0001606587-21-001126.txt : 20210811 0001606587-21-001126.hdr.sgml : 20210811 20210811144434 ACCESSION NUMBER: 0001606587-21-001126 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210811 DATE AS OF CHANGE: 20210811 EFFECTIVENESS DATE: 20210811 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cavalier Investments, LLC CENTRAL INDEX KEY: 0001655543 IRS NUMBER: 474698780 STATE OF INCORPORATION: MA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17041 FILM NUMBER: 211163082 BUSINESS ADDRESS: STREET 1: 12600 DEERFIELD PARKWAY STREET 2: SUITE #100 CITY: ALPHARETTA STATE: GA ZIP: 30004 BUSINESS PHONE: 770-777-8277 MAIL ADDRESS: STREET 1: 12600 DEERFIELD PARKWAY STREET 2: SUITE #100 CITY: ALPHARETTA STATE: GA ZIP: 30004 FORMER COMPANY: FORMER CONFORMED NAME: Cavalier Investments DATE OF NAME CHANGE: 20151014 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001655543 XXXXXXXX 06-30-2021 06-30-2021 false Cavalier Investments, LLC
12600 Deerfield Parkway Suite #100 Alpharetta GA 30004
13F HOLDINGS REPORT 028-17041 N
Jennifer Rutherford Chief Compliance Officer 402-679-0315 Jennifer Rutherford Alpharetta GA 08-11-2021 0 94 277272 false
INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE Abbott Laboratories COM 002824100 1290 11136 SH SOLE NONE 11136 0 0 Accenture PLC SHS CLASS A G1151C101 1599 5427 SH SOLE NONE 5427 0 0 Alphabet Inc CAP STK CL C 02079K107 1879 750 SH SOLE NONE 750 0 0 Amazon.com Inc COM 023135106 1493 434 SH SOLE NONE 434 0 0 AMPLIFY ONLINE RETAIL ETF ONLIN RETL ETF 032108102 5295 40833 SH SOLE NONE 40833 0 0 Apple Inc COM 037833100 1659 12116 SH SOLE NONE 12116 0 0 Applied Materials In c COM 038222105 1514 10637 SH SOLE NONE 10637 0 0 Autodesk Inc COM 052769106 1099 3765 SH SOLE NONE 3765 0 0 Communication Servic es Select Sector SPD COMMUNICATION 81369Y852 1954 24143 SH SOLE NONE 24143 0 0 Danaher Corp COM 235851102 1617 6028 SH SOLE NONE 6028 0 0 Energy Select Sector SPDR Fund ENERGY 81369Y506 3134 58180 SH SOLE NONE 58180 0 0 ETFMG PRIME MOBILE PAYMENTS PRIME MOBILE PAY 26924G409 6286 89254 SH SOLE NONE 89254 0 0 Facebook Inc CL A 30303M102 1615 4645 SH SOLE NONE 4645 0 0 Fair Isaac Corp COM 303250104 1470 2925 SH SOLE NONE 2925 0 0 Financial Select Sec tor SPDR Fund FINANCIAL 81369Y605 9085 247641 SH SOLE NONE 247641 0 0 FIRST TRUST CLOUD COMPUTING ETF CLOUD COMPUTING 33734X192 6874 64878 SH SOLE NONE 64878 0 0 Fortinet Inc COM 34959E109 2028 8516 SH SOLE NONE 8516 0 0 Global X Lithium & Battery Tech ETF LITHIUM BTRY ETF 37954Y855 3656 50463 SH SOLE NONE 50463 0 0 GLOBAL X MLP ETF GLBL X MLP ETF 37954Y343 665 17218 SH SOLE NONE 17218 0 0 GLOBAL X NASD 100 NASDAQ 100 COVER 37954Y483 2249 100293 SH SOLE NONE 100293 0 0 GLOBAL X SUPERDIVIDE ND ETF GLB X SUPERDIV 37950E549 1470 104084 SH SOLE NONE 104084 0 0 GlobalX US Super Div idend ETF GLOBX SUPDV US 37950E291 1470 73622 SH