0001606587-21-001473.txt : 20211102
0001606587-21-001473.hdr.sgml : 20211102
20211102124539
ACCESSION NUMBER: 0001606587-21-001473
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210930
FILED AS OF DATE: 20211102
DATE AS OF CHANGE: 20211102
EFFECTIVENESS DATE: 20211102
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Cavalier Investments, LLC
CENTRAL INDEX KEY: 0001655543
IRS NUMBER: 474698780
STATE OF INCORPORATION: MA
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17041
FILM NUMBER: 211370042
BUSINESS ADDRESS:
STREET 1: 12600 DEERFIELD PARKWAY
STREET 2: SUITE #100
CITY: ALPHARETTA
STATE: GA
ZIP: 30004
BUSINESS PHONE: 770-777-8277
MAIL ADDRESS:
STREET 1: 12600 DEERFIELD PARKWAY
STREET 2: SUITE #100
CITY: ALPHARETTA
STATE: GA
ZIP: 30004
FORMER COMPANY:
FORMER CONFORMED NAME: Cavalier Investments
DATE OF NAME CHANGE: 20151014
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001655543
XXXXXXXX
09-30-2021
09-30-2021
false
Cavalier Investments, LLC
12600 Deerfield Parkway
Suite #100
Alpharetta
GA
30004
13F HOLDINGS REPORT
028-17041
N
Jennifer Rutherford
Chief Compliance Officer
402-679-0315
Jennifer Rutherford
Alpharetta
GA
11-02-2021
0
98
316672
false
INFORMATION TABLE
2
form13InfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
Abbott Laboratories
COM
002824100
1709
14469
SH
SOLE
NONE
14469
0
0
Accenture PLC
SHS CLASS A
G1151C101
1704
5327
SH
SOLE
NONE
5327
0
0
Alphabet Inc
CAP STK CL C
02079K107
1684
632
SH
SOLE
NONE
632
0
0
Amazon.com Inc
COM
023135106
1731
527
SH
SOLE
NONE
527
0
0
American Tower Corp
COM
03027X100
1474
5552
SH
SOLE
NONE
5552
0
0
AMPLIFY ONLINE RETAIL ETF
ONLIN RETL ETF
032108102
5451
49887
SH
SOLE
NONE
49887
0
0
Apple Inc
COM
037833100
1521
10750
SH
SOLE
NONE
10750
0
0
Applied Materials In c
COM
038222105
1460
11343
SH
SOLE
NONE
11343
0
0
Booking Holdings Inc
COM
09857L108
1583
667
SH
SOLE
NONE
667
0
0
Coca-Cola Co/The
COM
191216100
1564
29810
SH
SOLE
NONE
29810
0
0
Costco Wholesale Corp
COM
22160K105
1612
3588
SH
SOLE
NONE
3588
0
0
Danaher Corp
COM
235851102
1499
4925
SH
SOLE
NONE
4925
0
0
Eli Lilly & Co
COM
532457108
1625
7032
SH
SOLE
NONE
7032
0
0
Energy Select Sector SPDR Fund
ENERGY
81369Y506
3709
71195
SH
SOLE
NONE
71195
0
0
Estee Lauder Cos Inc /The
CL A
518439104
1525
5083
SH
SOLE
NONE
5083
0
0
ETFMG PRIME MOBILE PAYMENTS
PRIME MOBILE PAY
26924G409
7393
109256
SH
SOLE
NONE
109256
0
0
Facebook Inc
CL A
30303M102
1670
4922
SH
SOLE
NONE
4922
0
0
Fair Isaac Corp
COM
303250104
1447
3637
SH
SOLE
NONE
3637
0
0
Financial Select Sec tor SPDR Fund
FINANCIAL
81369Y605
8926
237841
SH
SOLE
NONE
237841
0
0
FIRST TRUST CLOUD COMPUTING ETF
CLOUD COMPUTING
33734X192
8366
79400
SH
SOLE
NONE
79400
0
0
Fortinet Inc
COM
34959E109
1552
5313
SH
SOLE
NONE
5313
0
0
Global X Lithium & Battery Tech ETF
LITHIUM BTRY ETF
37954Y855
5057
61697
SH
SOLE
NONE
61697
0
0
GLOBAL X NASD 100
NASDAQ 100 COVER
37954Y483
2360
106960
SH
SOLE
NONE
106960
0
0
GLOBAL X SUPERDIVIDE ND ETF
