CIO

0001144204-17-055705.txt : 20171102 0001144204-17-055705.hdr.sgml : 20171102 20171102111834 ACCESSION NUMBER: 0001144204-17-055705 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171102 DATE AS OF CHANGE: 20171102 EFFECTIVENESS DATE: 20171102 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cavalier Investments, LLC CENTRAL INDEX KEY: 0001655543 IRS NUMBER: 474698780 STATE OF INCORPORATION: MA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17041 FILM NUMBER: 171171248 BUSINESS ADDRESS: STREET 1: 12600 DEERFIELD PARKWAY STREET 2: SUITE #100 CITY: ALPHARETTA STATE: GA ZIP: 30005 BUSINESS PHONE: 770-777-8277 MAIL ADDRESS: STREET 1: 12600 DEERFIELD PARKWAY STREET 2: SUITE #100 CITY: ALPHARETTA STATE: GA ZIP: 30005 FORMER COMPANY: FORMER CONFORMED NAME: Cavalier Investments DATE OF NAME CHANGE: 20151014 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001655543 XXXXXXXX 09-30-2017 09-30-2017 false Cavalier Investments, LLC

12600 Deerfield Parkway Suite #100 Alpharetta GA 30005

13F HOLDINGS REPORT 028-17041 N Scott Wetherington CIO 770-777-8277 /s/ Scott Wetherington Alpharetta GA 11-01-2017 3 146 208105 1 0000872163 028-02824 NAVELLIER & ASSOCIATES INC 2 0001589278 028-16797 StratiFi, LLC 3 0001352764 028-11748 Beaumont Financial Partners, LLC INFORMATION TABLE 2 infotable.xml Alibaba Group Holding Ltd SPONSORED ADS 01609W102 272 1575 SH OTR 2 1575 0 0 Alphabet Inc. CAP STK CL A 02079K305 206 212 SH OTR 2 212 0 0 Applied Materials Inc. COM 038222105 273 5233 SH OTR 2 5233 0 0 AXON ENTERPRISE INC COM COM 05464C101 202 8924 SH OTR 2 8924 0 0 Blackstone Group L COM UNIT LTD 09253U108 242 7255 SH OTR 2 7255 0 0 Celgene Corporation COM 151020104 255 1749 SH OTR 2 1749 0 0 Check Point Sftwre ORD M22465104 267 2340 SH OTR 2 2340 0 0 Facebook, Inc. CL A 30303M102 290 1695 SH OTR 2 1695 0 0 Icon SHS G4705A100 235 2060 SH OTR 2 2060 0 0 Pulte Group Inc COM 745867101 285 10429 SH OTR 2 10429 0 0 Spdr S&P 500 Etf Trust TR UNIT 78462F103 4547 18100 SH OTR 6100 0 0 Toll Brothers, Inc. COM 889478103 266 6419 SH OTR 2 6419 0 0 Visa Inc COM CL A 92826C839 268 2545 SH OTR 2 2545 0 0 51job Inc SP ADR REP COM 316827104 1397 23050 SH OTR 1 23050 0 0 Advanced Energy Industries Inc. COM 007973100 711 8800 SH OTR 1 8800 0 0 Alibaba Group Holding Ltd SPONSORED ADS 01609W102 363 2100 SH OTR 1 2100 0 0 Align Technology I COM 016255101 931 5000 SH OTR 1 5000 0 0 Amazon.com, Inc. COM 023135106 961 1000 SH OTR 1 1000 0 0 America Movil S.A.B. de C.V. SPON ADR L SHS 02364W105 559 31500 SH OTR 1 31500 0 0 Appfolio Incorporation COM CL A 03783C100 590 12300 SH OTR 1 12300 0 0 Applied Materials Inc. COM 038222105 1818 34900 SH OTR 1 34900 0 0 Applied Optoelectronics Inc COM 03823U102 996 15400 SH OTR 1 15400 0 0 ARBOR REALTY INC COM 038923108 307 37400 SH OTR 