Chief Compliance Officer

0001656537-19-000004.txt : 20190719 0001656537-19-000004.hdr.sgml : 20190719 20190719122504 ACCESSION NUMBER: 0001656537-19-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190719 DATE AS OF CHANGE: 20190719 EFFECTIVENESS DATE: 20190719 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Regal Wealth Group, Inc. CENTRAL INDEX KEY: 0001656537 IRS NUMBER: 061763159 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18113 FILM NUMBER: 19962803 BUSINESS ADDRESS: STREET 1: 12501 SEAL BEACH BOULEVARD STREET 2: SUITE 280 CITY: SEAL BEACH STATE: CA ZIP: 90740 BUSINESS PHONE: 562-799-1929 MAIL ADDRESS: STREET 1: 12501 SEAL BEACH BOULEVARD STREET 2: SUITE 280 CITY: SEAL BEACH STATE: CA ZIP: 90740 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001656537 XXXXXXXX 06-30-2019 06-30-2019 Regal Wealth Group, Inc.

12501 SEAL BEACH BOULEVARD SUITE 280 SEAL BEACH CA 90740

13F HOLDINGS REPORT 028-18113 N Bill Beeler Chief Compliance Officer (800) 381-7431 Bill Beeler Seal Beach CA 07-18-2019 0 172 144130 false INFORMATION TABLE 2 regal2q19.xml AT&T INC COM 00206R102 52 1546 SH SOLE 0 0 1546 AIR PRODS & CHEMS INC COM 009158106 40 175 SH SOLE 0 0 175 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 60 352 SH SOLE 0 0 352 ALLSTATE CORP COM 020002101 189 1860 SH SOLE 0 0 1860 ALPHABET INC CAP STK CL C 02079K107 21 19 SH SOLE 0 0 19 ALPHABET INC CAP STK CL A 02079K305 30 28 SH SOLE 0 0 28 ALTABA INC COM 021346101 35 500 SH SOLE 0 0 500 ALTRIA GROUP INC COM 02209S103 10 202 SH SOLE 0 0 202 AMAZON COM INC COM 023135106 4 2 SH SOLE 0 0 2 AMERICAN EXPRESS CO COM 025816109 24 191 SH SOLE 0 0 191 AMERICAN TOWER CORP NEW COM 03027X100 25 124 SH SOLE 0 0 124 APPLE INC COM 037833100 562 2838 SH SOLE 0 0 2838 ARLO TECHNOLOGIES INC COM 04206A101 0 29 SH SOLE 0 0 29 BANK AMER CORP COM 060505104 103 3559 SH SOLE 0 0 3559 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 171 801 SH SOLE 0 0 801 BEST BUY INC COM 086516101 3 50 SH SOLE 0 0 50 BOEING CO COM 097023105 9738 26752 SH SOLE 0 0 26752 BOOKING HLDGS INC COM 09857L108 11 6 SH SOLE 0 0 6 BOSTON SCIENTIFIC CORP COM 101137107 0 10 SH SOLE 0 0 10 CIGNA CORP NEW COM 125523100 29 182 SH SOLE 0 0 182 CARRIZO OIL & GAS INC COM 144577103 0 22 SH SOLE 0 0 22 CATERPILLAR INC DEL COM 149123101 3 21 SH SOLE 0 0 21 CATHAY GEN BANCORP COM 149150104 100 2784 SH SOLE 0 0 2784 CENTURYLINK INC COM 156700106 2 137 SH SOLE 0 0 137 CHEVRON CORP NEW COM 166764100 76 614 SH SOLE 0 0 614 CISCO SYS INC COM 17275R102 6 106 SH SOLE 0 0 106 CITIGROUP INC COM NEW 172967424 4 63 SH SOLE 0 0 63 CLEAN ENERGY FUELS CORP COM 184499101 4 1500 SH SOLE 0 0 1500 COMCAST CORP NEW CL A 20030N101 9 208 SH SOLE 0 0 208 CORELOGIC INC COM 21871D103 21 500 SH SOLE 0 0 500 CORECIVIC INC COM 21871N101 1 47 SH SOLE 0 0 47 CORTEVA INC COM 22052L104 4 132 SH SOLE 0 0 132 COSTCO WHSL CORP NEW COM 22160K105 126 477 SH SOLE 0 0 477 DXC TECHNOLOGY CO COM 23355L106 3 55 SH SOLE 0 0 55 DISNEY WALT CO COM DISNEY 254687106 116 830 SH SOLE 0 0 830 DISCOVER FINL SVCS COM 254709108 61 784 SH SOLE 0 