co.
FOR8UP27PHTHYVLBNG30
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Deutsche Bank A.S., Istanbul
N/A
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
NE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Y
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
N
0.00000000
TD SECURITIES (USA) LLC
8-36747
000018476
SUVUFHICNZMP2WKHG940
96980.00000000
MARKETAXESS CORP.
8-50727
000044542
GPSMMRI21JE7ZCVYF972
98091.00000000
GOLDMAN, SACHS & CO.
8-129
000000361
FOR8UP27PHTHYVLBNG30
6237803.50000000
MILLENNIUM ADVISORS, LLC
8-68349
000151236
254900E1P6Z2XZYSA163
218206.20000000
BNY MELLON CAPITAL MARKETS, LLC
8-35255
000017454
VJW2DOOHGDT6PR0ZRO63
409044.19000000
CITIGROUP GLOBAL MARKETS INC.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
405266.00000000
SUMRIDGE PARTNERS, LLC
8-68454
000152437
529900ECMK8VI6Q1FG89
100961.00000000
7566351.88999999
N
6277663.40500000
Invesco BulletShares 2018 High Yield Corporate Bond ETF
S000060846
5493004BULMVMFHBDO16
Y
1
0
0
Exchange-Traded Fund
Y
Y
0.00081500
-0.00361000
0.00367100
0.00367100
Y
N
Y
Y
N
BROWN BROTHERS HARRIMAN
5493006KMX1VFTPYPW14
N
N
N/A
344288.19620000
992.93679999
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 17a-7 (17 CFR 270.17a-7)
Y
Y
N
N
Invesco Capital Management LLC
801-61851
000125601
EJW8VXOT5RJ3PPMVEB49
N
The Bank of New York Mellon
85-05006
HPFHU0OQ28E4N0NFVK49
N
N
N
Thomson Reuters Markets, LLC
20-4530702
Federal Tax Identification Number
N
Pricing Direct, Inc.
549300WIC0TOJ7N7GD54
N
ICE Data Services, Inc.
13-3668779
Federal Tax Identification Number
N
ITG Solutions Network, Inc.
N/A
N
Markit North America, Inc.
549300HLPTRASH0E726
N
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Deutsche Bank Ag, Karachi
N/A
PK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank Limited, Taipie
549300QJEO1B92LSHZ06
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banque internationale Arabe de Tunisie
549300EZRO2TE67W7P49
TN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Egypt S.A.E., Cairo
2138001Q77JDLESS4Y50
EG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream Banking Luxembourg
549300OL514RA0SXJJ44
XX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Stockholm
F3JS33DEI6XQ4ZBPTN86
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AO Citibank, Moscow
N/A
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
NE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UBS Switzerland AG, Zurich
549300WOIFUSNYH0FL22
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Ltd
N/A
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank
N/A
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A. Sao Paulo
1P0UUG7LC1S92QTNHG39
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Credit Suisse Limited, Zurich
549300CWR0W0BCS9Q144
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Compnay Limited, Shanghai
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of Nova Scotia
549300UWAOFM7OXCND23
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Safat Kuwait
N/A
KW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Compnay Limited, Shanghai
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Mizuho Bank Limited, Toyko
RB0PEZSDGCO3JS6CEU02
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Maghreb, Casablanca
5493003FVWLMBFTISI11
MA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Jakarta
N/A
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
GW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Boatswana Ltd
254900CFACP5V9H8W758
BW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Santander Securities Services S.A.U.
95980020140005900000
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
LU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Morgan Stanley & Co. International PLC
4PQUHN3JPFGFNF3BB653
GB
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
HSBC Bank Middle East Limited, Manama
549300F99IL9YJDWH369
BH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Intesa Sanpaolo S.a.P. Milan
N/A
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Panama City
U8K0SDHEW2A30M4SPI26
PA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc Bulgaria Branch, Sophia
N1FBEDJ5J41VKZLO2475
BG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services, S.C.A., Greece
N/A
CY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Swaziland Limited, Mbabane
2549000IV408A4RRND84
SZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Uganda Ltd
549300CU2GA4XCIHLV64
UG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Landsbankinn hf, Reykjavik
549300TLZPT6JELDWM92
IS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The HongKong and Shanghai Banking Corp Limited, Sidney
N/A
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
BF
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
MT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited,Seoul
N/A
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank of Kenya Ltd
549300BEL47N4GGJM871
KE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Doha
N/A
QA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco National de Costa Rica
549300BH267R4KQVKV59
CR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Itau Uruguay S.A. Montevideo
549300HU8OQS1VTVXN55
UY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon
549300KP56LL8NKKFL47
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UniCredit Banka Slovenjia d.d., Lijubliana
549300O2UN9JLME31F08
SI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DBS Bank Ltd
ATUEL7OJR5057F2PV266
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon Sa/NV
MMYX0N4ZEZ13Z4XCG897
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutdche Bank AG, London Branch
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank A.S., Istanbul
N/A
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
SK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Zimbabwe Limited, Harare
2549005HENFMYGRM9S10
ZW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau CorpBanca S.A.
549300DDPTTIZ06NIV06
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Bermuda Limited, Hamilton
0W1U67PTV5WY3WYWKD79
BM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
BJ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB Pank, Tallinn
549300ND1MQ8SNNYMJ22
EE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CIBC Mellon Trust Company
549300IYUUH221WBZ505
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Zambia Limited
549300HF45VBQ8L4HF36
ZM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon
N/A
IE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CREDIT SUISSE SECURITIES (USA) LLC
1V8Y6QCX6YMJ2OELII46
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Citigroup Ply Limited
0C45RG70GW42XSBLJ131
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank of America Merrill Lynch International Limited
EYKN6V0ZCB8VD9IULB80
GB
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
The Hongkong and Shanghai Banking Corp Limited, Colombo
N/A
LK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Limited, Blantyre
2549004FJV2K9P9UCU04
MW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Ltd
N/A
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Vietnam Limited, ho Chi Minh City
213800H95OG9OHRT4Y78
VN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc. Dublin- Romania Branch, Bucharest
N1FBEDJ5J41VKZLO2475
RO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank del Peru, S.A. Lima
MYTK5NHHP1G8TVFGT193
PE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Namibia Limited, Windhoek
254900K6TJFDYKSQWV49
MA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank USA, N.A.
1IE8VN30JCEQV1H4R804
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibanamex (formerly known as Banco Nasional de Mexico S.A., Mexico City)
5493004NLEXB8DK06353
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
MUFG Bank, Ltd.
C3GTMMZIHMY46P4OIX74
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Hapoalim B.M., Tel Aviv
B6ARUI4946ST4S7WOU88
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Malaysia Berhad, Kuala Lumpur
N/A
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Polska Kas Opieki S.A. Warsaw
5493000LKS7B3UTF7H35
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited, Ebene
N/A
MU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
United Overseas Bank Ltd.
IO66REGK3RCBAMA8HR66
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank of Ghana Ltd
549300M3N5M3E5WDG321
GH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank (taiwan) Limited
549300SG184IVNYDMN03
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UBS Securities LLC
T6FIZBDPKLYJKFCRVK44
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
PJSC ROSBANK
HOXMZG026UQNRK6J0C60
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank of South Africa Limited, Johannesburg
QFC8ZCW3Q5PRXU1XTM60
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Unicredit Bank Serbia JSC, Belgrade
52990001O0THU00TYK59
RS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Limited
N/A
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Malaysia Berhad, Kuala Lumpur
P3RPN9OJFCXUPJWB1Q09
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited, Mumbai
N/A
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Oman S.A.O.G. Muscat
213800YRPSOSH9OA2V29
OM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau Unibanco S.A.
BZO2P8KHO2O10H5QQ663
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A.
N/A
VE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellin SA/NV
MMYX0N4ZEZ13Z4XCG897
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UniCreidet Bank Austria AG, Vienna
D1HEB8VEU6D9M8ZUXG17
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
JSC Citibank Kazakhstan, Almaty
95XXGORQK31JZP82OG22
KZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Mumbai
N/A
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A. Buenos Aires
579100KKDGKCFFKKF005
AR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB banka, Riga
549300YW95G1VBBGGV07
LV
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB bankas, Vilnius
N/A
LT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Saudi Arabia Limited, Riyadh
2138009S6SHV5GLS7987
SA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Privredna Banka Zagreb d.d., Zagreb
549300ZHFZ4CSK7VS460
HR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Dubai
549300F99IL9YJDWH369
AE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
XX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deustche Bank AG Seoul
N/A
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services, S.C.A., Greece
N/A
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc Magyarorszagi Fioktelepe, Budapest
N1FBEDJ5J41VKZLO2475
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The HongKong and Shanghai Banking Corp Limited
N/A
BD
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic IBTC Bank Plc., Lagos
029200098C3K8BI2D551
NG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Bilbao Vizcaya Argentina S.A.
549300QD1160SR6LNZ76
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
ML
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Islandsbanki hf.
549300PZMFIQR79Q0T97
IS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
SN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services S.C.A.
549300WCGB70D06XZS54
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Manila
N/A
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Goldman Sachs & Co.
FOR8UP27PHTHYVLBNG30
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
TG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank Limited, Dar es Salaam
549300RLNUU3GJS6MK84
TZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
JSC Citbank, Kiev
N/A
UA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Cititrust Colombia S.A.
549300242J3IJCOSGI49
CO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Y
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
N
0.00000000
GOLDMAN, SACHS & CO.
8-129
000000361
FOR8UP27PHTHYVLBNG30
32278386.73999999
ROBERT W. BAIRD & CO. INC.
8-497
000008158
549300772UJAHRD6LO53
1002500.00000000
KEYBANC CAPITAL MARKETS INC.
8-30177
000000566
2EQWV0180Z211YVAD813
1046465.00000000
J.P. MORGAN SECURITIES LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
12270000.00000000
BANC OF AMERICA SECURITIES LLC
8-42263
000026091
N/A
35823058.99000000
BMO CAPITAL MARKETS CORP.
8-34344
000016686
RUC0QBLBRPRCU4W1NE59
440407006.00000000
WELLS FARGO SECURITIES LLC
8-65876
000126292
VYVVCKR63DVZZN70PB21
19824012.21999999
BNY MELLON CAPITAL MARKETS, LLC
8-35255
000017454
VJW2DOOHGDT6PR0ZRO63
252358683.06000000
CITIGROUP GLOBAL MARKETS INC.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
10906827.40000000
805916939.40999997
N
679935587.38999999
Invesco Multi-Factor Large Cap ETF
S000060844
5493008EDOPXWMK8E288
Y
1
0
0
Exchange-Traded Fund
Y
Y
-0.00144000
-0.00419900
0.00234000
0.00234000
Y
N
Y
N
BROWN BROTHERS HARRIMAN
5493006KMX1VFTPYPW14
N
N
N/A
N/A
N/A
Rule 12d1-1 (17 CFR 270.12d1-1)
Y
N
N
N
Invesco Capital Management LLC
801-61851
000125601
EJW8VXOT5RJ3PPMVEB49
2018-04-06
Guggenheim Funds Investment Advisors LLC
801-62515
000129288
5493006FBKA0W3QZI223
2018-04-06
The Bank of New York Mellon
85-05006
HPFHU0OQ28E4N0NFVK49
N
N
N
ITG Solutions Network, Inc.
N/A
N
ICE Data Services, Inc.
13-3668779
Federal Tax Identification Number
N
Thomson Reuters Markets, LLC
20-4530702
Federal Tax Identification Number
N
Pricing Direct, Inc.
549300WIC0TOJ7N7GD54
N
Markit North America, Inc.
549300HLPTRASH0E726
N
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
United Overseas Bank Ltd.
IO66REGK3RCBAMA8HR66
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Compnay Limited, Shanghai
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
ML
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
SK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Uganda Ltd
549300CU2GA4XCIHLV64
UG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
SN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibanamex (formerly known as Banco Nasional de Mexico S.A., Mexico City)
5493004NLEXB8DK06353
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services, S.C.A., Greece
N/A
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank of South Africa Limited, Johannesburg
QFC8ZCW3Q5PRXU1XTM60
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Oman S.A.O.G. Muscat
213800YRPSOSH9OA2V29
OM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Ag, Karachi
N/A
PK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau CorpBanca S.A.
549300DDPTTIZ06NIV06
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Malaysia Berhad, Kuala Lumpur
N/A
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited, Colombo
N/A
LK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
GW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutdche Bank AG, London Branch
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Landsbankinn hf, Reykjavik
549300TLZPT6JELDWM92
IS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DBS Bank Ltd
ATUEL7OJR5057F2PV266
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banque internationale Arabe de Tunisie
549300EZRO2TE67W7P49
TN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Dubai
549300F99IL9YJDWH369
AE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UBS Securities LLC
T6FIZBDPKLYJKFCRVK44
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
MT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The HongKong and Shanghai Banking Corp Limited
N/A
BD
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon Sa/NV
MMYX0N4ZEZ13Z4XCG897
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Morgan Stanley & Co. International PLC
4PQUHN3JPFGFNF3BB653
GB
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
The Hongkong and Shanghai Banking Corp Limited, Ebene
N/A
MU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A. Sao Paulo
1P0UUG7LC1S92QTNHG39
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB banka, Riga
549300YW95G1VBBGGV07
LV
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UniCredit Banka Slovenjia d.d., Lijubliana
549300O2UN9JLME31F08
SI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank of Kenya Ltd
549300BEL47N4GGJM871
KE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Jakarta
N/A
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc Magyarorszagi Fioktelepe, Budapest
N1FBEDJ5J41VKZLO2475
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Maghreb, Casablanca
5493003FVWLMBFTISI11
MA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Manila
N/A
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank of Ghana Ltd
549300M3N5M3E5WDG321
GH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Ltd
N/A
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
BJ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
XX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services, S.C.A., Greece
N/A
CY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Ltd
N/A
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellin SA/NV
MMYX0N4ZEZ13Z4XCG897
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Swaziland Limited, Mbabane
2549000IV408A4RRND84
SZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank A.S., Istanbul
N/A
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank Limited, Dar es Salaam
549300RLNUU3GJS6MK84
TZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Itau Uruguay S.A. Montevideo
549300HU8OQS1VTVXN55
UY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Boatswana Ltd
254900CFACP5V9H8W758
BW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB Pank, Tallinn
549300ND1MQ8SNNYMJ22
EE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Mizuho Bank Limited, Toyko
RB0PEZSDGCO3JS6CEU02
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Vietnam Limited, ho Chi Minh City
213800H95OG9OHRT4Y78
VN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco National de Costa Rica
549300BH267R4KQVKV59
CR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citigroup Ply Limited
0C45RG70GW42XSBLJ131
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
JSC Citibank Kazakhstan, Almaty
95XXGORQK31JZP82OG22
KZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank (taiwan) Limited
549300SG184IVNYDMN03
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Polska Kas Opieki S.A. Warsaw
5493000LKS7B3UTF7H35
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of Nova Scotia
549300UWAOFM7OXCND23
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Malaysia Berhad, Kuala Lumpur
P3RPN9OJFCXUPJWB1Q09
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Manama
549300F99IL9YJDWH369
BH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CREDIT SUISSE SECURITIES (USA) LLC
1V8Y6QCX6YMJ2OELII46
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Santander Securities Services S.A.U.
95980020140005900000
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Namibia Limited, Windhoek
254900K6TJFDYKSQWV49
MA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Mumbai
N/A
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Intesa Sanpaolo S.a.P. Milan
N/A
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank del Peru, S.A. Lima
MYTK5NHHP1G8TVFGT193
PE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB bankas, Vilnius
N/A
LT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Bilbao Vizcaya Argentina S.A.
549300QD1160SR6LNZ76
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
NE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon
549300KP56LL8NKKFL47
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AO Citibank, Moscow
N/A
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Goldman Sachs & Co.
FOR8UP27PHTHYVLBNG30
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Deustche Bank AG Seoul
N/A
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
MUFG Bank, Ltd.
C3GTMMZIHMY46P4OIX74
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Saudi Arabia Limited, Riyadh
2138009S6SHV5GLS7987
SA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Credit Suisse Limited, Zurich
549300CWR0W0BCS9Q144
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited, Mumbai
N/A
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited,Seoul
N/A
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
TG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
LU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Bermuda Limited, Hamilton
0W1U67PTV5WY3WYWKD79
BM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Islandsbanki hf.
549300PZMFIQR79Q0T97
IS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank Limited, Taipie
549300QJEO1B92LSHZ06
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Stockholm
F3JS33DEI6XQ4ZBPTN86
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank of America Merrill Lynch International Limited
EYKN6V0ZCB8VD9IULB80
GB
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UBS Switzerland AG, Zurich
549300WOIFUSNYH0FL22
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau Unibanco S.A.
BZO2P8KHO2O10H5QQ663
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services S.C.A.
549300WCGB70D06XZS54
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic IBTC Bank Plc., Lagos
029200098C3K8BI2D551
NG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Cititrust Colombia S.A.
549300242J3IJCOSGI49
CO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Limited
N/A
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
PJSC ROSBANK
HOXMZG026UQNRK6J0C60
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Limited, Blantyre
2549004FJV2K9P9UCU04
MW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Hapoalim B.M., Tel Aviv
B6ARUI4946ST4S7WOU88
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank USA, N.A.
1IE8VN30JCEQV1H4R804
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc. Dublin- Romania Branch, Bucharest
N1FBEDJ5J41VKZLO2475
RO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A. Buenos Aires
579100KKDGKCFFKKF005
AR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream Banking Luxembourg
549300OL514RA0SXJJ44
XX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Unicredit Bank Serbia JSC, Belgrade
52990001O0THU00TYK59
RS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank
N/A
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CIBC Mellon Trust Company
549300IYUUH221WBZ505
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
BF
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Egypt S.A.E., Cairo
2138001Q77JDLESS4Y50
EG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Panama City
U8K0SDHEW2A30M4SPI26
PA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc Bulgaria Branch, Sophia
N1FBEDJ5J41VKZLO2475
BG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Zambia Limited
549300HF45VBQ8L4HF36
ZM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The HongKong and Shanghai Banking Corp Limited, Sidney
N/A
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Zimbabwe Limited, Harare
2549005HENFMYGRM9S10
ZW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UniCreidet Bank Austria AG, Vienna
D1HEB8VEU6D9M8ZUXG17
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A.
N/A
VE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
JSC Citbank, Kiev
N/A
UA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Privredna Banka Zagreb d.d., Zagreb
549300ZHFZ4CSK7VS460
HR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Safat Kuwait
N/A
KW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Doha
N/A
QA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Compnay Limited, Shanghai
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon
N/A
IE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Y
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
N
INSTINET, LLC
8-23669
000007897
549300MGMN3RKMU8FT57
268.18000000
BANC OF AMERICA SECURITIES LLC
8-42263
000026091
N/A
228.14000000
BTIG, LLC
8-65473
000122225
549300GTG9PL6WO3EC51
64.94000000
561.26000000
BNY MELLON CAPITAL MARKETS, LLC
8-35255
000017454
VJW2DOOHGDT6PR0ZRO63
36577.14000000
BANC OF AMERICA SECURITIES LLC
8-42263
000026091
N/A
8918.58000000
GOLDMAN, SACHS & CO.
8-129
000000361
FOR8UP27PHTHYVLBNG30
2794212.43000000
2839708.15000000
N
1370441.67100000
Invesco Multi-Factor Core Plus Fixed Income ETF
S000062200
5493003KWGGDBDHHSJ14
Y
1
0
0
Exchange-Traded Fund
Y
Y
-0.00812700
-0.00960300
0.00387400
0.00387400
Y
N
N
N
N/A
N/A
N/A
Rule 12d1-1 (17 CFR 270.12d1-1)
Y
Y
N
N
Invesco Capital Management LLC
801-61851
000125601
EJW8VXOT5RJ3PPMVEB49
N
The Bank of New York Mellon
85-05006
HPFHU0OQ28E4N0NFVK49
N
N
N
Pricing Direct, Inc.
549300WIC0TOJ7N7GD54
N
ITG Solutions Network, Inc.
N/A
N
ICE Data Services, Inc.
13-3668779
Federal Tax Identification Number
N
Markit North America, Inc.
549300HLPTRASH0E726
N
Thomson Reuters Markets, LLC
20-4530702
Federal Tax Identification Number
N
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
MUFG Bank, Ltd.
C3GTMMZIHMY46P4OIX74
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Egypt S.A.E., Cairo
2138001Q77JDLESS4Y50
EG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Morgan Stanley & Co. International PLC
4PQUHN3JPFGFNF3BB653
GB
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
HSBC Bank Middle East Limited, Dubai
549300F99IL9YJDWH369
AE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibanamex (formerly known as Banco Nasional de Mexico S.A., Mexico City)
5493004NLEXB8DK06353
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB bankas, Vilnius
N/A
LT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
SK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank
N/A
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Stockholm
F3JS33DEI6XQ4ZBPTN86
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UniCredit Banka Slovenjia d.d., Lijubliana
549300O2UN9JLME31F08
SI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Maghreb, Casablanca
5493003FVWLMBFTISI11
MA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
BF
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
JSC Citibank Kazakhstan, Almaty
95XXGORQK31JZP82OG22
KZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Swaziland Limited, Mbabane
2549000IV408A4RRND84
SZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Uganda Ltd
549300CU2GA4XCIHLV64
UG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutdche Bank AG, London Branch
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon
N/A
IE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank USA, N.A.
1IE8VN30JCEQV1H4R804
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
ML
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellin SA/NV
MMYX0N4ZEZ13Z4XCG897
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Itau Uruguay S.A. Montevideo
549300HU8OQS1VTVXN55
UY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Ltd
N/A
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB banka, Riga
549300YW95G1VBBGGV07
LV
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Bilbao Vizcaya Argentina S.A.
549300QD1160SR6LNZ76
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank A.S., Istanbul
N/A
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Compnay Limited, Shanghai
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc Magyarorszagi Fioktelepe, Budapest
N1FBEDJ5J41VKZLO2475
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Ltd
N/A
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited, Mumbai
N/A
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Namibia Limited, Windhoek
254900K6TJFDYKSQWV49
MA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank of Kenya Ltd
549300BEL47N4GGJM871
KE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic IBTC Bank Plc., Lagos
029200098C3K8BI2D551
NG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Unicredit Bank Serbia JSC, Belgrade
52990001O0THU00TYK59
RS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Doha
N/A
QA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Mumbai
N/A
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AO Citibank, Moscow
N/A
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau Unibanco S.A.
BZO2P8KHO2O10H5QQ663
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Landsbankinn hf, Reykjavik
549300TLZPT6JELDWM92
IS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citigroup Ply Limited
0C45RG70GW42XSBLJ131
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau CorpBanca S.A.