1 37400 0 0 Arista Networks Inc COM 040413106 1593 8400 SH OTR 1 8400 0 0 ASML Holding N.V. N Y REGISTRY SHS N07059210 360 2100 SH OTR 1 2100 0 0 Autohome Inc SP ADR RP CL A 05278C107 324 5400 SH OTR 1 5400 0 0 Axcelis Technologies Inc. COM NEW 054540208 1020 37300 SH OTR 1 37300 0 0 Baidu Inc. SPON ADR REP A 056752108 570 2300 SH OTR 1 2300 0 0 Baxter International, Inc. COM 071813109 1161 18500 SH OTR 1 18500 0 0 Broadcom Limited SHS Y09827109 1334 5500 SH OTR 1 5500 0 0 CARETRUST REIT INC COM 14174T107 238 12500 SH OTR 1 12500 0 0 Carlyle Group LP COM UTS LTD PTN 14309L102 503 21300 SH OTR 1 21300 0 0 CENTENNIAL RESOURCE DEV INC CL A 15136A102 395 22000 SH OTR 1 22000 0 0 China Lodging Grou SPONSORED ADR 16949N109 630 5300 SH OTR 1 5300 0 0 Cognex Corp COM 192422103 1566 14200 SH OTR 1 14200 0 0 Coherent Inc COM 192479103 306 1300 SH OTR 1 1300 0 0 COHU INC COM 192576106 527 22100 SH OTR 1 22100 0 0 Cone Midstream Partners LP COM UNIT REPST 206812109 464 29300 SH OTR 1 29300 0 0 Corcept Therapeutics Inc Com COM 218352102 483 25000 SH OTR 1 25000 0 0 CSX Corporation COM 126408103 1400 25800 SH OTR 1 25800 0 0 Dominos Pizza Inc COM 25754A201 824 4150 SH OTR 1 4150 0 0 Emcore Corporation COM NEW 290846203 164 20000 SH OTR 1 20000 0 0 Enviva Partners LP / Enviva Partners Fin COM UNIT 29414J107 428 14500 SH OTR 1 14500 0 0 Exelixis Inc COM 30161Q104 771 31800 SH OTR 1 31800 0 0 Extreme Networks Inc. COM 30226D106 285 24000 SH OTR 1 24000 0 0 Ferrari N V COM N3167Y103 1259 11400 SH OTR 1 11400 0 0 First Bank (Nj) COM 31931U102 133 10000 SH OTR 1 10000 0 0 Fox Factory Holding Corporation COM 35138V102 496 11500 SH OTR 1 11500 0 0 GEOPARK LTD USD SHS G38327105 199 22700 SH OTR 1 22700 0 0 Heritage-Crystal C COM 42726M106 409 18800 SH OTR 1 18800 0 0 Idexx Laboratories COM 45168D104 466 3000 SH OTR 1 3000 0 0 Ii-Vi Inc COM 902104108 412 10000 SH OTR 1 10000 0 0 Intuitive Surgical COM NEW 46120E602 1082 1035 SH OTR 1 1035 0 0 IPG Photonics Corp COM 44980X109 1018 5500 SH OTR 1 5500 0 0 JD.com Inc SPON ADR CL A 47215P106 848 22200 SH OTR 1 22200 0 0 Kemet Corporation COM NEW 488360207 385 18200 SH OTR 1 18200 0 0 Kronos Worldwide COM 50105F105 422 18500 SH OTR 1 18500 0 0 Lam Research Corporation COM 512807108 407 2200 SH OTR 1 2200 0 0 Malibu Boats Inc COM CL A 56117J100 318 10044 SH OTR 1 10044 0 0 Mastec Inc. COM 576323109 1772 38200 SH OTR 1 38200 0 0 Melco Resorts & Entertainment Limited ADR 585464100 205 8500 SH OTR 1 8500 0 0 Mettler-Toledo International Inc COM 592688105 1002 1600 SH OTR 1 1600 0 0 Micron Technology Inc. COM 595112103 1522 38700 SH OTR 1 38700 0 0 MKS INSTRUMENT INC COM 55306N104 236 2500 SH OTR 1 2500 0 0 Moelis & Company CL A 60786M105 956 22209 SH OTR 1 22209 0 0 Momo Inc ADR 60879B107 1601 51100 SH OTR 1 51100 0 0 Netflix, Inc. COM 