0001085146-16-004404.txt : 20160909 0001085146-16-004404.hdr.sgml : 20160909 20160908192606 ACCESSION NUMBER: 0001085146-16-004404 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20160909 DATE AS OF CHANGE: 20160908 EFFECTIVENESS DATE: 20160909 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NWAM LLC CENTRAL INDEX KEY: 0001655006 IRS NUMBER: 000000000 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17002 FILM NUMBER: 161877548 BUSINESS ADDRESS: STREET 1: 7900 SE 28TH STREET, SUITE 412 CITY: MERCER ISLAND STATE: WA ZIP: 98040 BUSINESS PHONE: (206)838-3680 MAIL ADDRESS: STREET 1: 7900 SE 28TH STREET, SUITE 412 CITY: MERCER ISLAND STATE: WA ZIP: 98040 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001655006 XXXXXXXX 03-31-2014 03-31-2014 false NWAM LLC

7900 SE 28TH STREET, SUITE 412 MERCER ISLAND WA 98040

13F HOLDINGS REPORT 028-17002 N Greg Headrick 206-838-3680 /s/ Greg Headrick Mercer Island WA 09-01-2016 0 269 290687 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 602 4436 SH SOLE 4436 0 0 ABBOTT LABS COM 002824100 544 14132 SH SOLE 14132 0 0 ABBVIE INC COM 00287Y109 471 9172 SH SOLE 5947 0 0 ABERDEEN ASIA PACIFIC INCOM COM 003009107 737 120569 SH SOLE 120569 0 0 ADVISORSHARES TR PERITUS HG YLD 00768Y503 1435 27283 SH SOLE 27283 0 0 AFLAC INC COM 001055102 321 5089 SH SOLE 5089 0 0 ALLIANCEBERNSTEIN GBL HGH IN COM 01879R106 1280 86721 SH SOLE 86721 0 0 ALPHA NATURAL RESOURCES INC COM 02076X102 44 10354 SH SOLE 10354 0 0 ALTRIA GROUP INC COM 02209S103 2652 70845 SH SOLE 49874 0 0 AMAZON COM INC COM 023135106 1098 3265 SH SOLE 2030 0 0 AMERICAN EXPRESS CO COM 025816109 541 6006 SH SOLE 6006 0 0 AMERICAN STRATEGIC INCM PTFL COM 030098107 245 24783 SH SOLE 24783 0 0 AMERICAN STRATEGIC INCOME II COM 03009T101 988 118873 SH SOLE 118873 0 0 AMERIGAS PARTNERS L P UNIT L P INT 030975106 2533 59947 SH SOLE 59947 0 0 AMGEN INC COM 031162100 718 5819 SH SOLE 5819 0 0 ANNALY CAP MGMT INC COM 035710409 1206 109945 SH SOLE 78999 0 0 ANWORTH MORTGAGE ASSET CP COM 037347101 612 123450 SH SOLE 123450 0 0 APPLE INC COM 037833100 5250 55309 SH SOLE 55014 0 0 AQUA AMERICA INC COM 03836W103 237 9444 SH SOLE 9444 0 0 ARES CAP CORP COM 04010L103 309 17552 SH SOLE 17552 0 0 AT&T INC COM 00206R102 2707 77187 SH SOLE 75235 0 0 AWARE INC MASS COM 05453N100 71 12307 SH SOLE 12307 0 0 BAIDU INC SPON ADR REP A 056752108 305 2004 SH SOLE 2004 0 0 BANK HAWAII CORP COM 062540109 593 9786 SH SOLE 9786 0 0 BANK MONTREAL QUE COM 063671101 489 7298 SH SOLE 7298 0 0 BANK OF AMERICA CORPORATION COM 060505104 5418 314988 SH SOLE 314988 0 0 BARCLAYS BK PLC DJUBS CMDT ETN36 06738C778 2027 51390 SH SOLE 51390 0 0 BCE INC COM NEW 05534B760 530 5623 SH SOLE 5323 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 452 2 SH SOLE 2 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 3585 28690 SH SOLE 25840 0 0 BLACKROCK CR ALLCTN INC TR COM 092508100 6134 453690 SH SOLE 449115 0 0 BLACKROCK DEBT STRAT FD INC COM 09255R103 71 17199 SH SOLE 17199 0 0 BLACKROCK ENHANCED EQT DIV T COM 09251A104 205 25853 SH SOLE 25853 0 0 BLACKROCK FLOATING