Chief Compliance Officer

0001656537-17-000003.txt : 20170810 0001656537-17-000003.hdr.sgml : 20170810 20170809175318 ACCESSION NUMBER: 0001656537-17-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170810 DATE AS OF CHANGE: 20170809 EFFECTIVENESS DATE: 20170810 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Regal Wealth Group, Inc. CENTRAL INDEX KEY: 0001656537 IRS NUMBER: 061763159 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18113 FILM NUMBER: 171019149 BUSINESS ADDRESS: STREET 1: 12501 SEAL BEACH BOULEVARD STREET 2: SUITE 280 CITY: SEAL BEACH STATE: CA ZIP: 90740 BUSINESS PHONE: 562-799-1929 MAIL ADDRESS: STREET 1: 12501 SEAL BEACH BOULEVARD STREET 2: SUITE 280 CITY: SEAL BEACH STATE: CA ZIP: 90740 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001656537 XXXXXXXX 06-30-2017 06-30-2017 Regal Wealth Group, Inc.

12501 SEAL BEACH BOULEVARD SUITE 280 SEAL BEACH CA 90740

13F HOLDINGS REPORT 028-18113 N Bill Beeler Chief Compliance Officer (800) 381-7431 Bill Beeler Seal Beach CA 08-09-2017 0 159 128719 false INFORMATION TABLE 2 regal2q17.xml AT&T INC COM 00206R102 297 7859 SH SOLE 0 0 7859 ADVANSIX INC COM 00773T101 0 7 SH SOLE 0 0 7 AIR PRODS & CHEMS INC COM 009158106 69 485 SH SOLE 0 0 485 ALLSTATE CORP COM 020002101 164 1860 SH SOLE 0 0 1860 ALPHABET INC CAP STK CL C 02079K107 24 26 SH SOLE 0 0 26 ALPHABET INC CAP STK CL A 02079K305 19 20 SH SOLE 0 0 20 ALTABA INC COM 021346101 27 500 SH SOLE 0 0 500 ALTRIA GROUP INC COM 02209S103 15 202 SH SOLE 0 0 202 AMERICAN EXPRESS CO COM 025816109 16 191 SH SOLE 0 0 191 AMERICAN TOWER CORP NEW COM 03027X100 16 124 SH SOLE 0 0 124 APPLE INC COM 037833100 212 1475 SH SOLE 0 0 1475 BAKER HUGHES INC COM 057224107 23 417 SH SOLE 0 0 417 BANC OF CALIFORNIA INC COM 05990K106 1 52 SH SOLE 0 0 52 BANK AMER CORP COM 060505104 86 3551 SH SOLE 0 0 3551 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 235 1390 SH SOLE 0 0 1390 BOEING CO COM 097023105 6045 30571 SH SOLE 0 0 30571 CARRIZO OIL & GAS INC COM 144577103 0 22 SH SOLE 0 0 22 CATHAY GEN BANCORP COM 149150104 106 2784 SH SOLE 0 0 2784 CHEVRON CORP NEW COM 166764100 93 888 SH SOLE 0 0 888 CISCO SYS INC COM 17275R102 6 200 SH SOLE 0 0 200 CITIGROUP INC COM NEW 172967424 4 63 SH SOLE 0 0 63 CLEAN ENERGY FUELS CORP COM 184499101 4 1500 SH SOLE 0 0 1500 COMCAST CORP NEW CL A 20030N101 19 478 SH SOLE 0 0 478 CORELOGIC INC COM 21871D103 22 500 SH SOLE 0 0 500 CORECIVIC INC COM 21871N101 1 41 SH SOLE 0 0 41 COSTCO WHSL CORP NEW COM 22160K105 18 111 SH SOLE 0 0 111 DXC TECHNOLOGY CO COM 23355L106 6 73 SH SOLE 0 0 73 DEERE & CO COM 244199105 