0001752724-20-117631.txt : 20200615
0001752724-20-117631.hdr.sgml : 20200615
20200615084316
ACCESSION NUMBER: 0001752724-20-117631
CONFORMED SUBMISSION TYPE: N-CEN
PUBLIC DOCUMENT COUNT: 8
CONFORMED PERIOD OF REPORT: 20200331
FILED AS OF DATE: 20200615
DATE AS OF CHANGE: 20200615
EFFECTIVENESS DATE: 20200615
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Franklin Templeton ETF Trust
CENTRAL INDEX KEY: 0001655589
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: N-CEN
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-23124
FILM NUMBER: 20962006
BUSINESS ADDRESS:
STREET 1: ONE FRANKLIN PARKWAY
CITY: SAN MATEO
STATE: CA
ZIP: 94403
BUSINESS PHONE: 650-312-2000
MAIL ADDRESS:
STREET 1: ONE FRANKLIN PARKWAY
CITY: SAN MATEO
STATE: CA
ZIP: 94403
0001655589
S000053151
Franklin LibertyQ International Equity Hedged ETF
C000167258
Franklin LibertyQ International Equity Hedged ETF
FLQH
0001655589
S000053152
Franklin LibertyQ Emerging Markets ETF
C000167259
Franklin LibertyQ Emerging Markets ETF
FLQE
0001655589
S000053153
Franklin LibertyQ Global Dividend ETF
C000167260
Franklin LibertyQ Global Dividend ETF
FLQD
0001655589
S000053154
Franklin LibertyQ Global Equity ETF
C000167261
Franklin LibertyQ Global Equity ETF
FLQG
0001655589
S000053774
Franklin Liberty U.S. Low Volatility ETF
C000169124
Franklin Liberty U.S. Low Volatility ETF
FLLV
0001655589
S000053775
Franklin Liberty Investment Grade Corporate ETF
C000169125
Franklin Liberty Investment Grade Corporate ETF
FLCO
0001655589
S000057200
Franklin LibertyQ U.S. Equity ETF
C000181968
Franklin LibertyQ U.S. Equity ETF
FLQL
0001655589
S000057201
Franklin LibertyQ U.S. Mid Cap Equity ETF
C000181969
Franklin LibertyQ U.S. Mid Cap Equity ETF
FLQM
0001655589
S000057202
Franklin LibertyQ U.S. Small Cap Equity ETF
C000181970
Franklin LibertyQ U.S. Small Cap Equity ETF
FLQS
0001655589
S000057879
Franklin Liberty Intermediate Municipal Opportunities ETF
C000187842
Franklin Liberty Intermediate Municipal Opportunities ETF
FLMI
0001655589
S000057880
Franklin Liberty Municipal Bond ETF
C000187843
Franklin Liberty Municipal Bond ETF
FLMB
0001655589
S000059495
Franklin FTSE Europe ETF
C000194929
Franklin FTSE Europe ETF
FLEE
0001655589
S000059496
Franklin FTSE Japan Hedged ETF
C000194930
Franklin FTSE Japan Hedged ETF
FLJH
0001655589
S000059497
Franklin FTSE South Korea ETF
C000194931
Franklin FTSE South Korea ETF
FLKR
0001655589
S000059498
Franklin FTSE Switzerland ETF
C000194932
Franklin FTSE Switzerland ETF
FLSW
0001655589
S000059499
Franklin FTSE United Kingdom ETF
C000194933
Franklin FTSE United Kingdom ETF
FLGB
0001655589
S000059500
Franklin FTSE Asia ex Japan ETF
C000194934
Franklin FTSE Asia ex Japan ETF
FLAX
0001655589
S000059501
Franklin FTSE Brazil ETF
C000194935
Franklin FTSE Brazil ETF
FLBR
0001655589
S000059502
Franklin FTSE China ETF
C000194936
Franklin FTSE China ETF
FLCH
0001655589
S000059503
Franklin FTSE India ETF
C000194937
Franklin FTSE India ETF
FLIN
0001655589
S000059504
Franklin FTSE Mexico ETF
C000194938
Franklin FTSE Mexico ETF
FLMX
0001655589
S000059505
Franklin FTSE Russia ETF
C000194939
Franklin FTSE Russia ETF
FLRU
0001655589
S000059506
Franklin FTSE Europe Hedged ETF
C000194940
Franklin FTSE Europe Hedged ETF
FLEH
0001655589
S000059507
Franklin FTSE Taiwan ETF
C000194941
Franklin FTSE Taiwan ETF
FLTW
0001655589
S000059508
Franklin FTSE Australia ETF
C000194942
Franklin FTSE Australia ETF
FLAU
0001655589
S000059509
Franklin FTSE Canada ETF
C000194943
Franklin FTSE Canada ETF
FLCA
0001655589
S000059510
Franklin FTSE France ETF
C000194944
Franklin FTSE France ETF
FLFR
0001655589
S000059511
Franklin FTSE Germany ETF
C000194945
Franklin FTSE Germany ETF
FLGR
0001655589
S000059512
Franklin FTSE Hong Kong ETF
C000194946
Franklin FTSE Hong Kong ETF
FLHK
0001655589
S000059513
Franklin FTSE Italy ETF
C000194947
Franklin FTSE Italy ETF
FLIY
0001655589
S000059514
Franklin FTSE Japan ETF
C000194948
Franklin FTSE Japan ETF
FLJP
0001655589
S000061946
Franklin Liberty High Yield Corporate ETF
C000200689
Franklin Liberty High Yield Corporate ETF
FLHY
0001655589
S000061947
Franklin Liberty International Aggregate Bond ETF
C000200690
Franklin Liberty International Aggregate Bond ETF
FLIA
0001655589
S000061948
Franklin Liberty Senior Loan ETF
C000200691
Franklin Liberty Senior Loan ETF
FLBL
0001655589
S000063031
Franklin FTSE Saudi Arabia ETF
C000204487
Franklin FTSE Saudi Arabia ETF
FLSA
0001655589
S000063033
Franklin FTSE South Africa ETF
C000204489
Franklin FTSE South Africa ETF
FLZA
0001655589
S000063035
Franklin FTSE Latin America ETF
C000204491
Franklin FTSE Latin America ETF
FLLA
0001655589
S000066377
Franklin Liberty U.S. Core Bond ETF
C000214198
Franklin Liberty U.S. Core Bond ETF
FLCB
0001655589
S000066719
Franklin Liberty Systematic Style Premia ETF
C000215016
Franklin Liberty Systematic Style Premia ETF
FLSP
0001655589
S000067392
Franklin Disruptive Commerce ETF
C000216719
Franklin Disruptive Commerce ETF
BUYZ
0001655589
S000067393
Franklin Genomic Advancements ETF
C000216720
Franklin Genomic Advancements ETF
HELX
0001655589
S000067394
Franklin Intelligent Machines ETF
C000216721
Franklin Intelligent Machines ETF
IQM
0001655589
S000068139
Franklin Liberty Ultra Short Bond ETF
C000218231
Liberty Ultra Short Bond ETF
FLUD
0001655589
S000068596
Franklin Liberty U.S. Treasury Bond ETF
C000219501
Franklin Liberty U.S. Treasury Bond ETF
FLGV
N-CEN
1
primary_doc.xml
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0001655589
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811-23124
false
false
false
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Franklin Templeton ETF Trust
811-23124
0001655589
549300UHXVPT5S43XV04
ONE FRANKLIN PARKWAY
SAN MATEO
94403
US-CA
US
650-312-2000
Franklin Templeton Distributors, Inc.
One Franklin Parkway
San Mateo
94403-1906
650-312-2000
Records related to its functions as Principal underwriter
Franklin Templeton Investments Corp.
200 King Street West
Suite 1500
Toronto
CA
M5H 3T4
416-957-6000
Records related to its functions as Investment manager
Franklin Templeton Investment Trust Management Co., Ltd. (FT Korea)
101 Yeouigongwon-ro
3rd Floor, CCMM Building
Seoul
KR
150-968
82-237-740681
Records related to its functions as Investment manager
Franklin Advisory Services, LLC
One Franklin Parkway
San Mateo
94403-1906
800-632-2350
Records related to its functions as Investment Manager
Franklin Templeton Institutional, LLC
280 Park Avenue
New York
10017
N-A
Records related to its functions as Investment manager
State Street Bank and Trust Company
1 Lincoln Street
Boston
02111
617-786-3000
Records related to its functions as custodian, transfer agent, sub-administrator and accounting agent
Franklin Templeton Investment Management Limited
Cannon Place
78 Cannon Street
London
GB
EC4N 6HL
800-632-2350
Records related to its functions as Investment manager
Franklin Templeton Investimentos (Brasil) Ltda.
Avenida Brigadeior Faria Lima 3311
5th Floor
San Paulo
BR
04538-133
55-11-3206-0000
Records related to its functions as Investment manager
Templeton Asset Management Ltd
7 Temasek Blvd.
Suntec Tower 1
Suntec City
SG
038987
65 6432 9400
Records related to its functions as Investment manager
Franklin Advisers, Inc.
One Franklin Parkway
San Mateo
94403-1906
650-312-2000
Records related to its functions as Investment manager
Franklin Templeton Investments (ME) Limited
The Gate
East Wing
Dubai
AE
506613
971 4 428 4100
Records related to its functions as Investment manager
Franklin Templeton Services, LLC
280 Park Avenue
New York
10017
212 632-3000
Records related to its functions as Administrative manager
N
N
N-1A
42
Y
Jennifer M. Johnson
000000000
Y
Anatha K. Pradeep
000000000
N
Rohit Bhagat
000000000
N
Deborah D. McWhinney
000000000
N
Breda M. Beckerle
000000000
280 Park Avenue
New York
10017
XXXXXX
Y
N
N
N
N
N
Franklin/Templeton Distributors, Inc.
8-5889
000000332
N/A
Y
N
PricewaterhouseCoopers LLP
238
5493002GVO7EO8RNNS37
N
N
N
N
N
N
Franklin Liberty Senior Loan ETF
S000061948
549300I3TND36ZL4CK30
N
0
0
0
Exchange-Traded Fund
N
N
N
N
N/A
N/A
N/A
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
N
N
Franklin Advisers, Inc.
801-26292
000104517
B1CG1NRZIDDJ0DQEXB52
N
State Street Bank and Trust Company
85-05003
571474TGEMMWANRLN572
N
N
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
Standard & Poor's Financial Services LLC
549300U4VWNITEKO2881
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Euroclear Bank
549300OZ46BRLZ8Y6F65
BE
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
Franklin Templeton Services, LLC
549300DFD0POOJZ42788
Y
N
N
Franklin/Templeton Distributors, Inc.
8-5889
000000332
N/A
0.00000000
0.00000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
10357464.77000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
3697702.92000000
Bofa Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
2393453.85000000
Nomura Securities International, Inc.
8-15255
000004297
OXTKY6Q8X53C9ILVV871
19358917.45000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
4414830.86000000
Societe Generale
N/A
000000000
O2RNE8IBXP4R0TD8PU41
FR
1511214.00000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
1070678709.60000000
RBC Capital Markets, LLC
8-45411
000031194
549300LCO2FLSSVFFR64
1616303.45000000
Barclays Capital Inc.
8-41342
000019714
AC28XWWI3WIBK2824319
2274145.41000000
Deutsche Bank Securities Inc.
8-17822
000002525
9J6MBOOO7BECTDTUZW19
4805904.98000000
1126562407.71000000
N
57766549.23000000
Committed
2000000000.00000000
N
N
N
Franklin FTSE Europe ETF
S000059495
549300MGO0V5Y80BBI27
N
0
0
0
Exchange-Traded Fund
N
N
0.24000000
0.16000000
0.46000000
0.46000000
N
N
Y
N
N
Goldman Sachs Bank USA
KD3XUN7C6T14HNAYLU02
N
N
N/A
N/A
489.00000000
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
N
N
Franklin Advisory Services, LLC
801-51967
000111361
549300TQEE2Y39SM5J42
N
State Street Bank and Trust Company
85-05003
571474TGEMMWANRLN572
N
N
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
Standard & Poor's Financial Services LLC
549300U4VWNITEKO2881
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
N
State Street Bank and Trust Company (Edinburgh, GB, Branch)
571474TGEMMWANRLN572
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Handlowy w Warszawie Spolka Akcyjna
XLEZHWWOI4HFQDGL4793
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Intesa Sanpaolo SpA
2W8N8UU78PMDQKZENC08
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB
F3JS33DEI6XQ4ZBPTN86
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB (Helsinki, Uusimaa, FI, Branch)
F3JS33DEI6XQ4ZBPTN86
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
BE
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
State Street Bank International GmbH
ZMHGNT7ZPKZ3UFZ8EO46
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank, Sociedad Anonima Espanola
529900SICIK5OVMVY186
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Skandinaviska Enskilda Banken A/S
F3JS33DEI6XQ4ZBPTN86
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Credit Suisse (Schweiz) AG
549300CWR0W0BCS9Q144
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB (Oslo, Oslo, NO, Branch)
F3JS33DEI6XQ4ZBPTN86
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch)
7LTWFZYICNSX8D621K86
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Vienna, Vienna, AT, Branch)
7LTWFZYICNSX8D621K86
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
N
Franklin Templeton Services, LLC
549300DFD0POOJZ42788
Y
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
N
Franklin/Templeton Distributors, Inc.
8-5889
000000332
N/A
0.00000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
475.95000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
471.84000000
Bofa Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
472.73000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
61.85000000
UBS Securities LLC
8-22651
000007654
T6FIZBDPKLYJKFCRVK44
0.33000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
336.71000000
1819.41000000
Bofa Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
127377558.00000000
127377558.00000000
N
85531752.02000000
N
N
N
Franklin FTSE Asia ex Japan ETF
S000059500
549300XOZW71TVF6E672
N
0
0
0
Exchange-Traded Fund
N
N
0.16000000
-0.01000000
0.64000000
0.64000000
N
N
Y
N
N
Goldman Sachs Bank USA
KD3XUN7C6T14HNAYLU02
N
N
N/A
2776.15000000
157.00000000
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
Y
Y
N
N
Franklin Advisory Services, LLC
801-51967
000111361
549300TQEE2Y39SM5J42
N
State Street Bank and Trust Company
85-05003
571474TGEMMWANRLN572
N
N
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
Standard & Poor's Financial Services LLC
549300U4VWNITEKO2881
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
N
HSBC Bank (China) Company Limited
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank (Malaysia) Berhad
529900DLWFR8HK7DR278
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Jakarta, Jakarta, ID, Branch)
7LTWFZYICNSX8D621K86
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited
2HI3YI5320L3RW6NJ957
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Makati City, Metro Manila, PH, Branch)
7LTWFZYICNSX8D621K86
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Credit Suisse (Schweiz) AG
549300CWR0W0BCS9Q144
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Citibank, National Association (Singapore, SG, Branch)
E57ODZWZ7FF32TWEFA76
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
BE
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Standard Chartered Bank (Thai) Public Company Limited
549300O1LQYCQ7G1IM57
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Taipei City, TW, Branch)
25490016G0WR60ANOK04
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Karachi, Sindh, PK, Branch)
7LTWFZYICNSX8D621K86
PK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Mumbai, Maharashtra, IN, Branch)
7LTWFZYICNSX8D621K86
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Jongno-gu, Seoul, KR, Branch)
7LTWFZYICNSX8D621K86
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Hong Kong) Limited
X5AV1MBDXGRPX5UGMX13
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
N
Franklin Templeton Services, LLC
549300DFD0POOJZ42788
Y
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
N
Franklin/Templeton Distributors, Inc.
8-5889
000000332
N/A
0.00000000
Bofa Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
266.58000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
31.93000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
850.20000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
0.09000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
3.64000000
1152.44000000
Bofa Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
1093762.40000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
1193.87000000
1094956.27000000
N
16918645.63000000
N
N
N
Franklin FTSE Japan ETF
S000059514
549300V7MZYC1Z30JS82
N
0
0
0
Exchange-Traded Fund
N
N
0.18000000
0.10000000
1.45000000
1.45000000
N
N
Y
N
N
Goldman Sachs Bank USA
KD3XUN7C6T14HNAYLU02
N
N
N/A
63238.95000000
4629.00000000
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
Y
Y
N
N
Franklin Advisory Services, LLC
801-51967
000111361
549300TQEE2Y39SM5J42
N
State Street Bank and Trust Company
85-05003
571474TGEMMWANRLN572
N
N
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
Standard & Poor's Financial Services LLC
549300U4VWNITEKO2881
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
N
Euroclear Bank
549300OZ46BRLZ8Y6F65
BE
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
The Hongkong and Shanghai Banking Corporation Limited (Chuo ku, Tokyo, JP, Branch)
2HI3YI5320L3RW6NJ957
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
N
Franklin Templeton Services, LLC
549300DFD0POOJZ42788
Y
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
N
Franklin/Templeton Distributors, Inc.