RATE INCO COM 091941104 375 26344 SH SOLE 26344 0 0 BLACKROCK MUN 2020 TERM TR COM SHS 09249X109 1130 69037 SH SOLE 69037 0 0 BLACKROCK MUNICIPL INC QLTY COM 092479104 141 10392 SH SOLE 10392 0 0 BLACKROCK MUNIHLDNGS QLTY II COM 09254C107 409 32105 SH SOLE 32105 0 0 BLACKROCK MUNIY QUALITY FD I COM 09254G108 321 25698 SH SOLE 25698 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 225 6753 SH SOLE 6753 0 0 BOEING CO COM 097023105 4039 32184 SH SOLE 32047 0 0 BP PLC SPONSORED ADR 055622104 1588 33014 SH SOLE 32749 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 2456 47280 SH SOLE 46595 0 0 BROADCOM CORP CL A 111320107 285 9054 SH SOLE 9054 0 0 BROOKDALE SR LIVING INC COM 112463104 314 9356 SH SOLE 9356 0 0 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 376 22265 SH SOLE 22265 0 0 CALAMOS STRATEGIC TOTL RETN COM SH BEN INT 128125101 206 18531 SH SOLE 18531 0 0 CBL & ASSOC PPTYS INC COM 124830100 945 53226 SH SOLE 53226 0 0 CBS CORP NEW CL B 124857202 282 4563 SH SOLE 4563 0 0 CENTURYLINK INC COM 156700106 1416 43115 SH SOLE 43115 0 0 CHESAPEAKE ENERGY CORP COM 165167107 707 27613 SH SOLE 27538 0 0 CHEVRON CORP NEW COM 166764100 3746 31499 SH SOLE 23044 0 0 CHIMERA INVT CORP COM 16934Q109 734 239865 SH SOLE 239865 0 0 CIENA CORP COM NEW 171779309 245 10790 SH SOLE 10790 0 0 CISCO SYS INC COM 17275R102 2208 98510 SH SOLE 98510 0 0 CITIGROUP INC COM NEW 172967424 521 10943 SH SOLE 10913 0 0 CLIFFS NAT RES INC COM 18683K101 7 15227 SH SOLE 15227 0 0 CLOROX CO DEL COM 189054109 376 4270 SH SOLE 4270 0 0 CMS ENERGY CORP COM 125896100 268 9162 SH SOLE 9162 0 0 COCA COLA CO COM 191216100 423 10943 SH SOLE 8916 0 0 COLUMBIA BKG SYS INC COM 197236102 372 13051 SH SOLE 11087 0 0 COMCAST CORP NEW CL A 20030N101 513 10245 SH SOLE 9945 0 0 COMCAST CORP NEW CL A SPL 20030N200 213 4370 SH SOLE 4370 0 0 COMPANHIA DE SANEAMENTO BASI SPONSORED ADR 20441A102 358 38640 SH SOLE 38640 0 0 CONOCOPHILLIPS COM 20825C104 1655 23530 SH SOLE 18447 0 0 CONSOLIDATED EDISON INC COM 209115104 250 4651 SH SOLE 4651 0 0 CORNING INC COM 219350105 283 13606 SH SOLE 13384 0 0 COSTCO WHSL CORP NEW COM 22160K105 2793 25008 SH SOLE 23621 0 0 CSX CORP COM 126408103 251 8650 SH SOLE 8650 0 0 DANAHER CORP DEL COM 235851102 743 9910 SH SOLE 9760 0 0 DISNEY WALT CO COM DISNEY 254687106 340 4247 SH SOLE 4247 0 0 DOW CHEM CO COM 260543103 2202 45314 SH SOLE 45314 0 0 DREYFUS STRATEGIC MUNS INC COM 261932107 263 32452 SH SOLE 13599 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 788 11742 SH SOLE 11742 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 904 12696 SH SOLE 12505 0 0 E M C CORP MASS COM 268648102 709 25865 SH SOLE 24865 0 0 EATON CORP PLC SHS G29183103 225 2990 SH SOLE 2990 0 0 EBIX INC COM NEW 278715206 38 20132 SH SOLE 20132 0 0 EMERSON ELEC CO COM 291011104 250 3747 SH SOLE 3747 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 259 3732 SH SOLE 3732 0 0 EQUIFAX INC COM 294429105 323 4755 SH SOLE 4755 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 358 4773 SH SOLE 4106 0 0 EXXON MOBIL CORP COM 30231G102 2707 27715 SH