GLB X SUPERDIV
37950E549
1377
104084
SH
SOLE
NONE
104084
0
0
GlobalX US Super Div idend ETF
GLOBX SUPDV US
37950E291
1430
73622
SH
SOLE
NONE
73622
0
0
GOLDMAN SACHS ACCESS HY CORP ETF
ACCESS HIG YLD
381430453
1373
27396
SH
SOLE
NONE
27396
0
0
Home Depot Inc/The
COM
437076102
1578
4806
SH
SOLE
NONE
4806
0
0
Industrial Select Se ctor SPDR Fund
SBI INT-INDS
81369Y704
6673
68206
SH
SOLE
NONE
68206
0
0
Intuit Inc
COM
461202103
1511
2800
SH
SOLE
NONE
2800
0
0
INVESCO AGRICULTURE
AGRICULTURE FD
46140H106
8464
442694
SH
SOLE
NONE
442694
0
0
Invesco DB Commodity Index Tracking Fund
UNIT
46138B103
9524
471948
SH
SOLE
NONE
471948
0
0
Invesco DWA Healthca re Momentum ETF
DWA HEALTHCARE
46137V852
5805
35994
SH
SOLE
NONE
35994
0
0
Invesco Global Listed Private Equit
GBL LISTED PVT
46137V589
5359
357724
SH
SOLE
NONE
357724
0
0
Invesco QQQ Trust Se ries 1
UNIT SER 1
46090E103
3126
8734
SH
SOLE
NONE
8734
0
0
ISHARE MSCI EAFE ETF
MSCI EAFE ETF
464287465
8552
109627
SH
SOLE
NONE
109627
0
0
ISHARES 0-5 TIPS ETF
0-5 YR TIPS ETF
46429B747
569
5391
SH
SOLE
NONE
5391
0
0
iShares 20 Year Tre asury Bond ETF
20 YR TR BD ETF
464287432
2134
14784
SH
SOLE
NONE
14784
0
0
ISHARES BROAD USD HIGH YIELD
BROAD USD HIGH
46435U853
8091
194954
SH
SOLE
NONE
194954
0
0
ISHARES CONVERTIBLE BOND ETF
CONV BD ETF
46435G102
2135
21405
SH
SOLE
NONE
21405
0
0
iShares Core S&P 500 ETF
CORE S&P500 ETF
464287200
3219
7471
SH
SOLE
NONE
7471
0
0
iShares Core S&P Mid -Cap ETF
CORE S&P MCP ETF
464287507
2213
8412
SH
SOLE
NONE
8412
0
0
iShares Edge MSCI Mi n Vol USA ETF
MSCI USA MIN VOL
46429B697
2840
38636
SH
SOLE
NONE
38636
0
0
ISHARES MSCI AUSTRIA
MSCI AUSTRIA ETF
464286202
2792
112260
SH
SOLE
NONE
112260
0
0
ISHARES MSCI S KOREA ETF
MSCI STH KOR ETF
464286772
3093
38352
SH
SOLE
NONE
38352
0
0
ISHARES MSCI TAIWAN ETF
MSCI TAIWAN ETF
46434G772
4112
66316
SH
SOLE
NONE
66316
0
0
iShares Russell 2000 ETF
RUSSELL 2000 ETF
464287655
662
3028
SH
SOLE
NONE
3028
0
0
iShares U.S. Broker- Dealers & Securities
US BR DEL SE ETF
464288794
4692
44947
SH
SOLE
NONE
44947
0
0
iShares U.S. Medical Devices ETF
U.S. MED DVC ETF
464288810
3855
61405
SH
SOLE
NONE
61405
0
0
Lam Research Corp
COM
512807108
1535
2697
SH
SOLE
NONE
2697
0
0
Lockheed Martin Corp
COM
539830109
1636
4740
SH
SOLE
NONE
4740
0
0
MarketAxess Holdings Inc
COM
57060D108
1583
3762
SH
SOLE
NONE
3762
0
0
Microsoft Corp
COM
594918104
1698
6022
SH
SOLE
NONE
6022
0
0
MSCI Inc
COM
55354G100
1506
2475
SH
SOLE
NONE
2475
0
0
Netflix Inc
COM
64110L106
1678
2749
SH
SOLE
NONE
2749
0
0
NIKE Inc
CL B
654106103
1473
10145
SH
SOLE
NONE
10145
0
0
O'SHARES GLOBAL INTERNET ETF
OSHS GBL INTER
67110P704
3543
66896
SH
SOLE
NONE
66896
0
0
PayPal Holdings Inc
COM
70450Y103
1476
5672
SH
SOLE
NONE
5672
0
0
Procter & Gamble Co/ The
COM
742718109
1577
11282
SH
SOLE
NONE
11282
0
0
S&P Global Inc
COM
78409V104
1505
3543
SH
SOLE
NONE
3543
0
0
salesforce.com Inc
COM
79466L302
1916
7066
SH
SOLE
NONE
7066
0
0
ServiceNow Inc