25 200 SH SOLE 0 0 200 DELL TECHNOLOGIES INC COM CL V 24703L103 2 30 SH SOLE 0 0 30 DISNEY WALT CO COM DISNEY 254687106 85 796 SH SOLE 0 0 796 DISCOVER FINL SVCS COM 254709108 49 784 SH SOLE 0 0 784 DOW CHEM CO COM 260543103 31 492 SH SOLE 0 0 492 DUKE ENERGY CORP NEW COM NEW 26441C204 16 193 SH SOLE 0 0 193 ETF SER SOLUTIONS US GLB JETS 26922A842 3 100 SH SOLE 0 0 100 EBAY INC COM 278642103 29 819 SH SOLE 0 0 819 EDISON INTL COM 281020107 426 5446 SH SOLE 0 0 5446 ENERGY TRANSFER PARTNERS LP UNIT LTD PRT INT 29278N103 2 116 SH SOLE 0 0 116 EVERSOURCE ENERGY COM 30040W108 84 1382 SH SOLE 0 0 1382 EXELON CORP COM 30161N101 231 6394 SH SOLE 0 0 6394 EXPRESS SCRIPTS HLDG CO COM 30219G108 69 1076 SH SOLE 0 0 1076 EXXON MOBIL CORP COM 30231G102 8 102 SH SOLE 0 0 102 FACEBOOK INC CL A 30303M102 180 1192 SH SOLE 0 0 1192 FIDELITY QLTY FCTOR ETF 316092790 321 11193 SH SOLE 0 0 11193 FORD MTR CO DEL COM PAR $0.01 345370860 57 5058 SH SOLE 0 0 5058 FRONTIER COMMUNICATIONS CORP COM 35906A108 0 53 SH SOLE 0 0 53 GENERAL ELECTRIC CO COM 369604103 443 16397 SH SOLE 0 0 16397 GENERAL MLS INC COM 370334104 8 144 SH SOLE 0 0 144 GENTEX CORP COM 371901109 4 234 SH SOLE 0 0 234 GOPRO INC CL A 38268T103 0 50 SH SOLE 0 0 50 HP INC COM 40434L105 15 853 SH SOLE 0 0 853 HAWAIIAN ELEC INDUSTRIES COM 419870100 31 960 SH SOLE 0 0 960 HEWLETT PACKARD ENTERPRISE C COM 42824C109 14 855 SH SOLE 0 0 855 HONEYWELL INTL INC COM 438516106 23 175 SH SOLE 0 0 175 HOST HOTELS & RESORTS INC COM 44107P104 11 611 SH SOLE 0 0 611 HUNTINGTON INGALLS INDS INC COM 446413106 8 46 SH SOLE 0 0 46 ISTAR INC COM 45031U101 1 52 SH SOLE 0 0 52 INTEL CORP COM 458140100 325 9618 SH SOLE 0 0 9618 INTERNATIONAL BUSINESS MACHS COM 459200101 27 176 SH SOLE 0 0 176 ISHARES MIN VOL GBL ETF 464286525 170 2152 SH SOLE 0 0 2152 ISHARES MSCI EQUAL WEITE 464286681 9163 179771 SH SOLE 0 0 179771 ISHARES TR CORE S&P TTL STK 464287150 198 3581 SH SOLE 0 0 3581 ISHARES TR SELECT DIVID ETF 464287168 166 1795 SH SOLE 0 0 1795 ISHARES TR CORE S&P500 ETF 464287200 7979 32781 SH SOLE 0 0 32781 ISHARES TR CORE US AGGBD ET 464287226 6200 56613 SH SOLE 0 0 56613 ISHARES TR MSCI EMG MKT ETF 464287234 120 2902 SH SOLE 0 0 2902 ISHARES TR IBOXX INV CP ETF 464287242 8604 71400 SH SOLE 0 0 71400 ISHARES TR S&P 500 GRWT ETF 464287309 15823 115626 SH SOLE 0 0 115626 ISHARES TR S&P 500 VAL ETF 464287408 15610 148721 SH SOLE 0 0 148721 ISHARES TR MSCI EAFE ETF 464287465 67 1028 SH SOLE 0 0 1028 ISHARES TR RUS MID CAP ETF 464287499 49 253 SH SOLE 0 0 253 ISHARES TR CORE S&P MCP ETF 464287507 349 2008 SH SOLE 0 0 2008 ISHARES