SOLE 21215 0 0 FACEBOOK INC CL A 30303M102 817 13562 SH SOLE 13062 0 0 FERRELLGAS PARTNERS L.P. UNIT LTD PART 315293100 744 32214 SH SOLE 32214 0 0 FIELDPOINT PETROLEUM CORP *W EXP 03/23/201 316570126 16 16800 SH SOLE 16800 0 0 FIRST TR ABERDEEN GLBL OPP F COM SHS 337319107 854 61252 SH SOLE 61252 0 0 FLAHERTY & CRUMRINE TOTAL RE COM 338479108 5392 272874 SH SOLE 271440 0 0 FLAHERTY&CRMN PFD SEC INCOM COM 338478100 2482 129092 SH SOLE 129092 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 786 50400 SH SOLE 50400 0 0 FORTRESS INVESTMENT GROUP LL CL A 34958B106 232 31400 SH SOLE 31400 0 0 FRANKLIN TEMPLETON LTD DUR I COM 35472T101 713 54639 SH SOLE 54639 0 0 FRONTIER COMMUNICATIONS CORP COM 35906A108 1102 193187 SH SOLE 193158 0 0 FX ENERGY INC COM 302695101 53 16000 SH SOLE 16000 0 0 GABELLI DIVD & INCOME TR COM 36242H104 239 10876 SH SOLE 10876 0 0 GAMCO GLOBAL GOLD NAT RES & COM SH BEN INT 36465A109 200 20146 SH SOLE 20146 0 0 GENERAL ELECTRIC CO COM 369604103 4353 168139 SH SOLE 140950 0 0 GERDAU S A SPON ADR REP PFD 373737105 276 43004 SH SOLE 43004 0 0 GILEAD SCIENCES INC COM 375558103 380 5363 SH SOLE 5363 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 324 6055 SH SOLE 5055 0 0 GOOGLE INC CL A 38259P508 513 681 SH SOLE 671 0 0 GRACE W R & CO DEL NEW COM 38388F108 347 3495 SH SOLE 3495 0 0 HANCOCK JOHN INCOME SECS TR COM 410123103 153 10525 SH SOLE 10525 0 0 HANCOCK JOHN PFD INCOME FD SH BEN INT 41013W108 351 21048 SH SOLE 11325 0 0 HANCOCK JOHN PFD INCOME FD I COM 41021P103 1056 60998 SH SOLE 60998 0 0 HEALTH CARE REIT INC COM 42217K106 1740 44849 SH SOLE 44849 0 0 HERITAGE FINL CORP WASH COM 42722X106 1154 68225 SH SOLE 68225 0 0 HOME DEPOT INC COM 437076102 310 3924 SH SOLE 3924 0 0 HONEYWELL INTL INC COM 438516106 263 2834 SH SOLE 2834 0 0 INTEL CORP COM 458140100 4291 166209 SH SOLE 163407 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 525 2725 SH SOLE 2639 0 0 ISHARES 20+ YR TR BD ETF 464287432 1759 16123 SH SOLE 16123 0 0 ISHARES CORE S&P MCP ETF 464287507 2868 20863 SH SOLE 20863 0 0 ISHARES CORE S&P SCP ETF 464287804 258 2346 SH SOLE 2346 0 0 ISHARES CORE TOTUSBD ETF 464287226 2562 23741 SH SOLE 23741 0 0 ISHARES EAFE SML CP ETF 464288273 630 12063 SH SOLE 12063 0 0 ISHARES GLOB HLTHCRE ETF 464287325 289 3178 SH SOLE 3178 0 0 ISHARES IBOXX HI YD ETF 464288513 270 2859 SH SOLE 2859 0 0 ISHARES IBOXX INV CP ETF 464287242 1852 15836 SH SOLE 15836 0 0 ISHARES JP MOR EM MK ETF 464288281 1176 10554 SH SOLE 10554 0 0 ISHARES MSCI AC ASIA ETF 464288182 2306 39022 SH SOLE 39022 0 0 ISHARES MSCI BRZ CAP ETF 464286400 904 20076 SH SOLE 20076 0 0 ISHARES MSCI EAFE ETF 464287465 1687 25108 SH SOLE 25108 0 0 ISHARES MSCI EMG MKT ETF 464287234 942 22978 SH SOLE 22978 0 0 ISHARES NASDQ BIOTEC ETF 464287556 1394 5897 SH SOLE 5897 0 0 ISHARES RUS 1000 GRW ETF 464287614 5632 65075 SH SOLE 65075 0 0 ISHARES RUS 1000 VAL ETF 464287598 5210 53995 SH SOLE 53995 0 0 ISHARES RUS 2000 GRW ETF 464287648 1461 10738 SH SOLE 10738 0 0 ISHARES RUS 2000 VAL ETF 464287630 1479 14664 SH SOLE 14308 0 0 ISHARES RUS MD CP GR ETF 