64110L106 363 2000 SH OTR 1 2000 0 0 NEW Residential Invt Corp COM NEW 64828T201 555 33200 SH OTR 1 33200 0 0 NMI Holdings Inc CL A 629209305 346 27900 SH OTR 1 27900 0 0 NOVA MEASURING INSTRUMENTS LTD COM COM M7516K103 950 33800 SH OTR 1 33800 0 0 Novanta Inc COM 67000B104 589 13500 SH OTR 1 13500 0 0 NutriSystem Inc. COM 67069D108 648 11600 SH OTR 1 11600 0 0 Nvidia Corp COM 67066G104 3397 19000 SH OTR 1 19000 0 0 NVR Inc COM 62944T105 328 115 SH OTR 1 115 0 0 ON Semiconductor Corp. COM 682189105 401 21700 SH OTR 1 21700 0 0 Packaging Corporation of America COM 695156109 1399 12200 SH OTR 1 12200 0 0 Pointer Telocation SHS M7946T104 285 16800 SH OTR 1 16800 0 0 Radnet Mangement Inc. COM 750491102 313 27100 SH OTR 1 27100 0 0 Rexford Industrial Realty Inc. COM 76169C100 1294 45200 SH OTR 1 45200 0 0 Rogers Corp COM 775133101 600 4500 SH OTR 1 4500 0 0 Sociedad Quimica y Minera de Chile S A SPON ADR SER B 833635105 1319 23700 SH OTR 1 23700 0 0 Sterling Construct COM 859241101 335 22000 SH OTR 1 22000 0 0 STMicroelectronics N.V. NY REGISTRY 861012102 1383 71200 SH OTR 1 71200 0 0 Take-Two Interactive Software Inc. COM 874054109 388 3800 SH OTR 1 3800 0 0 TAL Ed Group SPONSORED ADS 874080104 1315 39000 SH OTR 1 39000 0 0 Taseko Mines LTD COM 876511106 260 142000 SH OTR 1 142000 0 0 Teck Resources Limited CL B 878742204 548 26000 SH OTR 1 26000 0 0 Ternium Sa SPON ADR 880890108 365 11800 SH OTR 1 11800 0 0 Terreno Realty Cor COM 88146M101 206 5700 SH OTR 1 5700 0 0 Texas Instruments Incorporated COM 882508104 350 3900 SH OTR 1 3900 0 0 The Chemours Company LLC COM 163851108 1174 23200 SH OTR 1 23200 0 0 TIM Participacoes SPONSORED ADR 88706P205 420 23000 SH OTR 1 23000 0 0 Ultra Clean Hldgs COM 90385V107 2030 66300 SH OTR 1 66300 0 0 Universal Display COM 91347P105 412 3200 SH OTR 1 3200 0 0 Veeva Systems Inc CL A COM 922475108 632 11200 SH OTR 1 11200 0 0 Vmware Inc CL A COM 928563402 513 4700 SH OTR 1 4700 0 0 Weibo Corporation SPONSORED ADR 948596101 3467 35040 SH OTR 1 35040 0 0 Western Digital Corp. COM 958102105 484 5600 SH OTR 1 5600 0 0 Yirendai Limited SPONSORED ADR 98585L100 948 22600 SH OTR 1 22600 0 0 First Tr Exchange DJ INTERNT IDX 33733E302 2725 26624 SH OTR 3 26624 0 0 Ishares Inc MSCI JAPN SMCETF 464286582 2682 36150 SH OTR 3 36150 0 0 ISHARES TR U.S. TECH ETF U.S. TECH ETF 464287721 2693 17962 SH SOLE 3 17962 0 0 ISHARES TRUST MSCI ACWI ETF 464288257 2676 38879 SH SOLE 3 38879 0 0 ISHARES TRUST U.S. MED DVC ETF 464288810 2615 15654 SH OTR 3 15654 0 0 ISHARES TRUST INDIA 50 ETF 464289529 2549 74755 SH OTR 3 74755 0 0 ISHARES TRUST US HOME CONS ETF 464288752 2807 76790 SH SOLE 3 76790 0 0 ISHARES TRUST RUS 1000 GRW ETF 464287614 2685 21466 SH SOLE 3 21466 0 0 ISHARES TRUST PHLX SEMICND ETF 464287523 2822 17797 SH SOLE 3 17797 