549300DDPTTIZ06NIV06
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services, S.C.A., Greece
N/A
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Safat Kuwait
N/A
KW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Goldman Sachs & Co.
FOR8UP27PHTHYVLBNG30
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
HSBC Bank Bermuda Limited, Hamilton
0W1U67PTV5WY3WYWKD79
BM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
XX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
NE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Manila
N/A
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
SN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB Pank, Tallinn
549300ND1MQ8SNNYMJ22
EE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc Bulgaria Branch, Sophia
N1FBEDJ5J41VKZLO2475
BG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
JSC Citbank, Kiev
N/A
UA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A. Buenos Aires
579100KKDGKCFFKKF005
AR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank of America Merrill Lynch International Limited
EYKN6V0ZCB8VD9IULB80
GB
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
The Hongkong and Shanghai Banking Corp Limited, Ebene
N/A
MU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank of Ghana Ltd
549300M3N5M3E5WDG321
GH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
MT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Cititrust Colombia S.A.
549300242J3IJCOSGI49
CO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CIBC Mellon Trust Company
549300IYUUH221WBZ505
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
PJSC ROSBANK
HOXMZG026UQNRK6J0C60
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
TG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The HongKong and Shanghai Banking Corp Limited
N/A
BD
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Jakarta
N/A
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Compnay Limited, Shanghai
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Boatswana Ltd
254900CFACP5V9H8W758
BW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
GW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Hapoalim B.M., Tel Aviv
B6ARUI4946ST4S7WOU88
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Intesa Sanpaolo S.a.P. Milan
N/A
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deustche Bank AG Seoul
N/A
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UniCreidet Bank Austria AG, Vienna
D1HEB8VEU6D9M8ZUXG17
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
United Overseas Bank Ltd.
IO66REGK3RCBAMA8HR66
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon Sa/NV
MMYX0N4ZEZ13Z4XCG897
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DBS Bank Ltd
ATUEL7OJR5057F2PV266
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Polska Kas Opieki S.A. Warsaw
5493000LKS7B3UTF7H35
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UBS Securities LLC
T6FIZBDPKLYJKFCRVK44
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
HSBC Bank Middle East Limited, Manama
549300F99IL9YJDWH369
BH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank (taiwan) Limited
549300SG184IVNYDMN03
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream Banking Luxembourg
549300OL514RA0SXJJ44
XX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A.
N/A
VE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Santander Securities Services S.A.U.
95980020140005900000
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Vietnam Limited, ho Chi Minh City
213800H95OG9OHRT4Y78
VN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
BJ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services S.C.A.
549300WCGB70D06XZS54
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank Limited, Taipie
549300QJEO1B92LSHZ06
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CREDIT SUISSE SECURITIES (USA) LLC
1V8Y6QCX6YMJ2OELII46
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Citibank, N.A. Sao Paulo
1P0UUG7LC1S92QTNHG39
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited, Colombo
N/A
LK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Oman S.A.O.G. Muscat
213800YRPSOSH9OA2V29
OM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Limited, Blantyre
2549004FJV2K9P9UCU04
MW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The HongKong and Shanghai Banking Corp Limited, Sidney
N/A
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Panama City
U8K0SDHEW2A30M4SPI26
PA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco National de Costa Rica
549300BH267R4KQVKV59
CR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Zimbabwe Limited, Harare
2549005HENFMYGRM9S10
ZW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banque internationale Arabe de Tunisie
549300EZRO2TE67W7P49
TN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank Limited, Dar es Salaam
549300RLNUU3GJS6MK84
TZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited,Seoul
N/A
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Credit Suisse Limited, Zurich
549300CWR0W0BCS9Q144
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Ag, Karachi
N/A
PK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services, S.C.A., Greece
N/A
CY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Zambia Limited
549300HF45VBQ8L4HF36
ZM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Privredna Banka Zagreb d.d., Zagreb
549300ZHFZ4CSK7VS460
HR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UBS Switzerland AG, Zurich
549300WOIFUSNYH0FL22
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Limited
N/A
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
LU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Saudi Arabia Limited, Riyadh
2138009S6SHV5GLS7987
SA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of Nova Scotia
549300UWAOFM7OXCND23
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon
549300KP56LL8NKKFL47
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank of South Africa Limited, Johannesburg
QFC8ZCW3Q5PRXU1XTM60
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Mizuho Bank Limited, Toyko
RB0PEZSDGCO3JS6CEU02
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank del Peru, S.A. Lima
MYTK5NHHP1G8TVFGT193
PE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Islandsbanki hf.
549300PZMFIQR79Q0T97
IS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Malaysia Berhad, Kuala Lumpur
N/A
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc. Dublin- Romania Branch, Bucharest
N1FBEDJ5J41VKZLO2475
RO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Malaysia Berhad, Kuala Lumpur
P3RPN9OJFCXUPJWB1Q09
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Y
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
N
0.00000000
BNY MELLON CAPITAL MARKETS, LLC
8-35255
000017454
VJW2DOOHGDT6PR0ZRO63
52198432.14000000
BANC OF AMERICA SECURITIES LLC
8-42263
000026091
N/A
7005254.38999999
WELLS FARGO SECURITIES LLC
8-65876
000126292
VYVVCKR63DVZZN70PB21
745875.67000000
MORGAN STANLEY & CO. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
996075.00000000
NOMURA SECURITIES INTERNATIONAL, INC.
8-15255
000004297
OXTKY6Q8X53C9ILVV871
3749610.62000000
CITIGROUP GLOBAL MARKETS INC.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
12764268.78999999
GOLDMAN, SACHS & CO.
8-129
000000361
FOR8UP27PHTHYVLBNG30
22403819.87000000
CREDIT SUISSE SECURITIES (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
784552.07000000
RBC CAPITAL MARKETS, LLC
8-45411
000031194
549300LCO2FLSSVFFR64
1759095.72000000
J.P. MORGAN SECURITIES LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
3946162.39000000
110672395.83000000
N
50188012.85999999
Invesco BulletShares 2022 High Yield Corporate Bond ETF
S000060834
549300O1N10GTRVVNI93
Y
1
0
0
Exchange-Traded Fund
Y
Y
-0.00441900
-0.00872300
0.00539200
0.00539200
Y
N
Y
Y
N
CITIBANK N.A
E57ODZWZ7FF32TWEFA76
N
N
N/A
4968065.00
7034.65
Rule 17a-7 (17 CFR 270.17a-7)
Rule 12d1-1 (17 CFR 270.12d1-1)
Y
Y
N
N
Invesco Capital Management LLC
801-61851
000125601
EJW8VXOT5RJ3PPMVEB49
N
The Bank of New York Mellon
85-05006
HPFHU0OQ28E4N0NFVK49
N
N
N
Markit North America, Inc.
549300HLPTRASH0E726
N
Thomson Reuters Markets, LLC
20-4530702
Federal Tax Identification Number
N
ITG Solutions Network, Inc.
N/A
N
ICE Data Services, Inc.
13-3668779
Federal Tax Identification Number
N
Pricing Direct, Inc.
549300WIC0TOJ7N7GD54
N
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
HSBC Bank Middle East Limited, Doha
N/A
QA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Mumbai
N/A
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services, S.C.A., Greece
N/A
CY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Polska Kas Opieki S.A. Warsaw
5493000LKS7B3UTF7H35
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Oman S.A.O.G. Muscat
213800YRPSOSH9OA2V29
OM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Landsbankinn hf, Reykjavik
549300TLZPT6JELDWM92
IS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Zimbabwe Limited, Harare
2549005HENFMYGRM9S10
ZW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB banka, Riga
549300YW95G1VBBGGV07
LV
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited, Ebene
N/A
MU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank of Ghana Ltd
549300M3N5M3E5WDG321
GH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Vietnam Limited, ho Chi Minh City
213800H95OG9OHRT4Y78
VN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Bermuda Limited, Hamilton
0W1U67PTV5WY3WYWKD79
BM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Manila
N/A
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
BJ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank del Peru, S.A. Lima
MYTK5NHHP1G8TVFGT193
PE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services, S.C.A., Greece
N/A
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Unicredit Bank Serbia JSC, Belgrade
52990001O0THU00TYK59
RS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau Unibanco S.A.
BZO2P8KHO2O10H5QQ663
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
LU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Safat Kuwait
N/A
KW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
MUFG Bank, Ltd.
C3GTMMZIHMY46P4OIX74
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
SK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Zambia Limited
549300HF45VBQ8L4HF36
ZM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Uganda Ltd
549300CU2GA4XCIHLV64
UG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Ag, Karachi
N/A
PK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Namibia Limited, Windhoek
254900K6TJFDYKSQWV49
MA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank of South Africa Limited, Johannesburg
QFC8ZCW3Q5PRXU1XTM60
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
XX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UniCredit Banka Slovenjia d.d., Lijubliana
549300O2UN9JLME31F08
SI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Limited
N/A
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Credit Suisse Limited, Zurich
549300CWR0W0BCS9Q144
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco National de Costa Rica
549300BH267R4KQVKV59
CR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Limited, Blantyre
2549004FJV2K9P9UCU04
MW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Hapoalim B.M., Tel Aviv
B6ARUI4946ST4S7WOU88
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutdche Bank AG, London Branch
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UBS Switzerland AG, Zurich
549300WOIFUSNYH0FL22
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Cititrust Colombia S.A.
549300242J3IJCOSGI49
CO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank USA, N.A.
1IE8VN30JCEQV1H4R804
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banque internationale Arabe de Tunisie
549300EZRO2TE67W7P49
TN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Swaziland Limited, Mbabane
2549000IV408A4RRND84
SZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Goldman Sachs & Co.
FOR8UP27PHTHYVLBNG30
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Banco Bilbao Vizcaya Argentina S.A.
549300QD1160SR6LNZ76
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank of Kenya Ltd
549300BEL47N4GGJM871
KE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
TG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB bankas, Vilnius
N/A
LT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Compnay Limited, Shanghai
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
JSC Citibank Kazakhstan, Almaty
95XXGORQK31JZP82OG22
KZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Saudi Arabia Limited, Riyadh
2138009S6SHV5GLS7987
SA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
PJSC ROSBANK
HOXMZG026UQNRK6J0C60
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Itau Uruguay S.A. Montevideo
549300HU8OQS1VTVXN55
UY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Intesa Sanpaolo S.a.P. Milan
N/A
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A.
N/A
VE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Compnay Limited, Shanghai
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
GW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Maghreb, Casablanca
5493003FVWLMBFTISI11
MA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream Banking Luxembourg
549300OL514RA0SXJJ44
XX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau CorpBanca S.A.
549300DDPTTIZ06NIV06
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
MT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Jakarta
N/A
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon
N/A
IE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Boatswana Ltd
254900CFACP5V9H8W758
BW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited, Mumbai
N/A
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deustche Bank AG Seoul
N/A
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc Magyarorszagi Fioktelepe, Budapest
N1FBEDJ5J41VKZLO2475
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibanamex (formerly known as Banco Nasional de Mexico S.A., Mexico City)
5493004NLEXB8DK06353
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank Limited, Dar es Salaam
549300RLNUU3GJS6MK84
TZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The HongKong and Shanghai Banking Corp Limited, Sidney
N/A
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Ltd
N/A
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank Limited, Taipie
549300QJEO1B92LSHZ06
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank of America Merrill Lynch International Limited
EYKN6V0ZCB8VD9IULB80
GB
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
HSBC Bank (taiwan) Limited
549300SG184IVNYDMN03
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Dubai
549300F99IL9YJDWH369
AE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon Sa/NV
MMYX0N4ZEZ13Z4XCG897
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc Bulgaria Branch, Sophia
N1FBEDJ5J41VKZLO2475
BG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services S.C.A.
549300WCGB70D06XZS54
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The HongKong and Shanghai Banking Corp Limited
N/A
BD
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
United Overseas Bank Ltd.
IO66REGK3RCBAMA8HR66
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
JSC Citbank, Kiev
N/A
UA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Morgan Stanley & Co. International PLC
4PQUHN3JPFGFNF3BB653
GB
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Deutsche Bank Malaysia Berhad, Kuala Lumpur
N/A
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank A.S., Istanbul
N/A
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Privredna Banka Zagreb d.d., Zagreb
549300ZHFZ4CSK7VS460
HR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Egypt S.A.E., Cairo
2138001Q77JDLESS4Y50
EG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DBS Bank Ltd
ATUEL7OJR5057F2PV266
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic IBTC Bank Plc., Lagos
029200098C3K8BI2D551
NG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited,Seoul
N/A
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Stockholm
F3JS33DEI6XQ4ZBPTN86
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UBS Securities LLC
T6FIZBDPKLYJKFCRVK44
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Islandsbanki hf.
549300PZMFIQR79Q0T97
IS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited, Colombo
N/A
LK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Mizuho Bank Limited, Toyko
RB0PEZSDGCO3JS6CEU02
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UniCreidet Bank Austria AG, Vienna
D1HEB8VEU6D9M8ZUXG17
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
BF
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
NE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A. Sao Paulo
1P0UUG7LC1S92QTNHG39
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB Pank, Tallinn
549300ND1MQ8SNNYMJ22
EE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Ltd
N/A
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CIBC Mellon Trust Company
549300IYUUH221WBZ505
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CREDIT SUISSE SECURITIES (USA) LLC
1V8Y6QCX6YMJ2OELII46
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Citibank Europe plc. Dublin- Romania Branch, Bucharest
N1FBEDJ5J41VKZLO2475
RO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Malaysia Berhad, Kuala Lumpur
P3RPN9OJFCXUPJWB1Q09
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
SN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Manama
549300F99IL9YJDWH369
BH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
ML
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank
N/A
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citigroup Ply Limited
0C45RG70GW42XSBLJ131
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A. Buenos Aires
579100KKDGKCFFKKF005
AR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of Nova Scotia
549300UWAOFM7OXCND23
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellin SA/NV
MMYX0N4ZEZ13Z4XCG897
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AO Citibank, Moscow
N/A
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon
549300KP56LL8NKKFL47
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Panama City
U8K0SDHEW2A30M4SPI26
PA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Santander Securities Services S.A.U.
95980020140005900000
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Y
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
N
0.00000000
MUFG SECURITIES AMERICAS INC.
8-43026
000019685
K5HU16E3LMSVCCJJJ255
3865750.00000000
BNY MELLON CAPITAL MARKETS, LLC
8-35255
000017454
VJW2DOOHGDT6PR0ZRO63
55222270.64000000
GOLDMAN, SACHS & CO.
8-129
000000361
FOR8UP27PHTHYVLBNG30
3722610.00000000
KEYBANC CAPITAL MARKETS INC.
8-30177
000000566
2EQWV0180Z211YVAD813
2100397.50000000
MARKETAXESS CORP.
8-50727
000044542
GPSMMRI21JE7ZCVYF972
5736864.00000000
MORGAN STANLEY & CO. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
2359060.00000000
J.P. MORGAN SECURITIES LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
2479975.00000000
BANC OF AMERICA SECURITIES LLC
8-42263
000026091
N/A
36596831.53999999
DEUTSCHE BANK SECURITIES INC.
8-17822
000002525
9J6MBOOO7BECTDTUZW19
2570616.79999999
SUMRIDGE PARTNERS, LLC
8-68454
000152437
529900ECMK8VI6Q1FG89
3305820.00000000
129765159.03000000
N
224361828.58666700
Invesco BulletShares 2018 Corporate Bond ETF
S000060845
5493004SAVZWFLT4YU34
Y
1
0
0
Exchange-Traded Fund
Y
Y
0.00052600
-0.00049100
0.00307800
0.00307800
Y
N
N
N
N/A
N/A
N/A
Rule 12d1-1 (17 CFR 270.12d1-1)
Y
Y
N
N
Invesco Capital Management LLC
801-61851
000125601
EJW8VXOT5RJ3PPMVEB49
N
The Bank of New York Mellon
85-05006
HPFHU0OQ28E4N0NFVK49
N
N
N
Markit North America, Inc.
549300HLPTRASH0E726
N
Pricing Direct, Inc.
549300WIC0TOJ7N7GD54
N
ICE Data Services, Inc.
13-3668779
Federal Tax Identification Number
N
ITG Solutions Network, Inc.
N/A
N
Thomson Reuters Markets, LLC
20-4530702
Federal Tax Identification Number
N
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
The Bank of New York Mellin SA/NV
MMYX0N4ZEZ13Z4XCG897
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Landsbankinn hf, Reykjavik
549300TLZPT6JELDWM92
IS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UniCreidet Bank Austria AG, Vienna
D1HEB8VEU6D9M8ZUXG17
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Vietnam Limited, ho Chi Minh City
213800H95OG9OHRT4Y78
VN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Goldman Sachs & Co.
FOR8UP27PHTHYVLBNG30
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Citibank, N.A. Sao Paulo
1P0UUG7LC1S92QTNHG39
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Zambia Limited
549300HF45VBQ8L4HF36
ZM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank
N/A
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Ltd
N/A
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Panama City
U8K0SDHEW2A30M4SPI26
PA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank (taiwan) Limited
549300SG184IVNYDMN03
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Swaziland Limited, Mbabane
2549000IV408A4RRND84
SZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB Pank, Tallinn
549300ND1MQ8SNNYMJ22
EE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc Magyarorszagi Fioktelepe, Budapest
N1FBEDJ5J41VKZLO2475
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Malaysia Berhad, Kuala Lumpur
N/A
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Oman S.A.O.G. Muscat
213800YRPSOSH9OA2V29
OM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Jakarta
N/A
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Uganda Ltd
549300CU2GA4XCIHLV64
UG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited, Colombo
N/A
LK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon
549300KP56LL8NKKFL47
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream Banking Luxembourg
549300OL514RA0SXJJ44
XX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Zimbabwe Limited, Harare
2549005HENFMYGRM9S10
ZW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The HongKong and Shanghai Banking Corp Limited
N/A
BD
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank Limited, Dar es Salaam
549300RLNUU3GJS6MK84
TZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
PJSC ROSBANK
HOXMZG026UQNRK6J0C60
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Ag, Karachi
N/A
PK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CREDIT SUISSE SECURITIES (USA) LLC
1V8Y6QCX6YMJ2OELII46
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Manila
N/A
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Maghreb, Casablanca
5493003FVWLMBFTISI11
MA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Dubai
549300F99IL9YJDWH369
AE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
SK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UBS Switzerland AG, Zurich
549300WOIFUSNYH0FL22
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco National de Costa Rica
549300BH267R4KQVKV59
CR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutdche Bank AG, London Branch
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Mumbai
N/A
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Intesa Sanpaolo S.a.P. Milan
N/A
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Hapoalim B.M., Tel Aviv
B6ARUI4946ST4S7WOU88
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
United Overseas Bank Ltd.
IO66REGK3RCBAMA8HR66
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Santander Securities Services S.A.U.
95980020140005900000
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
GW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
ML
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Islandsbanki hf.
549300PZMFIQR79Q0T97
IS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citigroup Ply Limited
0C45RG70GW42XSBLJ131
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Manama
549300F99IL9YJDWH369
BH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services S.C.A.
549300WCGB70D06XZS54
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CIBC Mellon Trust Company
549300IYUUH221WBZ505
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited, Ebene
N/A
MU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
SN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Stockholm
F3JS33DEI6XQ4ZBPTN86
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Limited, Blantyre
2549004FJV2K9P9UCU04
MW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
JSC Citbank, Kiev
N/A
UA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank of Kenya Ltd
549300BEL47N4GGJM871
KE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Privredna Banka Zagreb d.d., Zagreb
549300ZHFZ4CSK7VS460
HR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank del Peru, S.A. Lima
MYTK5NHHP1G8TVFGT193
PE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc Bulgaria Branch, Sophia
N1FBEDJ5J41VKZLO2475
BG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited,Seoul
N/A
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Malaysia Berhad, Kuala Lumpur
P3RPN9OJFCXUPJWB1Q09
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UniCredit Banka Slovenjia d.d., Lijubliana
549300O2UN9JLME31F08
SI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau CorpBanca S.A.
549300DDPTTIZ06NIV06
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AO Citibank, Moscow
N/A
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
BF
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The HongKong and Shanghai Banking Corp Limited, Sidney
N/A
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank A.S., Istanbul
N/A
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank of America Merrill Lynch International Limited
EYKN6V0ZCB8VD9IULB80
GB
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
The Bank of New York Mellon Sa/NV
MMYX0N4ZEZ13Z4XCG897
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank Limited, Taipie
549300QJEO1B92LSHZ06
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited, Mumbai
N/A
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Credit Suisse Limited, Zurich
549300CWR0W0BCS9Q144
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
JSC Citibank Kazakhstan, Almaty
95XXGORQK31JZP82OG22
KZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank of South Africa Limited, Johannesburg
QFC8ZCW3Q5PRXU1XTM60
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau Unibanco S.A.
BZO2P8KHO2O10H5QQ663
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Safat Kuwait
N/A
KW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibanamex (formerly known as Banco Nasional de Mexico S.A., Mexico City)
5493004NLEXB8DK06353
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services, S.C.A., Greece
N/A
CY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A.
N/A
VE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB bankas, Vilnius
N/A
LT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Ltd
N/A
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Polska Kas Opieki S.A. Warsaw
5493000LKS7B3UTF7H35
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Namibia Limited, Windhoek
254900K6TJFDYKSQWV49
MA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
MUFG Bank, Ltd.
C3GTMMZIHMY46P4OIX74
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DBS Bank Ltd
ATUEL7OJR5057F2PV266
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Egypt S.A.E., Cairo
2138001Q77JDLESS4Y50
EG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banque internationale Arabe de Tunisie
549300EZRO2TE67W7P49
TN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
LU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Cititrust Colombia S.A.
549300242J3IJCOSGI49
CO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of Nova Scotia
549300UWAOFM7OXCND23
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank of Ghana Ltd
549300M3N5M3E5WDG321
GH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Compnay Limited, Shanghai
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Saudi Arabia Limited, Riyadh
2138009S6SHV5GLS7987
SA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Limited
N/A
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Itau Uruguay S.A. Montevideo
549300HU8OQS1VTVXN55
UY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon
N/A
IE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
TG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Bilbao Vizcaya Argentina S.A.