8-5889
000000332
N/A
0.00000000
Bofa Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
1210.60000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
1169.95000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
1058.18000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
941.69000000
4380.42000000
Bofa Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
5498403.14000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
28756061.07000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
170313603.69000000
State Street Bank and Trust Company
N/A
000000000
571474TGEMMWANRLN572
2302.26000000
UBS Securities LLC
8-22651
000007654
T6FIZBDPKLYJKFCRVK44
130539871.37000000
BNY Mellon Capital Markets, LLC
8-35255
000017454
VJW2DOOHGDT6PR0ZRO63
7396748.43000000
342506989.96000000
N
264196325.21000000
N
N
N
Franklin FTSE Latin America ETF
S000063035
549300G41CKYHFFHVD28
N
0
0
0
Exchange-Traded Fund
N
N
0.08000000
-0.04000000
2.65000000
2.65000000
N
N
N
N
N/A
N/A
N/A
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
N
N
N
Franklin Advisory Services, LLC
801-51967
000111361
549300TQEE2Y39SM5J42
N
State Street Bank and Trust Company
85-05003
571474TGEMMWANRLN572
N
N
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
Standard & Poor's Financial Services LLC
549300U4VWNITEKO2881
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
N
Euroclear Bank
549300OZ46BRLZ8Y6F65
BE
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Itau CorpBanca
549300DDPTTIZ06NIV06
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Sao Paulo, Sao Paulo, BR, Branch)
E57ODZWZ7FF32TWEFA76
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank del Peru S.A.
MYTK5NHHP1G8TVFGT193
PE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Nacional de Mexico, S.A., Integrante del Grupo Financiero Banamex
2SFFM4FUIE05S37WFU55
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Cititrust Colombia S A Sociedad Fiduciaria
549300242J3IJCOSGI49
CO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
N
Franklin Templeton Services, LLC
549300DFD0POOJZ42788
Y
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
N
Franklin/Templeton Distributors, Inc.
8-5889
000000332
N/A
0.00000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
0.64000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
18.19000000
Larrainvial Securities US LLC
8-68452
000152424
254900M1RCZVBFJ7BS17
1.00000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
60.83000000
Bofa Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
96.55000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
20.70000000
197.91000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
95.39000000
Bofa Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
60818.33000000
60913.72000000
N
2551462.21000000
N
N
N
Franklin Liberty Municipal Bond ETF
S000057880
549300D0VIUWD9JJ6J30
N
0
0
0
Exchange-Traded Fund
N
N
N
N
N/A
N/A
N/A
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
Y
Y
N
N
Franklin Advisers, Inc.
801-26292
000104517
B1CG1NRZIDDJ0DQEXB52
N
State Street Bank and Trust Company
85-05003
571474TGEMMWANRLN572
N
N
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
Standard & Poor's Financial Services LLC
549300U4VWNITEKO2881
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
N
Franklin Templeton Services, LLC
549300DFD0POOJZ42788
Y
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
N
Franklin/Templeton Distributors, Inc.
8-5889
000000332
N/A
0.00000000
0.00000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
2674583.00000000
Barclays Capital Inc.
8-41342
000019714
AC28XWWI3WIBK2824319
2425922.85000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
1088545.50000000
Wells Fargo Securities, LLC
8-65876
000126292
VYVVCKR63DVZZN70PB21
1203260.65000000
Bofa Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
2041214.30000000
Raymond James & Associates, Inc.
8-10999
000000705
U4ONQX15J3RO8XCKE979
1355241.00000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
2041905.75000000
Wedbush Securities Inc.
8-12987
000000877
549300CSX55MXZ47EI78
924372.00000000
Pershing LLC
8-17574
000007560
ZI8Q1A8EI8LQFJNM0D94
3490976.20000000
RBC Capital Markets, LLC
8-45411
000031194
549300LCO2FLSSVFFR64
5593377.20000000
26656309.40000000
N
21606806.77000000
N
N
N
Franklin FTSE China ETF
S000059502
5493007BO6696OMBQG08
N
0
0
0
Exchange-Traded Fund
N
N
-0.03000000
-0.21000000
0.98000000
0.98000000
Y
N
Y
N
N
Goldman Sachs Bank USA
KD3XUN7C6T14HNAYLU02
N
N
N/A
5581.15000000
146.00000000
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
Y
Y
N
N
Franklin Advisory Services, LLC
801-51967
000111361
549300TQEE2Y39SM5J42
N
State Street Bank and Trust Company
85-05003
571474TGEMMWANRLN572
N
N
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
Standard & Poor's Financial Services LLC
549300U4VWNITEKO2881
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
N
HSBC Bank (China) Company Limited
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Singapore, SG, Branch)
E57ODZWZ7FF32TWEFA76
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Hong Kong) Limited
X5AV1MBDXGRPX5UGMX13
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
BE
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
The Hongkong and Shanghai Banking Corporation Limited
2HI3YI5320L3RW6NJ957
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
Franklin Templeton Services, LLC
549300DFD0POOJZ42788
Y
N
N
Franklin/Templeton Distributors, Inc.
8-5889
000000332
N/A
0.00000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
11.12000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
4314.43000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
5036.95000000
Shenwan Hongyuan Group Co., Ltd.
N/A
000000000
00000000000000000000
CN
4.88000000
Bofa Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
193.77000000
9561.15000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
3693036.04000000
Bofa Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
6198847.65000000
9891883.69000000
N
40386191.27000000
N
N
N
Franklin FTSE Mexico ETF
S000059504
549300RR8MFO12KKU693
N
0
0
0
Exchange-Traded Fund
N
N
0.15000000
0.02000000
1.61000000
1.61000000
Y
N
N
N
N/A
N/A
N/A
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
N
N
N
Franklin Advisory Services, LLC
801-51967
000111361
549300TQEE2Y39SM5J42
N
State Street Bank and Trust Company
85-05003
571474TGEMMWANRLN572
N
N
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
Standard & Poor's Financial Services LLC
549300U4VWNITEKO2881
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Banco Nacional de Mexico, S.A., Integrante del Grupo Financiero Banamex
2SFFM4FUIE05S37WFU55
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
BE
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
N
Franklin Templeton Services, LLC
549300DFD0POOJZ42788
Y
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
N
Franklin/Templeton Distributors, Inc.
8-5889
000000332
N/A
0.00000000
Bofa Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
380.01000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
8.00000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
82.55000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
10.23000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
21.95000000
502.74000000
Bofa Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
180.32000000
180.32000000
N
4279017.32000000
N
N
N
Franklin FTSE Japan Hedged ETF
S000059496
5493000IM51UNM0ZOH37
N
0
0
0
Exchange-Traded Fund
N
N
-0.08000000
-0.17000000
1.34000000
1.34000000
N
N
N
N
N/A
N/A
N/A
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
Y
Y
N
N
Franklin Advisory Services, LLC
801-51967
000111361
549300TQEE2Y39SM5J42
N
State Street Bank and Trust Company
85-05003
571474TGEMMWANRLN572
N
N
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
Standard & Poor's Financial Services LLC
549300U4VWNITEKO2881
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
N
Euroclear Bank
549300OZ46BRLZ8Y6F65
BE
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
The Hongkong and Shanghai Banking Corporation Limited (Chuo ku, Tokyo, JP, Branch)
2HI3YI5320L3RW6NJ957
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
N
Franklin Templeton Services, LLC
549300DFD0POOJZ42788
Y
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
N
Franklin/Templeton Distributors, Inc.
8-5889
000000332
N/A
0.00000000
Bofa Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
26.92000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
224.20000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
23.72000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
3.17000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
44.90000000
322.91000000
UBS Securities LLC
8-22651
000007654
T6FIZBDPKLYJKFCRVK44
9007028.16000000
BNY Mellon Capital Markets, LLC
8-35255
000017454
VJW2DOOHGDT6PR0ZRO63
293659.51000000
State Street Bank and Trust Company
N/A
000000000
571474TGEMMWANRLN572
537.46000000
Bofa Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
100562.98000000
9401788.11000000
N
6822118.81000000
N
N
N
Franklin Liberty U.S. Low Volatility ETF
S000053774
549300HYVMMHHTSYBI89
N
0
0
0
Exchange-Traded Fund
N
N
N
N
N/A
N/A
N/A
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
N
N
Franklin Advisory Services, LLC
801-51967
000111361
549300TQEE2Y39SM5J42
N
State Street Bank and Trust Company
85-05003
571474TGEMMWANRLN572
N
N
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
Standard & Poor's Financial Services LLC
549300U4VWNITEKO2881
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
N
Franklin Templeton Services, LLC
549300DFD0POOJZ42788
Y
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
N
Franklin/Templeton Distributors, Inc.
8-5889
000000332
N/A
0.00000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
5142.52000000
Bofa Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
481.40000000
RBC Capital Markets, LLC
8-45411
000031194
549300LCO2FLSSVFFR64
90.94000000
5714.86000000
Nomura Securities International, Inc.
8-15255
000004297
OXTKY6Q8X53C9ILVV871
48672006.38000000
National Securities Clearing Corporation
8-164
000007569
549300RYC9NELN2ICA34
77146641.35000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
8614619.07000000
Bofa Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
9061457.35000000
143494724.15000000
N
44305708.86000000
N
N
N
Franklin Liberty International Aggregate Bond ETF
S000061947
549300X1LYVIK50DRI49
N
0
0
0
Exchange-Traded Fund
Y
N
N
N
N/A
N/A
N/A
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
N
N
Franklin Templeton Investment Management Limited
000-00000
000000000
MLH7B1BVFWXZVST01715
GB
N
Franklin Advisers, Inc.
801-26292
000104517
B1CG1NRZIDDJ0DQEXB52
Y
N
State Street Bank and Trust Company
85-05003
571474TGEMMWANRLN572
N
N
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
Standard & Poor's Financial Services LLC
549300U4VWNITEKO2881
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
N
The Hongkong and Shanghai Banking Corporation Limited (Chuo ku, Tokyo, JP, Branch)
2HI3YI5320L3RW6NJ957
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB (Helsinki, Uusimaa, FI, Branch)
F3JS33DEI6XQ4ZBPTN86
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Nacional de Mexico, S.A., Integrante del Grupo Financiero Banamex
2SFFM4FUIE05S37WFU55
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Public Limited Company (Budapest, HU, Branch)
N1FBEDJ5J41VKZLO2475
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Maghreb S.A
5493003FVWLMBFTISI11
MA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AB SEB bankas
549300SBPFE9JX7N8J82
LT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Credit Suisse (Schweiz) AG
549300CWR0W0BCS9Q144
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau CorpBanca
549300DDPTTIZ06NIV06
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Jakarta, Jakarta, ID, Branch)
7LTWFZYICNSX8D621K86
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch)
2HI3YI5320L3RW6NJ957
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Ceskoslovenska obchodni banka, a. s.
Q5BP2UEQ48R75BOTCB92
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Handlowy w Warszawie Spolka Akcyjna
XLEZHWWOI4HFQDGL4793
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Deutsche Bank (Malaysia) Berhad
529900DLWFR8HK7DR278
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Intesa Sanpaolo SpA
2W8N8UU78PMDQKZENC08
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services (Athens, Attica, GR, Branch)
549300WCGB70D06XZS54
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch)
2HI3YI5320L3RW6NJ957
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB (Oslo, Oslo, NO, Branch)
F3JS33DEI6XQ4ZBPTN86
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank, Sociedad Anonima Espanola
529900SICIK5OVMVY186
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited
2HI3YI5320L3RW6NJ957
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB
F3JS33DEI6XQ4ZBPTN86
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Jongno-gu, Seoul, KR, Branch)
7LTWFZYICNSX8D621K86
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Vienna, Vienna, AT, Branch)
7LTWFZYICNSX8D621K86
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch)
7LTWFZYICNSX8D621K86
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
BE
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
State Street Bank International GmbH
ZMHGNT7ZPKZ3UFZ8EO46
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company (Edinburgh, GB, Branch)
571474TGEMMWANRLN572
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Ciudad Autonoma de Buenos Aires, Ciudad Autonoma de Buenos Aires, AR, Branch)
579100KKDGKCFFKKF005
AR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Trust Company Canada
549300L71XG2CTQ2V827
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Royal Bank of Canada
ES7IP3U3RHIGC71XBU11
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Singapore, SG, Branch)
E57ODZWZ7FF32TWEFA76
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank del Peru S.A.
MYTK5NHHP1G8TVFGT193
PE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken A/S
F3JS33DEI6XQ4ZBPTN86
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
FirstRand Bank Limited
ZAYQDKTCATIXF9OQY690
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
N
Franklin Templeton Services, LLC
549300DFD0POOJZ42788
Y
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
N
Franklin/Templeton Distributors, Inc.
8-5889
000000332
N/A
0.00000000
0.00000000
Banco Santander, S.A.
N/A
000000000
5493006QMFDDMYWIAM13
ES
261170.85000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
1098849.88000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
1570086.20000000
Natwest Markets Securities Inc.
8-37135
000011707
ZE2ZWJ5BTIQJ8M0C6K34
672624.44000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
3638164.11000000
BNP Paribas Securities Corp.
8-32682
000015794
RCNB6OTYUAMMP879YW96
277025.21000000
Nomura Securities International, Inc.
8-15255
000004297
OXTKY6Q8X53C9ILVV871
434110.86000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
1377841.10000000
Credit Agricole Securities (USA) Inc.
8-13753
000000190
549300WO2DKF0Q3YMV43
406526.86000000
Deutsche Bank Securities Inc.
8-17822
000002525
9J6MBOOO7BECTDTUZW19
288315.55000000
10709919.24000000
N
5069568.47000000
N
N
N
Franklin LibertyQ Emerging Markets ETF
S000053152
549300WUBOCTWL6PGW95
N
0
0
0
Exchange-Traded Fund
Y
Y
0.19000000
-0.26000000
1.34000000
1.34000000
N
N
Y
N
N
Goldman Sachs Bank USA
KD3XUN7C6T14HNAYLU02
N
N
N/A
169469.47000000
6478.00000000
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
Y
Y
N
N
Franklin Advisory Services, LLC
801-51967
000111361
549300TQEE2Y39SM5J42
N
State Street Bank and Trust Company
85-05003
571474TGEMMWANRLN572
N
N
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
Standard & Poor's Financial Services LLC
549300U4VWNITEKO2881
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
N
Citibank, National Association (Cairo, Cairo, EG, Branch)
E57ODZWZ7FF32TWEFA76
EG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Karachi, Sindh, PK, Branch)
7LTWFZYICNSX8D621K86
PK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited
2HI3YI5320L3RW6NJ957
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Anonim Sirketi
789000N5SE3LWDK7OI11
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank (China) Company Limited
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited (Doha, Ad Dawhah, QA, Branch)
549300F99IL9YJDWH369
QA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited
549300F99IL9YJDWH369
AE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau CorpBanca
549300DDPTTIZ06NIV06
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Cititrust Colombia S A Sociedad Fiduciaria
549300242J3IJCOSGI49
CO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Makati City, Metro Manila, PH, Branch)
7LTWFZYICNSX8D621K86
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Sao Paulo, Sao Paulo, BR, Branch)
E57ODZWZ7FF32TWEFA76
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Public Limited Company (Budapest, HU, Branch)
N1FBEDJ5J41VKZLO2475
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Joint Stock Company Commercial Bank Citibank
CHSQDSVI1UI96Y2SW097
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
BE
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch)
7LTWFZYICNSX8D621K86
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Hong Kong) Limited
X5AV1MBDXGRPX5UGMX13
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank del Peru S.A.
MYTK5NHHP1G8TVFGT193
PE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
BNP Paribas Securities Services (Athens, Attica, GR, Branch)
549300WCGB70D06XZS54
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Ceskoslovenska obchodni banka, a. s.
Q5BP2UEQ48R75BOTCB92
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Thai) Public Company Limited
549300O1LQYCQ7G1IM57
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Taiwan) Limited
549300QJEO1B92LSHZ06
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Saudi British Bank
558600TQS0WENZUC5190
SA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Mumbai, Maharashtra, IN, Branch)
7LTWFZYICNSX8D621K86
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Jongno-gu, Seoul, KR, Branch)
7LTWFZYICNSX8D621K86
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank (Malaysia) Berhad
529900DLWFR8HK7DR278
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Nacional de Mexico, S.A., Integrante del Grupo Financiero Banamex
2SFFM4FUIE05S37WFU55
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Jakarta, Jakarta, ID, Branch)
7LTWFZYICNSX8D621K86
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
FirstRand Bank Limited
ZAYQDKTCATIXF9OQY690
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company (Edinburgh, GB, Branch)
571474TGEMMWANRLN572
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Handlowy w Warszawie Spolka Akcyjna
XLEZHWWOI4HFQDGL4793
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
Franklin Templeton Services, LLC
549300DFD0POOJZ42788
Y
N
N
Franklin/Templeton Distributors, Inc.
