0001655759-23-000064.txt : 20230620 0001655759-23-000064.hdr.sgml : 20230620 20230620172724 ACCESSION NUMBER: 0001655759-23-000064 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230615 FILED AS OF DATE: 20230620 DATE AS OF CHANGE: 20230620 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kennedy Edward Moore Jr. CENTRAL INDEX KEY: 0001753859 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38672 FILM NUMBER: 231026534 MAIL ADDRESS: STREET 1: C/O ARVINAS, INC. 5 SCIENCE PARK STREET 2: 395 WINCHESTER AVENUE CITY: NEW HAVEN STATE: CT ZIP: 06511 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARVINAS, INC. CENTRAL INDEX KEY: 0001655759 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 472566120 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 395 WINCHESTER AVE STREET 2: 5 SCIENCE PARK CITY: NEW HAVEN STATE: CT ZIP: 06511 BUSINESS PHONE: 203-535-1456 MAIL ADDRESS: STREET 1: 395 WINCHESTER AVE STREET 2: 5 SCIENCE PARK CITY: NEW HAVEN STATE: CT ZIP: 06511 FORMER COMPANY: FORMER CONFORMED NAME: ARVINAS INC. DATE OF NAME CHANGE: 20181001 FORMER COMPANY: FORMER CONFORMED NAME: ARVINAS HOLDING COMPANY, LLC DATE OF NAME CHANGE: 20151015 4 1 wk-form4_1687296436.xml FORM 4 X0407 4 2023-06-15 0 0001655759 ARVINAS, INC. ARVN 0001753859 Kennedy Edward Moore Jr. C/O ARVINAS, INC. 5 SCIENCE PARK, 395 WINCHESTER AVE. NEW HAVEN CT 06511 1 0 0 0 0 Common Stock 2023-06-15 4 A 0 4121 0 A 17506 D Common Stock 29333 I Edward M. Kennedy Jr. 2011 Trusts For Children (UAD 11/23/11) Stock Option (right to buy) 30.33 2023-06-15 4 A 0 12787 0 A 2033-06-14 Common Stock 12787 12787 D The restricted stock units (each, an "RSU") were granted by the Issuer on June 15, 2023 and each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. The RSUs shall vest in full on the earlier of June 15, 2024 or the first meeting of the board of directors of the Issuer held after the following annual meeting of stockholders. These shares are held in a family trust, for which the reporting person acts as a trustee. Members of the reporting person's immediate family are the sole beneficiaries of the trust. This option award was granted on June 15, 2023. The shares underlying the award shall vest in full on the earlier of June 15, 2024 or the first meeting of the board of directors of the Issuer held after the following annual meeting of stockholders. /s/ Matthew Batters, as attorney-in-fact for Edward Moore Kennedy, Jr. 2023-06-20