549300QD1160SR6LNZ76
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
NE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc. Dublin- Romania Branch, Bucharest
N1FBEDJ5J41VKZLO2475
RO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deustche Bank AG Seoul
N/A
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Bermuda Limited, Hamilton
0W1U67PTV5WY3WYWKD79
BM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Boatswana Ltd
254900CFACP5V9H8W758
BW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Morgan Stanley & Co. International PLC
4PQUHN3JPFGFNF3BB653
GB
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
BJ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Mizuho Bank Limited, Toyko
RB0PEZSDGCO3JS6CEU02
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A. Buenos Aires
579100KKDGKCFFKKF005
AR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Unicredit Bank Serbia JSC, Belgrade
52990001O0THU00TYK59
RS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
XX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services, S.C.A., Greece
N/A
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Doha
N/A
QA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Compnay Limited, Shanghai
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic IBTC Bank Plc., Lagos
029200098C3K8BI2D551
NG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UBS Securities LLC
T6FIZBDPKLYJKFCRVK44
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
MT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank USA, N.A.
1IE8VN30JCEQV1H4R804
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB banka, Riga
549300YW95G1VBBGGV07
LV
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Y
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
N
0.00000000
ROBERT W. BAIRD & CO. INC.
8-497
000008158
549300772UJAHRD6LO53
14122530.15000000
WELLS FARGO SECURITIES LLC
8-65876
000126292
VYVVCKR63DVZZN70PB21
32475889.91000000
MORGAN STANLEY & CO. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
38213064.18999999
NOMURA SECURITIES INTERNATIONAL, INC.
8-15255
000004297
OXTKY6Q8X53C9ILVV871
39646858.32999999
CITIGROUP GLOBAL MARKETS INC.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
55042621.97999999
MARKETAXESS CORP.
8-50727
000044542
GPSMMRI21JE7ZCVYF972
24112799.09000000
TD SECURITIES (USA) LLC
8-36747
000018476
SUVUFHICNZMP2WKHG940
11823004.07000000
BMO CAPITAL MARKETS CORP.
8-34344
000016686
RUC0QBLBRPRCU4W1NE59
126198732.53000000
BANC OF AMERICA SECURITIES LLC
8-42263
000026091
N/A
14493965.11999999
BNY MELLON CAPITAL MARKETS, LLC
8-35255
000017454
VJW2DOOHGDT6PR0ZRO63
573493549.26999998
972139691.73000002
N
751571438.88666701
Invesco Emerging Markets Debt Defensive ETF
S000062193
549300V6P9TL2KC5ZI52
Y
1
0
0
Exchange-Traded Fund
Y
Y
0.00329700
0.00034100
0.00793700
0.00793700
Y
N
N
N
N/A
N/A
N/A
Rule 12d1-1 (17 CFR 270.12d1-1)
Y
Y
N
N
Invesco Capital Management LLC
801-61851
000125601
EJW8VXOT5RJ3PPMVEB49
N
The Bank of New York Mellon
85-05006
HPFHU0OQ28E4N0NFVK49
N
N
N
Thomson Reuters Markets, LLC
20-4530702
Federal Tax Identification Number
N
Markit North America, Inc.
549300HLPTRASH0E726
N
ICE Data Services, Inc.
13-3668779
Federal Tax Identification Number
N
ITG Solutions Network, Inc.
N/A
N
Pricing Direct, Inc.
549300WIC0TOJ7N7GD54
N
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Citigroup Ply Limited
0C45RG70GW42XSBLJ131
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Oman S.A.O.G. Muscat
213800YRPSOSH9OA2V29
OM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Jakarta
N/A
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank USA, N.A.
1IE8VN30JCEQV1H4R804
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Zimbabwe Limited, Harare
2549005HENFMYGRM9S10
ZW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
BF
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutdche Bank AG, London Branch
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Swaziland Limited, Mbabane
2549000IV408A4RRND84
SZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The HongKong and Shanghai Banking Corp Limited
N/A
BD
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellin SA/NV
MMYX0N4ZEZ13Z4XCG897
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services, S.C.A., Greece
N/A
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Namibia Limited, Windhoek
254900K6TJFDYKSQWV49
MA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Privredna Banka Zagreb d.d., Zagreb
549300ZHFZ4CSK7VS460
HR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
LU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
SK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited, Mumbai
N/A
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Dubai
549300F99IL9YJDWH369
AE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank Limited, Dar es Salaam
549300RLNUU3GJS6MK84
TZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
United Overseas Bank Ltd.
IO66REGK3RCBAMA8HR66
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank Limited, Taipie
549300QJEO1B92LSHZ06
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited, Colombo
N/A
LK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau CorpBanca S.A.
549300DDPTTIZ06NIV06
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Manama
549300F99IL9YJDWH369
BH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank del Peru, S.A. Lima
MYTK5NHHP1G8TVFGT193
PE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank (taiwan) Limited
549300SG184IVNYDMN03
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
MUFG Bank, Ltd.
C3GTMMZIHMY46P4OIX74
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UniCreidet Bank Austria AG, Vienna
D1HEB8VEU6D9M8ZUXG17
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Doha
N/A
QA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A.
N/A
VE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services, S.C.A., Greece
N/A
CY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited, Ebene
N/A
MU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB banka, Riga
549300YW95G1VBBGGV07
LV
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Compnay Limited, Shanghai
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Zambia Limited
549300HF45VBQ8L4HF36
ZM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Islandsbanki hf.
549300PZMFIQR79Q0T97
IS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank of America Merrill Lynch International Limited
EYKN6V0ZCB8VD9IULB80
GB
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Banque internationale Arabe de Tunisie
549300EZRO2TE67W7P49
TN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank of Ghana Ltd
549300M3N5M3E5WDG321
GH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Panama City
U8K0SDHEW2A30M4SPI26
PA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Bilbao Vizcaya Argentina S.A.
549300QD1160SR6LNZ76
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank of Kenya Ltd
549300BEL47N4GGJM871
KE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Malaysia Berhad, Kuala Lumpur
N/A
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Intesa Sanpaolo S.a.P. Milan
N/A
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Compnay Limited, Shanghai
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Mumbai
N/A
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services S.C.A.
549300WCGB70D06XZS54
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CIBC Mellon Trust Company
549300IYUUH221WBZ505
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
SN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc. Dublin- Romania Branch, Bucharest
N1FBEDJ5J41VKZLO2475
RO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AO Citibank, Moscow
N/A
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Mizuho Bank Limited, Toyko
RB0PEZSDGCO3JS6CEU02
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Ltd
N/A
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DBS Bank Ltd
ATUEL7OJR5057F2PV266
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A. Sao Paulo
1P0UUG7LC1S92QTNHG39
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Boatswana Ltd
254900CFACP5V9H8W758
BW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
PJSC ROSBANK
HOXMZG026UQNRK6J0C60
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Vietnam Limited, ho Chi Minh City
213800H95OG9OHRT4Y78
VN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
BJ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
MT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The HongKong and Shanghai Banking Corp Limited, Sidney
N/A
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Ltd
N/A
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank A.S., Istanbul
N/A
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Egypt S.A.E., Cairo
2138001Q77JDLESS4Y50
EG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
GW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
ML
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc Magyarorszagi Fioktelepe, Budapest
N1FBEDJ5J41VKZLO2475
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CREDIT SUISSE SECURITIES (USA) LLC
1V8Y6QCX6YMJ2OELII46
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
JSC Citbank, Kiev
N/A
UA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Cititrust Colombia S.A.
549300242J3IJCOSGI49
CO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
JSC Citibank Kazakhstan, Almaty
95XXGORQK31JZP82OG22
KZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Bermuda Limited, Hamilton
0W1U67PTV5WY3WYWKD79
BM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank of South Africa Limited, Johannesburg
QFC8ZCW3Q5PRXU1XTM60
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau Unibanco S.A.
BZO2P8KHO2O10H5QQ663
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of Nova Scotia
549300UWAOFM7OXCND23
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Morgan Stanley & Co. International PLC
4PQUHN3JPFGFNF3BB653
GB
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Citibanamex (formerly known as Banco Nasional de Mexico S.A., Mexico City)
5493004NLEXB8DK06353
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UBS Switzerland AG, Zurich
549300WOIFUSNYH0FL22
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deustche Bank AG Seoul
N/A
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon
549300KP56LL8NKKFL47
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited,Seoul
N/A
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon Sa/NV
MMYX0N4ZEZ13Z4XCG897
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Unicredit Bank Serbia JSC, Belgrade
52990001O0THU00TYK59
RS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Landsbankinn hf, Reykjavik
549300TLZPT6JELDWM92
IS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Hapoalim B.M., Tel Aviv
B6ARUI4946ST4S7WOU88
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Goldman Sachs & Co.
FOR8UP27PHTHYVLBNG30
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
HSBC Limited
N/A
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
NE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Uganda Ltd
549300CU2GA4XCIHLV64
UG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Saudi Arabia Limited, Riyadh
2138009S6SHV5GLS7987
SA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Santander Securities Services S.A.U.
95980020140005900000
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon
N/A
IE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A. Buenos Aires
579100KKDGKCFFKKF005
AR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Polska Kas Opieki S.A. Warsaw
5493000LKS7B3UTF7H35
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Safat Kuwait
N/A
KW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
XX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Itau Uruguay S.A. Montevideo
549300HU8OQS1VTVXN55
UY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UBS Securities LLC
T6FIZBDPKLYJKFCRVK44
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Banco National de Costa Rica
549300BH267R4KQVKV59
CR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB bankas, Vilnius
N/A
LT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Ag, Karachi
N/A
PK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB Pank, Tallinn
549300ND1MQ8SNNYMJ22
EE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Maghreb, Casablanca
5493003FVWLMBFTISI11
MA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc Bulgaria Branch, Sophia
N1FBEDJ5J41VKZLO2475
BG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UniCredit Banka Slovenjia d.d., Lijubliana
549300O2UN9JLME31F08
SI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream Banking Luxembourg
549300OL514RA0SXJJ44
XX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Limited, Blantyre
2549004FJV2K9P9UCU04
MW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Stockholm
F3JS33DEI6XQ4ZBPTN86
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Manila
N/A
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Credit Suisse Limited, Zurich
549300CWR0W0BCS9Q144
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
TG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank
N/A
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Malaysia Berhad, Kuala Lumpur
P3RPN9OJFCXUPJWB1Q09
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic IBTC Bank Plc., Lagos
029200098C3K8BI2D551
NG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Y
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
N
0.00000000
BNY MELLON CAPITAL MARKETS, LLC
8-35255
000017454
VJW2DOOHGDT6PR0ZRO63
83073.32000000
DEUTSCHE BANK SECURITIES INC.
8-17822
000002525
9J6MBOOO7BECTDTUZW19
204780.00000000
BANC OF AMERICA SECURITIES LLC
8-42263
000026091
N/A
47715708.60000000
48003561.92000000
N
24962895.26000000
Invesco BulletShares 2019 Corporate Bond ETF
S000060847
54930022P601I4AR9E27
Y
1
0
0
Exchange-Traded Fund
Y
Y
0.00179600
0.00078500
0.00374200
0.00374200
Y
N
N
N
N/A
N/A
N/A
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 17a-7 (17 CFR 270.17a-7)
Y
Y
N
N
Invesco Capital Management LLC
801-61851
000125601
EJW8VXOT5RJ3PPMVEB49
N
The Bank of New York Mellon
85-05006
HPFHU0OQ28E4N0NFVK49
N
N
N
Thomson Reuters Markets, LLC
20-4530702
Federal Tax Identification Number
N
Pricing Direct, Inc.
549300WIC0TOJ7N7GD54
N
ITG Solutions Network, Inc.
N/A
N
ICE Data Services, Inc.
13-3668779
Federal Tax Identification Number
N
Markit North America, Inc.
549300HLPTRASH0E726
N
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon Sa/NV
MMYX0N4ZEZ13Z4XCG897
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Ltd
N/A
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Hapoalim B.M., Tel Aviv
B6ARUI4946ST4S7WOU88
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
BJ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
PJSC ROSBANK
HOXMZG026UQNRK6J0C60
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
SN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
MT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic IBTC Bank Plc., Lagos
029200098C3K8BI2D551
NG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Credit Suisse Limited, Zurich
549300CWR0W0BCS9Q144
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UBS Switzerland AG, Zurich
549300WOIFUSNYH0FL22
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibanamex (formerly known as Banco Nasional de Mexico S.A., Mexico City)
5493004NLEXB8DK06353
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank of America Merrill Lynch International Limited
EYKN6V0ZCB8VD9IULB80
GB
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Deutsche Bank Malaysia Berhad, Kuala Lumpur
N/A
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Mumbai
N/A
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DBS Bank Ltd
ATUEL7OJR5057F2PV266
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UniCredit Banka Slovenjia d.d., Lijubliana
549300O2UN9JLME31F08
SI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deustche Bank AG Seoul
N/A
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The HongKong and Shanghai Banking Corp Limited
N/A
BD
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
LU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Manila
N/A
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Privredna Banka Zagreb d.d., Zagreb
549300ZHFZ4CSK7VS460
HR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Mizuho Bank Limited, Toyko
RB0PEZSDGCO3JS6CEU02
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutdche Bank AG, London Branch
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Polska Kas Opieki S.A. Warsaw
5493000LKS7B3UTF7H35
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Cititrust Colombia S.A.
549300242J3IJCOSGI49
CO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank (taiwan) Limited
549300SG184IVNYDMN03
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellin SA/NV
MMYX0N4ZEZ13Z4XCG897
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Limited, Blantyre
2549004FJV2K9P9UCU04
MW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
JSC Citibank Kazakhstan, Almaty
95XXGORQK31JZP82OG22
KZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank of Ghana Ltd
549300M3N5M3E5WDG321
GH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Maghreb, Casablanca
5493003FVWLMBFTISI11
MA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Santander Securities Services S.A.U.
95980020140005900000
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Ltd
N/A
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Bilbao Vizcaya Argentina S.A.
549300QD1160SR6LNZ76
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Malaysia Berhad, Kuala Lumpur
P3RPN9OJFCXUPJWB1Q09
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
SK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Compnay Limited, Shanghai
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Swaziland Limited, Mbabane
2549000IV408A4RRND84
SZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank USA, N.A.
1IE8VN30JCEQV1H4R804
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank A.S., Istanbul
N/A
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon
549300KP56LL8NKKFL47
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
JSC Citbank, Kiev
N/A
UA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Bermuda Limited, Hamilton
0W1U67PTV5WY3WYWKD79
BM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Goldman Sachs & Co.
FOR8UP27PHTHYVLBNG30
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
HSBC Bank Middle East Limited, Dubai
549300F99IL9YJDWH369
AE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Vietnam Limited, ho Chi Minh City
213800H95OG9OHRT4Y78
VN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc. Dublin- Romania Branch, Bucharest
N1FBEDJ5J41VKZLO2475
RO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services, S.C.A., Greece
N/A
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Namibia Limited, Windhoek
254900K6TJFDYKSQWV49
MA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
GW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
ML
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank of South Africa Limited, Johannesburg
QFC8ZCW3Q5PRXU1XTM60
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Morgan Stanley & Co. International PLC
4PQUHN3JPFGFNF3BB653
GB
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Clearstream Banking Luxembourg
549300OL514RA0SXJJ44
XX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank del Peru, S.A. Lima
MYTK5NHHP1G8TVFGT193
PE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Unicredit Bank Serbia JSC, Belgrade
52990001O0THU00TYK59
RS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB Pank, Tallinn
549300ND1MQ8SNNYMJ22
EE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB banka, Riga
549300YW95G1VBBGGV07
LV
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau Unibanco S.A.
BZO2P8KHO2O10H5QQ663
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau CorpBanca S.A.
549300DDPTTIZ06NIV06
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco National de Costa Rica
549300BH267R4KQVKV59
CR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CREDIT SUISSE SECURITIES (USA) LLC
1V8Y6QCX6YMJ2OELII46
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Landsbankinn hf, Reykjavik
549300TLZPT6JELDWM92
IS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UBS Securities LLC
T6FIZBDPKLYJKFCRVK44
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
The Hongkong and Shanghai Banking Corp Limited, Ebene
N/A
MU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited, Colombo
N/A
LK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited,Seoul
N/A
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A.
N/A
VE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of Nova Scotia
549300UWAOFM7OXCND23
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Compnay Limited, Shanghai
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Saudi Arabia Limited, Riyadh
2138009S6SHV5GLS7987
SA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services, S.C.A., Greece
N/A
CY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Stockholm
F3JS33DEI6XQ4ZBPTN86
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Manama
549300F99IL9YJDWH369
BH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
TG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
XX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
MUFG Bank, Ltd.
C3GTMMZIHMY46P4OIX74
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Oman S.A.O.G. Muscat
213800YRPSOSH9OA2V29
OM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Egypt S.A.E., Cairo
2138001Q77JDLESS4Y50
EG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
NE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank
N/A
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc Bulgaria Branch, Sophia
N1FBEDJ5J41VKZLO2475
BG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Doha
N/A
QA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Intesa Sanpaolo S.a.P. Milan
N/A
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank of Kenya Ltd
549300BEL47N4GGJM871
KE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Boatswana Ltd
254900CFACP5V9H8W758
BW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Zambia Limited
549300HF45VBQ8L4HF36
ZM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
United Overseas Bank Ltd.
IO66REGK3RCBAMA8HR66
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services S.C.A.
549300WCGB70D06XZS54
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AO Citibank, Moscow
N/A
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Jakarta
N/A
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Itau Uruguay S.A. Montevideo
549300HU8OQS1VTVXN55
UY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A. Buenos Aires
579100KKDGKCFFKKF005
AR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank Limited, Dar es Salaam
549300RLNUU3GJS6MK84
TZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UniCreidet Bank Austria AG, Vienna
D1HEB8VEU6D9M8ZUXG17
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CIBC Mellon Trust Company
549300IYUUH221WBZ505
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
BF
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Zimbabwe Limited, Harare
2549005HENFMYGRM9S10
ZW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited, Mumbai
N/A
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Safat Kuwait
N/A
KW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Uganda Ltd
549300CU2GA4XCIHLV64
UG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banque internationale Arabe de Tunisie
549300EZRO2TE67W7P49
TN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Limited
N/A
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Islandsbanki hf.
549300PZMFIQR79Q0T97
IS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon
N/A
IE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc Magyarorszagi Fioktelepe, Budapest
N1FBEDJ5J41VKZLO2475
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Panama City
U8K0SDHEW2A30M4SPI26
PA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Ag, Karachi
N/A
PK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The HongKong and Shanghai Banking Corp Limited, Sidney
N/A
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A. Sao Paulo
1P0UUG7LC1S92QTNHG39
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB bankas, Vilnius
N/A
LT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citigroup Ply Limited
0C45RG70GW42XSBLJ131
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank Limited, Taipie
549300QJEO1B92LSHZ06
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Y
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
N
0.00000000
ROBERT W. BAIRD & CO. INC.
8-497
000008158
549300772UJAHRD6LO53
3663977.54000000
STIFEL, NICOLAUS & COMPANY, INCORPORATED
8-1447
000000793
5WUVMA08EYG4KEUPW589
2859772.20000000
GOLDMAN, SACHS & CO.
8-129
000000361
FOR8UP27PHTHYVLBNG30
38413448.82000000
BANC OF AMERICA SECURITIES LLC
8-42263
000026091
N/A
45266472.04999999
WELLS FARGO SECURITIES LLC
8-65876
000126292
VYVVCKR63DVZZN70PB21
3704180.48000000
MILLENNIUM ADVISORS, LLC
8-68349
000151236
254900E1P6Z2XZYSA163
2984680.00000000
TD SECURITIES (USA) LLC
8-36747
000018476
SUVUFHICNZMP2WKHG940
6608365.69000000
MORGAN STANLEY & CO. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
6351091.20000000
MARKETAXESS CORP.
8-50727
000044542
GPSMMRI21JE7ZCVYF972
5308202.00000000
BNY MELLON CAPITAL MARKETS, LLC
8-35255
000017454
VJW2DOOHGDT6PR0ZRO63
115206187.03000000
245053115.69999999
N
1128706602.07666990
Invesco BulletShares 2023 High Yield Corporate Bond ETF
S000060836
549300AY15E3FQ2CEH68
Y
1
0
0
Exchange-Traded Fund
Y
Y
0.00229500
-0.00210100
0.00470000
0.00470000
Y
N
Y
Y
N
CITIBANK N.A
E57ODZWZ7FF32TWEFA76
N
N
N/A
6179122.50
10485.10
Rule 17a-7 (17 CFR 270.17a-7)
Rule 12d1-1 (17 CFR 270.12d1-1)
Y
Y
N
N
Invesco Capital Management LLC
801-61851
000125601
EJW8VXOT5RJ3PPMVEB49
N
The Bank of New York Mellon
85-05006
HPFHU0OQ28E4N0NFVK49
N
N
N
Thomson Reuters Markets, LLC
20-4530702
Federal Tax Identification Number
N
Pricing Direct, Inc.
549300WIC0TOJ7N7GD54
N
ICE Data Services, Inc.
13-3668779
Federal Tax Identification Number
N
ITG Solutions Network, Inc.
N/A
N
Markit North America, Inc.
549300HLPTRASH0E726
N
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Bank of America Merrill Lynch International Limited
EYKN6V0ZCB8VD9IULB80
GB
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
BNP Paribas Securities Services, S.C.A., Greece
N/A
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon Sa/NV
MMYX0N4ZEZ13Z4XCG897
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB Pank, Tallinn
549300ND1MQ8SNNYMJ22
EE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Namibia Limited, Windhoek
254900K6TJFDYKSQWV49
MA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank Limited, Taipie
549300QJEO1B92LSHZ06
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Itau Uruguay S.A. Montevideo
549300HU8OQS1VTVXN55
UY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Zimbabwe Limited, Harare
2549005HENFMYGRM9S10
ZW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A. Sao Paulo
1P0UUG7LC1S92QTNHG39
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank of Ghana Ltd
549300M3N5M3E5WDG321
GH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Saudi Arabia Limited, Riyadh
2138009S6SHV5GLS7987
SA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
United Overseas Bank Ltd.
IO66REGK3RCBAMA8HR66
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
MUFG Bank, Ltd.
C3GTMMZIHMY46P4OIX74
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon
549300KP56LL8NKKFL47
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB bankas, Vilnius
N/A
LT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Panama City
U8K0SDHEW2A30M4SPI26
PA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
NE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Malaysia Berhad, Kuala Lumpur
N/A
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Islandsbanki hf.
549300PZMFIQR79Q0T97
IS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Safat Kuwait
N/A
KW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The HongKong and Shanghai Banking Corp Limited, Sidney
N/A
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Swaziland Limited, Mbabane
2549000IV408A4RRND84
SZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Cititrust Colombia S.A.