8-5889
000000332
N/A
0.00000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
184627.32000000
Bofa Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
11922.83000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
0.71000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
720.68000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
113.41000000
197384.95000000
Bofa Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
7842.61000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
122111513.57000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
26129292.10000000
UBS Securities LLC
8-22651
000007654
T6FIZBDPKLYJKFCRVK44
2509243.76000000
150757892.04000000
N
268044050.29000000
N
N
N
Franklin Liberty Systematic Style Premia ETF
S000066719
549300FEMFRM3FWBHG39
Y
0
0
0
Exchange-Traded Fund
N
N
N
N/A
N/A
N/A
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
Y
Y
N
N
Franklin Advisory Services, LLC
801-51967
000111361
549300TQEE2Y39SM5J42
N
State Street Bank and Trust Company
85-05003
571474TGEMMWANRLN572
N
N
Y
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
Standard & Poor's Financial Services LLC
549300U4VWNITEKO2881
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
Y
Skandinaviska Enskilda Banken A/S
F3JS33DEI6XQ4ZBPTN86
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank, Sociedad Anonima Espanola
529900SICIK5OVMVY186
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Deutsche Bank Aktiengesellschaft (Vienna, Vienna, AT, Branch)
7LTWFZYICNSX8D621K86
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Credit Suisse (Schweiz) AG
549300CWR0W0BCS9Q144
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Singapore, SG, Branch)
E57ODZWZ7FF32TWEFA76
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank International GmbH
ZMHGNT7ZPKZ3UFZ8EO46
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited
2HI3YI5320L3RW6NJ957
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch)
2HI3YI5320L3RW6NJ957
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Chuo ku, Tokyo, JP, Branch)
2HI3YI5320L3RW6NJ957
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch)
7LTWFZYICNSX8D621K86
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Intesa Sanpaolo SpA
2W8N8UU78PMDQKZENC08
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB
F3JS33DEI6XQ4ZBPTN86
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Nacional de Mexico, S.A., Integrante del Grupo Financiero Banamex
2SFFM4FUIE05S37WFU55
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Trust Company Canada
549300L71XG2CTQ2V827
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company (Edinburgh, GB, Branch)
571474TGEMMWANRLN572
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
BE
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Skandinaviska Enskilda Banken AB (Oslo, Oslo, NO, Branch)
F3JS33DEI6XQ4ZBPTN86
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB (Helsinki, Uusimaa, FI, Branch)
F3JS33DEI6XQ4ZBPTN86
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch)
2HI3YI5320L3RW6NJ957
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Royal Bank of Canada
ES7IP3U3RHIGC71XBU11
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Hapoalim B.M.
B6ARUI4946ST4S7WOU88
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Y
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Y
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
Franklin Templeton Services, LLC
549300DFD0POOJZ42788
Y
N
Y
Franklin/Templeton Distributors, Inc.
8-5889
000000332
N/A
0.00000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
29969.21000000
29969.21000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
265418777.97000000
State Street Bank and Trust Company
N/A
000000000
571474TGEMMWANRLN572
644000.00000000
266062777.97000000
N
30994682.36000000
N
N
N
Franklin Liberty High Yield Corporate ETF
S000061946
5493002F67QK4VNO5Q54
N
0
0
0
Exchange-Traded Fund
N
N
N
N
N/A
N/A
N/A
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
N
N
Franklin Advisers, Inc.
801-26292
000104517
B1CG1NRZIDDJ0DQEXB52
N
State Street Bank and Trust Company
85-05003
571474TGEMMWANRLN572
N
N
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
Standard & Poor's Financial Services LLC
549300U4VWNITEKO2881
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Euroclear Bank
549300OZ46BRLZ8Y6F65
BE
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
State Street Bank and Trust Company (Edinburgh, GB, Branch)
571474TGEMMWANRLN572
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
N
Franklin Templeton Services, LLC
549300DFD0POOJZ42788
Y
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
N
Franklin/Templeton Distributors, Inc.
8-5889
000000332
N/A
0.00000000
0.00000000
Deutsche Bank Securities Inc.
8-17822
000002525
9J6MBOOO7BECTDTUZW19
3967250.00000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
9183732.00000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
144006418.00000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
282224950.82000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
24560721.00000000
Bofa Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
46238705.00000000
Nomura Securities International, Inc.
8-15255
000004297
OXTKY6Q8X53C9ILVV871
13114577.38000000
RBC Capital Markets, LLC
8-45411
000031194
549300LCO2FLSSVFFR64
3077125.00000000
Barclays Capital Inc.
8-41342
000019714
AC28XWWI3WIBK2824319
7484800.00000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
8994738.00000000
545553922.20000000
N
49213031.92000000
Committed
2000000000.00000000
N
N
N
Franklin FTSE South Africa ETF
S000063033
5493004G9NUKIKWXYO61
N
0
0
0
Exchange-Traded Fund
N
N
0.02000000
-0.10000000
1.89000000
1.89000000
Y
N
N
N
N/A
N/A
N/A
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
N
N
N
Franklin Advisory Services, LLC
801-51967
000111361
549300TQEE2Y39SM5J42
N
State Street Bank and Trust Company
85-05003
571474TGEMMWANRLN572
N
N
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
Standard & Poor's Financial Services LLC
549300U4VWNITEKO2881
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
N
FirstRand Bank Limited
ZAYQDKTCATIXF9OQY690
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
BE
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch)
7LTWFZYICNSX8D621K86
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
Franklin Templeton Services, LLC
549300DFD0POOJZ42788
Y
N
N
Franklin/Templeton Distributors, Inc.
8-5889
000000332
N/A
0.00000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
32.29000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
17.80000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
111.40000000
Bofa Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
154.89000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
5.35000000
321.73000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
26.38000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
51.01000000
Bofa Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
177370.08000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
24.69000000
177472.16000000
N
2472896.78000000
N
N
N
Franklin Liberty Investment Grade Corporate ETF
S000053775
549300AGICP0BF7KSG70
N
0
0
0
Exchange-Traded Fund
N
N
N
N
N/A
N/A
N/A
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
N
N
Franklin Advisers, Inc.
801-26292
000104517
B1CG1NRZIDDJ0DQEXB52
N
Franklin Templeton Institutional, LLC
801-60684
000117384
549300RQFX1DXB0AF136
Y
N
State Street Bank and Trust Company
85-05003
571474TGEMMWANRLN572
N
N
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
Standard & Poor's Financial Services LLC
549300U4VWNITEKO2881
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
N
Deutsche Bank Aktiengesellschaft (Vienna, Vienna, AT, Branch)
7LTWFZYICNSX8D621K86
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Credit Suisse (Schweiz) AG
549300CWR0W0BCS9Q144
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
BE
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Itau CorpBanca
549300DDPTTIZ06NIV06
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company (Edinburgh, GB, Branch)
571474TGEMMWANRLN572
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Skandinaviska Enskilda Banken AB (Oslo, Oslo, NO, Branch)
F3JS33DEI6XQ4ZBPTN86
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited
2HI3YI5320L3RW6NJ957
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Handlowy w Warszawie Spolka Akcyjna
XLEZHWWOI4HFQDGL4793
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank International GmbH
ZMHGNT7ZPKZ3UFZ8EO46
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Thai) Public Company Limited
549300O1LQYCQ7G1IM57
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Trust Company Canada
549300L71XG2CTQ2V827
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Ceskoslovenska obchodni banka, a. s.
Q5BP2UEQ48R75BOTCB92
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Anonim Sirketi
789000N5SE3LWDK7OI11
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Intesa Sanpaolo SpA
2W8N8UU78PMDQKZENC08
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
FirstRand Bank Limited
ZAYQDKTCATIXF9OQY690
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB (Helsinki, Uusimaa, FI, Branch)
F3JS33DEI6XQ4ZBPTN86
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Makati City, Metro Manila, PH, Branch)
7LTWFZYICNSX8D621K86
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Singapore, SG, Branch)
E57ODZWZ7FF32TWEFA76
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Royal Bank of Canada
ES7IP3U3RHIGC71XBU11
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Public Limited Company (Budapest, HU, Branch)
N1FBEDJ5J41VKZLO2475
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB
F3JS33DEI6XQ4ZBPTN86
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Joint Stock Company Commercial Bank Citibank
CHSQDSVI1UI96Y2SW097
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Bermuda Limited
0W1U67PTV5WY3WYWKD79
BM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Sao Paulo, Sao Paulo, BR, Branch)
E57ODZWZ7FF32TWEFA76
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch)
2HI3YI5320L3RW6NJ957
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch)
2HI3YI5320L3RW6NJ957
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken A/S
F3JS33DEI6XQ4ZBPTN86
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank, Sociedad Anonima Espanola
529900SICIK5OVMVY186
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch)
7LTWFZYICNSX8D621K86
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Nacional de Mexico, S.A., Integrante del Grupo Financiero Banamex
2SFFM4FUIE05S37WFU55
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
N
Franklin Templeton Services, LLC
549300DFD0POOJZ42788
Y
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
N
Franklin/Templeton Distributors, Inc.
8-5889
000000332
N/A
0.00000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
4497.89000000
4497.89000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
123060461.58000000
Nomura Securities International, Inc.
8-15255
000004297
OXTKY6Q8X53C9ILVV871
1112809139.15000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
9536805.25000000
Barclays Capital Inc.
8-41342
000019714
AC28XWWI3WIBK2824319
107379606.37000000
Deutsche Bank Securities Inc.
8-17822
000002525
9J6MBOOO7BECTDTUZW19
22525622.00000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
12765545.00000000
Jefferies LLC
8-15074
000002347
58PU97L1C0WSRCWADL48
7923095.00000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
332739704.15000000
Bofa Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
572983602.92000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
17061031.32000000
2376251396.79000000
N
337812927.54000000
N
N
N
Franklin FTSE India ETF
S000059503
549300NU5VJOW0B4VV12
N
0
0
0
Exchange-Traded Fund
N
N
0.57000000
0.44000000
2.32000000
2.32000000
Y
N
N
N
N/A
N/A
N/A
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
N
N
N
Franklin Advisory Services, LLC
801-51967
000111361
549300TQEE2Y39SM5J42
N
State Street Bank and Trust Company
85-05003
571474TGEMMWANRLN572
N
N
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
Standard & Poor's Financial Services LLC
549300U4VWNITEKO2881
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Euroclear Bank
549300OZ46BRLZ8Y6F65
BE
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Deutsche Bank Aktiengesellschaft (Mumbai, Maharashtra, IN, Branch)
7LTWFZYICNSX8D621K86
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
Franklin Templeton Services, LLC
549300DFD0POOJZ42788
Y
N
N
Franklin/Templeton Distributors, Inc.
8-5889
000000332
N/A
0.00000000
Bofa Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
576.59000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
483.78000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
4444.53000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
1.72000000
5506.62000000
Bofa Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
423.17000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
12.66000000
435.83000000
N
11741034.41000000
N
N
N
Franklin FTSE Australia ETF
S000059508
54930046370UAXVTMD60
N
0
0
0
Exchange-Traded Fund
N
N
0.08000000
0.01000000
0.64000000
0.64000000
Y
N
N
N
N/A
N/A
N/A
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
N
N
N
Franklin Advisory Services, LLC
801-51967
000111361
549300TQEE2Y39SM5J42
N
State Street Bank and Trust Company
85-05003
571474TGEMMWANRLN572
N
N
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
Standard & Poor's Financial Services LLC
549300U4VWNITEKO2881
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Euroclear Bank
549300OZ46BRLZ8Y6F65
BE
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch)
2HI3YI5320L3RW6NJ957
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
Franklin Templeton Services, LLC
549300DFD0POOJZ42788
Y
N
N
Franklin/Templeton Distributors, Inc.
8-5889
000000332
N/A
0.00000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
64.75000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
29.06000000
Bofa Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
147.71000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
136.72000000
378.24000000
Bofa Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
471293.41000000
BNP Paribas Securities Corp.
8-32682
000015794
RCNB6OTYUAMMP879YW96
5928.34000000
UBS Securities LLC
8-22651
000007654
T6FIZBDPKLYJKFCRVK44
2606712.11000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
6386003.76000000
9469937.62000000
N
10734331.01000000
N
N
N
Franklin FTSE Taiwan ETF
S000059507
549300PAHV2U19VENT44
N
0
0
0
Exchange-Traded Fund
N
N
0.15000000
-0.03000000
0.89000000
0.89000000
Y
N
N
N
N/A
N/A
N/A
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
Y
N
N
N
Franklin Advisory Services, LLC
801-51967
000111361
549300TQEE2Y39SM5J42
N
State Street Bank and Trust Company
85-05003
571474TGEMMWANRLN572
N
N
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
Standard & Poor's Financial Services LLC
549300U4VWNITEKO2881
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
N
Euroclear Bank
549300OZ46BRLZ8Y6F65
BE
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Deutsche Bank Aktiengesellschaft (Taipei City, TW, Branch)
25490016G0WR60ANOK04
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
N
Franklin Templeton Services, LLC
549300DFD0POOJZ42788
Y
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
N
Franklin/Templeton Distributors, Inc.
8-5889
000000332
N/A
0.00000000
Bofa Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
756.35000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
61.44000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
414.33000000
1232.12000000
0.00000000
N
15571752.17000000
N
N
N
Franklin Liberty Intermediate Municipal Opportunities ETF
S000057879
549300RTD7Q8YMBA7Q25
N
0
0
0
Exchange-Traded Fund
N
N
N
N
N/A
N/A
N/A
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
N
N
Franklin Advisers, Inc.
801-26292
000104517
B1CG1NRZIDDJ0DQEXB52
N
State Street Bank and Trust Company
85-05003
571474TGEMMWANRLN572
N
N
N
Standard & Poor's Financial Services LLC
549300U4VWNITEKO2881
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
N
Franklin Templeton Services, LLC
549300DFD0POOJZ42788
Y
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
N
Franklin/Templeton Distributors, Inc.
8-5889
000000332
N/A
0.00000000
0.00000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
300000.00000000
National Financial Services LLC
8-26740
000013041
549300JRHF1MHHWUAW04
400000.00000000
Pershing LLC
8-17574
000007560
ZI8Q1A8EI8LQFJNM0D94
363620.40000000
Wells Fargo Securities, LLC
8-65876
000126292
VYVVCKR63DVZZN70PB21
1441037.00000000
Raymond James & Associates, Inc.
8-10999
000000705
U4ONQX15J3RO8XCKE979
511484.00000000
Bofa Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
602589.00000000
The Ziegler Companies, Inc.
N/A
000000000
549300V0G64RT328XK96
327999.00000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
580653.50000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
800000.00000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
2901401.50000000
9604279.40000000
N
9374354.27000000
N
N
N
Franklin LibertyQ U.S. Small Cap Equity ETF
S000057202
5493007IO11XDXXEQE25
N
0
0
0
Exchange-Traded Fund
Y
Y
0.09000000
-0.19000000
0.25000000
0.25000000
N
N
Y
N
N
Goldman Sachs Bank USA
KD3XUN7C6T14HNAYLU02
N
N
N/A
237580.42000000
5704.00000000
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
N
N
Franklin Advisory Services, LLC
801-51967
000111361
549300TQEE2Y39SM5J42
N
State Street Bank and Trust Company
85-05003
571474TGEMMWANRLN572
N
N
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
Standard & Poor's Financial Services LLC
549300U4VWNITEKO2881
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
N
Franklin Templeton Services, LLC
549300DFD0POOJZ42788
Y
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
N
Franklin/Templeton Distributors, Inc.
8-5889
000000332
N/A
0.00000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
17.33000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
56.01000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
46.40000000
Bofa Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
735.11000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
31.15000000
886.00000000
National Securities Clearing Corporation
8-164
000007569
549300RYC9NELN2ICA34
10532588.82000000
Bofa Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
6605562.77000000
17138151.59000000
N
20615108.01000000
N
N
N
Franklin Liberty U.S. Core Bond ETF
S000066377
549300IKA3VXH7FL6377
Y
0
0
0
Exchange-Traded Fund
N
N
N
N
N/A
N/A
N/A
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
N
N
Franklin Advisory Services, LLC
801-51967
000111361
549300TQEE2Y39SM5J42
N
State Street Bank and Trust Company
85-05003
571474TGEMMWANRLN572
N
N
Y
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
Standard & Poor's Financial Services LLC
549300U4VWNITEKO2881
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
Y
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Euroclear Bank
549300OZ46BRLZ8Y6F65
BE
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Y
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Y
Franklin Templeton Services, LLC
549300DFD0POOJZ42788
Y
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
Y
Franklin/Templeton Distributors, Inc.