464287481 491 5727 SH SOLE 5727 0 0 ISHARES RUS MDCP VAL ETF 464287473 1315 19127 SH SOLE 19127 0 0 ISHARES S&P 500 GRWT ETF 464287309 582 5826 SH SOLE 5826 0 0 ISHARES SELECT DIVID ETF 464287168 3486 47543 SH SOLE 47543 0 0 ISHARES SP SMCP600GR ETF 464287887 456 3833 SH SOLE 3833 0 0 ISHARES SP SMCP600VL ETF 464287879 543 4790 SH SOLE 4790 0 0 ISHARES TIPS BD ETF 464287176 667 5950 SH SOLE 5950 0 0 ISHARES U.S. BAS MTL ETF 464287838 419 5035 SH SOLE 5035 0 0 ISHARES U.S. BR-DEAL ETF 464288794 1284 33254 SH SOLE 33254 0 0 ISHARES U.S. PFD STK ETF 464288687 697 17858 SH SOLE 17858 0 0 ISHARES U.S. REAL ES ETF 464287739 2009 29683 SH SOLE 29683 0 0 ISHARES TR 0-5 YR TIPS ETF 46429B747 202 2001 SH SOLE 2001 0 0 JOHNSON & JOHNSON COM 478160104 1237 12588 SH SOLE 10281 0 0 JOHNSON CTLS INC COM 478366107 496 10479 SH SOLE 10479 0 0 JPMORGAN CHASE & CO COM 46625H100 2212 36443 SH SOLE 36443 0 0 KAYNE ANDERSON MLP INVT CO COM 486606106 260 7095 SH SOLE 7095 0 0 KEYCORP NEW COM 493267108 1087 76332 SH SOLE 76332 0 0 KINDER MORGAN INC DEL COM 49456B101 286 8811 SH SOLE 8811 0 0 LILLY ELI & CO COM 532457108 391 6641 SH SOLE 6141 0 0 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 256 18520 SH SOLE 11070 0 0 LORILLARD INC COM 544147101 411 7603 SH SOLE 7285 0 0 LOWES COS INC COM 548661107 204 4179 SH SOLE 4179 0 0 MACYS INC COM 55616P104 224 3782 SH SOLE 3782 0 0 MANNKIND CORP COM 56400P201 412 102582 SH SOLE 102582 0 0 MARKET VECTORS ETF TR COAL ETF 57060U837 881 47646 SH SOLE 47646 0 0 MASCO CORP COM 574599106 232 10446 SH SOLE 10446 0 0 MCDONALDS CORP COM 580135101 705 7187 SH SOLE 6931 0 0 MEDLEY CAP CORP COM 58503F106 621 45600 SH SOLE 45600 0 0 MEDTRONIC INC COM 585055106 274 4459 SH SOLE 3959 0 0 MELCO CROWN ENTMT LTD ADR 585464100 234 6050 SH SOLE 6050 0 0 MERCK & CO INC NEW COM 58933Y105 2279 40149 SH SOLE 35387 0 0 MFA FINL INC COM 55272X102 286 36886 SH SOLE 36886 0 0 MFS MULTIMARKET INCOME TR SH BEN INT 552737108 176 26900 SH SOLE 26900 0 0 MICROCHIP TECHNOLOGY INC COM 595017104 225 4709 SH SOLE 4709 0 0 MICRON TECHNOLOGY INC COM 595112103 270 11415 SH SOLE 11415 0 0 MICROSOFT CORP COM 594918104 14397 351224 SH SOLE 341887 0 0 MONDELEZ INTL INC CL A 609207105 223 6461 SH SOLE 6461 0 0 MONSANTO CO NEW COM 61166W101 604 5305 SH SOLE 5305 0 0 MORGAN STANLEY EMER MKTS DEB COM 61744H105 482 48645 SH SOLE 48645 0 0 NATIONAL RETAIL PPTYS INC COM 637417106 230 6699 SH SOLE 5999 0 0 NEUBERGER BERMAN INTER MUNI COM 64124P101 274 18916 SH SOLE 18916 0 0 NEW MEDIA INVT GROUP INC COM 64704V106 875 58262 SH SOLE 58262 0 0 NEW MTN FIN CORP COM 647551100 358 24600 SH SOLE 24600 0 0 NEW RESIDENTIAL INVT CORP COM 64828T102 4106 634689 SH SOLE 634689 0 0 NEW YORK CMNTY BANCORP INC COM 649445103 206 12794 SH SOLE 12794 0 0 NEWCASTLE INVT CORP COM 65105M108 1437 305814 SH SOLE 305814 0 0 NIKE INC CL B 654106103 396 5367 SH SOLE 4967 0 0 NORDSTROM INC COM 655664100 743 11898 SH SOLE 11253 0 0 NUVEEN CR STRATEGIES INCM FD COM SHS 67073D102 861 90505 SH SOLE 90505 0 0 NUVEEN INVT QUALITY MUN FD I COM 67062E103 152 10775 SH SOLE 10775 0 0 