0001209191-21-024886.txt : 20210402 0001209191-21-024886.hdr.sgml : 20210402 20210402202522 ACCESSION NUMBER: 0001209191-21-024886 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210401 FILED AS OF DATE: 20210402 DATE AS OF CHANGE: 20210402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Goater Jeff CENTRAL INDEX KEY: 0001656435 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38459 FILM NUMBER: 21803529 MAIL ADDRESS: STREET 1: C/O SURFACE ONCOLOGY, INC. STREET 2: 50 HAMPSHIRE STREET, 8TH FLOOR CITY: CAMBRIDGE STATE: MA ZIP: 02139 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Surface Oncology, Inc. CENTRAL INDEX KEY: 0001718108 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 HAMPSHIRE STREET, 8TH FLOOR CITY: CAMBRIDGE STATE: MA ZIP: 02139 BUSINESS PHONE: 617-714-4096 MAIL ADDRESS: STREET 1: 50 HAMPSHIRE STREET, 8TH FLOOR CITY: CAMBRIDGE STATE: MA ZIP: 02139 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-04-01 0 0001718108 Surface Oncology, Inc. SURF 0001656435 Goater Jeff C/O SURFACE ONCOLOGY, INC. 50 HAMPSHIRE STREET, 8TH FLOOR CAMBRIDGE MA 02139 1 0 0 0 Stock Option (Right to Buy) 8.09 2021-04-01 4 A 0 15000 0.00 A 2031-04-01 Common Stock 15000 15000 D Stock Option (Right to Buy) 8.09 2021-04-01 4 A 0 15000 0.00 A 2031-04-01 Common Stock 15000 15000 D Stock Option (Right to Buy) 8.09 2021-04-01 4 A 0 35400 0.00 A 2031-04-01 Common Stock 35400 35400 D Stock Option (Right to Buy) 8.09 2021-04-01 4 A 0 4425 0.00 A 2031-04-01 Common Stock 4425 4425 D This option vests monthly through the earlier of (i) September 30, 2021 and (ii) the last date of the reporting person's last day of their Service Relationship This option vests monthly through the earlier of (i) March 31, 2022 and (ii) the last date of the reporting person's last day of their Service Relationship. This option shall vest in full on March 31, 2022; subject to the reporting person's Service Relationship on such date. This option shall vest monthly from April 1, 2022 through the earlier of (i) June 30, 2022 and (ii) the last date of reporting person's Service Relationship. /s/ Jessica Fees, as Attorney-in-Fact 2021-04-02