8-5889
000000332
N/A
0.00000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
1411.89000000
1411.89000000
HSBC Securities (USA) Inc.
8-41562
000019585
CYYGQCGNHMHPSMRL3R97
113113871.91000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
470658543.18000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
390095753.32000000
Barclays Capital Inc.
8-41342
000019714
AC28XWWI3WIBK2824319
477743218.19000000
BMO Capital Markets Corp.
8-34344
000016686
RUC0QBLBRPRCU4W1NE59
100440583.66000000
Wells Fargo Securities, LLC
8-65876
000126292
VYVVCKR63DVZZN70PB21
367664795.76000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
191610427.26000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
357617778.26000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
196173107.48000000
Bofa Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
718020612.64000000
3528395122.86000000
N
855939449.96000000
N
N
N
Franklin FTSE South Korea ETF
S000059497
549300CQX72NL1HVMO40
N
0
0
0
Exchange-Traded Fund
N
N
0.29000000
0.21000000
1.42000000
1.42000000
Y
N
Y
N
N
Goldman Sachs Bank USA
KD3XUN7C6T14HNAYLU02
N
N
N/A
17703.50000000
4262.00000000
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
Y
Y
N
N
Franklin Advisory Services, LLC
801-51967
000111361
549300TQEE2Y39SM5J42
N
State Street Bank and Trust Company
85-05003
571474TGEMMWANRLN572
N
N
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
Standard & Poor's Financial Services LLC
549300U4VWNITEKO2881
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
N
Euroclear Bank
549300OZ46BRLZ8Y6F65
BE
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Deutsche Bank Aktiengesellschaft (Jongno-gu, Seoul, KR, Branch)
7LTWFZYICNSX8D621K86
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
Franklin Templeton Services, LLC
549300DFD0POOJZ42788
Y
N
N
Franklin/Templeton Distributors, Inc.
8-5889
000000332
N/A
0.00000000
Bofa Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
298.94000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
34.51000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
2458.85000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
200.63000000
2992.93000000
0.00000000
N
14804048.65000000
N
N
N
Franklin FTSE Italy ETF
S000059513
549300T5L554E5PCQL49
N
0
0
0
Exchange-Traded Fund
N
N
0.38000000
0.31000000
1.67000000
1.67000000
Y
N
N
N
N/A
N/A
N/A
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
N
N
N
Franklin Advisory Services, LLC
801-51967
000111361
549300TQEE2Y39SM5J42
N
State Street Bank and Trust Company
85-05003
571474TGEMMWANRLN572
N
N
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
Standard & Poor's Financial Services LLC
549300U4VWNITEKO2881
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
N
Euroclear Bank
549300OZ46BRLZ8Y6F65
BE
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Intesa Sanpaolo SpA
2W8N8UU78PMDQKZENC08
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch)
7LTWFZYICNSX8D621K86
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
N
Franklin Templeton Services, LLC
549300DFD0POOJZ42788
Y
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
N
Franklin/Templeton Distributors, Inc.
8-5889
000000332
N/A
0.00000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
24.64000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
67.96000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
19.70000000
Bofa Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
173.69000000
285.99000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
5818687.37000000
Bofa Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
2329719.07000000
8148406.44000000
N
10550383.49000000
N
N
N
Franklin FTSE Switzerland ETF
S000059498
549300YJU57FFRVVKH03
N
0
0
0
Exchange-Traded Fund
N
N
0.72000000
0.63000000
0.53000000
0.53000000
Y
N
N
N
N/A
N/A
N/A
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
N
N
N
Franklin Advisory Services, LLC
801-51967
000111361
549300TQEE2Y39SM5J42
N
State Street Bank and Trust Company
85-05003
571474TGEMMWANRLN572
N
N
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
Standard & Poor's Financial Services LLC
549300U4VWNITEKO2881
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
N
Euroclear Bank
549300OZ46BRLZ8Y6F65
BE
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Credit Suisse (Schweiz) AG
549300CWR0W0BCS9Q144
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
Franklin Templeton Services, LLC
549300DFD0POOJZ42788
Y
N
N
Franklin/Templeton Distributors, Inc.
8-5889
000000332
N/A
0.00000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
2.99000000
Bofa Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
62.85000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
762.69000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
26.22000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
3.76000000
858.51000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
39952967.93000000
Bofa Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
711211.94000000
40664179.87000000
N
10020863.88000000
N
N
N
Franklin LibertyQ U.S. Equity ETF
S000057200
549300OMVSYP2F5WOS42
N
0
0
0
Exchange-Traded Fund
N
N
0.07000000
-0.16000000
0.22000000
0.22000000
N
N
Y
N
N
Goldman Sachs Bank USA
KD3XUN7C6T14HNAYLU02
N
N
N/A
825162.54000000
97041.00000000
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
N
N
Franklin Advisory Services, LLC
801-51967
000111361
549300TQEE2Y39SM5J42
N
State Street Bank and Trust Company
85-05003
571474TGEMMWANRLN572
N
N
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
Standard & Poor's Financial Services LLC
549300U4VWNITEKO2881
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
N
Franklin Templeton Services, LLC
549300DFD0POOJZ42788
Y
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
N
Franklin/Templeton Distributors, Inc.
8-5889
000000332
N/A
0.00000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
349.73000000
Bofa Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
14390.57000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
390.02000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
321.40000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
258.74000000
15710.46000000
National Securities Clearing Corporation
8-164
000007569
549300RYC9NELN2ICA34
924060151.70000000
Bofa Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
243236944.90000000
1167297096.60000000
N
1259163554.12000000
N
N
N
Franklin FTSE United Kingdom ETF
S000059499
549300EBZY7Y36672039
N
0
0
0
Exchange-Traded Fund
N
N
0.02000000
-0.05000000
0.73000000
0.73000000
Y
N
N
N
N/A
N/A
N/A
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
N
N
N
Franklin Advisory Services, LLC
801-51967
000111361
549300TQEE2Y39SM5J42
N
State Street Bank and Trust Company
85-05003
571474TGEMMWANRLN572
N
N
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
Standard & Poor's Financial Services LLC
549300U4VWNITEKO2881
N
N
State Street Bank and Trust Company (Edinburgh, GB, Branch)
571474TGEMMWANRLN572
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
BE
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
Franklin Templeton Services, LLC
549300DFD0POOJZ42788
Y
N
N
Franklin/Templeton Distributors, Inc.
8-5889
000000332
N/A
0.00000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
81.00000000
Bofa Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
274.35000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
337.57000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
39.43000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
394.10000000
1126.45000000
BNP Paribas Securities Corp.
8-32682
000015794
RCNB6OTYUAMMP879YW96
4963274.97000000
Bofa Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
32585862.65000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
88039636.55000000
Virtu Itg LLC
8-44218
000029299
549300S41SMIODVIT266
6475184.57000000
132063958.74000000
N
39737484.83000000
N
N
N
Franklin FTSE Saudi Arabia ETF
S000063031
549300JHXHA1YOKDTF39
N
0
0
0
Exchange-Traded Fund
N
N
0.06000000
-0.23000000
2.48000000
2.48000000
Y
N
N
N
N/A
N/A
N/A
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
N
N
N
Franklin Advisory Services, LLC
801-51967
000111361
549300TQEE2Y39SM5J42
N
State Street Bank and Trust Company
85-05003
571474TGEMMWANRLN572
N
N
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
Standard & Poor's Financial Services LLC
549300U4VWNITEKO2881
N
N
Euroclear Bank
549300OZ46BRLZ8Y6F65
BE
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
The Saudi British Bank
558600TQS0WENZUC5190
SA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
Franklin Templeton Services, LLC
549300DFD0POOJZ42788
Y
N
N
Franklin/Templeton Distributors, Inc.
8-5889
000000332
N/A
0.00000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
700.52000000
Bofa Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
1485.08000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
19.73000000
2205.33000000
0.00000000
N
2569907.36000000
N
N
N
Franklin FTSE Brazil ETF
S000059501
549300U6ULJL7WUJ6046
N
0
0
0
Exchange-Traded Fund
N
N
-0.03000000
-0.14000000
3.76000000
3.76000000
Y
N
N
N
N/A
N/A
N/A
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
N
N
N
Franklin Advisory Services, LLC
801-51967
000111361
549300TQEE2Y39SM5J42
N
State Street Bank and Trust Company
85-05003
571474TGEMMWANRLN572
N
N
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
Standard & Poor's Financial Services LLC
549300U4VWNITEKO2881
N
N
Euroclear Bank
549300OZ46BRLZ8Y6F65
BE
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Citibank, National Association (Sao Paulo, Sao Paulo, BR, Branch)
E57ODZWZ7FF32TWEFA76
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
Franklin Templeton Services, LLC
549300DFD0POOJZ42788
Y
N
N
Franklin/Templeton Distributors, Inc.
8-5889
000000332
N/A
0.00000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
918.62000000
Bofa Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
30079.76000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
19.26000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
5309.88000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
20445.30000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
5062.81000000
61835.63000000
0.00000000
N
66722210.94000000
N
N
N
Franklin FTSE Europe Hedged ETF
S000059506
549300SR8YGS4HESFV02
N
0
0
0
Exchange-Traded Fund
N
N
0.21000000
0.14000000
0.71000000
0.71000000
N
N
N
N
N/A
N/A
N/A
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
Y
Y
N
N
Franklin Advisory Services, LLC
801-51967
000111361
549300TQEE2Y39SM5J42
N
State Street Bank and Trust Company
85-05003
571474TGEMMWANRLN572
N
N
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
Standard & Poor's Financial Services LLC
549300U4VWNITEKO2881
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
N
Skandinaviska Enskilda Banken A/S
F3JS33DEI6XQ4ZBPTN86
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch)
7LTWFZYICNSX8D621K86
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Handlowy w Warszawie Spolka Akcyjna
XLEZHWWOI4HFQDGL4793
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company (Edinburgh, GB, Branch)
571474TGEMMWANRLN572
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank, Sociedad Anonima Espanola
529900SICIK5OVMVY186
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Credit Suisse (Schweiz) AG
549300CWR0W0BCS9Q144
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Skandinaviska Enskilda Banken AB
F3JS33DEI6XQ4ZBPTN86
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Vienna, Vienna, AT, Branch)
7LTWFZYICNSX8D621K86
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB (Oslo, Oslo, NO, Branch)
F3JS33DEI6XQ4ZBPTN86
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank International GmbH
ZMHGNT7ZPKZ3UFZ8EO46
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB (Helsinki, Uusimaa, FI, Branch)
F3JS33DEI6XQ4ZBPTN86
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
BE
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Intesa Sanpaolo SpA
2W8N8UU78PMDQKZENC08
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
Franklin Templeton Services, LLC
549300DFD0POOJZ42788
Y
N
N
Franklin/Templeton Distributors, Inc.
8-5889
000000332
N/A
0.00000000
UBS Securities LLC
8-22651
000007654
T6FIZBDPKLYJKFCRVK44
0.02000000
Bofa Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
72.53000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
18.00000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
110.63000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
33.12000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
101.11000000
335.41000000
State Street Bank and Trust Company
N/A
000000000
571474TGEMMWANRLN572
475.74000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
2687.06000000
BNY Mellon Capital Markets, LLC
8-35255
000017454
VJW2DOOHGDT6PR0ZRO63
352005.67000000
Bofa Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
130674.86000000
485843.33000000
N
4672605.17000000
N
N
N
Franklin Genomic Advancements ETF
S000067393
549300JUSHGE4MAFSG36
Y
0
0
0
Exchange-Traded Fund
Y
N
N
N
N/A
N/A
N/A
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
N
N
Franklin Advisers, Inc.
801-26292
000104517
B1CG1NRZIDDJ0DQEXB52
2020-01-01
State Street Bank and Trust Company
85-05003
571474TGEMMWANRLN572
N
N
Y
Bloomberg L.P.
549300B56MD0ZC402L06
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
Standard & Poor's Financial Services LLC
549300U4VWNITEKO2881
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
Y
The Hongkong and Shanghai Banking Corporation Limited
2HI3YI5320L3RW6NJ957
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
FirstRand Bank Limited
ZAYQDKTCATIXF9OQY690
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Thai) Public Company Limited
549300O1LQYCQ7G1IM57
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken A/S
F3JS33DEI6XQ4ZBPTN86
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Singapore, SG, Branch)
E57ODZWZ7FF32TWEFA76
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Hapoalim B.M.
B6ARUI4946ST4S7WOU88
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Nacional de Mexico, S.A., Integrante del Grupo Financiero Banamex
2SFFM4FUIE05S37WFU55
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Trust Company Canada
549300L71XG2CTQ2V827
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Royal Bank of Canada
ES7IP3U3RHIGC71XBU11
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB (Oslo, Oslo, NO, Branch)
F3JS33DEI6XQ4ZBPTN86
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch)
7LTWFZYICNSX8D621K86
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Ciudad Autonoma de Buenos Aires, Ciudad Autonoma de Buenos Aires, AR, Branch)
579100KKDGKCFFKKF005
AR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Credit Suisse (Schweiz) AG
549300CWR0W0BCS9Q144
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch)
2HI3YI5320L3RW6NJ957
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company (Edinburgh, GB, Branch)
571474TGEMMWANRLN572
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Makati City, Metro Manila, PH, Branch)
7LTWFZYICNSX8D621K86
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch)
2HI3YI5320L3RW6NJ957
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Deutsche Bank, Sociedad Anonima Espanola
529900SICIK5OVMVY186
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Intesa Sanpaolo SpA
2W8N8UU78PMDQKZENC08
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Chuo ku, Tokyo, JP, Branch)
2HI3YI5320L3RW6NJ957
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB (Helsinki, Uusimaa, FI, Branch)
F3JS33DEI6XQ4ZBPTN86
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank International GmbH
ZMHGNT7ZPKZ3UFZ8EO46
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB
F3JS33DEI6XQ4ZBPTN86
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
BE
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Citibank, National Association (Sao Paulo, Sao Paulo, BR, Branch)
E57ODZWZ7FF32TWEFA76
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Y
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Y
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
Franklin Templeton Services, LLC
549300DFD0POOJZ42788
Y
N
Y
Franklin/Templeton Distributors, Inc.
8-5889
000000332
N/A
0.00000000
Bofa Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
112.69000000
112.69000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
2206196.02000000
2206196.02000000
N
2349338.44000000
N
N
N
Franklin Intelligent Machines ETF
S000067394
5493007HCU3B7M1BGV82
Y
0
0
0
Exchange-Traded Fund
Y
N
N
N
N/A
N/A
N/A
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
Y
Y
N
N
Franklin Advisers, Inc.
801-26292
000104517
B1CG1NRZIDDJ0DQEXB52
2020-01-01
State Street Bank and Trust Company
85-05003
571474TGEMMWANRLN572
N
N
Y
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
Standard & Poor's Financial Services LLC
549300U4VWNITEKO2881
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
Y
Skandinaviska Enskilda Banken AB
F3JS33DEI6XQ4ZBPTN86
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Nacional de Mexico, S.A., Integrante del Grupo Financiero Banamex
2SFFM4FUIE05S37WFU55
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
FirstRand Bank Limited
ZAYQDKTCATIXF9OQY690
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Ciudad Autonoma de Buenos Aires, Ciudad Autonoma de Buenos Aires, AR, Branch)
579100KKDGKCFFKKF005
AR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken A/S
F3JS33DEI6XQ4ZBPTN86
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Makati City, Metro Manila, PH, Branch)
7LTWFZYICNSX8D621K86
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Sao Paulo, Sao Paulo, BR, Branch)
E57ODZWZ7FF32TWEFA76
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB (Helsinki, Uusimaa, FI, Branch)
F3JS33DEI6XQ4ZBPTN86
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Thai) Public Company Limited
549300O1LQYCQ7G1IM57
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch)
2HI3YI5320L3RW6NJ957
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited
2HI3YI5320L3RW6NJ957
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Hapoalim B.M.
B6ARUI4946ST4S7WOU88
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch)
2HI3YI5320L3RW6NJ957
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Trust Company Canada
549300L71XG2CTQ2V827
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
BE
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch)
7LTWFZYICNSX8D621K86
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Intesa Sanpaolo SpA
2W8N8UU78PMDQKZENC08
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Royal Bank of Canada
ES7IP3U3RHIGC71XBU11
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Credit Suisse (Schweiz) AG
549300CWR0W0BCS9Q144
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB (Oslo, Oslo, NO, Branch)
F3JS33DEI6XQ4ZBPTN86
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Citibank, National Association (Singapore, SG, Branch)
E57ODZWZ7FF32TWEFA76
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank International GmbH
ZMHGNT7ZPKZ3UFZ8EO46
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Chuo ku, Tokyo, JP, Branch)
2HI3YI5320L3RW6NJ957
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company (Edinburgh, GB, Branch)
571474TGEMMWANRLN572
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank, Sociedad Anonima Espanola
529900SICIK5OVMVY186
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Y
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Y
Franklin Templeton Services, LLC
549300DFD0POOJZ42788
Y
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
Y
Franklin/Templeton Distributors, Inc.
