0000943663-15-000224.txt : 20151102 0000943663-15-000224.hdr.sgml : 20151102 20151102110737 ACCESSION NUMBER: 0000943663-15-000224 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20151102 DATE AS OF CHANGE: 20151102 EFFECTIVENESS DATE: 20151102 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Upper Lake Lending Fund 1, LP CENTRAL INDEX KEY: 0001657015 IRS NUMBER: 260593796 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-250497 FILM NUMBER: 151189740 BUSINESS ADDRESS: STREET 1: 8601 NORTH SCOTTSDALE ROAD, SUITE 300 CITY: SCOTTSDALE STATE: AZ ZIP: 85253 BUSINESS PHONE: 212.350.0262 MAIL ADDRESS: STREET 1: C/O KELLNER MANAGEMENT, LLC STREET 2: 900 THIRD AVENUE, SUITE 1401 CITY: NEW YORK STATE: NY ZIP: 10022 D 1 primary_doc.xml X0707 D LIVE 0001657015 Upper Lake Lending Fund 1, LP 8601 NORTH SCOTTSDALE ROAD, SUITE 300 SCOTTSDALE AZ ARIZONA 85253 212.350.0262 DELAWARE None None Limited Partnership true 2015 n/a Signal Light, LLC 8601 North Scottsdale Road Suite 300 Scottsdale AZ ARIZONA 85253 Promoter General partner of the Issuer ("General Partner" or "GP") n/a Signal Light Management, LLC 8601 North Scottsdale Road Suite 300 Scottsdale AZ ARIZONA 85253 Promoter Manager of the Issuer ("Manager") Benjamin Kent Gravley 8601 North Scottsdale Road Suite 300 Scottsdale AZ ARIZONA 85253 Executive Officer Controlling principal and Managing Director of the General Partner and the Manager Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b 3C 3C.7 false 2015-10-22 false true false 1000000 15000000 11500000 3500000 Clarification under Item 11: The minimum investment amount may be waived at discretion of the General Partner false 6 0 0 0 false Upper Lake Lending Fund 1, LP /s/ Benjamin Kent Gravley Benjamin Kent Gravley Managing Director of the GP and Manager 2015-11-02