549300242J3IJCOSGI49
CO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Landsbankinn hf, Reykjavik
549300TLZPT6JELDWM92
IS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Santander Securities Services S.A.U.
95980020140005900000
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Uganda Ltd
549300CU2GA4XCIHLV64
UG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
GW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Ltd
N/A
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank del Peru, S.A. Lima
MYTK5NHHP1G8TVFGT193
PE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Boatswana Ltd
254900CFACP5V9H8W758
BW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
SN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UBS Securities LLC
T6FIZBDPKLYJKFCRVK44
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Bank Hapoalim B.M., Tel Aviv
B6ARUI4946ST4S7WOU88
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Bilbao Vizcaya Argentina S.A.
549300QD1160SR6LNZ76
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Limited
N/A
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Doha
N/A
QA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco National de Costa Rica
549300BH267R4KQVKV59
CR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
XX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banque internationale Arabe de Tunisie
549300EZRO2TE67W7P49
TN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank A.S., Istanbul
N/A
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Manama
549300F99IL9YJDWH369
BH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibanamex (formerly known as Banco Nasional de Mexico S.A., Mexico City)
5493004NLEXB8DK06353
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Oman S.A.O.G. Muscat
213800YRPSOSH9OA2V29
OM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CREDIT SUISSE SECURITIES (USA) LLC
1V8Y6QCX6YMJ2OELII46
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
BF
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Vietnam Limited, ho Chi Minh City
213800H95OG9OHRT4Y78
VN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A.
N/A
VE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services S.C.A.
549300WCGB70D06XZS54
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Mizuho Bank Limited, Toyko
RB0PEZSDGCO3JS6CEU02
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic IBTC Bank Plc., Lagos
029200098C3K8BI2D551
NG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Compnay Limited, Shanghai
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citigroup Ply Limited
0C45RG70GW42XSBLJ131
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
SK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
BJ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Stockholm
F3JS33DEI6XQ4ZBPTN86
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
PJSC ROSBANK
HOXMZG026UQNRK6J0C60
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Unicredit Bank Serbia JSC, Belgrade
52990001O0THU00TYK59
RS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Limited, Blantyre
2549004FJV2K9P9UCU04
MW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited, Colombo
N/A
LK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
JSC Citbank, Kiev
N/A
UA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UBS Switzerland AG, Zurich
549300WOIFUSNYH0FL22
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AO Citibank, Moscow
N/A
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Manila
N/A
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellin SA/NV
MMYX0N4ZEZ13Z4XCG897
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Malaysia Berhad, Kuala Lumpur
P3RPN9OJFCXUPJWB1Q09
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The HongKong and Shanghai Banking Corp Limited
N/A
BD
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Maghreb, Casablanca
5493003FVWLMBFTISI11
MA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Zambia Limited
549300HF45VBQ8L4HF36
ZM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau Unibanco S.A.
BZO2P8KHO2O10H5QQ663
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
JSC Citibank Kazakhstan, Almaty
95XXGORQK31JZP82OG22
KZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UniCreidet Bank Austria AG, Vienna
D1HEB8VEU6D9M8ZUXG17
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB banka, Riga
549300YW95G1VBBGGV07
LV
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UniCredit Banka Slovenjia d.d., Lijubliana
549300O2UN9JLME31F08
SI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc Magyarorszagi Fioktelepe, Budapest
N1FBEDJ5J41VKZLO2475
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank of South Africa Limited, Johannesburg
QFC8ZCW3Q5PRXU1XTM60
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited, Ebene
N/A
MU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank (taiwan) Limited
549300SG184IVNYDMN03
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
LU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank USA, N.A.
1IE8VN30JCEQV1H4R804
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited,Seoul
N/A
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deustche Bank AG Seoul
N/A
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau CorpBanca S.A.
549300DDPTTIZ06NIV06
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Compnay Limited, Shanghai
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of Nova Scotia
549300UWAOFM7OXCND23
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Goldman Sachs & Co.
FOR8UP27PHTHYVLBNG30
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
BNP Paribas Securities Services, S.C.A., Greece
N/A
CY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CIBC Mellon Trust Company
549300IYUUH221WBZ505
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Egypt S.A.E., Cairo
2138001Q77JDLESS4Y50
EG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
TG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Dubai
549300F99IL9YJDWH369
AE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
ML
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Ltd
N/A
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc. Dublin- Romania Branch, Bucharest
N1FBEDJ5J41VKZLO2475
RO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank Limited, Dar es Salaam
549300RLNUU3GJS6MK84
TZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Morgan Stanley & Co. International PLC
4PQUHN3JPFGFNF3BB653
GB
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
DBS Bank Ltd
ATUEL7OJR5057F2PV266
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon
N/A
IE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Jakarta
N/A
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Bermuda Limited, Hamilton
0W1U67PTV5WY3WYWKD79
BM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
MT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited, Mumbai
N/A
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank
N/A
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc Bulgaria Branch, Sophia
N1FBEDJ5J41VKZLO2475
BG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank of Kenya Ltd
549300BEL47N4GGJM871
KE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Intesa Sanpaolo S.a.P. Milan
N/A
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Privredna Banka Zagreb d.d., Zagreb
549300ZHFZ4CSK7VS460
HR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A. Buenos Aires
579100KKDGKCFFKKF005
AR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Ag, Karachi
N/A
PK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutdche Bank AG, London Branch
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream Banking Luxembourg
549300OL514RA0SXJJ44
XX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Mumbai
N/A
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Credit Suisse Limited, Zurich
549300CWR0W0BCS9Q144
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Polska Kas Opieki S.A. Warsaw
5493000LKS7B3UTF7H35
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Y
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
N
0.00000000
STIFEL, NICOLAUS & COMPANY, INCORPORATED
8-1447
000000793
5WUVMA08EYG4KEUPW589
166393.50000000
JEFFERIES LLC
8-15074
000002347
58PU97L1C0WSRCWADL48
619740.00000000
MILLENNIUM ADVISORS, LLC
8-68349
000151236
254900E1P6Z2XZYSA163
80583.56000000
NOMURA SECURITIES INTERNATIONAL, INC.
8-15255
000004297
OXTKY6Q8X53C9ILVV871
814600.00000000
BANC OF AMERICA SECURITIES LLC
8-42263
000026091
N/A
10781073.43000000
BNY MELLON CAPITAL MARKETS, LLC
8-35255
000017454
VJW2DOOHGDT6PR0ZRO63
10898023.78999999
MARKETAXESS CORP.
8-50727
000044542
GPSMMRI21JE7ZCVYF972
606041.28000000
CREDIT SUISSE SECURITIES (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
250292.76000000
24216748.32000000
N
108822015.44333300
Invesco BulletShares 2023 Corporate Bond ETF
S000060835
549300B7Q5M927YE5L63
Y
1
0
0
Exchange-Traded Fund
Y
Y
0.00052300
-0.00045000
0.00413500
0.00413500
Y
N
N
N
N/A
N/A
N/A
Rule 17a-7 (17 CFR 270.17a-7)
Rule 12d1-1 (17 CFR 270.12d1-1)
Y
Y
N
N
Invesco Capital Management LLC
801-61851
000125601
EJW8VXOT5RJ3PPMVEB49
N
The Bank of New York Mellon
85-05006
HPFHU0OQ28E4N0NFVK49
N
N
N
Thomson Reuters Markets, LLC
20-4530702
Federal Tax Identification Number
N
ICE Data Services, Inc.
13-3668779
Federal Tax Identification Number
N
ITG Solutions Network, Inc.
N/A
N
Pricing Direct, Inc.
549300WIC0TOJ7N7GD54
N
Markit North America, Inc.
549300HLPTRASH0E726
N
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
HSBC Bank USA, N.A.
1IE8VN30JCEQV1H4R804
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Namibia Limited, Windhoek
254900K6TJFDYKSQWV49
MA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Privredna Banka Zagreb d.d., Zagreb
549300ZHFZ4CSK7VS460
HR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB bankas, Vilnius
N/A
LT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited, Ebene
N/A
MU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Zimbabwe Limited, Harare
2549005HENFMYGRM9S10
ZW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DBS Bank Ltd
ATUEL7OJR5057F2PV266
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibanamex (formerly known as Banco Nasional de Mexico S.A., Mexico City)
5493004NLEXB8DK06353
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CREDIT SUISSE SECURITIES (USA) LLC
1V8Y6QCX6YMJ2OELII46
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
ML
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UniCreidet Bank Austria AG, Vienna
D1HEB8VEU6D9M8ZUXG17
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Bilbao Vizcaya Argentina S.A.
549300QD1160SR6LNZ76
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The HongKong and Shanghai Banking Corp Limited, Sidney
N/A
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Limited, Blantyre
2549004FJV2K9P9UCU04
MW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Unicredit Bank Serbia JSC, Belgrade
52990001O0THU00TYK59
RS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
PJSC ROSBANK
HOXMZG026UQNRK6J0C60
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Boatswana Ltd
254900CFACP5V9H8W758
BW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services, S.C.A., Greece
N/A
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Manama
549300F99IL9YJDWH369
BH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A.
N/A
VE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of Nova Scotia
549300UWAOFM7OXCND23
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutdche Bank AG, London Branch
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Itau Uruguay S.A. Montevideo
549300HU8OQS1VTVXN55
UY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Zambia Limited
549300HF45VBQ8L4HF36
ZM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Manila
N/A
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
SN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
United Overseas Bank Ltd.
IO66REGK3RCBAMA8HR66
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
MT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank Limited, Dar es Salaam
549300RLNUU3GJS6MK84
TZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Maghreb, Casablanca
5493003FVWLMBFTISI11
MA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc. Dublin- Romania Branch, Bucharest
N1FBEDJ5J41VKZLO2475
RO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Limited
N/A
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The HongKong and Shanghai Banking Corp Limited
N/A
BD
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Doha
N/A
QA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Cititrust Colombia S.A.
549300242J3IJCOSGI49
CO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Goldman Sachs & Co.
FOR8UP27PHTHYVLBNG30
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Deutsche Bank AG, Mumbai
N/A
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Malaysia Berhad, Kuala Lumpur
N/A
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
TG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Hapoalim B.M., Tel Aviv
B6ARUI4946ST4S7WOU88
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Ag, Karachi
N/A
PK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services S.C.A.
549300WCGB70D06XZS54
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
SK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banque internationale Arabe de Tunisie
549300EZRO2TE67W7P49
TN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco National de Costa Rica
549300BH267R4KQVKV59
CR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank of America Merrill Lynch International Limited
EYKN6V0ZCB8VD9IULB80
GB
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Citibank, N.A., Panama City
U8K0SDHEW2A30M4SPI26
PA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited, Colombo
N/A
LK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
GW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Oman S.A.O.G. Muscat
213800YRPSOSH9OA2V29
OM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon Sa/NV
MMYX0N4ZEZ13Z4XCG897
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Landsbankinn hf, Reykjavik
549300TLZPT6JELDWM92
IS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deustche Bank AG Seoul
N/A
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
BJ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Malaysia Berhad, Kuala Lumpur
P3RPN9OJFCXUPJWB1Q09
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau Unibanco S.A.
BZO2P8KHO2O10H5QQ663
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited, Mumbai
N/A
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Uganda Ltd
549300CU2GA4XCIHLV64
UG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Morgan Stanley & Co. International PLC
4PQUHN3JPFGFNF3BB653
GB
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Citibank Europe Plc Bulgaria Branch, Sophia
N1FBEDJ5J41VKZLO2475
BG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Intesa Sanpaolo S.a.P. Milan
N/A
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Stockholm
F3JS33DEI6XQ4ZBPTN86
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank of Kenya Ltd
549300BEL47N4GGJM871
KE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UBS Securities LLC
T6FIZBDPKLYJKFCRVK44
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
The Hongkong and Shanghai Banking Corp Limited,Seoul
N/A
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citigroup Ply Limited
0C45RG70GW42XSBLJ131
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank
N/A
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Polska Kas Opieki S.A. Warsaw
5493000LKS7B3UTF7H35
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
BF
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Safat Kuwait
N/A
KW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
JSC Citbank, Kiev
N/A
UA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank of South Africa Limited, Johannesburg
QFC8ZCW3Q5PRXU1XTM60
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Mizuho Bank Limited, Toyko
RB0PEZSDGCO3JS6CEU02
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Compnay Limited, Shanghai
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
LU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank A.S., Istanbul
N/A
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
JSC Citibank Kazakhstan, Almaty
95XXGORQK31JZP82OG22
KZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Islandsbanki hf.
549300PZMFIQR79Q0T97
IS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon
549300KP56LL8NKKFL47
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Bermuda Limited, Hamilton
0W1U67PTV5WY3WYWKD79
BM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Swaziland Limited, Mbabane
2549000IV408A4RRND84
SZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB banka, Riga
549300YW95G1VBBGGV07
LV
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank of Ghana Ltd
549300M3N5M3E5WDG321
GH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau CorpBanca S.A.
549300DDPTTIZ06NIV06
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream Banking Luxembourg
549300OL514RA0SXJJ44
XX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A. Sao Paulo
1P0UUG7LC1S92QTNHG39
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Santander Securities Services S.A.U.
95980020140005900000
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Compnay Limited, Shanghai
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Saudi Arabia Limited, Riyadh
2138009S6SHV5GLS7987
SA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank Limited, Taipie
549300QJEO1B92LSHZ06
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank (taiwan) Limited
549300SG184IVNYDMN03
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Jakarta
N/A
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
MUFG Bank, Ltd.
C3GTMMZIHMY46P4OIX74
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank del Peru, S.A. Lima
MYTK5NHHP1G8TVFGT193
PE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CIBC Mellon Trust Company
549300IYUUH221WBZ505
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Egypt S.A.E., Cairo
2138001Q77JDLESS4Y50
EG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Dubai
549300F99IL9YJDWH369
AE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UBS Switzerland AG, Zurich
549300WOIFUSNYH0FL22
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Ltd
N/A
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services, S.C.A., Greece
N/A
CY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB Pank, Tallinn
549300ND1MQ8SNNYMJ22
EE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
NE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Vietnam Limited, ho Chi Minh City
213800H95OG9OHRT4Y78
VN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A. Buenos Aires
579100KKDGKCFFKKF005
AR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UniCredit Banka Slovenjia d.d., Lijubliana
549300O2UN9JLME31F08
SI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Ltd
N/A
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Credit Suisse Limited, Zurich
549300CWR0W0BCS9Q144
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AO Citibank, Moscow
N/A
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellin SA/NV
MMYX0N4ZEZ13Z4XCG897
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic IBTC Bank Plc., Lagos
029200098C3K8BI2D551
NG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon
N/A
IE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
XX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc Magyarorszagi Fioktelepe, Budapest
N1FBEDJ5J41VKZLO2475
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Y
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
N
0.00000000
GOLDMAN, SACHS & CO.
8-129
000000361
FOR8UP27PHTHYVLBNG30
4481173.49000000
MORGAN STANLEY & CO. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
2866140.00000000
JANNEY MONTGOMERY SCOTT LLC
8-462
000000463
549300QQRY1JCFQHYS08
2572915.00000000
J.P. MORGAN SECURITIES LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
1710146.00000000
WELLS FARGO SECURITIES LLC
8-65876
000126292
VYVVCKR63DVZZN70PB21
2572790.00000000
DAIWA CAPITAL MARKETS AMERICA INC.
8-12242
000001576
M67H5PRC0NQKM73ZAS82
3980005.00000000
BNY MELLON CAPITAL MARKETS, LLC
8-35255
000017454
VJW2DOOHGDT6PR0ZRO63
62285329.77000000
R. SEELAUS & CO., INC.
8-31475
000014974
2138004J7AJDLCOJYA06
2886486.00000000
MARKETAXESS CORP.
8-50727
000044542
GPSMMRI21JE7ZCVYF972
1382653.72000000
TD SECURITIES (USA) LLC
8-36747
000018476
SUVUFHICNZMP2WKHG940
2448282.00000000
94584196.87999999
N
370818000.13999999
Invesco BulletShares 2024 Corporate Bond ETF
S000060837
54930088HGHVG7A27C92
Y
1
0
0
Exchange-Traded Fund
Y
Y
0.00362600
0.00265600
0.00397300
0.00397300
Y
N
N
N
N/A
N/A
N/A
Rule 17a-7 (17 CFR 270.17a-7)
Rule 12d1-1 (17 CFR 270.12d1-1)
Y
Y
N
N
Invesco Capital Management LLC
801-61851
000125601
EJW8VXOT5RJ3PPMVEB49
N
The Bank of New York Mellon
85-05006
HPFHU0OQ28E4N0NFVK49
N
N
N
ICE Data Services, Inc.
13-3668779
Federal Tax Identification Number
N
ITG Solutions Network, Inc.
N/A
N
Pricing Direct, Inc.
549300WIC0TOJ7N7GD54
N
Thomson Reuters Markets, LLC
20-4530702
Federal Tax Identification Number
N
Markit North America, Inc.
549300HLPTRASH0E726
N
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
The Bank of New York Mellon
N/A
IE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
NE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank of South Africa Limited, Johannesburg
QFC8ZCW3Q5PRXU1XTM60
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Landsbankinn hf, Reykjavik
549300TLZPT6JELDWM92
IS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Unicredit Bank Serbia JSC, Belgrade
52990001O0THU00TYK59
RS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank
N/A
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AO Citibank, Moscow
N/A
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank USA, N.A.
1IE8VN30JCEQV1H4R804
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
JSC Citbank, Kiev
N/A
UA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
GW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutdche Bank AG, London Branch
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Stockholm
F3JS33DEI6XQ4ZBPTN86
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank del Peru, S.A. Lima
MYTK5NHHP1G8TVFGT193
PE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deustche Bank AG Seoul
N/A
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Hapoalim B.M., Tel Aviv
B6ARUI4946ST4S7WOU88
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco National de Costa Rica
549300BH267R4KQVKV59
CR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Compnay Limited, Shanghai
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The HongKong and Shanghai Banking Corp Limited
N/A
BD
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A. Buenos Aires
579100KKDGKCFFKKF005
AR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Jakarta
N/A
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Manama
549300F99IL9YJDWH369
BH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited, Colombo
N/A
LK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank of Kenya Ltd
549300BEL47N4GGJM871
KE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Goldman Sachs & Co.
FOR8UP27PHTHYVLBNG30
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
HSBC Ltd
N/A
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellin SA/NV
MMYX0N4ZEZ13Z4XCG897
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon Sa/NV
MMYX0N4ZEZ13Z4XCG897
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Mumbai
N/A
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Malaysia Berhad, Kuala Lumpur
N/A
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A.
N/A
VE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Oman S.A.O.G. Muscat
213800YRPSOSH9OA2V29
OM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services, S.C.A., Greece
N/A
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited, Mumbai
N/A
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Zambia Limited
549300HF45VBQ8L4HF36
ZM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Compnay Limited, Shanghai
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
ML
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon
549300KP56LL8NKKFL47
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
SK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Islandsbanki hf.
549300PZMFIQR79Q0T97
IS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services S.C.A.
549300WCGB70D06XZS54
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Safat Kuwait
N/A
KW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
MT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CREDIT SUISSE SECURITIES (USA) LLC
1V8Y6QCX6YMJ2OELII46
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Standard Chartered Bank Limited, Taipie
549300QJEO1B92LSHZ06
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau CorpBanca S.A.
549300DDPTTIZ06NIV06
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank A.S., Istanbul
N/A
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibanamex (formerly known as Banco Nasional de Mexico S.A., Mexico City)
5493004NLEXB8DK06353
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Bermuda Limited, Hamilton
0W1U67PTV5WY3WYWKD79
BM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
PJSC ROSBANK
HOXMZG026UQNRK6J0C60
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Bilbao Vizcaya Argentina S.A.
549300QD1160SR6LNZ76
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CIBC Mellon Trust Company
549300IYUUH221WBZ505
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Malaysia Berhad, Kuala Lumpur
P3RPN9OJFCXUPJWB1Q09
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Limited
N/A
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Saudi Arabia Limited, Riyadh
2138009S6SHV5GLS7987
SA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank of America Merrill Lynch International Limited
EYKN6V0ZCB8VD9IULB80
GB
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
DBS Bank Ltd
ATUEL7OJR5057F2PV266
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank of Ghana Ltd
549300M3N5M3E5WDG321
GH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Polska Kas Opieki S.A. Warsaw
5493000LKS7B3UTF7H35
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Privredna Banka Zagreb d.d., Zagreb
549300ZHFZ4CSK7VS460
HR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Uganda Ltd
549300CU2GA4XCIHLV64
UG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB Pank, Tallinn
549300ND1MQ8SNNYMJ22
EE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UniCreidet Bank Austria AG, Vienna
D1HEB8VEU6D9M8ZUXG17
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The HongKong and Shanghai Banking Corp Limited, Sidney
N/A
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc Bulgaria Branch, Sophia
N1FBEDJ5J41VKZLO2475
BG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Namibia Limited, Windhoek
254900K6TJFDYKSQWV49
MA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Doha
N/A
QA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
JSC Citibank Kazakhstan, Almaty
95XXGORQK31JZP82OG22
KZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB banka, Riga
549300YW95G1VBBGGV07
LV
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of Nova Scotia
549300UWAOFM7OXCND23
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
XX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A. Sao Paulo
1P0UUG7LC1S92QTNHG39
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Limited, Blantyre
2549004FJV2K9P9UCU04
MW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited, Ebene
N/A
MU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
BJ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Maghreb, Casablanca
5493003FVWLMBFTISI11
MA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
SN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citigroup Ply Limited
0C45RG70GW42XSBLJ131
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB bankas, Vilnius
N/A
LT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Morgan Stanley & Co. International PLC
4PQUHN3JPFGFNF3BB653
GB
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
MUFG Bank, Ltd.
C3GTMMZIHMY46P4OIX74
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Ag, Karachi
N/A
PK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Swaziland Limited, Mbabane
2549000IV408A4RRND84
SZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc. Dublin- Romania Branch, Bucharest
N1FBEDJ5J41VKZLO2475
RO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
TG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank (taiwan) Limited
549300SG184IVNYDMN03
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited,Seoul
N/A
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UBS Securities LLC
T6FIZBDPKLYJKFCRVK44
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Banco Itau Uruguay S.A. Montevideo
549300HU8OQS1VTVXN55
UY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream Banking Luxembourg
549300OL514RA0SXJJ44
XX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Cititrust Colombia S.A.
549300242J3IJCOSGI49
CO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Panama City
U8K0SDHEW2A30M4SPI26
PA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UniCredit Banka Slovenjia d.d., Lijubliana
549300O2UN9JLME31F08
SI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Santander Securities Services S.A.U.
