0001606587-21-001126.txt : 20210811
0001606587-21-001126.hdr.sgml : 20210811
20210811144434
ACCESSION NUMBER: 0001606587-21-001126
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210630
FILED AS OF DATE: 20210811
DATE AS OF CHANGE: 20210811
EFFECTIVENESS DATE: 20210811
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Cavalier Investments, LLC
CENTRAL INDEX KEY: 0001655543
IRS NUMBER: 474698780
STATE OF INCORPORATION: MA
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17041
FILM NUMBER: 211163082
BUSINESS ADDRESS:
STREET 1: 12600 DEERFIELD PARKWAY
STREET 2: SUITE #100
CITY: ALPHARETTA
STATE: GA
ZIP: 30004
BUSINESS PHONE: 770-777-8277
MAIL ADDRESS:
STREET 1: 12600 DEERFIELD PARKWAY
STREET 2: SUITE #100
CITY: ALPHARETTA
STATE: GA
ZIP: 30004
FORMER COMPANY:
FORMER CONFORMED NAME: Cavalier Investments
DATE OF NAME CHANGE: 20151014
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001655543
XXXXXXXX
06-30-2021
06-30-2021
false
Cavalier Investments, LLC
12600 Deerfield Parkway
Suite #100
Alpharetta
GA
30004
13F HOLDINGS REPORT
028-17041
N
Jennifer Rutherford
Chief Compliance Officer
402-679-0315
Jennifer Rutherford
Alpharetta
GA
08-11-2021
0
94
277272
false
INFORMATION TABLE
2
form13InfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
Abbott Laboratories
COM
002824100
1290
11136
SH
SOLE
NONE
11136
0
0
Accenture PLC
SHS CLASS A
G1151C101
1599
5427
SH
SOLE
NONE
5427
0
0
Alphabet Inc
CAP STK CL C
02079K107
1879
750
SH
SOLE
NONE
750
0
0
Amazon.com Inc
COM
023135106
1493
434
SH
SOLE
NONE
434
0
0
AMPLIFY ONLINE RETAIL ETF
ONLIN RETL ETF
032108102
5295
40833
SH
SOLE
NONE
40833
0
0
Apple Inc
COM
037833100
1659
12116
SH
SOLE
NONE
12116
0
0
Applied Materials In c
COM
038222105
1514
10637
SH
SOLE
NONE
10637
0
0
Autodesk Inc
COM
052769106
1099
3765
SH
SOLE
NONE
3765
0
0
Communication Servic es Select Sector SPD
COMMUNICATION
81369Y852
1954
24143
SH
SOLE
NONE
24143
0
0
Danaher Corp
COM
235851102
1617
6028
SH
SOLE
NONE
6028
0
0
Energy Select Sector SPDR Fund
ENERGY
81369Y506
3134
58180
SH
SOLE
NONE
58180
0
0
ETFMG PRIME MOBILE PAYMENTS
PRIME MOBILE PAY
26924G409
6286
89254
SH
SOLE
NONE
89254
0
0
Facebook Inc
CL A
30303M102
1615
4645
SH
SOLE
NONE
4645
0
0
Fair Isaac Corp
COM
303250104
1470
2925
SH
SOLE
NONE
2925
0
0
Financial Select Sec tor SPDR Fund
FINANCIAL
81369Y605
9085
247641
SH
SOLE
NONE
247641
0
0
FIRST TRUST CLOUD COMPUTING ETF
CLOUD COMPUTING
33734X192
6874
64878
SH
SOLE
NONE
64878
0
0
Fortinet Inc
COM
34959E109
2028
8516
SH
SOLE
NONE
8516
0
0
Global X Lithium & Battery Tech ETF
LITHIUM BTRY ETF
37954Y855
3656
50463
SH
SOLE
NONE
50463
0
0
GLOBAL X MLP ETF
GLBL X MLP ETF
37954Y343
665
17218
SH
SOLE
NONE
17218
0
0
GLOBAL X NASD 100
NASDAQ 100 COVER
37954Y483
2249
100293
SH
SOLE
NONE
100293
0
0
GLOBAL X SUPERDIVIDE ND ETF
GLB X SUPERDIV
37950E549
1470
104084
SH
SOLE
NONE
104084
0
0
GlobalX US Super Div idend ETF
