0001172661-23-001950.txt : 20230510 0001172661-23-001950.hdr.sgml : 20230510 20230510113741 ACCESSION NUMBER: 0001172661-23-001950 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230331 FILED AS OF DATE: 20230510 DATE AS OF CHANGE: 20230510 EFFECTIVENESS DATE: 20230510 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cavalier Investments, LLC CENTRAL INDEX KEY: 0001655543 IRS NUMBER: 474698780 STATE OF INCORPORATION: MA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17041 FILM NUMBER: 23905096 BUSINESS ADDRESS: STREET 1: 12600 DEERFIELD PARKWAY STREET 2: SUITE #100 CITY: ALPHARETTA STATE: GA ZIP: 30004 BUSINESS PHONE: 770-777-8277 MAIL ADDRESS: STREET 1: 12600 DEERFIELD PARKWAY STREET 2: SUITE #100 CITY: ALPHARETTA STATE: GA ZIP: 30004 FORMER COMPANY: FORMER CONFORMED NAME: Cavalier Investments DATE OF NAME CHANGE: 20151014 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001655543 XXXXXXXX 03-31-2023 03-31-2023 false Cavalier Investments, LLC

12600 Deerfield Parkway Suite #100 Alpharetta GA 30004

13F HOLDINGS REPORT 028-17041 N Jennifer Rutherford 402-679-0315 /s/ Jennifer Rutherford Alpharetta GA 05-10-2023 0 62 244602345 INFORMATION TABLE 2 infotable.xml ALPS ETF TR OSHS GBL INTER 00162Q361 2395421 83319 SH SOLE 83319 0 0 AMERIPRISE FINL INC COM 03076C106 636601 2077 SH SOLE 2077 0 0 BANK AMERICA CORP COM 060505104 377549 13201 SH SOLE 13201 0 0 BLACK STONE MINERALS L P COM UNIT 09225M101 432589 27571 SH SOLE 27571 0 0 DORCHESTER MINERALS LP COM UNIT 25820R105 525259 17341 SH SOLE 17341 0 0 META PLATFORMS INC CL A 30303M102 3254763 15357 SH SOLE 15357 0 0 FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING 33734X192 6613935 98863 SH SOLE 98863 0 0 GLOBAL X FDS GLBL X MLP ETF 37954Y343 1448096 34810 SH SOLE 34810 0 0 GLOBAL X FDS S&P 500 COVERED 37954Y475 10640120 262719 SH SOLE 262719 0 0 GLOBAL X FDS NASDAQ 100 COVER 37954Y483 10632726 619984 SH SOLE 619984 0 0 GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 4880640 76800 SH SOLE 76800 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 6915720 21549 SH SOLE 21549 0 0 INTUIT COM 461202103 510921 1146 SH SOLE 1146 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 46137V282 9240914 33484 SH SOLE 33484 0 0 INVESCO EXCHANGE TRADED FD T DWA HEALTHCARE 46137V852 5030595 44812 SH SOLE 44812 0 0 INVESCO DB COMMDY INDX TRCK UNIT 46138B103 7218147 304050 SH SOLE 304050 0 0 INVESCO DB MULTI-SECTOR COMM AGRICULTURE FD 46140H106 11271149 551696 SH SOLE 551696 0 0 ISHARES INC MSCI AUSTRIA ETF 464286202 1402460 69272 SH SOLE 69272 0 0 ISHARES TR CORE S&P500 ETF 464287200 2398241 5834 SH SOLE 5834 0 0 ISHARES TR 20 YR TR BD ETF 464287432 9991547 93932 SH SOLE 93932 0 0 ISHARES TR MSCI EAFE ETF 464287465 9767987 136577 SH SOLE 136577 0 0 ISHARES TR CORE S&P MCP ETF 464287507 1699837 6795 SH SOLE 6795 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 1040804 7596 SH SOLE 7596 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 2764308 15495 SH SOLE 15495 0 0 ISHARES TR US BR DEL SE ETF 464288794 5123684 55911 SH SOLE 55911 0 0 ISHARES TR U.S. MED DVC ETF 464288810 4124720 76412 SH SOLE 76412 0 0 ISHARES TR US OIL GS EX ETF 464288851 930010 10838 SH SOLE 10838 0 0 ISHARES SILVER TR ISHARES 46428Q109 540746 24446 SH SOLE 24446 0 0 ISHARES TR MSCI USA MIN VOL 46429B697 1231343 16928 SH SOLE 16928 0 0 ISHARES INC MSCI TAIWAN ETF 46434G772 3741040 82529 SH SOLE 82529 0 0 JPMORGAN CHASE & CO COM 46625H100 448657 3443 SH SOLE 3443 0 0 MICROSOFT CORP COM 594918104 727669 2524 SH SOLE 2524 0 0 NUSTAR ENERGY LP UNIT COM 67058H102 512007 32737 SH SOLE 32737 0 0 ORACLE CORP COM 68389X105 789355 8495 SH SOLE 8495 0 0 PAYCOM SOFTWARE INC COM 70432V102 376060 1237 SH SOLE 1237 0 0 PROSHARES TR SHORT S&P 500 NE 74347B425 4571055 304737 SH SOLE 304737 0 0 PROSHARES TR SHORT QQQ NEW 74347B714 4390793 360492 SH SOLE 360492 0 0 RAYMOND JAMES FINL INC COM 754730109 558128 5984 SH SOLE 5984 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 5278675 12894 SH SOLE 12894 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 6140850 15000 SH Put SOLE 15000 0 0 SPDR GOLD TR GOLD SHS 78463V107 1278876 6980 SH SOLE 6980 0 0 SPDR SER TR BBG CONV SEC ETF 78464A359 3220768 48021 SH SOLE 48021 0 0 SPDR SER TR HLTH CARE SVCS 78464A573 2645910 30602 SH SOLE 30602 0 0 SPDR SER TR AEROSPACE DEF 78464A631 4747715 40610 SH SOLE 40610 0 0 SPDR SER TR S&P REGL BKG 78464A698 2493309 56847 SH SOLE 56847 0 0 SPDR SER TR S&P CAP MKTS 78464A771 4853614 58428 SH SOLE 58428 0 0 SALESFORCE INC COM 79466L302 573768 2872 SH SOLE 2872 0 0 SCHWAB CHARLES CORP COM 808513105 393374 7510 SH SOLE 7510 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 7338158 88593 SH SOLE 88593 0 0 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 4822500 150000 SH Call SOLE 150000 0 0 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 11272079 350609 SH SOLE 350609 0 0 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 3215000 100000 SH Put SOLE 100000 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 8588968 84888 SH SOLE 84888 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 10915456 72283 SH SOLE 72283 0 0 TYLER TECHNOLOGIES INC COM 902252105 447556 1262 SH SOLE 1262 0 0 USA COMPRESSION PARTNERS LP COMUNIT LTDPAR 90290N109 559015 26456 SH SOLE 26456 0 0 VANECK ETF TRUST SEMICONDUCTR ETF 92189F676 11072666 42071 SH SOLE 42071 0 0 VANECK ETF TRUST VANECK VIETNAM 92189F817 4389611 360395 SH SOLE 360395 0 0 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 1335451 29565 SH SOLE 29565 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 852117 21092 SH SOLE 21092 0 0 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 3883518 49859 SH SOLE 49859 0 0 VANGUARD WORLD FDS MATERIALS ETF 92204A801 5127795 28837 SH SOLE 28837 0 0