95980020140005900000
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Boatswana Ltd
254900CFACP5V9H8W758
BW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Zimbabwe Limited, Harare
2549005HENFMYGRM9S10
ZW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Manila
N/A
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UBS Switzerland AG, Zurich
549300WOIFUSNYH0FL22
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
BF
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Dubai
549300F99IL9YJDWH369
AE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Mizuho Bank Limited, Toyko
RB0PEZSDGCO3JS6CEU02
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Intesa Sanpaolo S.a.P. Milan
N/A
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
LU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banque internationale Arabe de Tunisie
549300EZRO2TE67W7P49
TN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Ltd
N/A
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic IBTC Bank Plc., Lagos
029200098C3K8BI2D551
NG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Credit Suisse Limited, Zurich
549300CWR0W0BCS9Q144
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Egypt S.A.E., Cairo
2138001Q77JDLESS4Y50
EG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services, S.C.A., Greece
N/A
CY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Vietnam Limited, ho Chi Minh City
213800H95OG9OHRT4Y78
VN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau Unibanco S.A.
BZO2P8KHO2O10H5QQ663
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
United Overseas Bank Ltd.
IO66REGK3RCBAMA8HR66
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc Magyarorszagi Fioktelepe, Budapest
N1FBEDJ5J41VKZLO2475
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank Limited, Dar es Salaam
549300RLNUU3GJS6MK84
TZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Y
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
N
0.00000000
CITIGROUP GLOBAL MARKETS INC.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
1400142.37000000
MORGAN STANLEY & CO. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
2097407.00000000
DEUTSCHE BANK SECURITIES INC.
8-17822
000002525
9J6MBOOO7BECTDTUZW19
2329740.00000000
BANC OF AMERICA SECURITIES LLC
8-42263
000026091
N/A
3231645.00000000
RBC CAPITAL MARKETS, LLC
8-45411
000031194
549300LCO2FLSSVFFR64
1351646.21000000
R. SEELAUS & CO., INC.
8-31475
000014974
2138004J7AJDLCOJYA06
1900111.00000000
TD SECURITIES (USA) LLC
8-36747
000018476
SUVUFHICNZMP2WKHG940
4033834.19000000
BNY MELLON CAPITAL MARKETS, LLC
8-35255
000017454
VJW2DOOHGDT6PR0ZRO63
47184878.35000000
MARKETAXESS CORP.
8-50727
000044542
GPSMMRI21JE7ZCVYF972
3469281.00000000
WELLS FARGO SECURITIES LLC
8-65876
000126292
VYVVCKR63DVZZN70PB21
1844590.00000000
79391527.12000000
N
300221159.40333301
Invesco BulletShares 2025 High Yield Corporate Bond ETF
S000060842
5493003HZTJG8FUBIK93
Y
1
0
0
Exchange-Traded Fund
Y
Y
0.02000000
0.01566700
0.00814300
0.00814300
Y
N
Y
Y
N
CITIBANK N.A
E57ODZWZ7FF32TWEFA76
N
N
N/A
1217684.00
4938.05
Rule 17a-7 (17 CFR 270.17a-7)
Rule 12d1-1 (17 CFR 270.12d1-1)
Y
Y
N
N
Invesco Capital Management LLC
801-61851
000125601
EJW8VXOT5RJ3PPMVEB49
N
The Bank of New York Mellon
85-05006
HPFHU0OQ28E4N0NFVK49
N
N
N
ICE Data Services, Inc.
13-3668779
Federal Tax Identification Number
N
ITG Solutions Network, Inc.
N/A
N
Pricing Direct, Inc.
549300WIC0TOJ7N7GD54
N
Thomson Reuters Markets, LLC
20-4530702
Federal Tax Identification Number
N
Markit North America, Inc.
549300HLPTRASH0E726
N
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
XX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB Pank, Tallinn
549300ND1MQ8SNNYMJ22
EE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Uganda Ltd
549300CU2GA4XCIHLV64
UG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon Sa/NV
MMYX0N4ZEZ13Z4XCG897
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of Nova Scotia
549300UWAOFM7OXCND23
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Bermuda Limited, Hamilton
0W1U67PTV5WY3WYWKD79
BM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Morgan Stanley & Co. International PLC
4PQUHN3JPFGFNF3BB653
GB
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
The Bank of New York Mellon
549300KP56LL8NKKFL47
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The HongKong and Shanghai Banking Corp Limited
N/A
BD
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc Bulgaria Branch, Sophia
N1FBEDJ5J41VKZLO2475
BG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Oman S.A.O.G. Muscat
213800YRPSOSH9OA2V29
OM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Unicredit Bank Serbia JSC, Belgrade
52990001O0THU00TYK59
RS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Bilbao Vizcaya Argentina S.A.
549300QD1160SR6LNZ76
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau CorpBanca S.A.
549300DDPTTIZ06NIV06
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc. Dublin- Romania Branch, Bucharest
N1FBEDJ5J41VKZLO2475
RO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
ML
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited, Ebene
N/A
MU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
MT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Itau Uruguay S.A. Montevideo
549300HU8OQS1VTVXN55
UY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UBS Switzerland AG, Zurich
549300WOIFUSNYH0FL22
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Limited, Blantyre
2549004FJV2K9P9UCU04
MW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AO Citibank, Moscow
N/A
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UBS Securities LLC
T6FIZBDPKLYJKFCRVK44
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Privredna Banka Zagreb d.d., Zagreb
549300ZHFZ4CSK7VS460
HR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank Limited, Taipie
549300QJEO1B92LSHZ06
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citigroup Ply Limited
0C45RG70GW42XSBLJ131
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank del Peru, S.A. Lima
MYTK5NHHP1G8TVFGT193
PE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB banka, Riga
549300YW95G1VBBGGV07
LV
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Ag, Karachi
N/A
PK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Dubai
549300F99IL9YJDWH369
AE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
BF
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A. Buenos Aires
579100KKDGKCFFKKF005
AR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Islandsbanki hf.
549300PZMFIQR79Q0T97
IS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Intesa Sanpaolo S.a.P. Milan
N/A
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banque internationale Arabe de Tunisie
549300EZRO2TE67W7P49
TN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Boatswana Ltd
254900CFACP5V9H8W758
BW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited, Mumbai
N/A
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
GW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited, Colombo
N/A
LK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Malaysia Berhad, Kuala Lumpur
N/A
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream Banking Luxembourg
549300OL514RA0SXJJ44
XX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
JSC Citbank, Kiev
N/A
UA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Compnay Limited, Shanghai
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Maghreb, Casablanca
5493003FVWLMBFTISI11
MA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Landsbankinn hf, Reykjavik
549300TLZPT6JELDWM92
IS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibanamex (formerly known as Banco Nasional de Mexico S.A., Mexico City)
5493004NLEXB8DK06353
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Manama
549300F99IL9YJDWH369
BH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank A.S., Istanbul
N/A
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Credit Suisse Limited, Zurich
549300CWR0W0BCS9Q144
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank of South Africa Limited, Johannesburg
QFC8ZCW3Q5PRXU1XTM60
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank of Ghana Ltd
549300M3N5M3E5WDG321
GH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
United Overseas Bank Ltd.
IO66REGK3RCBAMA8HR66
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Zambia Limited
549300HF45VBQ8L4HF36
ZM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
MUFG Bank, Ltd.
C3GTMMZIHMY46P4OIX74
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellin SA/NV
MMYX0N4ZEZ13Z4XCG897
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Ltd
N/A
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
TG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
BJ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Hapoalim B.M., Tel Aviv
B6ARUI4946ST4S7WOU88
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Jakarta
N/A
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Panama City
U8K0SDHEW2A30M4SPI26
PA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services, S.C.A., Greece
N/A
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB bankas, Vilnius
N/A
LT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services S.C.A.
549300WCGB70D06XZS54
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Ltd
N/A
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UniCredit Banka Slovenjia d.d., Lijubliana
549300O2UN9JLME31F08
SI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic IBTC Bank Plc., Lagos
029200098C3K8BI2D551
NG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Egypt S.A.E., Cairo
2138001Q77JDLESS4Y50
EG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Doha
N/A
QA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
SN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Zimbabwe Limited, Harare
2549005HENFMYGRM9S10
ZW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Compnay Limited, Shanghai
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
JSC Citibank Kazakhstan, Almaty
95XXGORQK31JZP82OG22
KZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Safat Kuwait
N/A
KW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CIBC Mellon Trust Company
549300IYUUH221WBZ505
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank (taiwan) Limited
549300SG184IVNYDMN03
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Mizuho Bank Limited, Toyko
RB0PEZSDGCO3JS6CEU02
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Santander Securities Services S.A.U.
95980020140005900000
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
SK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Malaysia Berhad, Kuala Lumpur
P3RPN9OJFCXUPJWB1Q09
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
NE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank of America Merrill Lynch International Limited
EYKN6V0ZCB8VD9IULB80
GB
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
PJSC ROSBANK
HOXMZG026UQNRK6J0C60
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Manila
N/A
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A. Sao Paulo
1P0UUG7LC1S92QTNHG39
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank
N/A
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Mumbai
N/A
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Cititrust Colombia S.A.
549300242J3IJCOSGI49
CO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Saudi Arabia Limited, Riyadh
2138009S6SHV5GLS7987
SA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deustche Bank AG Seoul
N/A
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The HongKong and Shanghai Banking Corp Limited, Sidney
N/A
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Polska Kas Opieki S.A. Warsaw
5493000LKS7B3UTF7H35
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DBS Bank Ltd
ATUEL7OJR5057F2PV266
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutdche Bank AG, London Branch
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon
N/A
IE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Goldman Sachs & Co.
FOR8UP27PHTHYVLBNG30
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Standard Bank Swaziland Limited, Mbabane
2549000IV408A4RRND84
SZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank USA, N.A.
1IE8VN30JCEQV1H4R804
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco National de Costa Rica
549300BH267R4KQVKV59
CR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services, S.C.A., Greece
N/A
CY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Stockholm
F3JS33DEI6XQ4ZBPTN86
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Vietnam Limited, ho Chi Minh City
213800H95OG9OHRT4Y78
VN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau Unibanco S.A.
BZO2P8KHO2O10H5QQ663
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank Limited, Dar es Salaam
549300RLNUU3GJS6MK84
TZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Namibia Limited, Windhoek
254900K6TJFDYKSQWV49
MA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
LU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank of Kenya Ltd
549300BEL47N4GGJM871
KE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc Magyarorszagi Fioktelepe, Budapest
N1FBEDJ5J41VKZLO2475
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Limited
N/A
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UniCreidet Bank Austria AG, Vienna
D1HEB8VEU6D9M8ZUXG17
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CREDIT SUISSE SECURITIES (USA) LLC
1V8Y6QCX6YMJ2OELII46
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A.
N/A
VE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited,Seoul
N/A
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Y
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
N
0.00000000
RBC CAPITAL MARKETS, LLC
8-45411
000031194
549300LCO2FLSSVFFR64
200740.00000000
BANC OF AMERICA SECURITIES LLC
8-42263
000026091
N/A
4720375.29000000
MARKETAXESS CORP.
8-50727
000044542
GPSMMRI21JE7ZCVYF972
216807.65000000
CITIGROUP GLOBAL MARKETS INC.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
244314.00000000
BARCLAYS CAPITAL INC.
8-41342
000019714
AC28XWWI3WIBK2824319
486780.00000000
MORGAN STANLEY & CO. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
306750.00000000
J.P. MORGAN SECURITIES LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
312248.00000000
BNY MELLON CAPITAL MARKETS, LLC
8-35255
000017454
VJW2DOOHGDT6PR0ZRO63
6149189.58000000
SUMRIDGE PARTNERS, LLC
8-68454
000152437
529900ECMK8VI6Q1FG89
109030.00000000
CREDIT SUISSE SECURITIES (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
235038.00000000
13184023.52000000
N
21802841.03000000
Invesco BulletShares 2024 High Yield Corporate Bond ETF
S000060838
549300XJ4DQCZWKCXF13
Y
1
0
0
Exchange-Traded Fund
Y
Y
0.00685200
0.00236200
0.00455200
0.00455200
Y
N
Y
Y
N
CITIBANK N.A
E57ODZWZ7FF32TWEFA76
N
N
N/A
2045039.50
5611.14
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 17a-7 (17 CFR 270.17a-7)
Y
Y
N
N
Invesco Capital Management LLC
801-61851
000125601
EJW8VXOT5RJ3PPMVEB49
N
The Bank of New York Mellon
85-05006
HPFHU0OQ28E4N0NFVK49
N
N
N
ICE Data Services, Inc.
13-3668779
Federal Tax Identification Number
N
Pricing Direct, Inc.
549300WIC0TOJ7N7GD54
N
ITG Solutions Network, Inc.
N/A
N
Markit North America, Inc.
549300HLPTRASH0E726
N
Thomson Reuters Markets, LLC
20-4530702
Federal Tax Identification Number
N
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Unicredit Bank Serbia JSC, Belgrade
52990001O0THU00TYK59
RS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank USA, N.A.
1IE8VN30JCEQV1H4R804
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Ltd
N/A
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB Pank, Tallinn
549300ND1MQ8SNNYMJ22
EE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UBS Securities LLC
T6FIZBDPKLYJKFCRVK44
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Stanbic Bank of Kenya Ltd
549300BEL47N4GGJM871
KE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank del Peru, S.A. Lima
MYTK5NHHP1G8TVFGT193
PE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
BF
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Namibia Limited, Windhoek
254900K6TJFDYKSQWV49
MA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellin SA/NV
MMYX0N4ZEZ13Z4XCG897
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
ML
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Goldman Sachs & Co.
FOR8UP27PHTHYVLBNG30
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Standard Chartered Bank Limited, Dar es Salaam
549300RLNUU3GJS6MK84
TZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services S.C.A.
549300WCGB70D06XZS54
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The HongKong and Shanghai Banking Corp Limited
N/A
BD
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Compnay Limited, Shanghai
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank (taiwan) Limited
549300SG184IVNYDMN03
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank of South Africa Limited, Johannesburg
QFC8ZCW3Q5PRXU1XTM60
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CIBC Mellon Trust Company
549300IYUUH221WBZ505
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CREDIT SUISSE SECURITIES (USA) LLC
1V8Y6QCX6YMJ2OELII46
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
HSBC Bank Middle East Limited, Manama
549300F99IL9YJDWH369
BH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB bankas, Vilnius
N/A
LT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Panama City
U8K0SDHEW2A30M4SPI26
PA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UniCreidet Bank Austria AG, Vienna
D1HEB8VEU6D9M8ZUXG17
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Oman S.A.O.G. Muscat
213800YRPSOSH9OA2V29
OM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Islandsbanki hf.
549300PZMFIQR79Q0T97
IS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
SN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Privredna Banka Zagreb d.d., Zagreb
549300ZHFZ4CSK7VS460
HR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon Sa/NV
MMYX0N4ZEZ13Z4XCG897
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank Limited, Taipie
549300QJEO1B92LSHZ06
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Credit Suisse Limited, Zurich
549300CWR0W0BCS9Q144
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Zambia Limited
549300HF45VBQ8L4HF36
ZM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
NE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Safat Kuwait
N/A
KW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Doha
N/A
QA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Stockholm
F3JS33DEI6XQ4ZBPTN86
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Santander Securities Services S.A.U.
95980020140005900000
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Mumbai
N/A
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citigroup Ply Limited
0C45RG70GW42XSBLJ131
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau Unibanco S.A.
BZO2P8KHO2O10H5QQ663
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A. Buenos Aires
579100KKDGKCFFKKF005
AR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Jakarta
N/A
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank A.S., Istanbul
N/A
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
LU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon
549300KP56LL8NKKFL47
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The HongKong and Shanghai Banking Corp Limited, Sidney
N/A
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services, S.C.A., Greece
N/A
CY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB banka, Riga
549300YW95G1VBBGGV07
LV
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc Magyarorszagi Fioktelepe, Budapest
N1FBEDJ5J41VKZLO2475
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Landsbankinn hf, Reykjavik
549300TLZPT6JELDWM92
IS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UniCredit Banka Slovenjia d.d., Lijubliana
549300O2UN9JLME31F08
SI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services, S.C.A., Greece
N/A
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc Bulgaria Branch, Sophia
N1FBEDJ5J41VKZLO2475
BG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of Nova Scotia
549300UWAOFM7OXCND23
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Cititrust Colombia S.A.
549300242J3IJCOSGI49
CO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Itau Uruguay S.A. Montevideo
549300HU8OQS1VTVXN55
UY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Intesa Sanpaolo S.a.P. Milan
N/A
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banque internationale Arabe de Tunisie
549300EZRO2TE67W7P49
TN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
GW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
United Overseas Bank Ltd.
IO66REGK3RCBAMA8HR66
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DBS Bank Ltd
ATUEL7OJR5057F2PV266
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Egypt S.A.E., Cairo
2138001Q77JDLESS4Y50
EG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UBS Switzerland AG, Zurich
549300WOIFUSNYH0FL22
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
PJSC ROSBANK
HOXMZG026UQNRK6J0C60
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau CorpBanca S.A.
549300DDPTTIZ06NIV06
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Zimbabwe Limited, Harare
2549005HENFMYGRM9S10
ZW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
BJ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon
N/A
IE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
JSC Citbank, Kiev
N/A
UA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutdche Bank AG, London Branch
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Limited, Blantyre
2549004FJV2K9P9UCU04
MW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibanamex (formerly known as Banco Nasional de Mexico S.A., Mexico City)
5493004NLEXB8DK06353
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
JSC Citibank Kazakhstan, Almaty
95XXGORQK31JZP82OG22
KZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Manila
N/A
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco National de Costa Rica
549300BH267R4KQVKV59
CR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank
N/A
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank of Ghana Ltd
549300M3N5M3E5WDG321
GH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited,Seoul
N/A
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Morgan Stanley & Co. International PLC
4PQUHN3JPFGFNF3BB653
GB
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Citibank N.A.
N/A
VE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited, Ebene
N/A
MU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Saudi Arabia Limited, Riyadh
2138009S6SHV5GLS7987
SA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A. Sao Paulo
1P0UUG7LC1S92QTNHG39
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream Banking Luxembourg
549300OL514RA0SXJJ44
XX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
MUFG Bank, Ltd.
C3GTMMZIHMY46P4OIX74
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Ag, Karachi
N/A
PK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Dubai
549300F99IL9YJDWH369
AE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Swaziland Limited, Mbabane
2549000IV408A4RRND84
SZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank of America Merrill Lynch International Limited
EYKN6V0ZCB8VD9IULB80
GB
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
SK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic IBTC Bank Plc., Lagos
029200098C3K8BI2D551
NG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Malaysia Berhad, Kuala Lumpur
N/A
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Mizuho Bank Limited, Toyko
RB0PEZSDGCO3JS6CEU02
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deustche Bank AG Seoul
N/A
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
XX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Vietnam Limited, ho Chi Minh City
213800H95OG9OHRT4Y78
VN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Hapoalim B.M., Tel Aviv
B6ARUI4946ST4S7WOU88
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Uganda Ltd
549300CU2GA4XCIHLV64
UG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Compnay Limited, Shanghai
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Limited
N/A
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Bilbao Vizcaya Argentina S.A.
549300QD1160SR6LNZ76
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc. Dublin- Romania Branch, Bucharest
N1FBEDJ5J41VKZLO2475
RO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Maghreb, Casablanca
5493003FVWLMBFTISI11
MA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Ltd
N/A
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Bermuda Limited, Hamilton
0W1U67PTV5WY3WYWKD79
BM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited, Mumbai
N/A
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AO Citibank, Moscow
N/A
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited, Colombo
N/A
LK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Polska Kas Opieki S.A. Warsaw
5493000LKS7B3UTF7H35
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
TG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
MT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Malaysia Berhad, Kuala Lumpur
P3RPN9OJFCXUPJWB1Q09
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Boatswana Ltd
254900CFACP5V9H8W758
BW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Y
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
N
0.00000000
BANC OF AMERICA SECURITIES LLC
8-42263
000026091
N/A
5068884.23000000
MARKETAXESS CORP.
8-50727
000044542
GPSMMRI21JE7ZCVYF972
1073077.52000000
GUGGENHEIM SECURITIES, LLC
8-49107
000040638
5493005G25VHYWLYJU59
169752.00000000
BNY MELLON CAPITAL MARKETS, LLC
8-35255
000017454
VJW2DOOHGDT6PR0ZRO63
5204382.00000000
FTN FINANCIAL SECURITIES CORP.
8-51393
000046346
PHDL2C07HIPM5DUL8S59
215367.50000000
BARCLAYS CAPITAL INC.
8-41342
000019714
AC28XWWI3WIBK2824319
216441.40000000
J.P. MORGAN SECURITIES LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
159764.79999999
KEYBANC CAPITAL MARKETS INC.
8-30177
000000566
2EQWV0180Z211YVAD813
108337.50000000
GOLDMAN, SACHS & CO.
8-129
000000361
FOR8UP27PHTHYVLBNG30
118300.20000000
12334307.15000000
N
47040213.79333329
Invesco BulletShares 2020 High Yield Corporate Bond ETF
S000060850
549300X8T112S828HF92
Y
1
0
0
Exchange-Traded Fund
Y
Y
-0.00471400
-0.00926400
0.00563300
0.00563300
Y
N
Y
Y
N
CITIBANK N.A
E57ODZWZ7FF32TWEFA76
N
N
Revenue sharing split
16947327.50
67012.95
Rule 17a-7 (17 CFR 270.17a-7)
Rule 12d1-1 (17 CFR 270.12d1-1)
Y
Y
N
N
Invesco Capital Management LLC
801-61851
000125601
EJW8VXOT5RJ3PPMVEB49
N
The Bank of New York Mellon
85-05006
HPFHU0OQ28E4N0NFVK49
N
N
N
Markit North America, Inc.
549300HLPTRASH0E726
N
Pricing Direct, Inc.
549300WIC0TOJ7N7GD54
N
ITG Solutions Network, Inc.
N/A
N
ICE Data Services, Inc.
13-3668779
Federal Tax Identification Number
N
Thomson Reuters Markets, LLC
20-4530702
Federal Tax Identification Number
N
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Citigroup Ply Limited
0C45RG70GW42XSBLJ131
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau Unibanco S.A.