0 0 ISHARES TRUST U.S. AER&DEF ETF US AER DEF ETF 464288760 2792 15684 SH OTR 3 15684 0 0 Etfis Ser Tr I INFRAC ACT MLP 26923G103 411 44100 SH OTR 44100 0 0 JOHN HANCOCK EXCHANGE TRADED F MLTFACTR MATLS 47804J800 1308 39582 SH OTR 3 39582 0 0 JOHN HANCOCK EXCHANGE TRADED F MULTIFACTOR CO 47804J305 1205 42649 SH OTR 3 42649 0 0 JOHN HANCOCK EXCHANGE TRADED F MULTIFACTOR FI 47804J404 1404 40861 SH OTR 3 40861 0 0 JOHN HANCOCK EXCHANGE TRADED F MLTFACTR INDLS 47804J883 1264 38573 SH OTR 3 38573 0 0 JOHN HANCOCK EXCHANGE TRADED F MLTFCTR CONSMR 47804J875 1401 54403 SH OTR 3 54403 0 0 JOHN HANCOCK EXCHANGE TRADED F MLTFACTR UTILS 47804J867 1117 40194 SH OTR 3 40194 0 0 SBI INT-FINL SBI INT-FINL 81369Y605 9146 353828 SH OTR 3 353828 0 0 Select Sector Spdr SBI MATERIALS 81369Y100 9389 165359 SH OTR 3 165359 0 0 Select Sector Spdr SBI INT-INDS 81369Y704 9338 131542 SH OTR 3 131542 0 0 Select Sector Spdr TECHNOLOGY 81369Y803 10701 181072 SH OTR 3 181072 0 0 Select Sector Spdr SBI CONS STPLS 81369Y308 8547 158330 SH OTR 3 158330 0 0 Select Sector Spdr RL EST SEL SEC 81369Y860 10151 314857 SH OTR 3 314857 0 0 Select Sector Spdr SBI INT-UTILS 81369Y886 9243 174235 SH OTR 3 174235 0 0 Select Sector Spdr SBI CONS DISCR 81369Y407 9002 99933 SH OTR 3 99933 0 0 Berkshire Hathaway Inc. CL B NEW 084670702 200 1092 SH OTR 1092 0 0 First Trust Exch HLTH CARE ALPH 33734X143 304 4509 SH OTR 4509 0 0 First Trust Exch TECH ALPHADEX 33734X176 438 9137 SH OTR 9137 0 0 First Trust Exch FINLS ALPHADEX 33734X135 339 11420 SH OTR 11420 0 0 First Trust Exch INDLS PROD DUR 33734X150 322 8678 SH OTR 8678 0 0 First Trust Exch MATERIALS ALPH 33734X168 324 8021 SH OTR 8021 0 0 First Trust Portfolios L.P. COM SHS 33735B108 369 5960 SH OTR 5960 0 0 First Trust Portfolios L.P. COM SHS 33735J101 445 8714 SH OTR 8714 0 0 First Trust Portfolios L.P. COM SHS 33735K108 493 8572 SH OTR 8572 0 0 First Trust Portfolios L.P. COM SHS 33734Y109 248 4212 SH OTR 4212 0 0 ISHARES TRUST CORE S&P MCP ETF 464287507 4127 23066 SH SOLE 3473 0 0 ISHARES TRUST CORE S&P500 ETF 464287200 4806 19003 SH OTR 3066 0 0 ISHARES TRUST RUS 2000 VAL ETF 464287630 3105 25018 SH SOLE 3838 0 0 ISHARES TRUST MIN VOL USA ETF 46429B697 4799 95340 SH OTR 15265 0 0 Select Sector Spdr ENERGY 81369Y506 261 3806 SH OTR 3806 0 0 Select Sector Spdr SBI INT-INDS 81369Y704 274 3856 SH OTR 3856 0 0 Select Sector Spdr TECHNOLOGY 81369Y803 346 5855 SH OTR 5855 0 0 Select Sector Spdr SBI HEALTHCARE 81369Y209 173 2111 SH OTR 2111 0 0 Spdr Series Trust S&P REGL BKG 78464A698 237 4170 SH OTR 4170 0 0 Ssga Active Etf Trust SPDR TR TACTIC 78467V848 457 9271 SH OTR 9271 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP MCAP VL IDXVIP 922908512 265 2506 SH OTR 2506 0 0 Vanguard World Fds FINANCIALS ETF 92204A405 348 5317 SH OTR 5317 0 0