0001144204-18-027172.txt : 20180510 0001144204-18-027172.hdr.sgml : 20180510 20180510164430 ACCESSION NUMBER: 0001144204-18-027172 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20180510 DATE AS OF CHANGE: 20180510 EFFECTIVENESS DATE: 20180510 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cavalier Investments, LLC CENTRAL INDEX KEY: 0001655543 IRS NUMBER: 474698780 STATE OF INCORPORATION: MA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17041 FILM NUMBER: 18823491 BUSINESS ADDRESS: STREET 1: 12600 DEERFIELD PARKWAY STREET 2: SUITE #100 CITY: ALPHARETTA STATE: GA ZIP: 30004 BUSINESS PHONE: 770-777-8277 MAIL ADDRESS: STREET 1: 12600 DEERFIELD PARKWAY STREET 2: SUITE #100 CITY: ALPHARETTA STATE: GA ZIP: 30004 FORMER COMPANY: FORMER CONFORMED NAME: Cavalier Investments DATE OF NAME CHANGE: 20151014 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001655543 XXXXXXXX 03-31-2018 03-31-2018 false Cavalier Investments, LLC

12600 Deerfield Parkway Suite #100 Alpharetta GA 30004

13F HOLDINGS REPORT 028-17041 N Scott Wetherington 770-777-8277 /s/ Scott Wetherington Alpharetta GA 05-10-2018 3 183 283230 1 0000872163 028-02824 NAVELLIER & ASSOCIATES INC 2 0001589278 028-16797 StratiFi, LLC 3 0001352764 028-11748 Beaumont Financial Partners, LLC INFORMATION TABLE 2 infotable.xml ABIOMED INC COM 003654100 1164 4000 SH OTR 1 4000 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 753 4100 SH OTR 1 4100 0 0 ALIGN TECHNOLOGY INC COM 016255101 1620 6450 SH OTR 1 6450 0 0 AMERICA FIRST MULTIFAMILY IN BEN UNIT CTF 02364V107 223 36143 SH SOLE 36143 0 0 APPLE INC COM 037833100 85 506 SH SOLE 506 0 0 APPFOLIO INC COM CL A 03783C100 502 12300 SH OTR 1 12300 0 0 APPLIED MATLS INC COM 038222105 2319 41700 SH OTR 1 41700 0 0 ARBOR RLTY TR INC COM 038923108 330 37400 SH OTR 1 37400 0 0 ARISTA NETWORKS INC COM 040413106 2425 9500 SH OTR 1 9500 0 0 AUTOHOME INC SP ADR RP CL A 05278C107 1014 11800 SH OTR 1 11800 0 0 AVERY DENNISON CORP COM 053611109 1743 16400 SH OTR 1 16400 0 0 AXCELIS TECHNOLOGIES INC COM NEW 054540208 1557 63300 SH OTR 1 63300 0 0 BAIDU INC SPON ADR REP A 056752108 848 3800 SH OTR 1 3800 0 0 BARCLAYS PLC ADR 06738E204 98 8283 SH SOLE 8283 0 0 BAXTER INTL INC COM 071813109 826 12700 SH OTR 1 12700 0 0 BECTON DICKINSON & CO COM 075887109 92 423 SH SOLE 423 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 828 4149 SH SOLE 4149 0 0 BOEING CO COM 097023105 459 1400 SH OTR 1 1400 0 0 BOISE CASCADE CO DEL COM 09739D100 1656 42900 SH OTR 1 42900 0 0 BUCKLE INC COM 118440106 221 9976 SH SOLE 9976 0 0 CSG SYS INTL INC COM 126349109 95 2106 SH SOLE 2106 0 0 CARLYLE GROUP L P COM UTS LTD PTN 14309L102 455 21300 SH OTR 1 21300 0 0 CATERPILLAR INC DEL COM 149123101 1120 7600 SH OTR 1 7600 0 0 CHEMOURS CO COM 163851108 1130 23200 SH OTR 1 23200 0 0 CHINA LODGING GROUP LTD SPONSORED ADR 16949N109 1752 13300 SH OTR 1 13300 0 0 COMMERCIAL VEH GROUP INC COM 202608105 336 43400 SH OTR 1 43400 0 0 CONAGRA BRANDS INC COM 205887102 92 2488 SH SOLE 2488 0 0 COPART INC COM 217204106 474 9300 SH OTR 1 9300 0 0 CORCEPT THERAPEUTICS INC COM 218352102 1250 76000 SH OTR 1 76000 0 0 COVENANT TRANSN GROUP INC CL A 22284P105 298 10000 SH OTR 1 10000 0 0 DXC TECHNOLOGY CO COM 23355L106 1438 14300 SH OTR 1 14300 0 0 DAQO NEW ENERGY CORP SPNSRD ADR NEW 23703Q203 1938 39600 SH OTR 1 39600 0 0 DEERE & CO COM 244199105 668 4300 SH OTR 