TR RUS 1000 VAL ETF 464287598 2585 22198 SH SOLE 0 0 22198 ISHARES TR RUS 1000 GRW ETF 464287614 2729 22928 SH SOLE 0 0 22928 ISHARES TR RUS 1000 ETF 464287622 1507 11140 SH SOLE 0 0 11140 ISHARES TR RUS 2000 VAL ETF 464287630 466 3923 SH SOLE 0 0 3923 ISHARES TR RUS 2000 GRW ETF 464287648 473 2803 SH SOLE 0 0 2803 ISHARES TR RUSSELL 2000 ETF 464287655 1473 10455 SH SOLE 0 0 10455 ISHARES TR U.S. REAL ES ETF 464287739 18 226 SH SOLE 0 0 226 ISHARES TR CORE S&P SCP ETF 464287804 3152 44954 SH SOLE 0 0 44954 ISHARES TR IBOXX HI YD ETF 464288513 4671 52845 SH SOLE 0 0 52845 ISHARES INDIA 50 ETF 464289529 34 999 SH SOLE 0 0 999 ISHARES SILVER TRUST ISHARES 46428Q109 29 1876 SH SOLE 0 0 1876 ISHARES TR CORE HIGH DV ETF 46429B663 7 89 SH SOLE 0 0 89 ISHARES TR MIN VOL EAFE ETF 46429B689 251 3626 SH SOLE 0 0 3626 ISHARES TR MIN VOL USA ETF 46429B697 13091 267553 SH SOLE 0 0 267553 ISHARES TR USA SIZE FACTOR 46432F370 9 110 SH SOLE 0 0 110 ISHARES TR 0-5YR INVT GR CP 46434V100 53 1043 SH SOLE 0 0 1043 ISHARES TR MULTIFACTOR USA 46434V282 9 300 SH SOLE 0 0 300 ISHARES TR MULTIFACTOR USA 46434V290 5 140 SH SOLE 0 0 140 ISHARES TR 0-5YR HI YL CP 46434V407 3019 63070 SH SOLE 0 0 63070 ISHARES TR CORE INTL AGGR 46435G672 56 1085 SH SOLE 0 0 1085 JPMORGAN CHASE & CO COM 46625H100 42 463 SH SOLE 0 0 463 JD COM INC SPON ADR CL A 47215P106 12 300 SH SOLE 0 0 300 JOHNSON & JOHNSON COM 478160104 205 1553 SH SOLE 0 0 1553 KINDER MORGAN INC DEL COM 49456B101 16 843 SH SOLE 0 0 843 KRAFT HEINZ CO COM 500754106 40 462 SH SOLE 0 0 462 LANDS END INC NEW COM 51509F105 1 95 SH SOLE 0 0 95 LOCKHEED MARTIN CORP COM 539830109 86 308 SH SOLE 0 0 308 LOWES COS INC COM 548661107 24 308 SH SOLE 0 0 308 MAGNEGAS CORP COM PAR 55939L301 8 6450 SH SOLE 0 0 6450 MARRIOTT VACATIONS WRLDWDE C COM 57164Y107 19 161 SH SOLE 0 0 161 MARRIOTT INTL INC NEW CL A 571903202 164 1637 SH SOLE 0 0 1637 MCDONALDS CORP COM 580135101 333 2176 SH SOLE 0 0 2176 MERCK & CO INC COM 58933Y105 352 5485 SH SOLE 0 0 5485 MERITOR INC COM 59001K100 55 3290 SH SOLE 0 0 3290 MICROSOFT CORP COM 594918104 1294 18780 SH SOLE 0 0 18780 MONDELEZ INTL INC CL A 609207105 4 82 SH SOLE 0 0 82 MONSTER BEVERAGE CORP NEW COM 61174X109 30 600 SH SOLE 0 0 600 MORGAN STANLEY COM NEW 617446448 70 1568 SH SOLE 0 0 1568 NETFLIX INC COM 64110L106 15 100 SH SOLE 0 0 100 NIKE INC CL B 654106103 24 400 SH SOLE 0 0 400 NOKIA CORP SPONSORED ADR 654902204 0 81 SH SOLE 0 0 81 NORTHROP GRUMMAN CORP COM 666807102 75 290 SH SOLE 0 0 290 NUTANIX INC CL A 67059N108 10 505 SH SOLE 0 0 505 NUVEEN PREFERRED SECURITIES COM 67072C105 69 6755 SH