OCH ZIFF CAP MGMT GROUP CL A 67551U105 171 12382 SH SOLE 12382 0 0 OCULUS INNOVATIVE SCIENCES I COM NEW 67575P207 266 70554 SH SOLE 70554 0 0 OMEROS CORP COM 682143102 437 36246 SH SOLE 36246 0 0 ORACLE CORP COM 68389X105 390 9522 SH SOLE 8522 0 0 PACCAR INC COM 693718108 3098 45938 SH SOLE 45906 0 0 PDL BIOPHARMA INC COM 69329Y104 87 10465 SH SOLE 10465 0 0 PEPSICO INC COM 713448108 275 3291 SH SOLE 3291 0 0 PETROBRAS ARGENTINA S A SPONS ADR 71646J109 121 21762 SH SOLE 21762 0 0 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 164 11817 SH SOLE 11817 0 0 PFIZER INC COM 717081103 2443 76053 SH SOLE 67053 0 0 PHILIP MORRIS INTL INC COM 718172109 2242 27385 SH SOLE 6700 0 0 PHILLIPS 66 COM 718546104 392 5088 SH SOLE 5088 0 0 PIMCO CORPORATE & INCOME OPP COM 72201B101 301 16640 SH SOLE 16640 0 0 PIMCO CORPORATE INCOME STRAT COM 72200U100 797 47933 SH SOLE 47933 0 0 POWERSHARES ETF TRUST DWA MOMENTUM PTF 73935X153 217 5820 SH SOLE 5820 0 0 POWERSHARES GLOBAL ETF TRUST AGG PFD PORT 73936T565 1246 87388 SH SOLE 86488 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 882 10059 SH SOLE 10059 0 0 PRECISION CASTPARTS CORP COM 740189105 887 3508 SH SOLE 3508 0 0 PROCTER & GAMBLE CO COM 742718109 5379 66733 SH SOLE 27404 0 0 PUTNAM MANAGED MUN INCOM TR COM 746823103 201 28917 SH SOLE 28917 0 0 PUTNAM MASTER INTER INCOME T SH BEN INT 746909100 85 16598 SH SOLE 16598 0 0 PUTNAM MUN OPPORTUNITIES TR SH BEN INT 746922103 150 13172 SH SOLE 13172 0 0 QUALCOMM INC COM 747525103 1337 16948 SH SOLE 16848 0 0 RAYTHEON CO COM NEW 755111507 223 2253 SH SOLE 2253 0 0 REALTY INCOME CORP COM 756109104 2838 69457 SH SOLE 69457 0 0 REVOLUTION LIGHTING TECHNOLO COM 76155G107 436 138480 SH SOLE 138480 0 0 RIO TINTO PLC SPONSORED ADR 767204100 323 5783 SH SOLE 5783 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 257 3287 SH SOLE 3187 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 790 10811 SH SOLE 10811 0 0 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 8788 120402 SH SOLE 120402 0 0 SANOFI SPONSORED ADR 80105N105 275 5255 SH SOLE 5255 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 1256 30301 SH SOLE 30301 0 0 SEMPRA ENERGY COM 816851109 459 4748 SH SOLE 4468 0 0 SHIP FINANCE INTERNATIONAL L SHS G81075106 191 10627 SH SOLE 10627 0 0 SONUS NETWORKS INC COM 835916107 232 13795 SH SOLE 13795 0 0 SOURCE CAP INC COM 836144105 344 5006 SH SOLE 5006 0 0 SOUTHWEST AIRLS CO COM 844741108 272 11524 SH SOLE 11524 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 540 4371 SH SOLE 2221 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1209 6463 SH SOLE 6463 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 246 981 SH SOLE 981 0 0 SPDR SERIES TRUST BRC CNV SECS ETF 78464A359 769 15890 SH SOLE 15890 0 0 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 436 10559 SH SOLE 10559 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 265 3595 SH SOLE 3595 0 0 SPDR SERIES TRUST S&P REGL BKG 78464A698 1209 29208 SH SOLE 29208 0 0 SPECIAL OPPORTUNITIES FD INC COM 84741T104 282 17369 SH SOLE 17369 0 0 ST JUDE MED INC COM 790849103 