0001085146-16-004405.txt : 20160909 0001085146-16-004405.hdr.sgml : 20160909 20160908192624 ACCESSION NUMBER: 0001085146-16-004405 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20160909 DATE AS OF CHANGE: 20160908 EFFECTIVENESS DATE: 20160909 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NWAM LLC CENTRAL INDEX KEY: 0001655006 IRS NUMBER: 000000000 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17002 FILM NUMBER: 161877549 BUSINESS ADDRESS: STREET 1: 7900 SE 28TH STREET, SUITE 412 CITY: MERCER ISLAND STATE: WA ZIP: 98040 BUSINESS PHONE: (206)838-3680 MAIL ADDRESS: STREET 1: 7900 SE 28TH STREET, SUITE 412 CITY: MERCER ISLAND STATE: WA ZIP: 98040 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001655006 XXXXXXXX 06-30-2014 06-30-2014 false NWAM LLC

7900 SE 28TH STREET, SUITE 412 MERCER ISLAND WA 98040

13F HOLDINGS REPORT 028-17002 N Greg Headrick 206-838-3680 /s/ Greg Headrick Mercer Island WA 09-01-2016 0 301 321453 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 615 4294 SH SOLE 4294 0 0 ABBOTT LABS COM 002824100 564 13783 SH SOLE 13783 0 0 ABBVIE INC COM 00287Y109 495 8762 SH SOLE 8762 0 0 ABERDEEN ASIA PACIFIC INCOM COM 003009107 737 117305 SH SOLE 117305 0 0 ADVISORSHARES TR PERITUS HG YLD 00768Y503 1464 27462 SH SOLE 27462 0 0 AEMETIS INC COM NEW 00770K202 1380 144673 SH SOLE 144673 0 0 AFLAC INC COM 001055102 323 5183 SH SOLE 5183 0 0 ALLIANCEBERNSTEIN GBL HGH IN COM 01879R106 1281 89134 SH SOLE 89134 0 0 ALPHA NATURAL RESOURCES INC COM 02076X102 44 11861 SH SOLE 11861 0 0 ALTRIA GROUP INC COM 02209S103 2822 67294 SH SOLE 67294 0 0 AMAZON COM INC COM 023135106 1392 4285 SH SOLE 4285 0 0 AMERICAN EXPRESS CO COM 025816109 541 5702 SH SOLE 5702 0 0 AMERICAN STRATEGIC INCM PTFL COM 030098107 293 28533 SH SOLE 28533 0 0 AMERIGAS 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18968 0 0 ISHARES MSCI EAFE ETF 464287465 1691 24735 SH SOLE 24735 0 0 ISHARES MSCI EMG MKT ETF 464287234 973 22497 SH SOLE 22497 0 0 ISHARES NASDQ BIOTEC ETF 464287556 1397 5437 SH SOLE 5437 0 0 ISHARES RUS 1000 GRW ETF 464287614 5634 61957 SH SOLE 61957 0 0 ISHARES RUS 1000 VAL ETF 464287598 5210 51451 SH SOLE 51451 0 0 ISHARES RUS 2000 GRW ETF 464287648 1461 10555 SH SOLE 10555 0 0 ISHARES RUS 2000 VAL ETF 464287630 1450 14044 SH SOLE 14044 0 0 ISHARES RUS MD CP GR ETF 464287481 499 5574 SH SOLE 5574 0 0 ISHARES RUS MDCP VAL ETF 464287473 1318 18145 SH SOLE 18145 0 0 ISHARES S&P 500 GRWT ETF 464287309 620 5894 SH SOLE 5894 0 0 ISHARES SELECT DIVID ETF 464287168 3501 45484 SH SOLE 45484 0 0 ISHARES SP SMCP600GR ETF 464287887 456 3775 SH SOLE 3775 0 0 ISHARES SP SMCP600VL ETF 464287879 543 4708 SH SOLE 4708 0 0 ISHARES TIPS BD ETF 464287176 682 5914 SH SOLE 5914 0 0 ISHARES U.S. BAS MTL ETF 464287838 435 4968 SH SOLE 4968 0 0 ISHARES U.S. BR-DEAL ETF 464288794 1284 34084 SH SOLE 34084 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4244 SH SOLE 4244 0 0 TIME WARNER INC COM NEW 887317303 241 3424 SH SOLE 3424 0 0 TITAN INTL INC ILL COM 88830M102 341 20280 SH SOLE 20280 0 0 T-MOBILE US INC COM 872590104 733 21792 SH SOLE 21792 0 0 TRANSOCEAN LTD REG SHS H8817H100 329 7298 SH SOLE 7298 0 0 TURQUOISE HILL RES LTD COM 900435108 332 99436 SH SOLE 99436 0 0 TWITTER INC COM 90184L102 254 6189 SH SOLE 6189 0 0 U S GEOTHERMAL INC COM 90338S102 6 10000 SH SOLE 10000 0 0 UNION PAC CORP COM 907818108 1269 12722 SH SOLE 12722 0 0 UNITED PARCEL SERVICE INC CL B 911312106 347 3379 SH SOLE 3379 0 0 UNITED TECHNOLOGIES CORP COM 913017109 338 2927 SH SOLE 2927 0 0 UNITEDHEALTH GROUP INC COM 91324P102 404 4942 SH SOLE 4942 0 0 UQM TECHNOLOGIES INC COM 903213106 41 17912 SH SOLE 17912 0 0 US BANCORP DEL COM NEW 902973304 4501 103902 SH SOLE 103902 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 1463 18205 SH SOLE 18205 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 1885 22923 SH SOLE 22923 0 0 VANGUARD INDEX FDS GROWTH 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