SOLE 0 0 6755 OCCIDENTAL PETE CORP DEL COM 674599105 17 277 SH SOLE 0 0 277 ORACLE CORP COM 68389X105 105 2088 SH SOLE 0 0 2088 PAYPAL HLDGS INC COM 70450Y103 44 819 SH SOLE 0 0 819 PEPSICO INC COM 713448108 13 113 SH SOLE 0 0 113 PHILIP MORRIS INTL INC COM 718172109 14 120 SH SOLE 0 0 120 POWERSHARES ETF TR II S&P SMCP ENE P 73937B704 1 70 SH SOLE 0 0 70 PRAXAIR INC COM 74005P104 93 704 SH SOLE 0 0 704 PRICELINE GRP INC COM NEW 741503403 11 6 SH SOLE 0 0 6 PROCTER AND GAMBLE CO COM 742718109 192 2203 SH SOLE 0 0 2203 PRUDENTIAL FINL INC COM 744320102 20 187 SH SOLE 0 0 187 QUALCOMM INC COM 747525103 21 389 SH SOLE 0 0 389 REYNOLDS AMERICAN INC COM 761713106 6 89 SH SOLE 0 0 89 ROCKWELL AUTOMATION INC COM 773903109 5334 32937 SH SOLE 0 0 32937 ROCKWELL COLLINS INC COM 774341101 3982 37894 SH SOLE 0 0 37894 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 998 10765 SH SOLE 0 0 10765 SPDR S&P 500 ETF TR TR UNIT 78462F103 205 849 SH SOLE 0 0 849 SPDR GOLD TRUST GOLD SHS 78463V107 72 614 SH SOLE 0 0 614 SEARS CDA INC COM 81234D109 0 135 SH SOLE 0 0 135 SEARS HLDGS CORP COM 812350106 3 316 SH SOLE 0 0 316 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 2 31 SH SOLE 0 0 31 SKYWORKS SOLUTIONS INC COM 83088M102 1649 17186 SH SOLE 0 0 17186 SMUCKER J M CO COM NEW 832696405 74 624 SH SOLE 0 0 624 SNAP INC CL A 83304A106 4 200 SH SOLE 0 0 200 SPRINT CORP COM SER 1 85207U105 0 9 SH SOLE 0 0 9 SQUARE INC CL A 852234103 2 100 SH SOLE 0 0 100 STAPLES INC COM 855030102 11 1135 SH SOLE 0 0 1135 STARBUCKS CORP COM 855244109 5 87 SH SOLE 0 0 87 TESLA INC COM 88160R101 57 158 SH SOLE 0 0 158 THERMO FISHER SCIENTIFIC INC COM 883556102 23 134 SH SOLE 0 0 134 TRANSCANADA CORP COM 89353D107 6 122 SH SOLE 0 0 122 TRAVELERS COMPANIES INC COM 89417E109 16 124 SH SOLE 0 0 124 TWITTER INC COM 90184L102 9 500 SH SOLE 0 0 500 UNITEDHEALTH GROUP INC COM 91324P102 138 746 SH SOLE 0 0 746 VANGUARD INDEX FDS REIT ETF 922908553 522 6268 SH SOLE 0 0 6268 VANGUARD INDEX FDS MID CAP ETF 922908629 1496 10500 SH SOLE 0 0 10500 VANGUARD INDEX FDS SMALL CP ETF 922908751 854 6300 SH SOLE 0 0 6300 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1294 10400 SH SOLE 0 0 10400 VERIZON COMMUNICATIONS INC COM 92343V104 164 3682 SH SOLE 0 0 3682 VERSUM MATLS INC COM 92532W103 8 242 SH SOLE 0 0 242 VISA INC COM CL A 92826C839 34 365 SH SOLE 0 0 365 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 77 2695 SH SOLE 0 0 2695 WASTE MGMT INC DEL COM 94106L109 4 50 SH SOLE 0 0 50 SEADRILL LIMITED SHS G7945E105 0 79 SH SOLE 0 0 79 TRANSOCEAN LTD REG SHS H8817H100 0 41 SH SOLE 0 0 41