8-5889
000000332
N/A
0.00000000
Bofa Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
67.24000000
67.24000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
2270560.25000000
2270560.25000000
N
2235174.55000000
N
N
N
Franklin FTSE Russia ETF
S000059505
5493007E11ZY7F0THD32
N
0
0
0
Exchange-Traded Fund
N
N
0.16000000
-0.01000000
1.76000000
1.76000000
Y
N
Y
N
N
Goldman Sachs Bank USA
KD3XUN7C6T14HNAYLU02
N
N
N/A
N/A
358.00000000
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
Y
Y
N
N
Franklin Advisory Services, LLC
801-51967
000111361
549300TQEE2Y39SM5J42
N
State Street Bank and Trust Company
85-05003
571474TGEMMWANRLN572
N
N
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
Standard & Poor's Financial Services LLC
549300U4VWNITEKO2881
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
N
Euroclear Bank
549300OZ46BRLZ8Y6F65
BE
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Joint Stock Company Commercial Bank Citibank
CHSQDSVI1UI96Y2SW097
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company (Edinburgh, GB, Branch)
571474TGEMMWANRLN572
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
N
Franklin Templeton Services, LLC
549300DFD0POOJZ42788
Y
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
N
Franklin/Templeton Distributors, Inc.
8-5889
000000332
N/A
0.00000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
561.59000000
Bofa Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
929.86000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
25.48000000
1516.93000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
4936851.31000000
4936851.31000000
N
15532687.42000000
N
N
N
Franklin FTSE Hong Kong ETF
S000059512
549300E78P8MGUFWHY91
N
0
0
0
Exchange-Traded Fund
N
N
0.08000000
0.01000000
1.84000000
1.84000000
Y
N
N
N
N/A
N/A
N/A
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
Y
N
N
N
Franklin Advisory Services, LLC
801-51967
000111361
549300TQEE2Y39SM5J42
N
State Street Bank and Trust Company
85-05003
571474TGEMMWANRLN572
N
N
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
Standard & Poor's Financial Services LLC
549300U4VWNITEKO2881
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
N
Euroclear Bank
549300OZ46BRLZ8Y6F65
BE
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Citibank, National Association (Singapore, SG, Branch)
E57ODZWZ7FF32TWEFA76
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
The Hongkong and Shanghai Banking Corporation Limited
2HI3YI5320L3RW6NJ957
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
Franklin Templeton Services, LLC
549300DFD0POOJZ42788
Y
N
N
Franklin/Templeton Distributors, Inc.
8-5889
000000332
N/A
0.00000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
40.71000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
90.33000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
2128.19000000
Bofa Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
80.50000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
155.53000000
2495.26000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
7128363.10000000
Bofa Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
934942.64000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
328026.80000000
8391332.54000000
N
17969173.73000000
N
N
N
Franklin LibertyQ International Equity Hedged ETF
S000053151
549300GSNTCFYP1PB966
N
0
0
0
Exchange-Traded Fund
Y
Y
0.01000000
-0.36000000
0.85000000
0.86000000
N
N
N
N
N/A
N/A
N/A
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
N
N
N
Franklin Advisory Services, LLC
801-51967
000111361
549300TQEE2Y39SM5J42
N
State Street Bank and Trust Company
85-05003
571474TGEMMWANRLN572
N
N
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
Standard & Poor's Financial Services LLC
549300U4VWNITEKO2881
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
N
Deutsche Bank, Sociedad Anonima Espanola
529900SICIK5OVMVY186
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch)
2HI3YI5320L3RW6NJ957
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited
2HI3YI5320L3RW6NJ957
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch)
7LTWFZYICNSX8D621K86
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB (Oslo, Oslo, NO, Branch)
F3JS33DEI6XQ4ZBPTN86
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Vienna, Vienna, AT, Branch)
7LTWFZYICNSX8D621K86
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Singapore, SG, Branch)
E57ODZWZ7FF32TWEFA76
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company (Edinburgh, GB, Branch)
571474TGEMMWANRLN572
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Chuo ku, Tokyo, JP, Branch)
2HI3YI5320L3RW6NJ957
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Intesa Sanpaolo SpA
2W8N8UU78PMDQKZENC08
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
BE
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
State Street Bank International GmbH
ZMHGNT7ZPKZ3UFZ8EO46
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch)
2HI3YI5320L3RW6NJ957
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Hapoalim B.M.
B6ARUI4946ST4S7WOU88
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken A/S
F3JS33DEI6XQ4ZBPTN86
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Skandinaviska Enskilda Banken AB
F3JS33DEI6XQ4ZBPTN86
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB (Helsinki, Uusimaa, FI, Branch)
F3JS33DEI6XQ4ZBPTN86
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Credit Suisse (Schweiz) AG
549300CWR0W0BCS9Q144
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
Franklin Templeton Services, LLC
549300DFD0POOJZ42788
Y
N
N
Franklin/Templeton Distributors, Inc.
8-5889
000000332
N/A
0.00000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
105.76000000
Bofa Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
169.62000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
215.71000000
UBS Securities LLC
8-22651
000007654
T6FIZBDPKLYJKFCRVK44
0.07000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
115.49000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
43.37000000
650.02000000
Bofa Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
2303967.19000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
2563002.70000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
457952.51000000
5324922.40000000
N
9049985.36000000
N
N
N
Franklin Disruptive Commerce ETF
S000067392
549300PNXD135WV1R413
Y
0
0
0
Exchange-Traded Fund
Y
N
N
N
N/A
N/A
N/A
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
Y
Y
N
N
Franklin Advisers, Inc.
801-26292
000104517
B1CG1NRZIDDJ0DQEXB52
2020-01-01
State Street Bank and Trust Company
85-05003
571474TGEMMWANRLN572
N
N
Y
ICE Data Services, Inc.
13-3668779
Tax ID
N
Standard & Poor's Financial Services LLC
549300U4VWNITEKO2881
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
Y
Royal Bank of Canada
ES7IP3U3RHIGC71XBU11
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
BE
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch)
2HI3YI5320L3RW6NJ957
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch)
7LTWFZYICNSX8D621K86
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch)
2HI3YI5320L3RW6NJ957
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Hapoalim B.M.
B6ARUI4946ST4S7WOU88
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
FirstRand Bank Limited
ZAYQDKTCATIXF9OQY690
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank, Sociedad Anonima Espanola
529900SICIK5OVMVY186
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB
F3JS33DEI6XQ4ZBPTN86
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken A/S
F3JS33DEI6XQ4ZBPTN86
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company (Edinburgh, GB, Branch)
571474TGEMMWANRLN572
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Nacional de Mexico, S.A., Integrante del Grupo Financiero Banamex
2SFFM4FUIE05S37WFU55
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB (Oslo, Oslo, NO, Branch)
F3JS33DEI6XQ4ZBPTN86
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank International GmbH
ZMHGNT7ZPKZ3UFZ8EO46
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Credit Suisse (Schweiz) AG
549300CWR0W0BCS9Q144
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Intesa Sanpaolo SpA
2W8N8UU78PMDQKZENC08
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited
2HI3YI5320L3RW6NJ957
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Makati City, Metro Manila, PH, Branch)
7LTWFZYICNSX8D621K86
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Singapore, SG, Branch)
E57ODZWZ7FF32TWEFA76
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Chuo ku, Tokyo, JP, Branch)
2HI3YI5320L3RW6NJ957
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Thai) Public Company Limited
549300O1LQYCQ7G1IM57
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Sao Paulo, Sao Paulo, BR, Branch)
E57ODZWZ7FF32TWEFA76
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Ciudad Autonoma de Buenos Aires, Ciudad Autonoma de Buenos Aires, AR, Branch)
579100KKDGKCFFKKF005
AR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB (Helsinki, Uusimaa, FI, Branch)
F3JS33DEI6XQ4ZBPTN86
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Trust Company Canada
549300L71XG2CTQ2V827
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Y
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Y
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
Franklin Templeton Services, LLC
549300DFD0POOJZ42788
Y
N
Y
Franklin/Templeton Distributors, Inc.
8-5889
000000332
N/A
0.00000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
1.44000000
Bofa Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
74.72000000
76.16000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
2188098.25000000
2188098.25000000
N
2282487.86000000
N
N
N
Franklin FTSE France ETF
S000059510
549300DY7B319M4ZOP46
N
0
0
0
Exchange-Traded Fund
N
N
0.45000000
0.37000000
0.69000000
0.69000000
Y
N
N
N
N/A
N/A
N/A
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
Y
N
N
N
Franklin Advisory Services, LLC
801-51967
000111361
549300TQEE2Y39SM5J42
N
State Street Bank and Trust Company
85-05003
571474TGEMMWANRLN572
N
N
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
Standard & Poor's Financial Services LLC
549300U4VWNITEKO2881
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
N
Euroclear Bank
549300OZ46BRLZ8Y6F65
BE
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch)
7LTWFZYICNSX8D621K86
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
N
Franklin Templeton Services, LLC
549300DFD0POOJZ42788
Y
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
N
Franklin/Templeton Distributors, Inc.
8-5889
000000332
N/A
0.00000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
6.93000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
22.88000000
Bofa Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
21.76000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
10.23000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
5.58000000
67.38000000
Bofa Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
9043359.41000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
24.72000000
9043384.13000000
N
5070358.00000000
N
N
N
Franklin FTSE Germany ETF
S000059511
549300QJJXQ48PUZE489
N
0
0
0
Exchange-Traded Fund
N
N
0.29000000
0.22000000
0.65000000
0.65000000
Y
N
N
N
N/A
N/A
N/A
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
N
N
N
Franklin Advisory Services, LLC
801-51967
000111361
549300TQEE2Y39SM5J42
N
State Street Bank and Trust Company
85-05003
571474TGEMMWANRLN572
N
N
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
Standard & Poor's Financial Services LLC
549300U4VWNITEKO2881
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
N
Euroclear Bank
549300OZ46BRLZ8Y6F65
BE
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
State Street Bank International GmbH
ZMHGNT7ZPKZ3UFZ8EO46
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
Franklin Templeton Services, LLC
549300DFD0POOJZ42788
Y
N
N
Franklin/Templeton Distributors, Inc.
8-5889
000000332
N/A
0.00000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
30.28000000
Bofa Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
24.43000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
34.98000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
16.35000000
Jefferies LLC
8-15074
000002347
58PU97L1C0WSRCWADL48
0.75000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
5.95000000
112.74000000
Bofa Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
1256236.83000000
1256236.83000000
N
4362091.49000000
N
N
N
Franklin FTSE Canada ETF
S000059509
549300WEIK140OKXUN08
N
0
0
0
Exchange-Traded Fund
N
N
0.28000000
0.21000000
0.95000000
0.95000000
Y
N
N
N
N/A
N/A
N/A
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
Y
N
N
N
Franklin Advisory Services, LLC
801-51967
000111361
549300TQEE2Y39SM5J42
N
State Street Bank and Trust Company
85-05003
571474TGEMMWANRLN572
N
N
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
Standard & Poor's Financial Services LLC
549300U4VWNITEKO2881
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
N
Royal Bank of Canada
ES7IP3U3RHIGC71XBU11
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Trust Company Canada
549300L71XG2CTQ2V827
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Euroclear Bank
549300OZ46BRLZ8Y6F65
BE
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
Franklin Templeton Services, LLC
549300DFD0POOJZ42788
Y
N
N
Franklin/Templeton Distributors, Inc.
8-5889
000000332
N/A
0.00000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
15.42000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
38.27000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
5.74000000
Bofa Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
33.13000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
22.22000000
114.78000000
Bofa Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
1363421.17000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
2641652.89000000
4005074.06000000
N
5634693.72000000
N
N
N
Franklin LibertyQ U.S. Mid Cap Equity ETF
S000057201
549300MGJC9YT3MQU019
N
0
0
0
Exchange-Traded Fund
Y
Y
0.06000000
-0.19000000
0.22000000
0.22000000
N
N
Y
N
N
Goldman Sachs Bank USA
KD3XUN7C6T14HNAYLU02
N
N
N/A
28294.27000000
747.00000000
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
Y
Y
N
N
Franklin Advisory Services, LLC
801-51967
000111361
549300TQEE2Y39SM5J42
N
State Street Bank and Trust Company
85-05003
571474TGEMMWANRLN572
N
N
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
Standard & Poor's Financial Services LLC
549300U4VWNITEKO2881
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
Franklin Templeton Services, LLC
549300DFD0POOJZ42788
Y
N
N
Franklin/Templeton Distributors, Inc.
8-5889
000000332
N/A
0.00000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
16.42000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
14.98000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
11.80000000
Bofa Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
19.20000000
62.40000000
Bofa Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
5240097.47000000
National Securities Clearing Corporation
8-164
000007569
549300RYC9NELN2ICA34
10827552.15000000
16067649.62000000
N
13286306.67000000
N
N
N
Franklin LibertyQ Global Equity ETF
S000053154
549300JHHNB9812HZJ73
N
0
0
0
Exchange-Traded Fund
Y
Y
0.27000000
-0.04000000
0.79000000
0.79000000
N
N
Y
N
N
Goldman Sachs Bank USA
KD3XUN7C6T14HNAYLU02
N
N
N/A
12441.92000000
1986.00000000
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
Y
Y
N
N
Franklin Advisory Services, LLC
801-51967
000111361
549300TQEE2Y39SM5J42
N
State Street Bank and Trust Company
85-05003
571474TGEMMWANRLN572
N
N
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
Standard & Poor's Financial Services LLC
549300U4VWNITEKO2881
N
N
The Hongkong and Shanghai Banking Corporation Limited
2HI3YI5320L3RW6NJ957
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
BE
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
State Street Trust Company Canada
549300L71XG2CTQ2V827
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank International GmbH
ZMHGNT7ZPKZ3UFZ8EO46
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank, Sociedad Anonima Espanola
529900SICIK5OVMVY186
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Cititrust Colombia S A Sociedad Fiduciaria
549300242J3IJCOSGI49
CO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank del Peru S.A.
MYTK5NHHP1G8TVFGT193
PE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Chuo ku, Tokyo, JP, Branch)
2HI3YI5320L3RW6NJ957
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch)
2HI3YI5320L3RW6NJ957
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited (Doha, Ad Dawhah, QA, Branch)
549300F99IL9YJDWH369
QA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Nacional de Mexico, S.A., Integrante del Grupo Financiero Banamex
2SFFM4FUIE05S37WFU55
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Singapore, SG, Branch)
E57ODZWZ7FF32TWEFA76
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Public Limited Company (Budapest, HU, Branch)
N1FBEDJ5J41VKZLO2475
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Cairo, Cairo, EG, Branch)
E57ODZWZ7FF32TWEFA76
EG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Skandinaviska Enskilda Banken AB (Helsinki, Uusimaa, FI, Branch)
F3JS33DEI6XQ4ZBPTN86
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB
F3JS33DEI6XQ4ZBPTN86
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB (Oslo, Oslo, NO, Branch)
F3JS33DEI6XQ4ZBPTN86
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited
549300F99IL9YJDWH369
AE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Saudi British Bank
558600TQS0WENZUC5190
SA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services (Athens, Attica, GR, Branch)
549300WCGB70D06XZS54
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Handlowy w Warszawie Spolka Akcyjna
XLEZHWWOI4HFQDGL4793
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Thai) Public Company Limited
549300O1LQYCQ7G1IM57
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Vienna, Vienna, AT, Branch)
7LTWFZYICNSX8D621K86
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Jongno-gu, Seoul, KR, Branch)
7LTWFZYICNSX8D621K86
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Ceskoslovenska obchodni banka, a. s.
Q5BP2UEQ48R75BOTCB92
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch)
7LTWFZYICNSX8D621K86
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Credit Suisse (Schweiz) AG
549300CWR0W0BCS9Q144
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Sao Paulo, Sao Paulo, BR, Branch)
E57ODZWZ7FF32TWEFA76
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken A/S
F3JS33DEI6XQ4ZBPTN86
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Hong Kong) Limited
X5AV1MBDXGRPX5UGMX13
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Royal Bank of Canada
ES7IP3U3RHIGC71XBU11
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Karachi, Sindh, PK, Branch)
7LTWFZYICNSX8D621K86
PK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Makati City, Metro Manila, PH, Branch)
7LTWFZYICNSX8D621K86
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau CorpBanca
549300DDPTTIZ06NIV06
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank (China) Company Limited
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Joint Stock Company Commercial Bank Citibank
CHSQDSVI1UI96Y2SW097
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Hapoalim B.M.