GLOBX SUPDV US
37950E291
1470
73622
SH
SOLE
NONE
73622
0
0
GOLDMAN SACHS ACCESS HY CORP ETF
ACCESS HIG YLD
381430453
1607
31976
SH
SOLE
NONE
31976
0
0
Health Care Select S ector SPDR Fund
SBI HEALTHCARE
81369Y209
1954
15521
SH
SOLE
NONE
15521
0
0
Home Depot Inc/The
COM
437076102
1636
5132
SH
SOLE
NONE
5132
0
0
Industrial Select Se ctor SPDR Fund
SBI INT-INDS
81369Y704
5707
55739
SH
SOLE
NONE
55739
0
0
Intuit Inc
COM
461202103
1857
3789
SH
SOLE
NONE
3789
0
0
INVESCO AGRICULTURE
AGRICULTURE FD
46140H106
7804
418937
SH
SOLE
NONE
418937
0
0
Invesco DB Commodity Index Tracking Fund
UNIT
46138B103
8546
443963
SH
SOLE
NONE
443963
0
0
Invesco DWA Healthca re Momentum ETF
DWA HEALTHCARE
46137V852
4892
29418
SH
SOLE
NONE
29418
0
0
Invesco Global Listed Private Equit
GBL LISTED PVT
46137V589
4472
292097
SH
SOLE
NONE
292097
0
0
Invesco QQQ Trust Se ries 1
UNIT SER 1
46090E103
3095
8734
SH
SOLE
NONE
8734
0
0
INVESCO S&P 500 EQUAL TEC
S&P500 EQL TEC
46137V282
6390
22030
SH
SOLE
NONE
22030
0
0
INVESCO S&P 500 EQUAL WEIGHT
S&P500 EQL WGT
46137V357
2034
13500
SH
SOLE
NONE
13500
0
0
ISHARE MSCI EAFE ETF
MSCI EAFE ETF
464287465
7067
89599
SH
SOLE
NONE
89599
0
0
ISHARES 0-5 TIPS ETF
0-5 YR TIPS ETF
46429B747
573
5391
SH
SOLE
NONE
5391
0
0
iShares 3-7 Year Tre asury Bond ETF
3 7 YR TREAS BD
464288661
2641
20243
SH
SOLE
NONE
20243
0
0
ISHARES BROAD USD HIGH YIELD
BROAD USD HIGH
46435U853
6535
156649
SH
SOLE
NONE
156649
0
0
iShares Core S&P 500 ETF
CORE S&P500 ETF
464287200
3691
8589
SH
SOLE
NONE
8589
0
0
iShares Core S&P Mid -Cap ETF
CORE S&P MCP ETF
464287507
2624
9768
SH
SOLE
NONE
9768
0
0
iShares Edge MSCI Mi n Vol USA ETF
MSCI USA MIN VOL
46429B697
3323
45167
SH
SOLE
NONE
45167
0
0
ISHARES MSCI AUSTRIA
MSCI AUSTRIA ETF
464286202
2198
91710
SH
SOLE
NONE
91710
0
0
ISHARES MSCI S KOREA ETF
MSCI STH KOR ETF
464286772
2922
31365
SH
SOLE
NONE
31365
0
0
ISHARES MSCI TAIWAN ETF
MSCI TAIWAN ETF
46434G772
3468
54244
SH
SOLE
NONE
54244
0
0
iShares Russell 2000 ETF
RUSSELL 2000 ETF
464287655
868
3790
SH
SOLE
NONE
3790
0
0
iShares U.S. Broker- Dealers & Securities
US BR DEL SE ETF
464288794
3748
36727
SH
SOLE
NONE
36727
0
0
iShares U.S. Medical Devices ETF
U.S. MED DVC ETF
464288810
3031
8397
SH
SOLE
NONE
8397
0
0
MarketAxess Holdings Inc
COM
57060D108
1195
2579
SH
SOLE
NONE
2579
0
0
Merck & Co Inc
COM
58933Y105
1383
17790
SH
SOLE
NONE
17790
0
0
Microsoft Corp
COM
594918104
1523
5623
SH
SOLE
NONE
5623
0
0
MSCI Inc
COM
55354G100
1737
3259
SH
SOLE
NONE
3259
0
0
Netflix Inc
COM
64110L106
1259
2384
SH
SOLE
NONE
2384
0
0
NIKE Inc
CL B
654106103
1507
9756
SH
SOLE
NONE
9756
0
0
O'SHARES GLOBAL INTERNET ETF
OSHS GBL INTER
67110P704
3122
54703
SH
SOLE
NONE
54703
0
0
PayPal Holdings Inc
COM
70450Y103
1876
6439
SH
SOLE
NONE
6439
0
0
Real Estate Select S ector SPDR Fund
RL EST SEL SEC
81369Y860
1933
43625
SH
SOLE
NONE
43625
0
0
S&P Global Inc
COM
78409V104
1596
3889
SH