0 784 DOCUSIGN INC COM 256163106 50 1000 SH SOLE 0 0 1000 DOW INC COM 260557103 7 134 SH SOLE 0 0 134 DUKE ENERGY CORP NEW COM NEW 26441C204 17 193 SH SOLE 0 0 193 DUPONT DE NEMOURS INC COM 26614N102 10 132 SH SOLE 0 0 132 ETF SER SOLUTIONS US GLB JETS 26922A842 3 102 SH SOLE 0 0 102 EBAY INC COM 278642103 33 825 SH SOLE 0 0 825 EDISON INTL COM 281020107 367 5447 SH SOLE 0 0 5447 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 3 183 SH SOLE 0 0 183 ESCO TECHNOLOGIES INC COM 296315104 165 2000 SH SOLE 0 0 2000 EVERSOURCE ENERGY COM 30040W108 112 1472 SH SOLE 0 0 1472 EXELON CORP COM 30161N101 326 6791 SH SOLE 0 0 6791 EXXON MOBIL CORP COM 30231G102 10 126 SH SOLE 0 0 126 FACEBOOK INC CL A 30303M102 274 1421 SH SOLE 0 0 1421 FIDELITY QLTY FCTOR ETF 316092790 237 6820 SH SOLE 0 0 6820 FORD MTR CO DEL COM 345370860 36 3538 SH SOLE 0 0 3538 FRONTIER COMMUNICATIONS CORP COM NEW 35906A306 0 25 SH SOLE 0 0 25 GENERAL ELECTRIC CO COM 369604103 72 6865 SH SOLE 0 0 6865 GOLDMAN SACHS GROUP INC COM 38141G104 5 24 SH SOLE 0 0 24 GOPRO INC CL A 38268T103 0 50 SH SOLE 0 0 50 HP INC COM 40434L105 13 632 SH SOLE 0 0 632 HAWAIIAN ELEC INDUSTRIES COM 419870100 45 1028 SH SOLE 0 0 1028 HEWLETT PACKARD ENTERPRISE C COM 42824C109 10 649 SH SOLE 0 0 649 HOME DEPOT INC COM 437076102 9 43 SH SOLE 0 0 43 HONEYWELL INTL INC COM 438516106 31 175 SH SOLE 0 0 175 HOST HOTELS & RESORTS INC COM 44107P104 12 667 SH SOLE 0 0 667 INTEL CORP COM 458140100 347 7241 SH SOLE 0 0 7241 INTERNATIONAL BUSINESS MACHS COM 459200101 10 76 SH SOLE 0 0 76 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 7327 67967 SH SOLE 0 0 67967 INVESCO EXCHNG TRADED FD TR S&P SMLCP ENGY 46138E164 1 70 SH SOLE 0 0 70 ISHARES INC MIN VOL GBL ETF 464286525 140 1516 SH SOLE 0 0 1516 ISHARES INC MSCI EQUAL WEITE 464286681 421 7089 SH SOLE 0 0 7089 ISHARES TR CORE S&P TTL STK 464287150 252 3789 SH SOLE 0 0 3789 ISHARES TR SELECT DIVID ETF 464287168 191 1919 SH SOLE 0 0 1919 ISHARES TR CORE S&P500 ETF 464287200 10571 35865 SH SOLE 0 0 35865 ISHARES TR CORE US AGGBD ET 464287226 8610 77321 SH SOLE 0 0 77321 ISHARES TR MSCI EMG MKT ETF 464287234 80 1870 SH SOLE 0 0 1870 ISHARES TR IBOXX INV CP ETF 464287242 9401 75587 SH SOLE 0 0 75587 ISHARES TR S&P 500 GRWT ETF 464287309 18688 104263 SH SOLE 0 0 104263 ISHARES TR S&P 500 VAL ETF 464287408 17972 154176 SH SOLE 0 0 154176 ISHARES TR MSCI EAFE ETF 464287465 94 1424 SH SOLE 0 0 1424 ISHARES TR RUS MID CAP ETF 464287499 59 1051 SH SOLE 0 0 1051 ISHARES TR CORE S&P MCP ETF 464287507 154 795 SH SOLE 0 0 795 ISHARES TR RUS 1000 VAL ETF 464287598 2676 21031 SH SOLE 0 0 21031 ISHARES TR RUS 1000 GRW ETF 464287614 3170 20149 SH SOLE 0 0 20149 ISHARES TR RUS 1000 ETF 464287622 1764 10837 SH SOLE 0 0 10837 ISHARES TR RUS 2000 VAL ETF 464287630 423 3506 SH SOLE 0 0 3506 ISHARES TR RUS 2000 GRW ETF 464287648 494 2460 SH SOLE 0 0 2460 ISHARES TR RUSSELL 2000 ETF 464287655 1602 10305 SH SOLE 0 0 10305 ISHARES TR US HLTHCARE ETF 464287762 3 13 SH SOLE 0 0 13 ISHARES TR CORE S&P SCP ETF 464287804 3820 48796 SH SOLE 0 0 48796 