B6ARUI4946ST4S7WOU88
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Intesa Sanpaolo SpA
2W8N8UU78PMDQKZENC08
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company (Edinburgh, GB, Branch)
571474TGEMMWANRLN572
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank (Malaysia) Berhad
529900DLWFR8HK7DR278
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Anonim Sirketi
789000N5SE3LWDK7OI11
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
FirstRand Bank Limited
ZAYQDKTCATIXF9OQY690
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Jakarta, Jakarta, ID, Branch)
7LTWFZYICNSX8D621K86
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch)
2HI3YI5320L3RW6NJ957
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Taiwan) Limited
549300QJEO1B92LSHZ06
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
Franklin Templeton Services, LLC
549300DFD0POOJZ42788
Y
N
N
Franklin/Templeton Distributors, Inc.
8-5889
000000332
N/A
0.00000000
Bofa Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
136.59000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
34.20000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
1790.12000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
77.21000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
0.14000000
UBS Securities LLC
8-22651
000007654
T6FIZBDPKLYJKFCRVK44
0.09000000
2038.35000000
UBS Securities LLC
8-22651
000007654
T6FIZBDPKLYJKFCRVK44
5608433.35000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
5155086.19000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
11733993.76000000
22497513.30000000
N
20170995.42000000
N
N
N
Franklin LibertyQ Global Dividend ETF
S000053153
549300M13NKRYRIODV37
N
0
0
0
Exchange-Traded Fund
Y
Y
0.44000000
0.05000000
0.87000000
0.87000000
N
N
Y
N
N
Goldman Sachs Bank USA
KD3XUN7C6T14HNAYLU02
N
N
N/A
N/A
2676.00000000
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
N
N
Franklin Advisory Services, LLC
801-51967
000111361
549300TQEE2Y39SM5J42
N
State Street Bank and Trust Company
85-05003
571474TGEMMWANRLN572
N
N
N
Standard & Poor's Financial Services LLC
549300U4VWNITEKO2881
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
N
Deutsche Bank Aktiengesellschaft (Karachi, Sindh, PK, Branch)
7LTWFZYICNSX8D621K86
PK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services (Athens, Attica, GR, Branch)
549300WCGB70D06XZS54
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank (China) Company Limited
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB
F3JS33DEI6XQ4ZBPTN86
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Public Limited Company (Budapest, HU, Branch)
N1FBEDJ5J41VKZLO2475
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Saudi British Bank
558600TQS0WENZUC5190
SA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Cairo, Cairo, EG, Branch)
E57ODZWZ7FF32TWEFA76
EG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB (Oslo, Oslo, NO, Branch)
F3JS33DEI6XQ4ZBPTN86
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Jongno-gu, Seoul, KR, Branch)
7LTWFZYICNSX8D621K86
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch)
7LTWFZYICNSX8D621K86
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Hong Kong) Limited
X5AV1MBDXGRPX5UGMX13
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Ceskoslovenska obchodni banka, a. s.
Q5BP2UEQ48R75BOTCB92
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Nacional de Mexico, S.A., Integrante del Grupo Financiero Banamex
2SFFM4FUIE05S37WFU55
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
FirstRand Bank Limited
ZAYQDKTCATIXF9OQY690
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank (Malaysia) Berhad
529900DLWFR8HK7DR278
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch)
2HI3YI5320L3RW6NJ957
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Hapoalim B.M.
B6ARUI4946ST4S7WOU88
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company (Edinburgh, GB, Branch)
571474TGEMMWANRLN572
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Vienna, Vienna, AT, Branch)
7LTWFZYICNSX8D621K86
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Sao Paulo, Sao Paulo, BR, Branch)
E57ODZWZ7FF32TWEFA76
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Taiwan) Limited
549300QJEO1B92LSHZ06
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken A/S
F3JS33DEI6XQ4ZBPTN86
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Royal Bank of Canada
ES7IP3U3RHIGC71XBU11
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Joint Stock Company Commercial Bank Citibank
CHSQDSVI1UI96Y2SW097
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Cititrust Colombia S A Sociedad Fiduciaria
549300242J3IJCOSGI49
CO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Jakarta, Jakarta, ID, Branch)
7LTWFZYICNSX8D621K86
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Handlowy w Warszawie Spolka Akcyjna
XLEZHWWOI4HFQDGL4793
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Credit Suisse (Schweiz) AG
549300CWR0W0BCS9Q144
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Thai) Public Company Limited
549300O1LQYCQ7G1IM57
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
BE
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
State Street Trust Company Canada
549300L71XG2CTQ2V827
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Makati City, Metro Manila, PH, Branch)
7LTWFZYICNSX8D621K86
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Anonim Sirketi
789000N5SE3LWDK7OI11
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited (Doha, Ad Dawhah, QA, Branch)
549300F99IL9YJDWH369
QA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Singapore, SG, Branch)
E57ODZWZ7FF32TWEFA76
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Chuo ku, Tokyo, JP, Branch)
2HI3YI5320L3RW6NJ957
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited
549300F99IL9YJDWH369
AE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank del Peru S.A.
MYTK5NHHP1G8TVFGT193
PE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau CorpBanca
549300DDPTTIZ06NIV06
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank, Sociedad Anonima Espanola
529900SICIK5OVMVY186
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited
2HI3YI5320L3RW6NJ957
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank International GmbH
ZMHGNT7ZPKZ3UFZ8EO46
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch)
2HI3YI5320L3RW6NJ957
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Intesa Sanpaolo SpA
2W8N8UU78PMDQKZENC08
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB (Helsinki, Uusimaa, FI, Branch)
F3JS33DEI6XQ4ZBPTN86
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
N
Franklin Templeton Services, LLC
549300DFD0POOJZ42788
Y
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
N
Franklin/Templeton Distributors, Inc.
8-5889
000000332
N/A
0.00000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
45.82000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
294.04000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
63.05000000
Bofa Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
224.64000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
2084.92000000
2712.47000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
1144117.91000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
10837374.33000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
3584.26000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
22502896.68000000
Bofa Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
5611526.55000000
40099499.73000000
N
19829998.90000000
N
N
N
Franklin FTSE Switzerland ETF
S000059498
Y
100000.00000000
0.27000000
0.11165422
99.73000000
0.11165422
1.04000000
0.00000000
98.96000000
0.00000000
0.00000000
750.00000000
0.00000000
0.00000000
750.00000000
0.00000000
0.00000000
750.00000000
0.00000000
0.00000000
750.00000000
0.00000000
Y
Franklin Liberty U.S. Low Volatility ETF
S000053774
N
50000.00000000
0.92222222
0.15306882
99.07777777
0.15306882
1.27000000
0.00000000
98.73000000
0.00000000
0.00000000
500.00000000
0.00000000
0.00000000
500.00000000
0.00000000
0.00000000
500.00000000
0.00000000
0.00000000
500.00000000
0.00000000
Y
Franklin Disruptive Commerce ETF
S000067392
Y
50000.00000000
12.48000000
0.00000000
87.52000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
N
Franklin Liberty Senior Loan ETF
S000061948
N
50000.00000000
100.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
100.00000000
0.34999990
0.00000000
100.00000000
0.34999990
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
N
Franklin FTSE Canada ETF
S000059509
Y
50000.00000000
0.13500000
0.13435028
99.86500000
0.13435028
0.18000000
0.00000000
99.82000000
0.00000000
0.00000000
750.00000000
0.00000000
0.00000000
750.00000000
0.00000000
0.00000000
750.00000000
0.00000000
0.00000000
750.00000000
0.00000000
Y
Franklin FTSE China ETF
S000059502
Y
200000.00000000
41.42500000
43.26786394
58.57500000
43.26786394
100.00000000
0.00000000
0.00000000
0.00000000
0.00000000
500.00000000
0.00000000
0.00000000
500.00000000
0.00000000
0.00000000
100.00000000
0.15000002
0.00000000
100.00000000
0.15000002
N
Franklin FTSE Mexico ETF
S000059504
Y
50000.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
Y
Franklin Genomic Advancements ETF
S000067393
Y
50000.00000000
11.75000000
0.00000000
88.25000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
N
Franklin FTSE Japan ETF
S000059514
Y
600000.00000000
1.19600000
0.35606179
98.80400000
0.35606179
1.15600000
0.36541756
98.84400000
0.36541756
0.00000000
3000.00000000
0.00000000
0.00000000
3000.00000000
0.00000000
0.00000000
3000.00000000
0.00000000
0.00000000
3000.00000000
0.00000000
Y
Franklin FTSE India ETF
S000059503
N
50000.00000000
100.00000000
0.00000000
0.00000000
0.00000000
100.00000000
0.00000000
0.00000000
0.00000000
0.00000000
500.00000000
0.00000000
0.00000000
500.00000000
0.00000000
0.00000000
500.00000000
0.00000000
0.00000000
500.00000000
0.00000000
N
Franklin Liberty High Yield Corporate ETF
S000061946
N
50000.00000000
100.00000000
0.00000000
0.00000000
0.00000000
100.00000000
0.00000000
0.00000000
0.00000000
0.00000000
100.00000000
0.35000000
0.00000000
100.00000000
0.35000000
0.00000000
100.00000000
0.28333327
0.00000000
100.00000000
0.28333327
N
Franklin FTSE Asia ex Japan ETF
S000059500
N
400000.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
N
Franklin Liberty Investment Grade Corporate ETF
S000053775
N
50000.00000000
100.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
100.00000000
0.00000000
0.00000000
100.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
N
Franklin LibertyQ U.S. Mid Cap Equity ETF
S000057201
N
50000.00000000
0.39000000
0.39668627
99.61000000
0.39668627
0.60500000
0.79903066
99.39500000
0.79903066
0.00000000
600.00000000
0.00000000
0.00000000
600.00000000
0.00000000
0.00000000
600.00000000
0.00000000
0.00000000
600.00000000
0.00000000
Y
Franklin Liberty Municipal Bond ETF
S000057880
N
50000.00000000
100.00000000
0.00000000
0.00000000
0.00000000
100.00000000
0.00000000
0.00000000
0.00000000
0.00000000
100.00000000
0.00000000
0.00000000
100.00000000
0.00000000
0.00000000
100.00000000
0.00000000
0.00000000
100.00000000
0.00000000
N
Franklin FTSE Russia ETF
S000059505
Y
50000.00000000
0.21000000
0.22869193
99.79000000
0.22869193
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
500.00000000
0.00000000
0.00000000
500.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
Y
Franklin LibertyQ Emerging Markets ETF
S000053152
Y
200000.00000000
53.12500000
1.60513239
46.87500000
1.60513239
55.93500000
1.54465900
44.06500000
1.54465900
0.00000000
3500.00000000
0.00000000
0.00000000
3500.00000000
0.00000000
0.00000000
3500.00000000
0.00000000
0.00000000
3500.00000000
0.00000000
N
Franklin FTSE Europe Hedged ETF
S000059506
N
200000.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
Y
Franklin FTSE South Korea ETF
S000059497
N
100000.00000000
100.00000000
0.00000000
0.00000000
0.00000000
100.00000000
0.00000000
0.00000000
0.00000000
0.00000000
500.00000000
0.00000000
0.00000000
500.00000000
0.00000000
0.00000000
500.00000000
0.00000000
0.00000000
500.00000000
0.00000000
N
Franklin LibertyQ International Equity Hedged ETF
S000053151
Y
100000.00000000
1.29000000
0.00000000
98.71000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
2500.00000000
0.00000000
0.00000000
2500.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
Y
Franklin FTSE Japan Hedged ETF
S000059496
Y
200000.00000000
0.00000000
0.00000000
0.00000000
0.00000000
1.23000000
0.00000000
98.77000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
3000.00000000
0.00000000
0.00000000
3000.00000000
0.00000000
Y
Franklin LibertyQ U.S. Equity ETF
S000057200
N
50000.00000000
0.46853932
0.27294501
99.53146067
0.27294501
-391.32500000
1751.96986630
491.32500000
1751.96986630
0.00000000
750.00000000
0.00000000
0.00000000
750.00000000
0.00000000
0.00000000
750.00000000
0.00000000
0.00000000
750.00000000
0.00000000
Y
Franklin FTSE Brazil ETF
S000059501
Y
100000.00000000
100.00000000
0.00000000
0.00000000
0.00000000
100.00000000
0.00000000
0.00000000
0.00000000
0.00000000
500.00000000
0.00000000
0.00000000
500.00000000
0.00000000
0.00000000
500.00000000
0.00000000
0.00000000
500.00000000
0.00000000
N
Franklin Liberty Systematic Style Premia ETF
S000066719
N
100000.00000000
100.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
1000.00000000
0.05000000
0.00000000
1000.00000000
0.05000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
N
Franklin FTSE France ETF
S000059510
Y
50000.00000000
0.13500000
0.04949747
99.86500000
0.04949747
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
750.00000000
0.00000000
0.00000000
750.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
Y
Franklin FTSE Saudi Arabia ETF
S000063031
N
50000.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
N
Franklin FTSE Hong Kong ETF
S000059512
Y
150000.00000000
95.45000000
0.00000000
4.55000000
0.00000000
0.85000000
0.00000000
99.15000000
0.00000000
0.00000000
750.00000000
0.00000000
0.00000000
750.00000000
0.00000000
0.00000000
750.00000000
0.00000000
0.00000000
750.00000000
0.00000000
Y
Franklin FTSE United Kingdom ETF
S000059499
Y
50000.00000000
0.85062500
0.72522611
99.14937500
0.72522611
1.10857142
0.18560069
98.89142857
0.18560069
0.00000000
750.00000000
0.00000000
0.00000000
750.00000000
0.00000000
0.00000000
750.00000000
0.00000000
0.00000000
750.00000000
0.00000000
Y
Franklin LibertyQ U.S. Small Cap Equity ETF
S000057202
N
50000.00000000
0.16000000
0.06683312
99.84000000
0.06683312
0.37000000
0.18384776
99.63000000
0.18384776
0.00000000
1250.00000000
0.00000000
0.00000000
1250.00000000
0.00000000
0.00000000
1250.00000000
0.00000000
0.00000000
1250.00000000
0.00000000
Y
Franklin LibertyQ Global Equity ETF
S000053154
N
200000.00000000
8.92000000
0.00000000
91.08000000
0.00000000
10.70500000
3.68402633
89.29500000
3.68402633
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
5000.00000000
0.00000000
0.00000000
5000.00000000
0.00000000
N
Franklin FTSE Germany ETF
S000059511
Y
50000.00000000
0.02000000
0.00000000
99.98000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
750.00000000
0.00000000
0.00000000
750.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
Y
Franklin FTSE Latin America ETF
S000063035
N
100000.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
N
Franklin LibertyQ Global Dividend ETF
S000053153
Y
200000.00000000
7.02750000
1.77180463
92.97250000
1.77180463
2.95666666
3.99887900
97.04333333
3.99887900
0.00000000
1250.00000000
0.00000000
0.00000000
1250.00000000
0.00000000
0.00000000
1250.00000000
0.00000000
0.00000000
1250.00000000
0.00000000
N
Franklin Liberty International Aggregate Bond ETF
S000061947
N
50000.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
N
Franklin FTSE Europe ETF
S000059495
Y
200000.00000000
0.76200000
0.25830214
99.23800000
0.25830214
0.49000000
0.00000000
99.51000000
0.00000000
0.00000000
3000.00000000
0.00000000
0.00000000
3000.00000000
0.00000000
0.00000000
3000.00000000
0.00000000
0.00000000
3000.00000000
0.00000000
Y
Franklin Intelligent Machines ETF
S000067394
Y
50000.00000000
9.18000000
0.00000000
90.82000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