BZO2P8KHO2O10H5QQ663
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
XX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
PJSC ROSBANK
HOXMZG026UQNRK6J0C60
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Polska Kas Opieki S.A. Warsaw
5493000LKS7B3UTF7H35
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Oman S.A.O.G. Muscat
213800YRPSOSH9OA2V29
OM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banque internationale Arabe de Tunisie
549300EZRO2TE67W7P49
TN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank Limited, Taipie
549300QJEO1B92LSHZ06
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic IBTC Bank Plc., Lagos
029200098C3K8BI2D551
NG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UniCreidet Bank Austria AG, Vienna
D1HEB8VEU6D9M8ZUXG17
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The HongKong and Shanghai Banking Corp Limited
N/A
BD
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services, S.C.A., Greece
N/A
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Ag, Karachi
N/A
PK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Namibia Limited, Windhoek
254900K6TJFDYKSQWV49
MA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
MUFG Bank, Ltd.
C3GTMMZIHMY46P4OIX74
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Malaysia Berhad, Kuala Lumpur
N/A
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Safat Kuwait
N/A
KW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB Pank, Tallinn
549300ND1MQ8SNNYMJ22
EE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon
N/A
IE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon Sa/NV
MMYX0N4ZEZ13Z4XCG897
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AO Citibank, Moscow
N/A
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Saudi Arabia Limited, Riyadh
2138009S6SHV5GLS7987
SA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UniCredit Banka Slovenjia d.d., Lijubliana
549300O2UN9JLME31F08
SI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Compnay Limited, Shanghai
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
ML
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Doha
N/A
QA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank of America Merrill Lynch International Limited
EYKN6V0ZCB8VD9IULB80
GB
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Euroclear Bank
549300OZ46BRLZ8Y6F65
LU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Manama
549300F99IL9YJDWH369
BH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutdche Bank AG, London Branch
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Boatswana Ltd
254900CFACP5V9H8W758
BW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Uganda Ltd
549300CU2GA4XCIHLV64
UG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The HongKong and Shanghai Banking Corp Limited, Sidney
N/A
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A. Sao Paulo
1P0UUG7LC1S92QTNHG39
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
SK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Mumbai
N/A
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
United Overseas Bank Ltd.
IO66REGK3RCBAMA8HR66
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Dubai
549300F99IL9YJDWH369
AE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc Magyarorszagi Fioktelepe, Budapest
N1FBEDJ5J41VKZLO2475
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Goldman Sachs & Co.
FOR8UP27PHTHYVLBNG30
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
The Bank of New York Mellin SA/NV
MMYX0N4ZEZ13Z4XCG897
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream Banking Luxembourg
549300OL514RA0SXJJ44
XX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Panama City
U8K0SDHEW2A30M4SPI26
PA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
MT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited, Ebene
N/A
MU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Zambia Limited
549300HF45VBQ8L4HF36
ZM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Privredna Banka Zagreb d.d., Zagreb
549300ZHFZ4CSK7VS460
HR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
NE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Intesa Sanpaolo S.a.P. Milan
N/A
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Stockholm
F3JS33DEI6XQ4ZBPTN86
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank A.S., Istanbul
N/A
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank Limited, Dar es Salaam
549300RLNUU3GJS6MK84
TZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc Bulgaria Branch, Sophia
N1FBEDJ5J41VKZLO2475
BG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
BJ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Morgan Stanley & Co. International PLC
4PQUHN3JPFGFNF3BB653
GB
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Cititrust Colombia S.A.
549300242J3IJCOSGI49
CO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited, Colombo
N/A
LK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Jakarta
N/A
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau CorpBanca S.A.
549300DDPTTIZ06NIV06
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
JSC Citbank, Kiev
N/A
UA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
JSC Citibank Kazakhstan, Almaty
95XXGORQK31JZP82OG22
KZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited, Mumbai
N/A
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Limited, Blantyre
2549004FJV2K9P9UCU04
MW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UBS Securities LLC
T6FIZBDPKLYJKFCRVK44
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Banco Itau Uruguay S.A. Montevideo
549300HU8OQS1VTVXN55
UY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Egypt S.A.E., Cairo
2138001Q77JDLESS4Y50
EG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Bermuda Limited, Hamilton
0W1U67PTV5WY3WYWKD79
BM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Manila
N/A
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CREDIT SUISSE SECURITIES (USA) LLC
1V8Y6QCX6YMJ2OELII46
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Santander Securities Services S.A.U.
95980020140005900000
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A.
N/A
VE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank
N/A
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank USA, N.A.
1IE8VN30JCEQV1H4R804
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB banka, Riga
549300YW95G1VBBGGV07
LV
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibanamex (formerly known as Banco Nasional de Mexico S.A., Mexico City)
5493004NLEXB8DK06353
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A. Buenos Aires
579100KKDGKCFFKKF005
AR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank del Peru, S.A. Lima
MYTK5NHHP1G8TVFGT193
PE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deustche Bank AG Seoul
N/A
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon
549300KP56LL8NKKFL47
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CIBC Mellon Trust Company
549300IYUUH221WBZ505
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Swaziland Limited, Mbabane
2549000IV408A4RRND84
SZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Ltd
N/A
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Maghreb, Casablanca
5493003FVWLMBFTISI11
MA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Compnay Limited, Shanghai
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Malaysia Berhad, Kuala Lumpur
P3RPN9OJFCXUPJWB1Q09
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
SN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco National de Costa Rica
549300BH267R4KQVKV59
CR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services, S.C.A., Greece
N/A
CY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Bilbao Vizcaya Argentina S.A.
549300QD1160SR6LNZ76
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank of Ghana Ltd
549300M3N5M3E5WDG321
GH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Landsbankinn hf, Reykjavik
549300TLZPT6JELDWM92
IS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Islandsbanki hf.
549300PZMFIQR79Q0T97
IS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Zimbabwe Limited, Harare
2549005HENFMYGRM9S10
ZW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank of South Africa Limited, Johannesburg
QFC8ZCW3Q5PRXU1XTM60
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DBS Bank Ltd
ATUEL7OJR5057F2PV266
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Credit Suisse Limited, Zurich
549300CWR0W0BCS9Q144
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
GW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB bankas, Vilnius
N/A
LT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Vietnam Limited, ho Chi Minh City
213800H95OG9OHRT4Y78
VN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services S.C.A.
549300WCGB70D06XZS54
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank of Kenya Ltd
549300BEL47N4GGJM871
KE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Hapoalim B.M., Tel Aviv
B6ARUI4946ST4S7WOU88
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
TG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank (taiwan) Limited
549300SG184IVNYDMN03
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited,Seoul
N/A
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UBS Switzerland AG, Zurich
549300WOIFUSNYH0FL22
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Limited
N/A
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Ltd
N/A
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc. Dublin- Romania Branch, Bucharest
N1FBEDJ5J41VKZLO2475
RO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
BF
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Mizuho Bank Limited, Toyko
RB0PEZSDGCO3JS6CEU02
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Unicredit Bank Serbia JSC, Belgrade
52990001O0THU00TYK59
RS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of Nova Scotia
549300UWAOFM7OXCND23
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Y
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
N
0.00000000
BANC OF AMERICA SECURITIES LLC
8-42263
000026091
N/A
143194157.78000000
OPPENHEIMER & CO. INC.
8-4077
000000249
254900VH02JQR2L8XD64
30165797.50000000
GOLDMAN, SACHS & CO.
8-129
000000361
FOR8UP27PHTHYVLBNG30
44814238.27000000
DEUTSCHE BANK SECURITIES INC.
8-17822
000002525
9J6MBOOO7BECTDTUZW19
16688750.00000000
MIZUHO SECURITIES USA INC.
8-37710
000019647
5493004GRDTUI7EMIZ82
28411427.50000000
CITIGROUP GLOBAL MARKETS INC.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
19354812.50000000
CREDIT SUISSE SECURITIES (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
30248625.00000000
JEFFERIES LLC
8-15074
000002347
58PU97L1C0WSRCWADL48
47766806.79999999
BNY MELLON CAPITAL MARKETS, LLC
8-35255
000017454
VJW2DOOHGDT6PR0ZRO63
245409651.66000000
J.P. MORGAN SECURITIES LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
28499566.26000000
742539462.22000003
N
898733889.86666703
Invesco BulletShares 2022 Corporate Bond ETF
S000060833
549300FP31R9WZ7QYR65
Y
1
0
0
Exchange-Traded Fund
Y
Y
0.00158300
0.00058900
0.00339200
0.00339200
Y
N
N
N
N/A
N/A
N/A
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 17a-7 (17 CFR 270.17a-7)
Y
Y
N
N
Invesco Capital Management LLC
801-61851
000125601
EJW8VXOT5RJ3PPMVEB49
N
The Bank of New York Mellon
85-05006
HPFHU0OQ28E4N0NFVK49
N
N
N
ITG Solutions Network, Inc.
N/A
N
Pricing Direct, Inc.
549300WIC0TOJ7N7GD54
N
Thomson Reuters Markets, LLC
20-4530702
Federal Tax Identification Number
N
ICE Data Services, Inc.
13-3668779
Federal Tax Identification Number
N
Markit North America, Inc.
549300HLPTRASH0E726
N
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
HSBC Saudi Arabia Limited, Riyadh
2138009S6SHV5GLS7987
SA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Polska Kas Opieki S.A. Warsaw
5493000LKS7B3UTF7H35
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UniCreidet Bank Austria AG, Vienna
D1HEB8VEU6D9M8ZUXG17
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Santander Securities Services S.A.U.
95980020140005900000
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Panama City
U8K0SDHEW2A30M4SPI26
PA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon
N/A
IE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank of Ghana Ltd
549300M3N5M3E5WDG321
GH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellin SA/NV
MMYX0N4ZEZ13Z4XCG897
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank A.S., Istanbul
N/A
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon
549300KP56LL8NKKFL47
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank Limited, Taipie
549300QJEO1B92LSHZ06
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Manila
N/A
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Limited
N/A
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank (taiwan) Limited
549300SG184IVNYDMN03
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic IBTC Bank Plc., Lagos
029200098C3K8BI2D551
NG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream Banking Luxembourg
549300OL514RA0SXJJ44
XX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc Bulgaria Branch, Sophia
N1FBEDJ5J41VKZLO2475
BG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Ltd
N/A
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Zimbabwe Limited, Harare
2549005HENFMYGRM9S10
ZW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Uganda Ltd
549300CU2GA4XCIHLV64
UG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A. Buenos Aires
579100KKDGKCFFKKF005
AR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
PJSC ROSBANK
HOXMZG026UQNRK6J0C60
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citigroup Ply Limited
0C45RG70GW42XSBLJ131
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AO Citibank, Moscow
N/A
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank Limited, Dar es Salaam
549300RLNUU3GJS6MK84
TZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UBS Securities LLC
T6FIZBDPKLYJKFCRVK44
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Credit Suisse Limited, Zurich
549300CWR0W0BCS9Q144
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutdche Bank AG, London Branch
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
NE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
TG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Compnay Limited, Shanghai
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank of Kenya Ltd
549300BEL47N4GGJM871
KE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Privredna Banka Zagreb d.d., Zagreb
549300ZHFZ4CSK7VS460
HR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DBS Bank Ltd
ATUEL7OJR5057F2PV266
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Goldman Sachs & Co.
FOR8UP27PHTHYVLBNG30
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Citibank del Peru, S.A. Lima
MYTK5NHHP1G8TVFGT193
PE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
BF
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A. Sao Paulo
1P0UUG7LC1S92QTNHG39
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banque internationale Arabe de Tunisie
549300EZRO2TE67W7P49
TN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Vietnam Limited, ho Chi Minh City
213800H95OG9OHRT4Y78
VN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UniCredit Banka Slovenjia d.d., Lijubliana
549300O2UN9JLME31F08
SI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
MUFG Bank, Ltd.
C3GTMMZIHMY46P4OIX74
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Jakarta
N/A
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
JSC Citbank, Kiev
N/A
UA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CREDIT SUISSE SECURITIES (USA) LLC
1V8Y6QCX6YMJ2OELII46
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Landsbankinn hf, Reykjavik
549300TLZPT6JELDWM92
IS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Limited, Blantyre
2549004FJV2K9P9UCU04
MW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
BJ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank
N/A
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc. Dublin- Romania Branch, Bucharest
N1FBEDJ5J41VKZLO2475
RO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Bermuda Limited, Hamilton
0W1U67PTV5WY3WYWKD79
BM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited,Seoul
N/A
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Doha
N/A
QA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services S.C.A.
549300WCGB70D06XZS54
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The HongKong and Shanghai Banking Corp Limited, Sidney
N/A
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB bankas, Vilnius
N/A
LT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Zambia Limited
549300HF45VBQ8L4HF36
ZM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited, Colombo
N/A
LK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Bilbao Vizcaya Argentina S.A.
549300QD1160SR6LNZ76
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CIBC Mellon Trust Company
549300IYUUH221WBZ505
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
ML
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco National de Costa Rica
549300BH267R4KQVKV59
CR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Compnay Limited, Shanghai
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
SN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Ag, Karachi
N/A
PK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited, Ebene
N/A
MU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Oman S.A.O.G. Muscat
213800YRPSOSH9OA2V29
OM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The HongKong and Shanghai Banking Corp Limited
N/A
BD
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
United Overseas Bank Ltd.
IO66REGK3RCBAMA8HR66
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau CorpBanca S.A.
549300DDPTTIZ06NIV06
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau Unibanco S.A.
BZO2P8KHO2O10H5QQ663
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Namibia Limited, Windhoek
254900K6TJFDYKSQWV49
MA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB Pank, Tallinn
549300ND1MQ8SNNYMJ22
EE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
MT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibanamex (formerly known as Banco Nasional de Mexico S.A., Mexico City)
5493004NLEXB8DK06353
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services, S.C.A., Greece
N/A
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Safat Kuwait
N/A
KW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Cititrust Colombia S.A.
549300242J3IJCOSGI49
CO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank USA, N.A.
1IE8VN30JCEQV1H4R804
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Ltd
N/A
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank of South Africa Limited, Johannesburg
QFC8ZCW3Q5PRXU1XTM60
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Malaysia Berhad, Kuala Lumpur
P3RPN9OJFCXUPJWB1Q09
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Egypt S.A.E., Cairo
2138001Q77JDLESS4Y50
EG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Islandsbanki hf.
549300PZMFIQR79Q0T97
IS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Unicredit Bank Serbia JSC, Belgrade
52990001O0THU00TYK59
RS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
SK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Morgan Stanley & Co. International PLC
4PQUHN3JPFGFNF3BB653
GB
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Euroclear Bank
549300OZ46BRLZ8Y6F65
LU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Hapoalim B.M., Tel Aviv
B6ARUI4946ST4S7WOU88
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Intesa Sanpaolo S.a.P. Milan
N/A
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
GW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
XX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Maghreb, Casablanca
5493003FVWLMBFTISI11
MA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A.
N/A
VE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB banka, Riga
549300YW95G1VBBGGV07
LV
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Itau Uruguay S.A. Montevideo
549300HU8OQS1VTVXN55
UY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Mizuho Bank Limited, Toyko
RB0PEZSDGCO3JS6CEU02
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Swaziland Limited, Mbabane
2549000IV408A4RRND84
SZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Dubai
549300F99IL9YJDWH369
AE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deustche Bank AG Seoul
N/A
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc Magyarorszagi Fioktelepe, Budapest
N1FBEDJ5J41VKZLO2475
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services, S.C.A., Greece
N/A
CY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited, Mumbai
N/A
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
JSC Citibank Kazakhstan, Almaty
95XXGORQK31JZP82OG22
KZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of Nova Scotia
549300UWAOFM7OXCND23
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UBS Switzerland AG, Zurich
549300WOIFUSNYH0FL22
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank of America Merrill Lynch International Limited
EYKN6V0ZCB8VD9IULB80
GB
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
HSBC Bank Middle East Limited, Manama
549300F99IL9YJDWH369
BH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Boatswana Ltd
254900CFACP5V9H8W758
BW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Malaysia Berhad, Kuala Lumpur
N/A
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon Sa/NV
MMYX0N4ZEZ13Z4XCG897
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Mumbai
N/A
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Stockholm
F3JS33DEI6XQ4ZBPTN86
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Y
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
N
0.00000000
MILLENNIUM ADVISORS, LLC
8-68349
000151236
254900E1P6Z2XZYSA163
4010406.00000000
MARKETAXESS CORP.
8-50727
000044542
GPSMMRI21JE7ZCVYF972
10149572.46000000
CITIGROUP GLOBAL MARKETS INC.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
4123790.29000000
WELLS FARGO SECURITIES LLC
8-65876
000126292
VYVVCKR63DVZZN70PB21
3685545.69000000
DEUTSCHE BANK SECURITIES INC.
8-17822
000002525
9J6MBOOO7BECTDTUZW19
3899565.00000000
BNY MELLON CAPITAL MARKETS, LLC
8-35255
000017454
VJW2DOOHGDT6PR0ZRO63
135621165.25999999
BANC OF AMERICA SECURITIES LLC
8-42263
000026091
N/A
12926129.75000000
R. SEELAUS & CO., INC.
8-31475
000014974
2138004J7AJDLCOJYA06
5778745.75999999
MUFG SECURITIES AMERICAS INC.
8-43026
000019685
K5HU16E3LMSVCCJJJ255
3874252.00000000
GOLDMAN, SACHS & CO.
8-129
000000361
FOR8UP27PHTHYVLBNG30
13247124.63000000
221574887.31999999
N
803962280.16666698
Invesco Multi-Factor Core Fixed Income ETF
S000062199
549300SDTPM7MNIOV259
Y
1
0
0
Exchange-Traded Fund
Y
Y
0.00158200
0.00034000
0.00321600
0.00321600
Y
N
N
N
N/A
N/A
N/A
Rule 12d1-1 (17 CFR 270.12d1-1)
Y
Y
N
N
Invesco Capital Management LLC
801-61851
000125601
EJW8VXOT5RJ3PPMVEB49
N
The Bank of New York Mellon
85-05006
HPFHU0OQ28E4N0NFVK49
N
N
N
ITG Solutions Network, Inc.
N/A
N
Markit North America, Inc.
549300HLPTRASH0E726
N
Thomson Reuters Markets, LLC
20-4530702
Federal Tax Identification Number
N
ICE Data Services, Inc.
13-3668779
Federal Tax Identification Number
N
Pricing Direct, Inc.
549300WIC0TOJ7N7GD54
N
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Deutsche Bank A.S., Istanbul
N/A
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
SN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Mumbai
N/A
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB Pank, Tallinn
549300ND1MQ8SNNYMJ22
EE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
United Overseas Bank Ltd.
IO66REGK3RCBAMA8HR66
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Manama
549300F99IL9YJDWH369
BH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Oman S.A.O.G. Muscat
213800YRPSOSH9OA2V29
OM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Maghreb, Casablanca
5493003FVWLMBFTISI11
MA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CREDIT SUISSE SECURITIES (USA) LLC
1V8Y6QCX6YMJ2OELII46
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Bank Hapoalim B.M., Tel Aviv
B6ARUI4946ST4S7WOU88
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Ltd
N/A
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Cititrust Colombia S.A.
549300242J3IJCOSGI49
CO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream Banking Luxembourg
549300OL514RA0SXJJ44
XX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A.
N/A
VE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Bermuda Limited, Hamilton
0W1U67PTV5WY3WYWKD79
BM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon Sa/NV
MMYX0N4ZEZ13Z4XCG897
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Egypt S.A.E., Cairo
2138001Q77JDLESS4Y50
EG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
MUFG Bank, Ltd.
C3GTMMZIHMY46P4OIX74
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Intesa Sanpaolo S.a.P. Milan
N/A
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco National de Costa Rica
549300BH267R4KQVKV59
CR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
GW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank of America Merrill Lynch International Limited
EYKN6V0ZCB8VD9IULB80
GB
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Bank Polska Kas Opieki S.A. Warsaw
5493000LKS7B3UTF7H35
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Compnay Limited, Shanghai
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
BJ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited, Ebene
N/A
MU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited, Colombo
N/A
LK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Jakarta
N/A
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Privredna Banka Zagreb d.d., Zagreb
549300ZHFZ4CSK7VS460
HR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Manila
N/A
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Ag, Karachi
N/A
PK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon
N/A
IE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Saudi Arabia Limited, Riyadh
2138009S6SHV5GLS7987
SA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank (taiwan) Limited
549300SG184IVNYDMN03
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc. Dublin- Romania Branch, Bucharest
N1FBEDJ5J41VKZLO2475
RO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau CorpBanca S.A.
549300DDPTTIZ06NIV06
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Unicredit Bank Serbia JSC, Belgrade
52990001O0THU00TYK59
RS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank Limited, Taipie
549300QJEO1B92LSHZ06
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Boatswana Ltd
254900CFACP5V9H8W758
BW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutdche Bank AG, London Branch
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau Unibanco S.A.
BZO2P8KHO2O10H5QQ663
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Santander Securities Services S.A.U.
95980020140005900000
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank
N/A
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of Nova Scotia
549300UWAOFM7OXCND23
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Limited
N/A
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
JSC Citbank, Kiev
N/A
UA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
LU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CIBC Mellon Trust Company
549300IYUUH221WBZ505
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
SK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon
549300KP56LL8NKKFL47
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UBS Securities LLC
T6FIZBDPKLYJKFCRVK44
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Citibank, N.A. Sao Paulo
1P0UUG7LC1S92QTNHG39
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Zimbabwe Limited, Harare
2549005HENFMYGRM9S10
ZW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Namibia Limited, Windhoek
254900K6TJFDYKSQWV49
MA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Doha
N/A
QA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc Magyarorszagi Fioktelepe, Budapest
N1FBEDJ5J41VKZLO2475
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
PJSC ROSBANK
HOXMZG026UQNRK6J0C60
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
NE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The HongKong and Shanghai Banking Corp Limited, Sidney
N/A
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic IBTC Bank Plc., Lagos
029200098C3K8BI2D551
NG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Panama City
U8K0SDHEW2A30M4SPI26
PA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
BF
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited, Mumbai
N/A
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank Limited, Dar es Salaam
549300RLNUU3GJS6MK84
TZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc Bulgaria Branch, Sophia
N1FBEDJ5J41VKZLO2475
BG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services, S.C.A., Greece
N/A
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Landsbankinn hf, Reykjavik
549300TLZPT6JELDWM92
IS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Vietnam Limited, ho Chi Minh City
213800H95OG9OHRT4Y78
VN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A. Buenos Aires
579100KKDGKCFFKKF005
AR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Compnay Limited, Shanghai
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UniCredit Banka Slovenjia d.d., Lijubliana
549300O2UN9JLME31F08
SI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibanamex (formerly known as Banco Nasional de Mexico S.A., Mexico City)
5493004NLEXB8DK06353
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UBS Switzerland AG, Zurich
549300WOIFUSNYH0FL22
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank of Kenya Ltd
549300BEL47N4GGJM871
KE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
XX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DBS Bank Ltd
ATUEL7OJR5057F2PV266
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank USA, N.A.