1 4300 0 0 ETFIS SER TR I INFRAC ACT MLP 26923G103 295 43100 SH SOLE 43100 0 0 ECOPETROL S A SPONSORED ADS 279158109 1610 83300 SH OTR 1 83300 0 0 ELDORADO RESORTS INC COM 28470R102 446 13500 SH OTR 1 13500 0 0 ELECTRO SCIENTIFIC INDS COM 285229100 348 18000 SH OTR 1 18000 0 0 ENANTA PHARMACEUTICALS INC COM 29251M106 477 5900 SH OTR 1 5900 0 0 EQUINIX INC COM PAR $0.001 29444U700 65 156 SH SOLE 156 0 0 EXTREME NETWORKS INC COM 30226D106 863 78000 SH OTR 1 78000 0 0 F M C CORP COM NEW 302491303 969 12650 SH OTR 1 12650 0 0 FEDERAL SIGNAL CORP COM 313855108 374 17000 SH OTR 1 17000 0 0 58 COM INC SPON ADR REP A 31680Q104 495 6200 SH OTR 1 6200 0 0 51JOB INC SP ADR REP COM 316827104 495 5750 SH OTR 1 5750 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 99 2526 SH SOLE 2526 0 0 GREEN PLAINS PARTNERS LP COM REP PTR IN 393221106 213 12218 SH SOLE 12218 0 0 GREEN PLAINS INC COM 393222104 223 13279 SH SOLE 13279 0 0 HOME DEPOT INC COM 437076102 838 4700 SH OTR 1 4700 0 0 HORMEL FOODS CORP COM 440452100 88 2565 SH SOLE 2565 0 0 IPG PHOTONICS CORP COM 44980X109 2521 10800 SH OTR 1 10800 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 1282 3105 SH OTR 1 3105 0 0 ISHARES INC MSCI JAPN SMCETF 464286582 3557 43439 SH OTR 3 43439 0 0 ISHARES INC MSCI BRIC INDX 464286657 3421 74019 SH OTR 3 74019 0 0 ISHARES INC MSCI HONG KG ETF 464286871 3443 136032 SH OTR 3 136032 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 3436 72708 SH OTR 3 72708 0 0 ISHARES TR CORE S&P500 ETF 464287200 3290 12227 SH SOLE 12227 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 108 2240 SH SOLE 2240 0 0 ISHARES TR GLOBAL TECH ETF 464287291 3328 21022 SH OTR 3 21022 0 0 ISHARES TR CORE S&P MCP ETF 464287507 2861 15073 SH SOLE 15073 0 0 ISHARES TR PHLX SEMICND ETF 464287523 3299 18323 SH OTR 3 18323 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 2145 17220 SH SOLE 17220 0 0 ISHARES TR MSCI KOKUSAI ETF 464288265 3445 53310 SH OTR 3 53310 0 0 ISHARES TR US AER DEF ETF 464288760 74 376 SH SOLE 376 0 0 ISHARES TR U.S. MED DVC ETF 464288810 3431 18543 SH OTR 3 18543 0 0 ISHARES TR MIN VOL USA ETF 46429B697 3290 62541 SH SOLE 62541 0 0 ISHARES INC MSCI TAIWAN ETF 46434G772 3526 91970 SH OTR 3 91970 0 0 JPMORGAN CHASE & CO COM 46625H100 71 643 SH SOLE 643 0 0 JOHN HANCOCK EXCHANGE TRADED MULTIFACTOR CO 47804J305 825 27086 SH OTR 3 27086 0 0 JOHN HANCOCK EXCHANGE TRADED MULTIFACTOR FI 47804J404 320 8636 SH OTR 3 8636 0 0 JOHN HANCOCK EXCHANGE TRADED MLTFACTR MATLS 47804J800 496 14698 SH OTR 3 14698 0 0 JOHN HANCOCK EXCHANGE TRADED MLTFACTR INDLS 47804J883 399 11425 SH OTR 3 11425 0 0 JOHNSON & JOHNSON COM 478160104 63 495 SH SOLE 495 0 0 KELLOGG CO COM 487836108 88 1350 SH SOLE 1350 0 0 KEMET CORP COM NEW 488360207 1405 77500 SH OTR 1 77500 0 0 KNIGHT SWIFT TRANSN HLDGS IN CL A 499049104 446 9700 SH OTR 1 9700 0 0 KRONOS WORLDWIDE INC COM 50105F105 1175 52000 SH OTR 1 52000 0 0 LIGAND PHARMACEUTICALS INC COM NEW 53220K504 495 3000 SH OTR 1 3000 0 0 LINCOLN NATL CORP IND COM 534187109 87 1187 SH SOLE 1187 0 0 LINDSAY CORP COM 535555106 303 3315 SH SOLE 3315 0 0 LUMENTUM HLDGS INC COM 55024U109 1117 17500 SH OTR 1 17500 0 0 MCBC HLDGS INC COM 55276F107 678 26900 SH OTR 1 26900 0 0 MALIBU BOATS INC COM CL A 56117J100 334 10044 SH OTR 1 10044 0 0 MICRON TECHNOLOGY INC COM 595112103 1178 22600 SH OTR 1 22600 0 0 MIX TELEMATICS LTD SPONSORED ADR 