N
Franklin FTSE Australia ETF
S000059508
Y
50000.00000000
0.10400000
0.06308724
99.89600000
0.06308724
-0.03000000
0.00000000
100.03000000
0.00000000
0.00000000
750.00000000
0.00000000
0.00000000
750.00000000
0.00000000
0.00000000
750.00000000
0.00000000
0.00000000
0.00000000
0.00000000
Y
Franklin Liberty U.S. Core Bond ETF
S000066377
N
50000.00000000
100.00000000
0.00000000
0.00000000
0.00000000
100.00000000
0.00000000
0.00000000
0.00000000
0.00000000
500.00000000
0.00000000
0.00000000
500.00000000
0.00000000
0.00000000
500.00000000
0.00000000
0.00000000
500.00000000
0.00000000
N
Franklin FTSE South Africa ETF
S000063033
N
50000.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
Y
Franklin FTSE Italy ETF
S000059513
Y
50000.00000000
0.28000000
0.00000000
99.72000000
0.00000000
0.10000000
0.00000000
99.90000000
0.00000000
0.00000000
750.00000000
0.00000000
0.00000000
750.00000000
0.00000000
0.00000000
750.00000000
0.00000000
0.00000000
750.00000000
0.00000000
Y
Franklin Liberty Intermediate Municipal Opportunities ETF
S000057879
N
50000.00000000
100.00000000
0.00000000
0.00000000
0.00000000
100.00000000
0.00000000
0.00000000
0.00000000
0.00000000
100.00000000
0.00000000
0.00000000
100.00000000
0.00000000
0.00000000
100.00000000
0.00000000
0.00000000
100.00000000
0.00000000
N
Franklin FTSE Taiwan ETF
S000059507
N
200000.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
N
true
true
EXEMPT ORDER INFO
2
NCEN_7390007889048260.txt
UNITED STATES OF AMERICA
BEFORE THE
SECURITIES AND EXCHANGE COMMISSION
INVESTMENT COMPANY ACT OF 1940
Release No. 33117 / June 5, 2018
__________________________________________________________________
In the Matter of :
:
FRANKLIN ALTERNATIVE STRATEGIES FUNDS :
FRANKLIN CALIFORNIA TAX-FREE INCOME FUND :
FRANKLIN CALIFORNIA TAX-FREE TRUST :
FRANKLIN CUSTODIAN FUNDS :
FRANKLIN ETF TRUST :
FRANKLIN FEDERAL TAX-FREE INCOME FUND :
FRANKLIN FLOATING RATE MASTER TRUST :
FRANKLIN FUND ALLOCATOR SERIES :
FRANKLIN GLOBAL TRUST :
FRANKLIN GOLD AND PRECIOUS METALS FUND :
FRANKLIN HIGH INCOME TRUST :
FRANKLIN INVESTORS SECURITIES TRUST :
FRANKLIN MANAGED TRUST :
FRANKLIN U.S. GOVERNMENT MONEY FUND :
FRANKLIN MUNICIPAL SECURITIES TRUST :
FRANKLIN MUTUAL SERIES FUNDS :
FRANKLIN NEW YORK TAX-FREE INCOME FUND :
FRANKLIN NEW YORK TAX-FREE TRUST :
FRANKLIN REAL ESTATE SECURITIES TRUST :
FRANKLIN STRATEGIC MORTGAGE PORTFOLIO :
FRANKLIN STRATEGIC SERIES :
FRANKLIN TAX-FREE TRUST :
FRANKLIN TEMPLETON ETF TRUST :
FRANKLIN TEMPLETON GLOBAL TRUST :
FRANKLIN TEMPLETON INTERNATIONAL TRUST :
FRANKLIN TEMPLETON MONEY FUND TRUST :
FRANKLIN TEMPLETON VARIABLE INSURANCE PRODUCTS TRUST :
FRANKLIN VALUE INVESTORS TRUST :
INSTITUTIONAL FIDUCIARY TRUST :
TEMPLETON CHINA WORLD FUND :
TEMPLETON DEVELOPING MARKETS TRUST :
TEMPLETON FUNDS :
TEMPLETON GLOBAL INVESTMENT TRUST :
TEMPLETON GLOBAL OPPORTUNITIES TRUST :
TEMPLETON GLOBAL SMALLER COMPANIES FUND :
TEMPLETON GROWTH FUND, INC. :
TEMPLETON INCOME TRUST :
TEMPLETON INSTITUTIONAL FUNDS :
THE MONEY MARKET PORTFOLIOS :
FRANKLIN LIMITED DURATION INCOME TRUST :
2
FRANKLIN UNIVERSAL TRUST :
TEMPLETON DRAGON FUND, INC. :
TEMPLETON EMERGING MARKETS FUND :
TEMPLETON EMERGING MARKETS INCOME FUND :
TEMPLETON GLOBAL INCOME FUND :
FRANKLIN ADVISERS, INC. :
FRANKLIN TEMPLETON INVESTMENT MANAGEMENT LIMITED :
K2/D&S MANAGEMENT CO., L.L.C. :
FASA LLC :
FRANKLIN TEMPLETON INSTITUTIONAL, LLC :
FRANKLIN ADVISORY SERVICES, LLC :
FRANKLIN MUTUAL ADVISERS, LLC :
TEMPLETON INVESTMENT COUNSEL, LLC :
TEMPLETON ASSET MANAGEMENT LTD. :
TEMPLETON GLOBAL ADVISORS LIMITED :
:
One Franklin Parkway :
San Mateo, CA 94403 :
:
(812-14819) :
__________________________________________________________________:
ORDER UNDER SECTION 6(c) OF THE INVESTMENT COMPANY ACT OF 1940
GRANTING AN EXEMPTION FROM SECTIONS 18(f) AND 21(b) OF THE ACT;
UNDER
SECTION 12(d)(1)(J) OF THE ACT GRANTING AN EXEMPTION FROM SECTION
12(d)(1) OF THE ACT; UNDER SECTIONS 6(c) AND 17(b) OF THE ACT
GRANTING AN
EXEMPTION FROM SECTIONS 17(a)(1), 17(a)(2), AND 17(a)(3) OF THE
ACT; AND
UNDER SECTION 17(d) OF THE ACT AND RULE 17d-1 UNDER THE ACT TO
PERMIT
CERTAIN JOINT ARRANGEMENTS AND TRANSACTIONS
Franklin Alternative Strategies Funds, Franklin California Tax-Free
Income Fund, Franklin
California Tax-Free Trust, Franklin Custodian Funds, Franklin ETF
Trust, Franklin Federal Tax-
Free Income Fund, Franklin Floating Rate Master Trust, Franklin Fund
Allocator Series, Franklin
Global Trust, Franklin Gold and Precious Metals Fund, Franklin High
Income Trust, Franklin
Investors Securities Trust, Franklin Managed Trust, Franklin U.S.
Government Money Fund,
Franklin Municipal Securities Trust, Franklin Mutual Series Funds,
Franklin New York Tax-Free
Income Fund, Franklin New York Tax-Free Trust, Franklin Real Estate
Securities Trust, Franklin
Strategic Mortgage Portfolio, Franklin Strategic Series, Franklin
Tax-Free Trust, Franklin
Templeton ETF Trust, Franklin Templeton Global Trust, Franklin
Templeton International Trust,
Franklin Templeton Money Fund Trust, Franklin Templeton Variable
Insurance Products Trust,
Franklin Value Investors Trust, Institutional Fiduciary Trust,
Templeton China World Fund,
Templeton Developing Markets Trust, Templeton Funds, Templeton
Global Investment Trust,
Templeton Global Opportunities Trust, Templeton Global Smaller
Companies Fund, Templeton
Growth Fund, Inc., Templeton Income Trust, Templeton Institutional
Funds, The Money Market
Portfolios, Franklin Limited Duration Income Trust, Franklin
Universal Trust, Templeton Dragon
Fund, Inc., Templeton Emerging Markets Fund, Templeton Emerging
Markets Income Fund, and
Templeton Global Income Fund, Franklin Advisers, Inc., Franklin
Templeton Investment
Management Limited, K2/D&S Management Co., L.L.C., FASA LLC,
Franklin Templeton
Institutional, LLC, Franklin Advisory Services, LLC, Franklin
Mutual Advisers, LLC, Templeton
3
Investment Counsel, LLC, Templeton Asset Management Ltd., and
Templeton Global Advisors
Limited filed an application on September 14, 2017, and an
amendment on March 9, 2018.
Applicants requested an order under section 6(c) of the Investment
Company Act of 1940 (the
"Act") for an exemption from sections 18(f) and 21(b) of the Act,
under section 12(d)(1)(J) of
the Act for an exemption from section 12(d)(1) of the Act, under
sections 6(c) and 17(b) of the
Act for an exemption from sections 17(a)(1), 17(a)(2), and 17(a)(3)
of the Act, and under section
17(d) of the Act and rule 17d-1 under the Act to permit certain
joint arrangements and
transactions. The order supersedes a prior order1 and permits
certain registered management
investment companies to participate in a joint lending and
borrowing facility.
On May 10, 2018, a notice of the filing of the application was
issued (Investment Company Act
Release No. 33095). The notice gave interested persons an
opportunity to request a hearing and
stated that an order disposing of the application would be issued
unless a hearing was ordered.
No request for a hearing has been filed, and the Commission has
not ordered a hearing.
The matter has been considered and it is found, on the basis of
the information set forth in the
application, as amended, that granting the requested exemption
is consistent with and appropriate
in the public interest, and consistent with the protection of
investors and the purposes fairly
intended by the policy and provisions of the Act.
It is also found that the terms of the proposed transactions,
including the consideration to be paid
or received, are reasonable and fair and do not involve
overreaching on the part of any person
concerned, and that the proposed transactions are consistent
with the policy of each registered
investment company concerned and the general purposes of the
Act.
It is further found that the participation of each registered
investment company in the proposed
credit facility is consistent with the provisions, policies,
and purposes of the Act, and not on a
basis different from or less advantageous than that of other
participants.
Accordingly, in the matter of Franklin Alternative Strategies
Funds, et al., (File No. 812-14819),
IT IS ORDERED, under section 6(c) of the Act, that the requested
exemptions from sections
18(f) and 21(b) of the Act are granted, effective immediately,
subject to the conditions in the
application, as amended.
IT IS FURTHER ORDERED, under section 12(d)(1)(J) of the Act,
that the requested exemption
from section 12(d)(1) of the Act is granted, effective immediately,
subject to the conditions in
the application, as amended.
IT IS FURTHER ORDERED, under sections 6(c) and 17(b) of the Act,
that the requested
exemptions from sections 17(a)(1), 17(a)(2), and 17(a)(3) of the
Act are granted, effective
immediately, subject to the conditions in the application, as
amended.
1 Franklin Gold Fund, et al., Investment Company Act Release Nos.
24016 (Sept. 16, 1999) (notice) and
24080 (Oct. 13, 1999) (order).
4
IT IS FURTHER ORDERED, under section 17(d) of the Act and rule
17d-1 under the Act, that
the proposed transactions are approved, effective immediately,
subject to the conditions in the
application, as amended.
For the Commission, by the Division of Investment Management,
under delegated authority.
Eduardo A. Aleman
Assistant Secretary
EXEMPT ORDER INFO
3
NCEN_7393610462658967.txt
UNITED STATES OF AMERICA
BEFORE THE
SECURITIES AND EXCHANGE COMMISSION
INVESTMENT COMPANY ACT OF 1940
Release No. 32133 / May 31, 2016
________________________________________________
In the Matter of :
:
FRANKLIN TEMPLETON ETF TRUST :
FRANKLIN ADVISERS, INC :
FRANKLIN TEMPLETON DISTRIBUTORS, INC. :
One Franklin Parkway :
San Mateo, California 94403-1906 :
:
(812-14566) :
_________________________________________________
ORDER UNDER SECTIONS 6(c), 12(d)(1)(J) AND 17(b) OF THE INVESTMENT
COMPANY ACT OF 1940
Franklin Templeton ETF Trust, Franklin Advisers, Inc. and Franklin
Templeton Distributors,
Inc. filed an application on October 16, 2015, and an amendment to
the application on April 11,
2016, requesting an order under section 6(c) of the Investment
Company Act of 1940 ("Act") for
an exemption from sections 2(a)(32), 5(a)(1), 22(d) and 22(e) of
the Act and rule 22c-1 under the
Act, under section 12(d)(1)(J) of the Act for an exemption from
sections 12(d)(1)(A) and
12(d)(1)(B) of the Act, and under sections 6(c) and 17(b) of the
Act for an exemption from
sections 17(a)(1) and 17(a)(2) of the Act.
The order permits: (a) series of certain open-end management
investment companies to issue
shares ("Shares") redeemable in large aggregations only
("Creation Units"); (b) secondary
market transactions in Shares to occur at negotiated market prices
rather than at net asset value;
(c) certain series to pay redemption proceeds, under certain
circumstances, more than seven days
after the tender of Shares for redemption; (d) certain affiliated
persons of the series to deposit
securities into, and receive securities from, the series in
connection with the purchase and
redemption of Creation Units; and (e) certain registered management
investment companies and
unit investment trusts outside of the same group of investment
companies as the series to acquire
Shares.
On May 5, 2016, a notice of the filing of the application was
issued (Investment Company Act
Release No. 32105). The notice gave interested persons an
opportunity to request a hearing and
stated that an order disposing of the application would be
issued unless a hearing was ordered.
No request for a hearing has been filed, and the Commission
has not ordered a hearing.
The matter has been considered and it is found, on the basis
of the information set forth in the
application, as amended, that granting the requested exemptions
is appropriate in the public
2
interest and consistent with the protection of investors and the
purposes fairly intended by the
policy and provisions of the Act.
It is further found that the terms of the proposed transactions,
including the consideration to be
paid or received, are reasonable and fair and do not involve
overreaching on the part of any
person concerned, and that the proposed transactions are consistent
with the policy of each
registered investment company concerned and with the general
purposes of the Act.
Accordingly, in the matter of Franklin Templeton ETF Trust,
et al. (File No. 812-14566),
IT IS ORDERED, under section 6(c) of the Act, that the requested
exemption from sections
2(a)(32), 5(a)(1), 22(d) and 22(e) of the Act and rule 22c-1
under the Act is granted, effective
immediately, subject to the conditions contained in the
application, as amended.
IT IS FURTHER ORDERED, under section 12(d)(1)(J) of the Act,
that the requested exemption
from sections 12(d)(1)(A) and 12(d)(1)(B) of the Act is granted,
effective immediately, subject
to the conditions contained in the application, as amended.
IT IS FURTHER ORDERED, under sections 6(c) and 17(b) of the Act,
that the requested
exemption from sections 17(a)(1) and 17(a)(2) of the Act is
granted, effective immediately,
subject to the conditions contained in the application, as
amended.
For the Commission, by the Division of Investment Management,
under delegated authority.
Brent J. Fields
Secretary
EXEMPT ORDER INFO
4
NCEN_7390005502167728.txt
UNITED STATES OF AMERICA
BEFORE THE
SECURITIES AND EXCHANGE COMMISSION
INVESTMENT COMPANY ACT OF 1940
Release no. 32722/July 3, 2017
________________________________________________
In the Matter of :
:
Franklin Fund Allocator Series :
Franklin Advisers, Inc. :
Franklin Templeton Distributors, Inc. :
:
One Franklin Parkway :
San Mateo, CA 94403 :
:
(812-14611) :
________________________________________________:
ORDER UNDER SECTION 12(d)(1)(J) OF THE INVESTMENT COMPANY ACT OF
1940 GRANTING AN EXEMPTION FROM SECTIONS 12(d)(1)(A), (B), AND
(C) OF THE ACT, UNDER SECTIONS 6(c) AND 17(b) OF THE ACT
GRANTING AN EXEMPTION FROM SECTION 17(a) OF THE ACT, AND UNDER
SECTION 6(C) OF THE ACT FOR AN EXEMPTION FROM RULE 12d1-2(a)
UNDER THE ACT
Franklin Fund Allocator Series, Franklin Advisers, Inc., and
Franklin Templeton Distributors, Inc. filed an application
on February 9, 2016, and an amendment to the application on
May 23, 2017, requesting an order under section 12(d)(1)(J)
of the Investment Company Act of 1940 (the "Act") granting
an exemption from sections 12(d)(1)(A), (B), and (C) of the
Act, under sections 6(c) and 17(b) of the Act granting an
exemption from section 17(a) of the Act, and under section
6(c) of the Act for an exemption from rule 12d1-2(a) under
the Act. The order would permit (a) certain registered open-end
management investment companies that operate as "funds of funds"
to acquire shares of certain registered open-end management
investment companies, registered closed-end management investment
companies, "business development companies," as defined by section
2(a)(48) of the Act, and registered unit investment trusts that
are within and outside the same group of investment companies as
the acquiring investment companies and (b) certain registered
open-end management investment companies relying on rule 12d1-2
under the Act to invest in certain financial instruments.
On June 5, 2017, a notice of the filing of the application was
issued (Investment Company Act Release No. 32669). The notice
gave interested persons an opportunity to request a hearing
and stated that an order granting the application would be
issued unless a hearing was ordered. No request for a hearing
has been filed, and the Commission has not ordered a hearing.
2
The matter has been considered and it is found, on the basis
of the information set forth in the application, as amended,
that granting the requested exemption is appropriate in and
consistent with the public interest and consistent with the
protection of investors and the purposes fairly intended by
the policy and provisions of the Act.
It is also found that the terms of the proposed transactions
are reasonable and fair and do not involve overreaching, and
the proposed transactions are consistent with the policies of
each registered investment company concerned and with the
general purposes of the Act.