ISHARES TR SP SMCP600VL ETF 464287879 83 556 SH SOLE 0 0 556 ISHARES TR MSCI ACWI EX US 464288240 141 3022 SH SOLE 0 0 3022 ISHARES TR IBOXX HI YD ETF 464288513 5110 58617 SH SOLE 0 0 58617 ISHARES TR INDIA 50 ETF 464289529 40 1037 SH SOLE 0 0 1037 ISHARES SILVER TRUST ISHARES 46428Q109 4 311 SH SOLE 0 0 311 ISHARES TR CORE HIGH DV ETF 46429B663 9 91 SH SOLE 0 0 91 ISHARES TR MIN VOL EAFE ETF 46429B689 155 2130 SH SOLE 0 0 2130 ISHARES TR MIN VOL USA ETF 46429B697 8781 142252 SH SOLE 0 0 142252 ISHARES TR USA SIZE FACTOR 46432F370 6 70 SH SOLE 0 0 70 ISHARES TR USA MOMENTUM FCT 46432F396 7023 59215 SH SOLE 0 0 59215 ISHARES TR CORE MSCI EAFE 46432F842 7 108 SH SOLE 0 0 108 ISHARES TR 0-5YR INVT GR CP 46434V100 47 922 SH SOLE 0 0 922 ISHARES TR 0-5YR HI YL CP 46434V407 3328 71259 SH SOLE 0 0 71259 ISHARES TR CORE INTL AGGR 46435G672 45 835 SH SOLE 0 0 835 JPMORGAN CHASE & CO COM 46625H100 28 252 SH SOLE 0 0 252 JD COM INC SPON ADR CL A 47215P106 9 300 SH SOLE 0 0 300 JOHNSON & JOHNSON COM 478160104 19 136 SH SOLE 0 0 136 KRAFT HEINZ CO COM 500754106 12 372 SH SOLE 0 0 372 LANDS END INC NEW COM 51509F105 1 95 SH SOLE 0 0 95 LOCKHEED MARTIN CORP COM 539830109 112 308 SH SOLE 0 0 308 LOWES COS INC COM 548661107 31 308 SH SOLE 0 0 308 MARRIOTT VACTINS WORLDWID CO COM 57164Y107 16 166 SH SOLE 0 0 166 MARRIOTT INTL INC NEW CL A 571903202 235 1678 SH SOLE 0 0 1678 MCDONALDS CORP COM 580135101 455 2192 SH SOLE 0 0 2192 MERCK & CO INC COM 58933Y105 459 5473 SH SOLE 0 0 5473 MERITOR INC COM 59001K100 85 3516 SH SOLE 0 0 3516 MICRO FOCUS INTERNATIONAL PL SPON ADR NEW 594837403 2 73 SH SOLE 0 0 73 MICROSOFT CORP COM 594918104 1353 10101 SH SOLE 0 0 10101 MONDELEZ INTL INC CL A 609207105 4 82 SH SOLE 0 0 82 MONSTER BEVERAGE CORP NEW COM 61174X109 38 600 SH SOLE 0 0 600 MORGAN STANLEY 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258 881 SH SOLE 0 0 881 SPDR GOLD TRUST GOLD SHS 78463V107 78 583 SH SOLE 0 0 583 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 2 31 SH SOLE 0 0 31 SKYWORKS SOLUTIONS INC COM 83088M102 1126 14578 SH SOLE 0 0 14578 SMUCKER J M CO COM NEW 832696405 72 624 SH SOLE 0 0 624 SNAP INC CL A 83304A106 3 200 SH SOLE 0 0 200 SPIRIT AIRLS INC COM 848577102 14 300 SH SOLE 0 0 300 SPRINT CORPORATION COM 85207U105 0 9 SH SOLE 0 0 9 SQUARE INC CL A 852234103 7 100 SH SOLE 0 0 100 STARBUCKS CORP COM 855244109 8 90 SH SOLE 0 0 90 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 39 1000 SH SOLE 0 0 1000 TC ENERGY CORP COM 87807B107 7 134 SH SOLE 0 0 134 TELLURIAN INC NEW COM 87968A104 32 4125 SH SOLE 0 0 4125 TESLA INC COM 88160R101 80 358 SH SOLE 0 0 358 THERMO FISHER SCIENTIFIC INC COM 883556102 39 134 SH SOLE 0 0 134 3M CO COM 88579Y101 6 34 SH SOLE 0 0 34 TRAVELERS COMPANIES INC COM 89417E109 21 140 SH SOLE 0 0 140 TWITTER INC COM 90184L102 17 500 SH SOLE 0 0 500 UBER TECHNOLOGIES INC COM 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0 10 LINDE PLC SHS G5494J103 132 656 SH SOLE 0 0 656 MEDTRONIC PLC SHS G5960L103 1 10 SH SOLE 0 0 10 TRANSOCEAN LTD REG SHS H8817H100 0 41 SH SOLE 0 0 41