60688N102 423 27200 SH OTR 1 27200 0 0 MOELIS & CO CL A 60786M105 1129 22209 SH OTR 1 22209 0 0 NMI HLDGS INC CL A 629209305 462 27900 SH OTR 1 27900 0 0 NVR INC COM 62944T105 924 305 SH OTR 1 305 0 0 NATIONAL RESH CORP CL A 637372202 238 8136 SH SOLE 8136 0 0 NELNET INC CL A 64031N108 283 5396 SH SOLE 5396 0 0 NETFLIX INC COM 64110L106 620 2100 SH OTR 1 2100 0 0 NICE LTD SPONSORED ADR 653656108 366 3900 SH OTR 1 3900 0 0 NOVANTA INC COM 67000B104 652 12500 SH OTR 1 12500 0 0 NVIDIA CORP COM 67066G104 3388 14630 SH OTR 1 14630 0 0 ON SEMICONDUCTOR CORP COM 682189105 531 21700 SH OTR 1 21700 0 0 PGT INNOVATIONS INC COM 69336V101 360 19300 SH OTR 1 19300 0 0 PACKAGING CORP AMER COM 695156109 2006 17800 SH OTR 1 17800 0 0 PAYCOM SOFTWARE INC COM 70432V102 558 5200 SH OTR 1 5200 0 0 PAYPAL HLDGS INC COM 70450Y103 90 1186 SH SOLE 1186 0 0 PAYPAL HLDGS INC COM 70450Y103 1062 14000 SH OTR 1 14000 0 0 PFIZER INC COM 717081103 91 2558 SH SOLE 2558 0 0 RAYONIER ADVANCED MATLS INC COM 75508B104 781 36400 SH OTR 1 36400 0 0 REXFORD INDL RLTY INC COM 76169C100 1301 45200 SH OTR 1 45200 0 0 S&P GLOBAL INC COM 78409V104 459 2400 SH OTR 1 2400 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1485 5639 SH OTR 2 5639 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 2968 11267 SH OTR 2 11267 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 3620 13741 SH OTR 2 13741 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 2494 9469 SH OTR 2 9469 0 0 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 3450 87785 SH OTR 3 87785 0 0 SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 894 24932 SH SOLE 24932 0 0 SPDR SERIES TRUST S&P REGL BKG 78464A698 241 3991 SH SOLE 3991 0 0 SPDR SERIES TRUST S&P REGL BKG 78464A698 297 4910 SH SOLE 4910 0 0 SPDR SERIES TRUST S&P BIOTECH 78464A870 148 1689 SH SOLE 1689 0 0 SANFILIPPO JOHN B & SON INC COM 800422107 86 1486 SH SOLE 1486 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 18349 322247 SH OTR 3 322247 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 238 2926 SH SOLE 2926 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 19213 236009 SH OTR 3 236009 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 214 2111 SH SOLE 2111 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 18466 182308 SH OTR 3 182308 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 266 3949 SH SOLE 3949 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 18949 686813 SH OTR 3 686813 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 207 2781 SH SOLE 2781 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 18963 255255 SH OTR 3 255255 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 360 5503 SH SOLE 5503 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 19896 304121 SH OTR 3 304121 0 0 SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 1986 40400 SH OTR 1 40400 0 0 SOLAREDGE TECHNOLOGIES INC COM 83417M104 1084 20600 SH OTR 1 20600 0 0 SONY CORP SPONSORED ADR 835699307 1818 37600 SH OTR 1 37600 0 0 STANLEY BLACK & DECKER INC COM 854502101 383 2500 SH OTR 1 2500 0 0 STERLING CONSTRUCTION CO INC COM 859241101 543 47400 SH OTR 1 47400 0 0 STMICROELECTRONICS N V NY REGISTRY 861012102 1587 71200 SH OTR 1 71200 0 0 SUN HYDRAULICS CORP COM 866942105 787 14700 SH OTR 1 14700 0 0 SYSCO CORP COM 871829107 91 1512 SH SOLE 1512 0 0 TD AMERITRADE HLDG CORP COM 87236Y108 757 12778 SH