1IE8VN30JCEQV1H4R804
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
ML
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank del Peru, S.A. Lima
MYTK5NHHP1G8TVFGT193
PE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Credit Suisse Limited, Zurich
549300CWR0W0BCS9Q144
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Malaysia Berhad, Kuala Lumpur
P3RPN9OJFCXUPJWB1Q09
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Bilbao Vizcaya Argentina S.A.
549300QD1160SR6LNZ76
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services, S.C.A., Greece
N/A
CY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank of South Africa Limited, Johannesburg
QFC8ZCW3Q5PRXU1XTM60
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Safat Kuwait
N/A
KW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank of Ghana Ltd
549300M3N5M3E5WDG321
GH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Uganda Ltd
549300CU2GA4XCIHLV64
UG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Islandsbanki hf.
549300PZMFIQR79Q0T97
IS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The HongKong and Shanghai Banking Corp Limited
N/A
BD
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Ltd
N/A
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Morgan Stanley & Co. International PLC
4PQUHN3JPFGFNF3BB653
GB
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Stanbic Bank Zambia Limited
549300HF45VBQ8L4HF36
ZM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
JSC Citibank Kazakhstan, Almaty
95XXGORQK31JZP82OG22
KZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Dubai
549300F99IL9YJDWH369
AE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellin SA/NV
MMYX0N4ZEZ13Z4XCG897
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
MT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Stockholm
F3JS33DEI6XQ4ZBPTN86
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Goldman Sachs & Co.
FOR8UP27PHTHYVLBNG30
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Standard Bank Swaziland Limited, Mbabane
2549000IV408A4RRND84
SZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services S.C.A.
549300WCGB70D06XZS54
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Itau Uruguay S.A. Montevideo
549300HU8OQS1VTVXN55
UY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited,Seoul
N/A
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banque internationale Arabe de Tunisie
549300EZRO2TE67W7P49
TN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB banka, Riga
549300YW95G1VBBGGV07
LV
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Limited, Blantyre
2549004FJV2K9P9UCU04
MW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AO Citibank, Moscow
N/A
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Malaysia Berhad, Kuala Lumpur
N/A
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citigroup Ply Limited
0C45RG70GW42XSBLJ131
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Mizuho Bank Limited, Toyko
RB0PEZSDGCO3JS6CEU02
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deustche Bank AG Seoul
N/A
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
TG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UniCreidet Bank Austria AG, Vienna
D1HEB8VEU6D9M8ZUXG17
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB bankas, Vilnius
N/A
LT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Y
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
N
0.00000000
J.P. MORGAN SECURITIES LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
7576163.48000000
GOLDMAN, SACHS & CO.
8-129
000000361
FOR8UP27PHTHYVLBNG30
8216810.42999999
BMO CAPITAL MARKETS CORP.
8-34344
000016686
RUC0QBLBRPRCU4W1NE59
298168.96999999
BANC OF AMERICA SECURITIES LLC
8-42263
000026091
N/A
1690359.17000000
NOMURA SECURITIES INTERNATIONAL, INC.
8-15255
000004297
OXTKY6Q8X53C9ILVV871
2878930.26000000
MUFG SECURITIES AMERICAS INC.
8-43026
000019685
K5HU16E3LMSVCCJJJ255
360024.71000000
CITIGROUP GLOBAL MARKETS INC.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
2841814.34000000
BNY MELLON CAPITAL MARKETS, LLC
8-35255
000017454
VJW2DOOHGDT6PR0ZRO63
19590864.94999999
RBC CAPITAL MARKETS, LLC
8-45411
000031194
549300LCO2FLSSVFFR64
1706793.10000000
WELLS FARGO SECURITIES LLC
8-65876
000126292
VYVVCKR63DVZZN70PB21
350368.45000000
46998372.39999999
N
25097517.59000000
Invesco BulletShares 2021 Corporate Bond ETF
S000060851
549300ZKYD5YR3EYZW06
Y
1
0
0
Exchange-Traded Fund
Y
Y
0.00236700
0.00137000
0.00365900
0.00365900
Y
N
N
N
N/A
N/A
N/A
Rule 17a-7 (17 CFR 270.17a-7)
Rule 12d1-1 (17 CFR 270.12d1-1)
Y
Y
N
N
Invesco Capital Management LLC
801-61851
000125601
EJW8VXOT5RJ3PPMVEB49
N
The Bank of New York Mellon
85-05006
HPFHU0OQ28E4N0NFVK49
N
N
N
Pricing Direct, Inc.
549300WIC0TOJ7N7GD54
N
ICE Data Services, Inc.
13-3668779
Federal Tax Identification Number
N
ITG Solutions Network, Inc.
N/A
N
Markit North America, Inc.
549300HLPTRASH0E726
N
Thomson Reuters Markets, LLC
20-4530702
Federal Tax Identification Number
N
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Citibank Maghreb, Casablanca
5493003FVWLMBFTISI11
MA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Panama City
U8K0SDHEW2A30M4SPI26
PA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Compnay Limited, Shanghai
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB Pank, Tallinn
549300ND1MQ8SNNYMJ22
EE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of Nova Scotia
549300UWAOFM7OXCND23
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB banka, Riga
549300YW95G1VBBGGV07
LV
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Jakarta
N/A
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank of South Africa Limited, Johannesburg
QFC8ZCW3Q5PRXU1XTM60
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Ltd
N/A
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A. Sao Paulo
1P0UUG7LC1S92QTNHG39
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Goldman Sachs & Co.
FOR8UP27PHTHYVLBNG30
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
CREDIT SUISSE SECURITIES (USA) LLC
1V8Y6QCX6YMJ2OELII46
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Deutsche Bank Ag, Karachi
N/A
PK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Santander Securities Services S.A.U.
95980020140005900000
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream Banking Luxembourg
549300OL514RA0SXJJ44
XX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Namibia Limited, Windhoek
254900K6TJFDYKSQWV49
MA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Safat Kuwait
N/A
KW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Vietnam Limited, ho Chi Minh City
213800H95OG9OHRT4Y78
VN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
TG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
BF
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
MUFG Bank, Ltd.
C3GTMMZIHMY46P4OIX74
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Cititrust Colombia S.A.
549300242J3IJCOSGI49
CO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank of Kenya Ltd
549300BEL47N4GGJM871
KE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Malaysia Berhad, Kuala Lumpur
P3RPN9OJFCXUPJWB1Q09
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB bankas, Vilnius
N/A
LT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Polska Kas Opieki S.A. Warsaw
5493000LKS7B3UTF7H35
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutdche Bank AG, London Branch
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
BJ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Morgan Stanley & Co. International PLC
4PQUHN3JPFGFNF3BB653
GB
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Citibank Europe Plc Magyarorszagi Fioktelepe, Budapest
N1FBEDJ5J41VKZLO2475
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau CorpBanca S.A.
549300DDPTTIZ06NIV06
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CIBC Mellon Trust Company
549300IYUUH221WBZ505
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank Limited, Taipie
549300QJEO1B92LSHZ06
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Mizuho Bank Limited, Toyko
RB0PEZSDGCO3JS6CEU02
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Compnay Limited, Shanghai
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Bermuda Limited, Hamilton
0W1U67PTV5WY3WYWKD79
BM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon
549300KP56LL8NKKFL47
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The HongKong and Shanghai Banking Corp Limited
N/A
BD
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau Unibanco S.A.
BZO2P8KHO2O10H5QQ663
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
SN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited,Seoul
N/A
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UBS Switzerland AG, Zurich
549300WOIFUSNYH0FL22
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services S.C.A.
549300WCGB70D06XZS54
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Manila
N/A
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank
N/A
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank Limited, Dar es Salaam
549300RLNUU3GJS6MK84
TZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Ltd
N/A
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Mumbai
N/A
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited, Colombo
N/A
LK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A.
N/A
VE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Malaysia Berhad, Kuala Lumpur
N/A
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
SK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank (taiwan) Limited
549300SG184IVNYDMN03
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Hapoalim B.M., Tel Aviv
B6ARUI4946ST4S7WOU88
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Zambia Limited
549300HF45VBQ8L4HF36
ZM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Dubai
549300F99IL9YJDWH369
AE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The HongKong and Shanghai Banking Corp Limited, Sidney
N/A
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banque internationale Arabe de Tunisie
549300EZRO2TE67W7P49
TN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Landsbankinn hf, Reykjavik
549300TLZPT6JELDWM92
IS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deustche Bank AG Seoul
N/A
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Uganda Ltd
549300CU2GA4XCIHLV64
UG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UniCredit Banka Slovenjia d.d., Lijubliana
549300O2UN9JLME31F08
SI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank of Ghana Ltd
549300M3N5M3E5WDG321
GH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UniCreidet Bank Austria AG, Vienna
D1HEB8VEU6D9M8ZUXG17
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Saudi Arabia Limited, Riyadh
2138009S6SHV5GLS7987
SA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citigroup Ply Limited
0C45RG70GW42XSBLJ131
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Intesa Sanpaolo S.a.P. Milan
N/A
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Credit Suisse Limited, Zurich
549300CWR0W0BCS9Q144
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc Bulgaria Branch, Sophia
N1FBEDJ5J41VKZLO2475
BG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
United Overseas Bank Ltd.
IO66REGK3RCBAMA8HR66
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
JSC Citbank, Kiev
N/A
UA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Doha
N/A
QA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AO Citibank, Moscow
N/A
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco National de Costa Rica
549300BH267R4KQVKV59
CR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc. Dublin- Romania Branch, Bucharest
N1FBEDJ5J41VKZLO2475
RO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Privredna Banka Zagreb d.d., Zagreb
549300ZHFZ4CSK7VS460
HR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A. Buenos Aires
579100KKDGKCFFKKF005
AR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
NE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
PJSC ROSBANK
HOXMZG026UQNRK6J0C60
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank A.S., Istanbul
N/A
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibanamex (formerly known as Banco Nasional de Mexico S.A., Mexico City)
5493004NLEXB8DK06353
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DBS Bank Ltd
ATUEL7OJR5057F2PV266
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon Sa/NV
MMYX0N4ZEZ13Z4XCG897
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services, S.C.A., Greece
N/A
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Oman S.A.O.G. Muscat
213800YRPSOSH9OA2V29
OM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Egypt S.A.E., Cairo
2138001Q77JDLESS4Y50
EG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited, Mumbai
N/A
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank del Peru, S.A. Lima
MYTK5NHHP1G8TVFGT193
PE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UBS Securities LLC
T6FIZBDPKLYJKFCRVK44
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Stanbic Bank Boatswana Ltd
254900CFACP5V9H8W758
BW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Unicredit Bank Serbia JSC, Belgrade
52990001O0THU00TYK59
RS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Bilbao Vizcaya Argentina S.A.
549300QD1160SR6LNZ76
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Manama
549300F99IL9YJDWH369
BH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Stockholm
F3JS33DEI6XQ4ZBPTN86
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Limited, Blantyre
2549004FJV2K9P9UCU04
MW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
XX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
ML
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon
N/A
IE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellin SA/NV
MMYX0N4ZEZ13Z4XCG897
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Itau Uruguay S.A. Montevideo
549300HU8OQS1VTVXN55
UY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Islandsbanki hf.
549300PZMFIQR79Q0T97
IS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
JSC Citibank Kazakhstan, Almaty
95XXGORQK31JZP82OG22
KZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
GW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited, Ebene
N/A
MU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Zimbabwe Limited, Harare
2549005HENFMYGRM9S10
ZW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank of America Merrill Lynch International Limited
EYKN6V0ZCB8VD9IULB80
GB
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Euroclear Bank
549300OZ46BRLZ8Y6F65
LU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
MT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic IBTC Bank Plc., Lagos
029200098C3K8BI2D551
NG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Limited
N/A
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank USA, N.A.
1IE8VN30JCEQV1H4R804
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Swaziland Limited, Mbabane
2549000IV408A4RRND84
SZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services, S.C.A., Greece
N/A
CY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Y
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
N
0.00000000
TD SECURITIES (USA) LLC
8-36747
000018476
SUVUFHICNZMP2WKHG940
5527147.00000000
BNY MELLON CAPITAL MARKETS, LLC
8-35255
000017454
VJW2DOOHGDT6PR0ZRO63
161572514.28999999
MILLENNIUM ADVISORS, LLC
8-68349
000151236
254900E1P6Z2XZYSA163
4294912.00000000
CITIGROUP GLOBAL MARKETS INC.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
11250040.00000000
MARKETAXESS CORP.
8-50727
000044542
GPSMMRI21JE7ZCVYF972
9768687.00000000
WELLS FARGO SECURITIES LLC
8-65876
000126292
VYVVCKR63DVZZN70PB21
4342276.32000000
MORGAN STANLEY & CO. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
5330053.50000000
R. SEELAUS & CO., INC.
8-31475
000014974
2138004J7AJDLCOJYA06
6495985.00000000
GOLDMAN, SACHS & CO.
8-129
000000361
FOR8UP27PHTHYVLBNG30
20755123.76000000
BANC OF AMERICA SECURITIES LLC
8-42263
000026091
N/A
9228222.33999999
267014281.44000000
N
969400265.72000003
Invesco U.S. Large Cap Optimized Volatility ETF
S000060843
549300O8KH1XLA008897
Y
1
0
0
Exchange-Traded Fund
Y
Y
-0.00056400
-0.00407600
0.03611800
0.03611800
Y
N
N
N
N/A
N/A
N/A
Rule 12d1-1 (17 CFR 270.12d1-1)
Y
N
N
N
Invesco Capital Management LLC
801-61851
000125601
EJW8VXOT5RJ3PPMVEB49
2018-04-06
Guggenheim Funds Investment Advisors LLC
801-62515
000129288
5493006FBKA0W3QZI223
2018-04-06
The Bank of New York Mellon
85-05006
HPFHU0OQ28E4N0NFVK49
N
N
N
ICE Data Services, Inc.
13-3668779
Federal Tax Identification Number
N
Pricing Direct, Inc.
549300WIC0TOJ7N7GD54
N
Markit North America, Inc.
549300HLPTRASH0E726
N
ITG Solutions Network, Inc.
N/A
N
Thomson Reuters Markets, LLC
20-4530702
Federal Tax Identification Number
N
N
The Hongkong and Shanghai Banking Corp Limited,Seoul
N/A
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Zimbabwe Limited, Harare
2549005HENFMYGRM9S10
ZW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Vietnam Limited, ho Chi Minh City
213800H95OG9OHRT4Y78
VN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco National de Costa Rica
549300BH267R4KQVKV59
CR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Jakarta
N/A
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
SN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UniCredit Banka Slovenjia d.d., Lijubliana
549300O2UN9JLME31F08
SI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Panama City
U8K0SDHEW2A30M4SPI26
PA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank of Ghana Ltd
549300M3N5M3E5WDG321
GH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AO Citibank, Moscow
N/A
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Polska Kas Opieki S.A. Warsaw
5493000LKS7B3UTF7H35
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Manama
549300F99IL9YJDWH369
BH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The HongKong and Shanghai Banking Corp Limited
N/A
BD
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Ltd
N/A
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon Sa/NV
MMYX0N4ZEZ13Z4XCG897
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Compnay Limited, Shanghai
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Cititrust Colombia S.A.
549300242J3IJCOSGI49
CO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A. Sao Paulo
1P0UUG7LC1S92QTNHG39
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Islandsbanki hf.
549300PZMFIQR79Q0T97
IS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Mizuho Bank Limited, Toyko
RB0PEZSDGCO3JS6CEU02
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
United Overseas Bank Ltd.
IO66REGK3RCBAMA8HR66
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau Unibanco S.A.
BZO2P8KHO2O10H5QQ663
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UniCreidet Bank Austria AG, Vienna
D1HEB8VEU6D9M8ZUXG17
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Landsbankinn hf, Reykjavik
549300TLZPT6JELDWM92
IS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Unicredit Bank Serbia JSC, Belgrade
52990001O0THU00TYK59
RS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Zambia Limited
549300HF45VBQ8L4HF36
ZM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank of America Merrill Lynch International Limited
EYKN6V0ZCB8VD9IULB80
GB
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Santander Securities Services S.A.U.
95980020140005900000
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Saudi Arabia Limited, Riyadh
2138009S6SHV5GLS7987
SA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank del Peru, S.A. Lima
MYTK5NHHP1G8TVFGT193
PE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
JSC Citibank Kazakhstan, Almaty
95XXGORQK31JZP82OG22
KZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Doha
N/A
QA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of Nova Scotia
549300UWAOFM7OXCND23
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank of Kenya Ltd
549300BEL47N4GGJM871
KE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Boatswana Ltd
254900CFACP5V9H8W758
BW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Limited
N/A
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The HongKong and Shanghai Banking Corp Limited, Sidney
N/A
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
ML
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deustche Bank AG Seoul
N/A
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Stockholm
F3JS33DEI6XQ4ZBPTN86
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A. Buenos Aires
579100KKDGKCFFKKF005
AR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream Banking Luxembourg
549300OL514RA0SXJJ44
XX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Mumbai
N/A
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB Pank, Tallinn
549300ND1MQ8SNNYMJ22
EE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc Bulgaria Branch, Sophia
N1FBEDJ5J41VKZLO2475
BG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DBS Bank Ltd
ATUEL7OJR5057F2PV266
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A.
N/A
VE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank (taiwan) Limited
549300SG184IVNYDMN03
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
TG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CREDIT SUISSE SECURITIES (USA) LLC
1V8Y6QCX6YMJ2OELII46
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
AS SEB banka, Riga
549300YW95G1VBBGGV07
LV
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Limited, Blantyre
2549004FJV2K9P9UCU04
MW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Compnay Limited, Shanghai
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Ltd
N/A
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UBS Securities LLC
T6FIZBDPKLYJKFCRVK44
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Stanbic Bank Uganda Ltd
549300CU2GA4XCIHLV64
UG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
NE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services, S.C.A., Greece
N/A
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon
N/A
IE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB bankas, Vilnius
N/A
LT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank
N/A
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited, Mumbai
N/A
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banque internationale Arabe de Tunisie
549300EZRO2TE67W7P49
TN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Hapoalim B.M., Tel Aviv
B6ARUI4946ST4S7WOU88
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Malaysia Berhad, Kuala Lumpur
N/A
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Manila
N/A
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
PJSC ROSBANK
HOXMZG026UQNRK6J0C60
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibanamex (formerly known as Banco Nasional de Mexico S.A., Mexico City)
5493004NLEXB8DK06353
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon
549300KP56LL8NKKFL47
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
BJ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
BF
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
XX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CIBC Mellon Trust Company
549300IYUUH221WBZ505
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank A.S., Istanbul
N/A
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc Magyarorszagi Fioktelepe, Budapest
N1FBEDJ5J41VKZLO2475
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank USA, N.A.
1IE8VN30JCEQV1H4R804
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services S.C.A.
549300WCGB70D06XZS54
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Credit Suisse Limited, Zurich
549300CWR0W0BCS9Q144
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
GW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Oman S.A.O.G. Muscat
213800YRPSOSH9OA2V29
OM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citigroup Ply Limited
0C45RG70GW42XSBLJ131
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellin SA/NV
MMYX0N4ZEZ13Z4XCG897
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Intesa Sanpaolo S.a.P. Milan
N/A
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank Limited, Dar es Salaam
549300RLNUU3GJS6MK84
TZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Safat Kuwait
N/A
KW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Dubai
549300F99IL9YJDWH369
AE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
MT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
SK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Swaziland Limited, Mbabane
2549000IV408A4RRND84
SZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Ag, Karachi
N/A
PK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Bermuda Limited, Hamilton
0W1U67PTV5WY3WYWKD79
BM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services, S.C.A., Greece
N/A
CY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank of South Africa Limited, Johannesburg
QFC8ZCW3Q5PRXU1XTM60
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc. Dublin- Romania Branch, Bucharest
N1FBEDJ5J41VKZLO2475
RO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Morgan Stanley & Co. International PLC
4PQUHN3JPFGFNF3BB653
GB
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
HSBC Bank Egypt S.A.E., Cairo
2138001Q77JDLESS4Y50
EG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Goldman Sachs & Co.
FOR8UP27PHTHYVLBNG30
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
MUFG Bank, Ltd.
C3GTMMZIHMY46P4OIX74
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Itau Uruguay S.A. Montevideo
549300HU8OQS1VTVXN55
UY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
JSC Citbank, Kiev
N/A
UA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Bilbao Vizcaya Argentina S.A.
549300QD1160SR6LNZ76
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UBS Switzerland AG, Zurich
549300WOIFUSNYH0FL22
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Malaysia Berhad, Kuala Lumpur
P3RPN9OJFCXUPJWB1Q09
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic IBTC Bank Plc., Lagos
029200098C3K8BI2D551
NG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited, Colombo
N/A
LK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Namibia Limited, Windhoek
254900K6TJFDYKSQWV49
MA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Maghreb, Casablanca
5493003FVWLMBFTISI11
MA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
LU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau CorpBanca S.A.
549300DDPTTIZ06NIV06
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank Limited, Taipie
549300QJEO1B92LSHZ06
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Privredna Banka Zagreb d.d., Zagreb
549300ZHFZ4CSK7VS460
HR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutdche Bank AG, London Branch
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited, Ebene
N/A
MU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Y
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
N
BTIG, LLC
8-65473
000122225
549300GTG9PL6WO3EC51
162.85000000
CREDIT SUISSE SECURITIES (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
144.99000000
SUSQUEHANNA FINANCIAL GROUP, LLLP
8-44325
000035865
549300E8QX0ZMRDC2M81
45.01000000
INSTINET, LLC
8-23669
000007897
549300MGMN3RKMU8FT57
2.25999999
355.11000000
GOLDMAN, SACHS & CO.
8-129
000000361
FOR8UP27PHTHYVLBNG30
5935398.08000000
BNY MELLON CAPITAL MARKETS, LLC
8-35255
000017454
VJW2DOOHGDT6PR0ZRO63
15098.34000000
BANC OF AMERICA SECURITIES LLC
8-42263
000026091
N/A
2877872.60000000
8828369.01999999
N
1517409.51583333
Invesco BulletShares 2028 Corporate Bond ETF
S000062551
549300DEJIY40W17GY50
Y
1
0
0
Exchange-Traded Fund
Y
Y
-0.00694000
-0.00793200
0.00489500
0.00489500
Y
N
N
N
N/A
N/A
N/A
Rule 12d1-1 (17 CFR 270.12d1-1)
Y
Y
N
N
Invesco Capital Management LLC
801-61851
000125601
EJW8VXOT5RJ3PPMVEB49
N
The Bank of New York Mellon
85-05006
HPFHU0OQ28E4N0NFVK49
N
N
N
ITG Solutions Network, Inc.