SOLE NONE 73622 0 0 GOLDMAN SACHS ACCESS HY CORP ETF ACCESS HIG YLD 381430453 1607 31976 SH SOLE NONE 31976 0 0 Health Care Select S ector SPDR Fund SBI HEALTHCARE 81369Y209 1954 15521 SH SOLE NONE 15521 0 0 Home Depot Inc/The COM 437076102 1636 5132 SH SOLE NONE 5132 0 0 Industrial Select Se ctor SPDR Fund SBI INT-INDS 81369Y704 5707 55739 SH SOLE NONE 55739 0 0 Intuit Inc COM 461202103 1857 3789 SH SOLE NONE 3789 0 0 INVESCO AGRICULTURE AGRICULTURE FD 46140H106 7804 418937 SH SOLE NONE 418937 0 0 Invesco DB Commodity Index Tracking Fund UNIT 46138B103 8546 443963 SH SOLE NONE 443963 0 0 Invesco DWA Healthca re Momentum ETF DWA HEALTHCARE 46137V852 4892 29418 SH SOLE NONE 29418 0 0 Invesco Global Listed Private Equit GBL LISTED PVT 46137V589 4472 292097 SH SOLE NONE 292097 0 0 Invesco QQQ Trust Se ries 1 UNIT SER 1 46090E103 3095 8734 SH SOLE NONE 8734 0 0 INVESCO S&P 500 EQUAL TEC S&P500 EQL TEC 46137V282 6390 22030 SH SOLE NONE 22030 0 0 INVESCO S&P 500 EQUAL WEIGHT S&P500 EQL WGT 46137V357 2034 13500 SH SOLE NONE 13500 0 0 ISHARE MSCI EAFE ETF MSCI EAFE ETF 464287465 7067 89599 SH SOLE NONE 89599 0 0 ISHARES 0-5 TIPS ETF 0-5 YR TIPS ETF 46429B747 573 5391 SH SOLE NONE 5391 0 0 iShares 3-7 Year Tre asury Bond ETF 3 7 YR TREAS BD 464288661 2641 20243 SH SOLE NONE 20243 0 0 ISHARES BROAD USD HIGH YIELD BROAD USD HIGH 46435U853 6535 156649 SH SOLE NONE 156649 0 0 iShares Core S&P 500 ETF CORE S&P500 ETF 464287200 3691 8589 SH SOLE NONE 8589 0 0 iShares Core S&P Mid -Cap ETF CORE S&P MCP ETF 464287507 2624 9768 SH SOLE NONE 9768 0 0 iShares Edge MSCI Mi n Vol USA ETF MSCI USA MIN VOL 46429B697 3323 45167 SH SOLE NONE 45167 0 0 ISHARES MSCI AUSTRIA MSCI AUSTRIA ETF 464286202 2198 91710 SH SOLE NONE 91710 0 0 ISHARES MSCI S KOREA ETF MSCI STH KOR ETF 464286772 2922 31365 SH SOLE NONE 31365 0 0 ISHARES MSCI TAIWAN ETF MSCI TAIWAN ETF 46434G772 3468 54244 SH SOLE NONE 54244 0 0 iShares Russell 2000 ETF RUSSELL 2000 ETF 464287655 868 3790 SH SOLE NONE 3790 0 0 iShares U.S. Broker- Dealers & Securities US BR DEL SE ETF 464288794 3748 36727 SH SOLE NONE 36727 0 0 iShares U.S. Medical Devices ETF U.S. MED DVC ETF 464288810 3031 8397 SH SOLE NONE 8397 0 0 MarketAxess Holdings Inc COM 57060D108 1195 2579 SH SOLE NONE 2579 0 0 Merck & Co Inc COM 58933Y105 1383 17790 SH SOLE NONE 17790 0 0 Microsoft Corp COM 594918104 1523 5623 SH SOLE NONE 5623 0 0 MSCI Inc COM 55354G100 1737 3259 SH SOLE NONE 3259 0 0 Netflix Inc COM 64110L106 1259 2384 SH SOLE NONE 2384 0 0 NIKE Inc CL B 654106103 1507 9756 SH SOLE NONE 9756 0 0 O'SHARES GLOBAL INTERNET ETF OSHS GBL INTER 67110P704 3122 54703 SH SOLE NONE 54703 0 0 PayPal Holdings Inc COM 70450Y103 1876 6439 SH SOLE NONE 6439 0 0 Real Estate Select S ector SPDR Fund RL EST SEL SEC 81369Y860 1933 43625 SH SOLE NONE 43625 0 0 S&P Global Inc COM 78409V104 1596 3889 SH SOLE NONE 3889 0 