269 4110 SH SOLE 4110 0 0 STARBUCKS CORP COM 855244109 5501 74971 SH SOLE 60796 0 0 STATOIL ASA SPONSORED ADR 85771P102 307 10880 SH SOLE 10580 0 0 STEALTHGAS INC SHS Y81669106 652 57375 SH SOLE 57375 0 0 SUN LIFE FINL INC COM 866796105 999 28837 SH SOLE 28837 0 0 SUPPORT COM INC COM 86858W101 33 12801 SH SOLE 12801 0 0 TCW STRATEGIC INCOME FUND IN COM 872340104 179 32722 SH SOLE 32722 0 0 TEMPLETON EMERG MKTS INCOME COM 880192109 511 36440 SH SOLE 21290 0 0 TEXAS INSTRS INC COM 882508104 203 4301 SH SOLE 4301 0 0 TIME WARNER INC COM NEW 887317303 241 3682 SH SOLE 3682 0 0 TITAN INTL INC ILL COM 88830M102 311 16380 SH SOLE 16380 0 0 T-MOBILE US INC COM 872590104 733 22182 SH SOLE 22182 0 0 TRANSOCEAN LTD REG SHS H8817H100 246 5940 SH SOLE 5940 0 0 TURQUOISE HILL RES LTD COM 900435108 256 76836 SH SOLE 76836 0 0 TWITTER INC COM 90184L102 243 5211 SH SOLE 5211 0 0 U S GEOTHERMAL INC COM 90338S102 11 15000 SH SOLE 15000 0 0 UNION PAC CORP COM 907818108 1239 6600 SH SOLE 4058 0 0 UNITED TECHNOLOGIES CORP COM 913017109 308 2635 SH SOLE 2417 0 0 UNITEDHEALTH GROUP INC COM 91324P102 404 4922 SH SOLE 4922 0 0 UQM TECHNOLOGIES INC COM 903213106 41 15517 SH SOLE 15517 0 0 US BANCORP DEL COM NEW 902973304 4500 105001 SH SOLE 103751 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 1481 18488 SH SOLE 18488 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 1882 23176 SH SOLE 23176 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 4441 47503 SH SOLE 47503 0 0 VANGUARD INDEX FDS REIT ETF 922908553 4182 59223 SH SOLE 59223 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 453 4503 SH SOLE 4503 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 770 6815 SH SOLE 6815 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 4302 55071 SH SOLE 55071 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 723 14373 SH SOLE 14373 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 207 5110 SH SOLE 5110 0 0 VANGUARD NAT RES LLC COM UNIT 92205F106 260 8729 SH SOLE 8729 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 577 7209 SH SOLE 7209 0 0 VANGUARD SCOTTSDALE FDS SHTRM GVT BD ETF 92206C102 271 4460 SH SOLE 4460 0 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 490 6520 SH SOLE 6520 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 569 13791 SH SOLE 13791 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 2935 61708 SH SOLE 59886 0 0 WELLS FARGO & CO NEW COM 949746101 718 14438 SH SOLE 14438 0 0 WELLS FARGO ADVANTAGE INCOME COM SHS 94987B105 123 13062 SH SOLE 13062 0 0 WELLS FARGO ADVANTAGE MULTI COM SHS 94987D101 5333 367799 SH SOLE 367799 0 0 WESTERN ASSET EMRG MKT DEBT COM 95766A101 124 66916 SH SOLE 66416 0 0 WESTERN ASSET INTM MUNI FD I COM 958435109 269 28219 SH SOLE 28219 0 0 WESTERN ASSET MTG DEF OPPTY COM 95790B109 241 10424 SH SOLE 10424 0 0 WEYERHAEUSER CO COM 962166104 390 13276 SH SOLE 12689 0 0 WINDSTREAM HLDGS INC COM 97382A101 150 35377 SH SOLE 28556 0 0 WISDOMTREE TR EM LCL DEBT FD 97717X867 488 10649 SH SOLE 10649 0 0 YPF SOCIEDAD ANONIMA SPON ADR CL D 984245100 464 14875 SH SOLE 14875 0 0