N/A
N
Markit North America, Inc.
549300HLPTRASH0E726
N
Thomson Reuters Markets, LLC
20-4530702
Federal Tax Identification Number
N
ICE Data Services, Inc.
13-3668779
Federal Tax Identification Number
N
Pricing Direct, Inc.
549300WIC0TOJ7N7GD54
N
N
JSC Citbank, Kiev
N/A
UA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB banka, Riga
549300YW95G1VBBGGV07
LV
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutdche Bank AG, London Branch
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AO Citibank, Moscow
N/A
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
BJ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Compnay Limited, Shanghai
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Landsbankinn hf, Reykjavik
549300TLZPT6JELDWM92
IS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Islandsbanki hf.
549300PZMFIQR79Q0T97
IS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The HongKong and Shanghai Banking Corp Limited
N/A
BD
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Uganda Ltd
549300CU2GA4XCIHLV64
UG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Oman S.A.O.G. Muscat
213800YRPSOSH9OA2V29
OM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of Nova Scotia
549300UWAOFM7OXCND23
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
HSBC Bank Bermuda Limited, Hamilton
0W1U67PTV5WY3WYWKD79
BM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
United Overseas Bank Ltd.
IO66REGK3RCBAMA8HR66
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Vietnam Limited, ho Chi Minh City
213800H95OG9OHRT4Y78
VN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Safat Kuwait
N/A
KW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank of Ghana Ltd
549300M3N5M3E5WDG321
GH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon
N/A
IE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Jakarta
N/A
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
MT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank USA, N.A.
1IE8VN30JCEQV1H4R804
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Limited
N/A
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CREDIT SUISSE SECURITIES (USA) LLC
1V8Y6QCX6YMJ2OELII46
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Standard Chartered Bank
N/A
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank of America Merrill Lynch International Limited
EYKN6V0ZCB8VD9IULB80
GB
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
TG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank of Kenya Ltd
549300BEL47N4GGJM871
KE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Privredna Banka Zagreb d.d., Zagreb
549300ZHFZ4CSK7VS460
HR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Malaysia Berhad, Kuala Lumpur
P3RPN9OJFCXUPJWB1Q09
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank del Peru, S.A. Lima
MYTK5NHHP1G8TVFGT193
PE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Ltd
N/A
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau Unibanco S.A.
BZO2P8KHO2O10H5QQ663
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UBS Securities LLC
T6FIZBDPKLYJKFCRVK44
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
The Bank of New York Mellon Sa/NV
MMYX0N4ZEZ13Z4XCG897
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc. Dublin- Romania Branch, Bucharest
N1FBEDJ5J41VKZLO2475
RO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream Banking Luxembourg
549300OL514RA0SXJJ44
XX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon
549300KP56LL8NKKFL47
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Cititrust Colombia S.A.
549300242J3IJCOSGI49
CO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Egypt S.A.E., Cairo
2138001Q77JDLESS4Y50
EG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc Magyarorszagi Fioktelepe, Budapest
N1FBEDJ5J41VKZLO2475
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank (taiwan) Limited
549300SG184IVNYDMN03
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
JSC Citibank Kazakhstan, Almaty
95XXGORQK31JZP82OG22
KZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services S.C.A.
549300WCGB70D06XZS54
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Doha
N/A
QA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UniCreidet Bank Austria AG, Vienna
D1HEB8VEU6D9M8ZUXG17
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deustche Bank AG Seoul
N/A
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Limited, Blantyre
2549004FJV2K9P9UCU04
MW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Intesa Sanpaolo S.a.P. Milan
N/A
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank A.S., Istanbul
N/A
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
BF
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
SN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UBS Switzerland AG, Zurich
549300WOIFUSNYH0FL22
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CIBC Mellon Trust Company
549300IYUUH221WBZ505
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited,Seoul
N/A
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Zambia Limited
549300HF45VBQ8L4HF36
ZM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB bankas, Vilnius
N/A
LT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Credit Suisse Limited, Zurich
549300CWR0W0BCS9Q144
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
MUFG Bank, Ltd.
C3GTMMZIHMY46P4OIX74
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
LU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc Bulgaria Branch, Sophia
N1FBEDJ5J41VKZLO2475
BG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Boatswana Ltd
254900CFACP5V9H8W758
BW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited, Mumbai
N/A
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UniCredit Banka Slovenjia d.d., Lijubliana
549300O2UN9JLME31F08
SI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Hapoalim B.M., Tel Aviv
B6ARUI4946ST4S7WOU88
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco National de Costa Rica
549300BH267R4KQVKV59
CR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank of South Africa Limited, Johannesburg
QFC8ZCW3Q5PRXU1XTM60
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Malaysia Berhad, Kuala Lumpur
N/A
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Saudi Arabia Limited, Riyadh
2138009S6SHV5GLS7987
SA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellin SA/NV
MMYX0N4ZEZ13Z4XCG897
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank Limited, Taipie
549300QJEO1B92LSHZ06
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Compnay Limited, Shanghai
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services, S.C.A., Greece
N/A
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Ag, Karachi
N/A
PK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Swaziland Limited, Mbabane
2549000IV408A4RRND84
SZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Maghreb, Casablanca
5493003FVWLMBFTISI11
MA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
GW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A. Buenos Aires
579100KKDGKCFFKKF005
AR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Unicredit Bank Serbia JSC, Belgrade
52990001O0THU00TYK59
RS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citigroup Ply Limited
0C45RG70GW42XSBLJ131
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A. Sao Paulo
1P0UUG7LC1S92QTNHG39
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Santander Securities Services S.A.U.
95980020140005900000
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Morgan Stanley & Co. International PLC
4PQUHN3JPFGFNF3BB653
GB
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibanamex (formerly known as Banco Nasional de Mexico S.A., Mexico City)
5493004NLEXB8DK06353
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
NE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
ML
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Namibia Limited, Windhoek
254900K6TJFDYKSQWV49
MA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
SK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Itau Uruguay S.A. Montevideo
549300HU8OQS1VTVXN55
UY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Bilbao Vizcaya Argentina S.A.
549300QD1160SR6LNZ76
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A.
N/A
VE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank Limited, Dar es Salaam
549300RLNUU3GJS6MK84
TZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DBS Bank Ltd
ATUEL7OJR5057F2PV266
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Mizuho Bank Limited, Toyko
RB0PEZSDGCO3JS6CEU02
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The HongKong and Shanghai Banking Corp Limited, Sidney
N/A
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Stockholm
F3JS33DEI6XQ4ZBPTN86
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Ltd
N/A
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Manila
N/A
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic IBTC Bank Plc., Lagos
029200098C3K8BI2D551
NG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
XX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited, Colombo
N/A
LK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Zimbabwe Limited, Harare
2549005HENFMYGRM9S10
ZW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB Pank, Tallinn
549300ND1MQ8SNNYMJ22
EE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Goldman Sachs & Co.
FOR8UP27PHTHYVLBNG30
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
The Hongkong and Shanghai Banking Corp Limited, Ebene
N/A
MU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banque internationale Arabe de Tunisie
549300EZRO2TE67W7P49
TN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
PJSC ROSBANK
HOXMZG026UQNRK6J0C60
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Polska Kas Opieki S.A. Warsaw
5493000LKS7B3UTF7H35
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Panama City
U8K0SDHEW2A30M4SPI26
PA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Manama
549300F99IL9YJDWH369
BH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau CorpBanca S.A.
549300DDPTTIZ06NIV06
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Dubai
549300F99IL9YJDWH369
AE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Mumbai
N/A
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services, S.C.A., Greece
N/A
CY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Y
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
N
0.00000000
JANE STREET EXECUTION SERVICES, LLC
8-69254
000167280
549300HXJLXCPDWAH070
5880808.00000000
BNY MELLON CAPITAL MARKETS, LLC
8-35255
000017454
VJW2DOOHGDT6PR0ZRO63
55266.84000000
5936074.83999999
N
6019739.41000000
Invesco BulletShares 2026 High Yield Corporate Bond ETF
S000062552
549300TEHRD7BU0W1859
Y
1
0
0
Exchange-Traded Fund
Y
Y
0.01694100
0.01270900
0.00566700
0.00566700
Y
N
N
N
N/A
N/A
N/A
Rule 12d1-1 (17 CFR 270.12d1-1)
Y
Y
N
N
Invesco Capital Management LLC
801-61851
000125601
EJW8VXOT5RJ3PPMVEB49
N
The Bank of New York Mellon
85-05006
HPFHU0OQ28E4N0NFVK49
N
N
N
ICE Data Services, Inc.
13-3668779
Federal Tax Identification Number
N
ITG Solutions Network, Inc.
N/A
N
Thomson Reuters Markets, LLC
20-4530702
Federal Tax Identification Number
N
Pricing Direct, Inc.
549300WIC0TOJ7N7GD54
N
Markit North America, Inc.
549300HLPTRASH0E726
N
N
Islandsbanki hf.
549300PZMFIQR79Q0T97
IS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited, Ebene
N/A
MU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Goldman Sachs & Co.
FOR8UP27PHTHYVLBNG30
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
AO Citibank, Moscow
N/A
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellin SA/NV
MMYX0N4ZEZ13Z4XCG897
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank A.S., Istanbul
N/A
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
XX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
NE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited, Colombo
N/A
LK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services, S.C.A., Greece
N/A
CY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon Sa/NV
MMYX0N4ZEZ13Z4XCG897
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Cititrust Colombia S.A.
549300242J3IJCOSGI49
CO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB Pank, Tallinn
549300ND1MQ8SNNYMJ22
EE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc Magyarorszagi Fioktelepe, Budapest
N1FBEDJ5J41VKZLO2475
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic IBTC Bank Plc., Lagos
029200098C3K8BI2D551
NG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Egypt S.A.E., Cairo
2138001Q77JDLESS4Y50
EG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Bermuda Limited, Hamilton
0W1U67PTV5WY3WYWKD79
BM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services S.C.A.
549300WCGB70D06XZS54
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank Limited, Dar es Salaam
549300RLNUU3GJS6MK84
TZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
HSBC Bank Middle East Limited, Manama
549300F99IL9YJDWH369
BH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Namibia Limited, Windhoek
254900K6TJFDYKSQWV49
MA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Safat Kuwait
N/A
KW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank of Ghana Ltd
549300M3N5M3E5WDG321
GH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank del Peru, S.A. Lima
MYTK5NHHP1G8TVFGT193
PE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB banka, Riga
549300YW95G1VBBGGV07
LV
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream Banking Luxembourg
549300OL514RA0SXJJ44
XX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DBS Bank Ltd
ATUEL7OJR5057F2PV266
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
GW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Oman S.A.O.G. Muscat
213800YRPSOSH9OA2V29
OM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank
N/A
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Compnay Limited, Shanghai
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank of Kenya Ltd
549300BEL47N4GGJM871
KE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
LU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Swaziland Limited, Mbabane
2549000IV408A4RRND84
SZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CREDIT SUISSE SECURITIES (USA) LLC
1V8Y6QCX6YMJ2OELII46
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Itau CorpBanca S.A.
549300DDPTTIZ06NIV06
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Mumbai
N/A
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc Bulgaria Branch, Sophia
N1FBEDJ5J41VKZLO2475
BG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The HongKong and Shanghai Banking Corp Limited
N/A
BD
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
JSC Citibank Kazakhstan, Almaty
95XXGORQK31JZP82OG22
KZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deustche Bank AG Seoul
N/A
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Hapoalim B.M., Tel Aviv
B6ARUI4946ST4S7WOU88
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UBS Securities LLC
T6FIZBDPKLYJKFCRVK44
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Landsbankinn hf, Reykjavik
549300TLZPT6JELDWM92
IS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
PJSC ROSBANK
HOXMZG026UQNRK6J0C60
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon SA/NV
MMYX0N4ZEZ13Z4XCG897
MT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of Nova Scotia
549300UWAOFM7OXCND23
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc. Dublin- Romania Branch, Bucharest
N1FBEDJ5J41VKZLO2475
RO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
SN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco National de Costa Rica
549300BH267R4KQVKV59
CR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A. Buenos Aires
579100KKDGKCFFKKF005
AR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Zambia Limited
549300HF45VBQ8L4HF36
ZM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Intesa Sanpaolo S.a.P. Milan
N/A
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Privredna Banka Zagreb d.d., Zagreb
549300ZHFZ4CSK7VS460
HR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB bankas, Vilnius
N/A
LT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon
549300KP56LL8NKKFL47
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Unicredit Bank Serbia JSC, Belgrade
52990001O0THU00TYK59
RS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Vietnam Limited, ho Chi Minh City
213800H95OG9OHRT4Y78
VN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Dubai
549300F99IL9YJDWH369
AE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CIBC Mellon Trust Company
549300IYUUH221WBZ505
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited,Seoul
N/A
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutdche Bank AG, London Branch
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon
N/A
IE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank of America Merrill Lynch International Limited
EYKN6V0ZCB8VD9IULB80
GB
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
JSC Citbank, Kiev
N/A
UA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Doha
N/A
QA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citigroup Ply Limited
0C45RG70GW42XSBLJ131
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Ltd
N/A
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Sweden
F3JS33DEI6XQ4ZBPTN86
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
United Overseas Bank Ltd.
IO66REGK3RCBAMA8HR66
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The HongKong and Shanghai Banking Corp Limited, Sidney
N/A
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UBS Switzerland AG, Zurich
549300WOIFUSNYH0FL22
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corp Limited, Mumbai
N/A
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
ML
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
BF
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibanamex (formerly known as Banco Nasional de Mexico S.A., Mexico City)
5493004NLEXB8DK06353
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau Unibanco S.A.
BZO2P8KHO2O10H5QQ663
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank of South Africa Limited, Johannesburg
QFC8ZCW3Q5PRXU1XTM60
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Uganda Ltd
549300CU2GA4XCIHLV64
UG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Polska Kas Opieki S.A. Warsaw
5493000LKS7B3UTF7H35
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banque internationale Arabe de Tunisie
549300EZRO2TE67W7P49
TN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Bilbao Vizcaya Argentina S.A.
549300QD1160SR6LNZ76
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Maghreb, Casablanca
5493003FVWLMBFTISI11
MA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Ag, Karachi
N/A
PK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Morgan Stanley & Co. International PLC
4PQUHN3JPFGFNF3BB653
GB
N
N
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Standard Chartered Bank Limited, Taipie
549300QJEO1B92LSHZ06
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
SK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Zimbabwe Limited, Harare
2549005HENFMYGRM9S10
ZW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Santander Securities Services S.A.U.
95980020140005900000
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Malaysia Berhad, Kuala Lumpur
P3RPN9OJFCXUPJWB1Q09
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Limited, Blantyre
2549004FJV2K9P9UCU04
MW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UniCredit Banka Slovenjia d.d., Lijubliana
549300O2UN9JLME31F08
SI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Limited
N/A
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Ltd
N/A
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
MUFG Bank, Ltd.
C3GTMMZIHMY46P4OIX74
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Malaysia Berhad, Kuala Lumpur
N/A
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Manila
N/A
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Itau Uruguay S.A. Montevideo
549300HU8OQS1VTVXN55
UY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank USA, N.A.
1IE8VN30JCEQV1H4R804
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
BJ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Jakarta
N/A
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services, S.C.A., Greece
N/A
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UniCreidet Bank Austria AG, Vienna
D1HEB8VEU6D9M8ZUXG17
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Societe Generale de Banques en Cote d'Ivoire
549300JJPHM34SB2IK90
TG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Saudi Arabia Limited, Riyadh
2138009S6SHV5GLS7987
SA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Boatswana Ltd
254900CFACP5V9H8W758
BW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A.
N/A
VE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Panama City
U8K0SDHEW2A30M4SPI26
PA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Compnay Limited, Shanghai
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A. Sao Paulo
1P0UUG7LC1S92QTNHG39
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Credit Suisse Limited, Zurich
549300CWR0W0BCS9Q144
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Mizuho Bank Limited, Toyko
RB0PEZSDGCO3JS6CEU02
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB, Stockholm
F3JS33DEI6XQ4ZBPTN86
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank (taiwan) Limited
549300SG184IVNYDMN03
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Y
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
N
0.00000000
JANE STREET EXECUTION SERVICES, LLC
8-69254
000167280
549300HXJLXCPDWAH070
4900831.50000000
BNY MELLON CAPITAL MARKETS, LLC
8-35255
000017454
VJW2DOOHGDT6PR0ZRO63
52478.59000000
5005788.68000000
N
5031102.55000000
Invesco BulletShares 2027 Corporate Bond ETF
S000060831
Y
150000.00000000
100.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
3801.00
0.00000000
0.00000000
3801.00
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
Invesco BulletShares 2026 Corporate Bond ETF
S000060840
N
150000.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
Invesco BulletShares 2021 High Yield Corporate Bond ETF
S000060832
Y
100000.00000000
0.38892370
0.19725180
99.61107629
0.19725180
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
500.00000000
0.00000000
0.00000000
500.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
Invesco Investment Grade Value ETF
S000062198
Y
50000.00000000
100.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
Invesco BulletShares 2024 Corporate Bond ETF
S000060837
Y
150000.00000000
100.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
4728.73
0.00000000
0.00000000
4728.73
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
Invesco BulletShares 2020 High Yield Corporate Bond ETF
S000060850
Y
100000.00000000
1.56147577
0.68457798
98.43852422
0.68457798
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
500.00000000
0.00000000
0.00000000
500.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
Invesco BulletShares 2023 Corporate Bond ETF
S000060835
Y
150000.00000000
87.50122798
33.06864244
12.49877201
33.06864244
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
4920.27
0.00000000
0.00000000
4920.27
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
Invesco Emerging Markets Debt Value ETF
S000062194
Y
100000.00000000
100.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
Invesco U.S. Large Cap Optimized Volatility ETF
S000060843
Y
50000.00000000
0.74797373
0.15633783
99.25202626
0.15633783
0.15589964
0.12465856
99.84410035
0.12465856
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
500.00000000
0.00000000
Invesco BulletShares 2022 Corporate Bond ETF
S000060833
Y
150000.00000000
67.88175198
44.71792404
32.11824801
44.71792404
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
4080.14
0.00000000
0.00000000
4080.14
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
Invesco BulletShares 2019 Corporate Bond ETF
S000060847
Y
150000.00000000
43.50176782
45.93615546
56.49823217
45.93615546
0.44477404
0.00000000
99.55522595
0.00000000
0.00000000
2774.14
0.00000000
0.00000000
2774.14
0.00000000
0.00000000
500.00000000
0.00000000
0.00000000
500.00000000
0.00000000
Invesco Emerging Markets Debt Defensive ETF
S000062193
Y
100000.00000000
100.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
Invesco BulletShares 2021 Corporate Bond ETF
S000060851
Y
150000.00000000
71.44087605
45.15594660
28.55912394
45.15594660
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
5364.26
0.00000000
0.00000000
5364.26
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
Invesco Corporate Income Value ETF
S000062196
Y
100000.00000000
100.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
Invesco BulletShares 2019 High Yield Corporate Bond ETF
S000060848
Y
100000.00000000
3.76353448
3.47174412
96.23646551
3.47174412
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
500.00000000
0.00000000
0.00000000
500.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
Invesco Defensive Equity ETF
S000060841
Y
50000.00000000
0.72563201
0.90598436
99.27436798
0.90598436
0.16488280
0.13712315
99.83511719
0.13712315
0.00000000
312.50
0.00000000
0.00000000
312.50
0.00000000
0.00000000
363.63
0.00000000
0.00000000
363.63
0.00000000
Invesco BulletShares 2025 Corporate Bond ETF
S000060839
Y
150000.00000000
100.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
5150.88
0.00000000
0.00000000
5150.88
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
Invesco BulletShares 2018 High Yield Corporate Bond ETF
S000060846
Y
100000.00000000
0.00000000
0.00000000
0.00000000
0.00000000
76.96848142
41.20686028
23.03151857
41.20686028
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
500.00000000
0.00000000
0.00000000
500.00000000
0.00000000
Invesco Corporate Income Defensive ETF
S000062195
Y
100000.00000000
100.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
Invesco BulletShares 2023 High Yield Corporate Bond ETF
S000060836
Y
100000.00000000
0.96138210
0.70494713
99.03861789
0.70494713
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
500.00000000
0.00000000
0.00000000
500.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
Invesco BulletShares 2025 High Yield Corporate Bond ETF
S000060842
Y
100000.00000000
33.66087726
46.91026258
66.33912273
46.91026258
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
1240.55
0.00000000
0.00000000
1240.55
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
Invesco BulletShares 2024 High Yield Corporate Bond ETF
S000060838
Y
100000.00000000
0.06784525
0.10962294
99.93215474
0.10962294
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
500.00000000
0.00000000
0.00000000
500.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
Invesco Multi-Factor Core Plus Fixed Income ETF
S000062200
Y
100000.00000000
100.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
Invesco BulletShares 2022 High Yield Corporate Bond ETF
S000060834
Y
100000.00000000
0.11236487
0.40199626
99.88763512
0.40199626
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
500.00000000
0.00000000
0.00000000
500.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
Invesco Multi-Factor Large Cap ETF
S000060844
Y
50000.00000000
99.80229997
0.00000000
0.19770002
0.00000000
99.90712037
0.00000000
0.09287962
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
Invesco Investment Grade Defensive ETF
S000062197
Y
50000.00000000
100.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
Invesco BulletShares 2018 Corporate Bond ETF
S000060845
Y
150000.00000000
0.00653358
0.00000000
99.99346641
0.00000000
85.01696184
35.66680982
14.98303815
35.66680982
0.00000000
500.00000000
0.00000000
0.00000000
500.00000000
0.00000000
0.00000000
500.00000000
0.00000000
0.00000000
500.00000000
0.00000000
Invesco BulletShares 2020 Corporate Bond ETF
S000060849
Y
150000.00000000
73.44756453
41.43654067
26.55243546
41.43654067
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
4542.06
0.00000000
0.00000000
4542.06
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
Invesco Multi-Factor Core Fixed Income ETF
S000062199
Y
100000.00000000
100.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
Invesco BulletShares 2026 High Yield Corporate Bond ETF
S000062552
Y
100000.00000000
100.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
Invesco BulletShares 2028 Corporate Bond ETF
S000062551
Y
150000.00000000
100.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
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