0 salesforce.com Inc COM 79466L302 1402 5743 SH SOLE NONE 5743 0 0 ServiceNow Inc COM 81762P102 1572 2862 SH SOLE NONE 2862 0 0 Shopify Inc CL A 82509L107 1776 1216 SH SOLE NONE 1216 0 0 SPDR BLACKSTONE SENIOR LN ETF BLACKSTONE SENR 78467V608 3283 70944 SH SOLE NONE 70944 0 0 SPDR Bloomberg Barcl ays Convertible Secu BLMBRG BRC CNVRT 78464A359 2742 31623 SH SOLE NONE 31623 0 0 SPDR Gold Shares GOLD SHS 78463V107 214 1297 SH SOLE NONE 1297 0 0 SPDR OIL & GAS EXP & ETF S&P OILGAS EXP 78468R556 250 2590 SH SOLE NONE 2590 0 0 SPDR PORT S&P 500 PRTFLO S&P500 VL 78464A508 2976 75277 SH SOLE NONE 75277 0 0 SPDR PORTFOLIO DEV W PORTFOLIO DEVLPD 78463X889 2948 80135 SH SOLE NONE 80135 0 0 SPDR Portfolio S&P 5 00 Growth ETF PRTFLO S&P500 GW 78464A409 2984 47388 SH SOLE NONE 47388 0 0 SPDR S&P 500 ETF Tru st TR UNIT 78462F103 6431 15025 SH SOLE NONE 15025 0 0 SPDR S&P AEROSPACE AEROSPACE DEF 78464A631 3539 26753 SH SOLE NONE 26753 0 0 SPDR S&P CAPITAL MARKETS ETF S&P CAP MKTS 78464A771 6493 69054 SH SOLE NONE 69054 0 0 SPDR S&P EMERGING MK S&P EMKTSC ETF 78463X756 1116 18202 SH SOLE NONE 18202 0 0 SPDR S&P HEALTH CARE ETF HLTH CARE SVCS 78464A573 4470 39109 SH SOLE NONE 39109 0 0 SPDR S&P Homebuilder s ETF S&P HOMEBUILD 78464A888 7560 103229 SH SOLE NONE 103229 0 0 SPDR S&P Regional Ba nking ETF S&P REGL BKG 78464A698 3255 49674 SH SOLE NONE 49674 0 0 SPDR S&P Retail ETF S&P RETAIL ETF 78464A714 3544 36457 SH SOLE NONE 36457 0 0 Square Inc CL A 852234103 1279 5250 SH SOLE NONE 5250 0 0 Starbucks Corp COM 855244109 1382 12366 SH SOLE NONE 12366 0 0 Technology Select Se ctor SPDR Fund TECHNOLOGY 81369Y803 7015 47512 SH SOLE NONE 47512 0 0 Trade Desk Inc The Class A COM CL A 88339J105 2004 25910 SH SOLE NONE 25910 0 0 UnitedHealth Group I nc COM 91324P102 1472 3676 SH SOLE NONE 3676 0 0 US OIL FUND LP ETF UNITS 91232N207 3637 72934 SH SOLE NONE 72934 0 0 VANECK FALL HIGH YLD ETF FALLEN ANGEL HG 92189F437 1535 46676 SH SOLE NONE 46676 0 0 VANECK GAMING ETF GAMING ETF 92189F882 4874 91947 SH SOLE NONE 91947 0 0 VanEck Vectors Semic onductor ETF SEMICONDUCTOR ET 92189F676 7239 27606 SH SOLE NONE 27606 0 0 VANECK VIETNAM ETF VIETNAM ETF 92189F817 4958 238528 SH SOLE NONE 238528 0 0 Vanguard Financials ETF FINANCIALS ETF 92204A405 2970 32846 SH SOLE NONE 32846 0 0 VANGUARD GROWTH ETF GROWTH ETF 922908736 2364 8244 SH SOLE NONE 8244 0 0 Vanguard Materials ETF MATERIALS ETF 92204A801 3427 18959 SH SOLE NONE 18959 0 0 VANGUARD REAL ESTATE ETF REAL ESTATE ETF 922908553 235 2310 SH SOLE NONE 2310 0 0 Visa Inc COM CL A 92826C839 1454 6220 SH SOLE NONE 6220 0 0 Walt Disney Co/The COM 254687106 1561 8881 SH SOLE NONE 8881 0 0 X-LINKS GOLD SHRS X LINK GOLD SHS 22542D480 1712 200000 SH SOLE NONE 200000 0 0 Zoetis Inc CL A 98978V103 1664 8931 SH SOLE NONE 8931 0 0 ZOOM VIDEO COMMUNICATIONS CL A 98980L101 720 1861 SH SOLE NONE 1861 0 0