SC TO-I/A 1 ccreifmulti-classschedulet.htm SC TO-I/A Document



UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE TO
(Rule 13e-4)
Tender Offer Statement under Section 14(d)(1) or 13(e)(1)
of the Securities Exchange Act of 1934

(Amendment No. 2)

CC REAL ESTATE INCOME FUND
(Name of Subject Company (Issuer)
 
CC REAL ESTATE INCOME FUND
(Names of Filing Persons (Offeror and Issuer))
 
Common Shares of Beneficial Interest,
Par Value $0.001 per share
(Title of Class of Securities)
 
12509A 108
12509A 306
(CUSIP Number of Class of Securities)

Kevin P. Traenkle
Chief Executive Officer and President

590 Madison Avenue, 34th Floor
New York, New York 10022
(212) 547-2600
(Name, address and telephone number of person authorized to receive notices
and communications on behalf of filing person)

Copies to:
Clifford R. Cone, Esq.
 
Sandra M. Forman, Esq.
Jefferey D. LeMaster, Esq.
 
Colony Capital, Inc.
Clifford Chance US LLP
 
590 Madison Avenue, 34th Floor
31 West 52nd Street
 
New York, New York 10022
New York, New York 10019
 
(212) 547-2600
(212) 878-8000
 
 

August 20, 2018
(Date of Tender Offer First Published, Sent or Given to Security Holders)

CALCULATION OF FILING FEE
 
 
 
TRANSACTION VALUATION
 
AMOUNT OF FILING FEE
$1,490,574*
 
$185.58**
*
Estimated for purposes of calculating the filing fee only.
**
The amount of the filing fee is calculated in accordance with Rule 0-11(b) of the Securities Exchange Act of 1934, as amended, and equals $124.50 for each $1,000,000 of the transaction valuation.
x  
Check the box if any part of the fee is offset as provided by Rule 0-11(a)(2) and identify the filing with which the offsetting fee was previously paid. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing.





 
 
 
 
Amount Previously Paid:  $185.58
 
Form or Registration No.:  Schedule TO
 
Filing Party:  CC Real Estate Income Fund
 
Date Filed:  August 20, 2018
 
¨
Check the box if the filing relates solely to preliminary communications made before the commencement of a tender offer.
 
Check the appropriate boxes below to designate any transactions to which the statement relates:
 
 
¨
Third-party tender offer subject to Rule 14d-1.
 
 
¨
Issuer tender offer subject to Rule 13e-4.
 
 
¨  
Going-private transaction subject to Rule 13e-3.
 
 
¨  
Amendment to Schedule 13D under Rule 13d-2.
 
Check the following box if the filing is a final amendment reporting the results of the tender offer:  
 






EXPLANATORY NOTE

This Amendment No. 2 to Schedule TO is filed solely to update Amendment No. 1 to Schedule TO filed on October 5, 2018 in connection with the correction of a processing error. The total number of shares tendered and the aggregate purchase price are updated to 12,056.026 and $111,879.92, respectively. Other than correcting these errors, all other information included in the previous filing is unchanged.

FINAL AMENDMENT TO TENDER OFFER STATEMENT

This Amendment No. 2 supplements and amends the Tender Offer Statement on Schedule TO filed on August 20, 2018 and Amendment No. 1 to Schedule TO filed on October 5, 2018, with the Securities and Exchange Commission by CC Real Estate Income Fund (formerly, NorthStar Real Estate Capital Income Fund), a Delaware statutory trust (the “Fund”), in connection with the offer by the Fund to purchase up to up 162,549 shares of its issued and outstanding common shares of beneficial interest, par value $0.001 per share (the “Shares”) (which number represents approximately 5.0% of the weighted average number of Shares outstanding in the previous full calendar quarter prior to the date upon which the notification to repurchase Shares was provided to Shareholders). The tender offer was made upon and subject to the terms and conditions set forth in the Offer to Repurchase, dated August 20, 2018, and the related Letter of Transmittal (together, the “Offer”). The Offer terminated at 4:00 P.M., Eastern Time, on October 4, 2018, and 12,056.026 Shares were validly tendered and not withdrawn pursuant to the Offer as of such date. In accordance with the Terms of the Offer, the Fund purchased 12,056.026 Shares at a price equal to $9.28 per Share (an amount equal to the net asset value per Share as of the date of repurchase) for an aggregate purchase price of approximately $111,879.92.







SIGNATURE
 
After due inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
Dated: December 4, 2018
 
 
 
 
 
 
 
 
CC REAL ESTATE INCOME FUND
 
 
 
 
By:
 
/s/ Sandra M. Forman
 
 
 
Name:
Sandra M. Forman
 
 
 
Title:
General Counsel, Chief Compliance Officer and Secretary
 


[SIGNATURE PAGE OF AMENDMENT NO. 2 TO SCHEDULE TO]