SOLE 12778 0 0 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 655 6700 SH OTR 1 6700 0 0 TAL ED GROUP SPONSORED ADS 874080104 1791 48280 SH OTR 1 48280 0 0 TECK RESOURCES LTD CL B 878742204 670 26000 SH OTR 1 26000 0 0 TECHTARGET INC COM 87874R100 296 14900 SH OTR 1 14900 0 0 TERRENO RLTY CORP COM 88146M101 197 5700 SH OTR 1 5700 0 0 TEXAS INSTRS INC COM 882508104 405 3900 SH OTR 1 3900 0 0 TREX CO INC COM 89531P105 647 5950 SH OTR 1 5950 0 0 TRINET GROUP INC COM 896288107 435 9400 SH OTR 1 9400 0 0 TWIN DISC INC COM 901476101 228 10500 SH OTR 1 10500 0 0 TYSON FOODS INC CL A 902494103 84 1145 SH SOLE 1145 0 0 ULTRA CLEAN HLDGS INC COM 90385V107 556 28900 SH OTR 1 28900 0 0 UNION PAC CORP COM 907818108 705 5243 SH SOLE 5243 0 0 UNIVERSAL DISPLAY CORP COM 91347P105 1000 9900 SH OTR 1 9900 0 0 VALERO ENERGY CORP NEW COM 91913Y100 965 10400 SH OTR 1 10400 0 0 VALMONT INDS INC COM 920253101 544 3721 SH SOLE 3721 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 172 3886 SH SOLE 3886 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 967 21845 SH OTR 2 21845 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 2234 50480 SH OTR 2 50480 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 2927 66137 SH OTR 2 66137 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 2396 54153 SH OTR 2 54153 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 506 10766 SH OTR 2 10766 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 799 17010 SH OTR 2 17010 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 601 12784 SH OTR 2 12784 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 303 6452 SH OTR 2 6452 0 0 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 160 1179 SH SOLE 1179 0 0 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 339 4877 SH SOLE 4877 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 292 1709 SH SOLE 1709 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 170 1554 SH SOLE 1554 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 67 517 SH SOLE 517 0 0 VIPER ENERGY PARTNERS LP COM UNT RP INT 92763M105 300 11800 SH OTR 1 11800 0 0 WNS HOLDINGS LTD SPON ADR 92932M101 671 14800 SH OTR 1 14800 0 0 WAL-MART STORES INC COM 931142103 82 918 SH SOLE 918 0 0 WEIBO CORP SPONSORED ADR 948596101 1810 15140 SH OTR 1 15140 0 0 WERNER ENTERPRISES INC COM 950755108 464 12717 SH SOLE 12717 0 0 WESTLAKE CHEM CORP COM 960413102 1128 10150 SH OTR 1 10150 0 0 WINDSTREAM HLDGS INC COM NEW 97382A200 70 49698 SH SOLE 49698 0 0 WORLD WRESTLING ENTMT INC CL A 98156Q108 627 17400 SH OTR 1 17400 0 0 XCERRA CORP COM 98400J108 287 24600 SH OTR 1 24600 0 0 ZOETIS INC CL A 98978V103 1156 13900 SH OTR 1 13900 0 0 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 687 16500 SH OTR 1 16500 0 0 GOLDEN OCEAN GROUP LTD SHS NEW G39637205 382 48000 SH OTR 1 48000 0 0 HOLLYSYS AUTOMATION TECHNOLO SHS G45667105 1117 45200 SH OTR 1 45200 0 0 NOMAD FOODS LTD USD ORD SHS G6564A105 461 29300 SH OTR 1 29300 0 0 RADWARE LTD ORD M81873107 357 16700 SH OTR 1 16700 0 0 ASML HOLDING N V N Y REGISTRY SHS N07059210 879 4425 SH OTR 1 4425 0 0 CIMPRESS N V SHS EURO N20146101 650 4200 SH OTR 1 4200 0 0 FERRARI N V COM N3167Y103 735 6100 SH OTR 1 6100 0 0 INTERXION HOLDING N.V SHS N47279109 453 7300 SH OTR 1 7300 0 0 ORTHOFIX INTL N V COM N6748L102 294 5000 SH OTR 1 5000 0 0 SAFE BULKERS INC COM Y7388L103 301 94800 SH OTR 1 94800 0 0