Accordingly,
IT IS ORDERED, that the relief requested under section 12(d)(1)(J)
of the Act from sections 12(d)(1)(A), (B), and (C) of the Act,
under sections 6(c) and 17(b) of the Act from section 17(a) of
the Act, and under section 6(c) of the Act for an exemption from
rule 12d1-2(a) under the Act by Franklin Fund Allocator Series,
et al. (File No. 812-14611) is granted, effective immediately,
subject to the conditions contained in the application, as amended.
For the Commission, by the Division of Investment Management,
under delegated authority.
Eduardo Aleman
Assistant Secretary
EXEMPT ORDER INFO
5
NCEN_7389833275238295.txt
UNITED STATES OF AMERICA
BEFORE THE
SECURITIES AND EXCHANGE COMMISSION
INVESTMENT COMPANY ACT OF 1940 Release No. 30698 / September 24,
2013
In the Matter of
FRANKLIN TEMPLETON INTERNATIONAL TRUST FRANKLIN TEMPLETON VARIABLE
INSURANCE PRODUCTS
TRUST
TEMPLETON INCOME TRUST
TEMPLETON GLOBAL INVESTMENT TRUST FRANKLIN ALTERNATIVE STRATEGIES
FUNDS
K2/D&S MANAGEMENT CO., L.L.C. TEMPLETON ASSET MANAGEMENT LTD.
FRANKLIN ADVISERS, INC. One Franklin Parkway
San Mateo, CA 94403-1906
(File No. 812-14167)
ORDER UNDER SECTION 6(c) OF THE INVESTMENT COMPANY ACT OF 1940
GRANTING AN EXEMPTION FROM SECTION 15(a) OF THE ACT AND RULE 18f-2
UNDER THE ACT AND CERTAIN DISCLOSURE REQUIREMENTS
Franklin Templeton International Trust, Franklin Templeton Variable
Insurance Products Trust,
Templeton Income Trust, Templeton Global Investment Trust, Franklin
Alternative Strategies
Funds, K2/D&S Management Co., L.L.C., Templeton Asset Management
Ltd., and Franklin
Advisers, Inc. filed an application on June 13, 2013, and an
amendment
to the application on
August 27, 2013, requesting an order under section 6(c) of the
Investment Company Act of 1940
(the "Act") for an exemption from section 15(a) of the Act and
rule 18f-2 under the Act, as well
as from certain disclosure requirements. The order supersedes a
prior order1 and permits
applicants to enter into and materially amend subadvisory agreements
without shareholder
approval and also grants relief from certain disclosure
requirements.
1 Franklin Advisers, Inc. and Franklin Templeton International
Trust, Investment Company Act Release Nos.
30105 (Jun. 18, 2012) (notice) and 30138 (Jul. 17, 2012) (order).
2
On August 27, 2013, a notice of the filing of the application was
issued (Investment Company
Act Release No. 30679. The notice gave interested persons an
opportunity to request a hearing
and stated that an order granting the application would be issued
unless a hearing was ordered.
No request for a hearing has been filed, and the Commission has
not ordered a hearing.
The matter has been considered and it is found, on the basis of
the information set forth in the
application, as amended, that granting the requested exemption is
appropriate in the public
interest and consistent with the protection of investors and the
purposes fairly intended by the
policy and provisions of the Act.
Accordingly,
IT IS ORDERED, under section 6(c) of the Act, that the relief
requested by Franklin Templeton
International Trust, et al. (File No. 812-14167) is granted,
effective immediately, subject to the
conditions contained in the application, as amended.
For the Commission, by the Division of Investment Management,
under delegated authority.
Kevin M. O'Neill
Deputy Secretary
INTERNAL CONTROL RPT
6
NCEN_7398732530661513.txt
Report of Independent Registered Public Accounting Firm
To the Board of Trustees of the Franklin Templeton ETF Trust
and Shareholders of Franklin DisruptiveCommerce ETF,
Franklin FTSE Asia ex Japan ETF, Franklin FTSE Australia ETF,
Franklin FTSE Brazil ETF, Franklin FTSE Canada ETF,
Franklin FTSE China ETF, Franklin FTSE Europe ETF,
Franklin FTSE Europe Hedged ETF, Franklin FTSE France ETF,
Franklin FTSE Germany ETF, Franklin FTSE Hong Kong ETF,
Franklin FTSE India ETF, Franklin FTSE Italy ETF,
Franklin FTSE Japan ETF, Franklin FTSE Japan Hedged ETF,
Franklin FTSE Latin America ETF, Franklin FTSE Mexico ETF,
Franklin FTSE Russia ETF, Franklin FTSE Saudi Arabia ETF,
Franklin FTSE South Africa ETF, Franklin FTSE South Korea ETF,
Franklin FTSE Switzerland ETF, Franklin FTSE Taiwan ETF,
Franklin FTSE United Kingdom ETF, Franklin Genomic Advancements
ETF, Franklin Intelligent Machines ETF, Franklin Liberty High Yield
Corporate ETF, Franklin Liberty Intermediate Municipal
Opportunities ETF, Franklin Liberty International Aggregate
Bond ETF, Franklin Liberty Investment Grade Corporate ETF,
Franklin Liberty Municipal Bond ETF, Franklin Liberty
Senior Loan ETF, Franklin Liberty Systematic Style Risk Premia
ETF, Franklin Liberty U.S. Core Bond ETF, Franklin Liberty
U.S. Low Volatility ETF, Franklin LibertyQ Emerging
Markets ETF, Franklin LibertyQ Global Dividend ETF,
Franklin LibertyQ Global Equity ETF, Franklin LibertyQ
International Equity Hedged ETF, Franklin LibertyQ
U.S. Equity ETF, Franklin LibertyQ U.S. Mid Cap Equity ETF,
and Franklin LibertyQ U.S. Small Cap Equity ETF:
In planning and performing our audit of the financial statements
of Franklin Templeton ETF Trust and Shareholders of Franklin
Disruptive Commerce ETF, Franklin FTSE Asia ex Japan ETF,
Franklin FTSE Australia ETF, Franklin FTSE Brazil ETF,
Franklin FTSE Canada ETF, Franklin FTSE China ETF,
Franklin FTSE Europe ETF, Franklin FTSE Europe Hedged ETF,
Franklin FTSE France ETF, Franklin FTSE Germany ETF,
Franklin FTSE Hong Kong ETF, Franklin FTSE India ETF,
Franklin FTSE Italy ETF, Franklin FTSE Japan ETF,
Franklin FTSE Japan Hedged ETF, Franklin FTSE Latin America ETF,
Franklin FTSE Mexico ETF, Franklin FTSE Russia ETF,
Franklin FTSE Saudi Arabia ETF, Franklin FTSE South Africa ETF,
Franklin FTSE South Korea ETF, Franklin FTSE Switzerland ETF,
Franklin FTSE Taiwan ETF, Franklin FTSE United Kingdom ETF,
Franklin Genomic Advancements ETF, Franklin Intelligent
Machines ETF, Franklin Liberty High Yield Corporate ETF,
Franklin Liberty Intermediate Municipal Opportunities ETF,
Franklin Liberty International Aggregate Bond ETF,
Franklin Liberty Investment Grade Corporate ETF,
Franklin Liberty Municipal Bond ETF, Franklin Liberty Senior
Loan ETF, Franklin Liberty Systematic Style Risk Premia ETF,
Franklin Liberty U.S. Core Bond ETF, Franklin Liberty U.S. Low
Volatility ETF, Franklin LibertyQ Emerging Markets ETF,
Franklin LibertyQ Global Dividend ETF, Franklin LibertyQ Global
Equity ETF, Franklin LibertyQ International Equity Hedged ETF,
Franklin LibertyQ U.S. Equity ETF, Franklin LibertyQ U.S. Mid
Cap Equity ETF, and Franklin LibertyQ U.S. Small Cap Equity ETF
and (the "Funds") as of and for the year ended March 31, 2020,
in accordance with the standards of the Public Company Accounting
Oversight Board (United States)(PCAOB), we considered the
Funds' internal control over financial reporting, including
controls over safeguarding securities, as a basis for designing
our auditing procedures for the purpose of expressing our
opinion on the financial statements and to comply with the
requirements of Form N-CEN, but not for the purpose of
expressing an opinion on the effectiveness of the Funds'
internal control over financial reporting. Accordingly,
we do not express an opinion on the effectiveness of the
Funds' internal control over financial reporting.
The management of the Funds is responsible for establishing
and maintaining effective internal control over financial
reporting. In fulfilling this responsibility, estimates
and judgments by management are required to assess the
expected benefits and related costs of controls. A company's
internal control over financial reporting is a process
designed to provide reasonable assurance regarding the
reliability of financial reporting and the preparation
of financial statements for external purposes in accordance
with generally accepted accounting principles. A company's
internal control over financial reporting includes those policies
and procedures that (1) pertain to the maintenance of records
that, in reasonable detail, accurately and fairly reflect
the transactions and dispositions of the assets of the company;
(2) provide reasonable assurance that transactions are
recorded as necessary to permit preparation of financial
statements in accordance with generally accepted accounting
principles, and that receipts and expenditures of the
company are being made only in accordance with authorizations
of management and directors of the company; and (3) provide
reasonable assurance regarding prevention or timely detection
of unauthorized acquisition, use or disposition of a company's
assets that could have a material effect on the financial
statements.
Because of its inherent limitations, internal control over
financial reporting may not prevent or detect misstatements.
Also, projections of any evaluation of effectiveness to future
periods are subject to the risk that controls may become
inadequate because of changes in conditions, or that the
degree of compliance with the policies or procedures may
deteriorate.
A deficiency in internal control over financial reporting
exists when the design or operation of a control does not
allow management or employees, in the normal course of
performing their assigned functions, to prevent or detect
misstatements on a timely basis. A material weakness is a
deficiency, or a combination of deficiencies, in internal
control over financial reporting, such that there is a
reasonable possibility that a material misstatement of
the company's annual or interim financial statements
will not be prevented or detected on a timely basis.
Our consideration of the Funds' internal control over
financial reporting was for the limited purpose described
in the first paragraph and would not necessarily disclose
all deficiencies in internal control over financial reporting
that might be material weaknesses under standards established
by the PCAOB. However, we noted no deficiencies in the Funds'
internal control over financial reporting and their operation,
including controls over safeguarding securities, that we
consider to be material weaknesses as defined above as of
March 31, 2020.
This report is intended solely for the information and
use of the Board of Trustees of Franklin Templeton ETF
Trust and the Securities and Exchange Commission and is
not intended to be and should not be used by anyone other
than these specified parties.
/s/PricewaterhouseCoopers LLP
San Francisco, California
May 19, 2020
EXEMPT ORDER INFO
7
NCEN_7388010492722454.txt
UNITED STATES OF AMERICA
BEFORE THE
SECURITIES AND EXCHANGE COMMISSION
INVESTMENT COMPANY ACT OF 1940
Release No. 30350 / January 15, 2013
________________________________________________
In the Matter of :
:
Franklin Advisers, Inc. :
Franklin ETF Trust :
Franklin Templeton Distributors, Inc. :
:
One Franklin Parkway :
San Mateo, CA 94403-1906 :
:
(812-14042) :
________________________________________________:
ORDER UNDER SECTIONS 6(c), 12(d)(1)(J) AND 17(b) OF THE INVESTMENT
COMPANY ACT OF 1940
Franklin Advisers, Inc., Franklin ETF Trust, and Franklin Templeton
Distributors, Inc. filed an
application on June 8, 2012, and amendments to the application on
October 26, 2012, and
December 18, 2012, requesting an order under section 6(c) of the
Investment Company Act of
1940 ("Act") for an exemption from sections 2(a)(32), 5(a)(1),
22(d) and 22(e) of the Act and
rule 22c-1 under the Act, under section 12(d)(1)(J) of the Act
for an exemption from sections
12(d)(1)(A) and 12(d)(1)(B) of the Act, and under sections 6(c)
and 17(b) of the Act for an
exemption from sections 17(a)(1) and 17(a)(2) of the Act.
The order permits: (a) actively managed series of certain
open-end management investment
companies to issue shares ("Shares") redeemable in large
aggregations only ("Creation Units");
(b) secondary market transactions in Shares to occur at
negotiated market prices; (c) certain
series to pay redemption proceeds, under certain circumstances,
more than seven days after the
tender of Shares for redemption; (d) certain affiliated persons
of the series to deposit securities
into, and receive securities from, the series in connection with
the purchase and redemption of
Creation Units; and (e) certain registered management investment
companies and unit
investment trusts outside of the same group of investment companies
as the series to acquire
Shares.
On December 19, 2012, a notice of the filing of the application was
issued (Investment Company
Act Release No. 30312). The notice gave interested persons an
opportunity to request a hearing
and stated that an order disposing of the application would be
issued unless a hearing was
ordered. No request for a hearing has been filed, and the
Commission has not ordered a hearing.
2
The matter has been considered and it is found, on the basis
of the information set forth in the
application, as amended, that granting the requested exemptions
is appropriate in and consistent
with the public interest and consistent with the protection of
investors and the purposes fairly
intended by the policy and provisions of the Act.
It is further found that the terms of the proposed transactions,
including the consideration to be
paid or received, are reasonable and fair and do not involve
overreaching on the part of any
person concerned, and that the proposed transactions are
consistent with the policy of each
registered investment company concerned and with the general
purposes of the Act.
Accordingly, in the matter of Franklin Advisers, Inc., et al.
(File No. 812-14042),
IT IS ORDERED, under section 6(c) of the Act, that the requested
exemption from sections
2(a)(32), 5(a)(1), 22(d) and 22(e) of the Act and rule 22c-1
under the Act is granted, effective
immediately, subject to the conditions contained in the application,
as amended.
IT IS FURTHER ORDERED, under section 12(d)(1)(J) of the Act, that
the requested exemption
from sections 12(d)(1)(A) and 12(d)(1)(B) of the Act is granted,
effective immediately, subject
to the conditions contained in the application, as amended.
IT IS FURTHER ORDERED, under sections 6(c) and 17(b) of the Act,
that the requested
exemption from sections 17(a)(1) and 17(a)(2) of the Act is granted,
effective immediately,
subject to the conditions contained in the application, as amended.
For the Commission, by the Division of Investment Management, under
delegated authority.
Kevin M. O'Neill
Deputy Secretary
EXEMPT ORDER INFO
8
NCEN_6785359558470281.txt
SEC Releases, In the Matter of Age High Income Fund, Inc., et al.,
777 Mariners Island Boulevard, San Mateo, CA 94404, Securities and
Exchange Commission, (Jan. 13, 1987)
SEC Releases
Click to open document in a browser
37 SEC-DOCKET 569-02
Release No. IC-15534
File No. 812-6505
January 13, 1987
ORDER PERMITTING JOINT TRADING ACCOUNTS
AGE High Income Fund, Inc; Birr, Wilson Money Fund; Franklin
California Tax-Free Income Fund, Inc.; Franklin New York Tax-Free
Income Fund, Inc; Franklin California Tax-Free Trust; Franklin
Tax-Free Trust; Franklin Corporate Cash Management Fund; Franklin
Custodian Funds, Inc; Franklin Equity Fund; Franklin Federal Money
Fund; Franklin Federal Tax-Free Income Fund; Franklin Gold Fund;
Franklin Money Fund; Franklin Option Fund; Franklin Tax-Exempt Money
Fund; Franklin New York Tax-Exempt Money Fund; Franklin
Pennsylvania Investors Fund; and Institutional Fiduciary Trust
("Funds") and Franklin Advisers, Inc., filed an application on
October 17, 1986, and an amendment thereto on November 24,
1986, requesting an order of the Commission under Section 17(d)
of the Investment Company Act of 1940 ("Act") and Rule 17d-1
thereunder to permit the Funds, as well as future investment
companies for which subsidiaries or affiliates of Franklin
Resources, Inc. serve as investment managers, to deposit
their cash balances remaining uninvested at the end of each
trading day into a single joint account whose daily balance
would be used to enter into one or more repurchase agreements
in a total amount equal to the aggregate daily balance in
the account ("Joint Accounts").
On December 17, 1986, a notice was issued (Investment Company
Act Release No. 15485) of the filing of the application. The
notice gave interested persons an opportunity to request a
hearing and stated that an order disposing of the application
would be issued as of course unless a hearing should be ordered.
No request for a hearing has been filed, and the Commission has
not ordered a hearing.
The matter having been considered, it is found that the
participation of the Funds in the Joint Accounts is consistent
with the provisions, policies and purposes of the Act and that
their participation in the Joint Accounts is not on a basis less
advantageous than that of any other participant. Accordingly,
IT IS ORDERED, pursuant to Section 17(d) of the Act and Rule 17d-1
thereunder that the application to permit the Funds to participate
in the Joint Accounts as described in the application, be, and
hereby is granted, effective forthwith.
For the Commission, by the Division of Investment Management,
under delegated authority.
Jonathan G. Katz
Secretary