COM
81762P102
1529
2457
SH
SOLE
NONE
2457
0
0
Shopify Inc
CL A
82509L107
1472
1086
SH
SOLE
NONE
1086
0
0
SPDR Bloomberg Barclays Convertible Secu
BLMBRG BRC CNVRT
78464A359
3295
38610
SH
SOLE
NONE
38610
0
0
SPDR Bloomberg Barclays High Yield Bond
BLOOMBERG BRCLYS
78468R622
198
1808
SH
SOLE
NONE
1808
0
0
SPDR Gold Shares
GOLD SHS
78463V107
213
1297
SH
SOLE
NONE
1297
0
0
SPDR OIL & GAS EXP & ETF
S&P OILGAS EXP
78468R556
251
2590
SH
SOLE
NONE
2590
0
0
SPDR Portfolio S&P 500 Growth ETF
PRTFLO S&P500 GW
78464A409
6172
96413
SH
SOLE
NONE
96413
0
0
SPDR S&P 500 ETF Trust
TR UNIT
78462F103
13208
30777
SH
SOLE
NONE
30777
0
0
SPDR S&P AEROSPACE
AEROSPACE DEF
78464A631
3893
32644
SH
SOLE
NONE
32644
0
0
SPDR S&P CAPITAL MARKETS ETF
S&P CAP MKTS
78464A771
8065
84535
SH
SOLE
NONE
84535
0
0
SPDR S&P HEALTH CARE ETF
HLTH CARE SVCS
78464A573
4987
47877
SH
SOLE
NONE
47877
0
0
SPDR S&P Homebuilders ETF
S&P HOMEBUILD
78464A888
9069
126382
SH
SOLE
NONE
126382
0
0
SPDR S&P Regional Banking ETF
S&P REGL BKG
78464A698
4117
60771
SH
SOLE
NONE
60771
0
0
SPDR S&P Retail ETF
S&P RETAIL ETF
78464A714
4023
44540
SH
SOLE
NONE
44540
0
0
Square Inc
CL A
852234103
1544
6439
SH
SOLE
NONE
6439
0
0
Starbucks Corp
COM
855244109
1541
13974
SH
SOLE
NONE
13974
0
0
Technology Select Sector SPDR Fund
TECHNOLOGY
81369Y803
8669
58059
SH
SOLE
NONE
58059
0
0
Thermo Fisher Scientific Inc
COM
883556102
1525
2670
SH
SOLE
NONE
2670
0
0
Trade Desk Inc The Class A
COM CL A
88339J105
1590
22621
SH
SOLE
NONE
22621
0
0
United Parcel Service Inc
CL B
911312106
978
5371
SH
SOLE
NONE
5371
0
0
UnitedHealth Group I nc
COM
91324P102
1499
3837
SH
SOLE
NONE
3837
0
0
US OIL FUND LP ETF
UNITS
91232N207
4690
89237
SH
SOLE
NONE
89237
0
0
VANECK FALL HIGH YLD ETF
FALLEN ANGEL HG
92189F437
1543
46676
SH
SOLE
NONE
46676
0
0
VANECK GAMING ETF
GAMING ETF
92189F882
5428
112497
SH
SOLE
NONE
112497
0
0
VANECK VECTORS J.P MORGAN EM
JP MRGAN EM LOC
92189H300
2017
67310
SH
SOLE
NONE
67310
0
0
VanEck Vectors Semiconductor ETF
SEMICONDUCTR ETF
92189F676
8654
33771
SH
SOLE
NONE
33771
0
0
VANECK VIETNAM ETF
VANECK VIETNAM
92189F817
5574
289264
SH
SOLE
NONE
289264
0
0
Vanguard Financials ETF
FINANCIALS ETF
92204A405
3716
40107
SH
SOLE
NONE
40107
0
0
Vanguard Materials ETF
MATERIALS ETF
92204A801
4020
23206
SH
SOLE
NONE
23206
0
0
VANGUARD REAL ESTATE ETF
REAL ESTATE ETF
922908553
235
2310
SH
SOLE
NONE
2310
0
0
Visa Inc
COM CL A
92826C839
1817
8155
SH
SOLE
NONE
8155
0
0
Walt Disney Co/The
COM
254687106
1470
8687
SH
SOLE
NONE
8687
0
0
X-LINKS GOLD SHRS
X LINK GOLD SHS
22542D480
2046
245000
SH
SOLE
NONE
245000
0
0
Zoetis Inc
CL A
98978V103
1749
9009
SH
SOLE
NONE
9009
0
0
Invesco S&P 500 EQUAL WEIGHT
S&P500 EQL TEC
46137V282
7771
26962
SH
SOLE
NONE
26962
0
0
INVESCO S&P 500 EQUAL WEIGHT
S&P500 EQL WGT
46137V357
2023
13500
SH
SOLE
NONE
13500
0
0
Adobe Systems Inc
COM
00724F101
1679
2917
SH
SOLE
NONE
2917
0
0
Align Technology Inc
COM
016255101
1475
2217
SH
SOLE
NONE
2217
0
0