SOLE
NONE
3889
0
0
salesforce.com Inc
COM
79466L302
1402
5743
SH
SOLE
NONE
5743
0
0
ServiceNow Inc
COM
81762P102
1572
2862
SH
SOLE
NONE
2862
0
0
Shopify Inc
CL A
82509L107
1776
1216
SH
SOLE
NONE
1216
0
0
SPDR BLACKSTONE SENIOR LN ETF
BLACKSTONE SENR
78467V608
3283
70944
SH
SOLE
NONE
70944
0
0
SPDR Bloomberg Barcl ays Convertible Secu
BLMBRG BRC CNVRT
78464A359
2742
31623
SH
SOLE
NONE
31623
0
0
SPDR Gold Shares
GOLD SHS
78463V107
214
1297
SH
SOLE
NONE
1297
0
0
SPDR OIL & GAS EXP & ETF
S&P OILGAS EXP
78468R556
250
2590
SH
SOLE
NONE
2590
0
0
SPDR PORT S&P 500
PRTFLO S&P500 VL
78464A508
2976
75277
SH
SOLE
NONE
75277
0
0
SPDR PORTFOLIO DEV W
PORTFOLIO DEVLPD
78463X889
2948
80135
SH
SOLE
NONE
80135
0
0
SPDR Portfolio S&P 5 00 Growth ETF
PRTFLO S&P500 GW
78464A409
2984
47388
SH
SOLE
NONE
47388
0
0
SPDR S&P 500 ETF Tru st
TR UNIT
78462F103
6431
15025
SH
SOLE
NONE
15025
0
0
SPDR S&P AEROSPACE
AEROSPACE DEF
78464A631
3539
26753
SH
SOLE
NONE
26753
0
0
SPDR S&P CAPITAL MARKETS ETF
S&P CAP MKTS
78464A771
6493
69054
SH
SOLE
NONE
69054
0
0
SPDR S&P EMERGING MK
S&P EMKTSC ETF
78463X756
1116
18202
SH
SOLE
NONE
18202
0
0
SPDR S&P HEALTH CARE ETF
HLTH CARE SVCS
78464A573
4470
39109
SH
SOLE
NONE
39109
0
0
SPDR S&P Homebuilder s ETF
S&P HOMEBUILD
78464A888
7560
103229
SH
SOLE
NONE
103229
0
0
SPDR S&P Regional Ba nking ETF
S&P REGL BKG
78464A698
3255
49674
SH
SOLE
NONE
49674
0
0
SPDR S&P Retail ETF
S&P RETAIL ETF
78464A714
3544
36457
SH
SOLE
NONE
36457
0
0
Square Inc
CL A
852234103
1279
5250
SH
SOLE
NONE
5250
0
0
Starbucks Corp
COM
855244109
1382
12366
SH
SOLE
NONE
12366
0
0
Technology Select Se ctor SPDR Fund
TECHNOLOGY
81369Y803
7015
47512
SH
SOLE
NONE
47512
0
0
Trade Desk Inc The Class A
COM CL A
88339J105
2004
25910
SH
SOLE
NONE
25910
0
0
UnitedHealth Group I nc
COM
91324P102
1472
3676
SH
SOLE
NONE
3676
0
0
US OIL FUND LP ETF
UNITS
91232N207
3637
72934
SH
SOLE
NONE
72934
0
0
VANECK FALL HIGH YLD ETF
FALLEN ANGEL HG
92189F437
1535
46676
SH
SOLE
NONE
46676
0
0
VANECK GAMING ETF
GAMING ETF
92189F882
4874
91947
SH
SOLE
NONE
91947
0
0
VanEck Vectors Semic onductor ETF
SEMICONDUCTOR ET
92189F676
7239
27606
SH
SOLE
NONE
27606
0
0
VANECK VIETNAM ETF
VIETNAM ETF
92189F817
4958
238528
SH
SOLE
NONE
238528
0
0
Vanguard Financials ETF
FINANCIALS ETF
92204A405
2970
32846
SH
SOLE
NONE
32846
0
0
VANGUARD GROWTH ETF
GROWTH ETF
922908736
2364
8244
SH
SOLE
NONE
8244
0
0
Vanguard Materials ETF
MATERIALS ETF
92204A801
3427
18959
SH
SOLE
NONE
18959
0
0
VANGUARD REAL ESTATE ETF
REAL ESTATE ETF
922908553
235
2310
SH
SOLE
NONE
2310
0
0
Visa Inc
COM CL A
92826C839
1454
6220
SH
SOLE
NONE
6220
0
0
Walt Disney Co/The
COM
254687106
1561
8881
SH
SOLE
NONE
8881
0
0
X-LINKS GOLD SHRS
X LINK GOLD SHS
22542D480
1712
200000
SH
SOLE
NONE
200000
0
0
Zoetis Inc
CL A
98978V103
1664
8931
SH
SOLE
NONE
8931
0
0
ZOOM VIDEO COMMUNICATIONS
CL A
98980L101
720
1861
SH
SOLE
NONE
1861
0
0