0001172661-15-001815.txt : 20151016
0001172661-15-001815.hdr.sgml : 20151016
20151016121041
ACCESSION NUMBER: 0001172661-15-001815
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150331
FILED AS OF DATE: 20151016
DATE AS OF CHANGE: 20151016
EFFECTIVENESS DATE: 20151016
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PT ASSET MANAGEMENT, LLC
CENTRAL INDEX KEY: 0001654913
IRS NUMBER: 208098335
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17003
FILM NUMBER: 151161571
BUSINESS ADDRESS:
STREET 1: 500 W. MADISON STREET, SUITE 470
CITY: CHICAGO
STATE: IL
ZIP: 60661
BUSINESS PHONE: 312-521-1000
MAIL ADDRESS:
STREET 1: 500 W. MADISON STREET, SUITE 470
CITY: CHICAGO
STATE: IL
ZIP: 60661
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001654913
XXXXXXXX
03-31-2015
03-31-2015
false
PT ASSET MANAGEMENT, LLC
500 W. Madison Street, Suite 470
Chicago
IL
60661
13F HOLDINGS REPORT
028-17003
N
Steven J. Novatney
Chief Operating Officer
312-521-1402
/s/ Steven J. Novatney
Chicago
IL
10-16-2015
0
221
383032
INFORMATION TABLE
2
infotable.xml
AKAMAI TECHNOLOGIES INC
COM
00971T101
1300
18300
SH
Call
SOLE
18300
0
0
AKAMAI TECHNOLOGIES INC
COM
00971T101
1932
27200
SH
Put
SOLE
27200
0
0
ALCOA INC
COM
013817101
174
13500
SH
SOLE
13500
0
0
ALCOA INC
COM
013817101
1120
86700
SH
Put
SOLE
86700
0
0
ALCOA INC
COM
013817101
1152
89100
SH
Call
SOLE
89100
0
0
ALLEGHENY TECHNOLOGIES INC
COM
01741R102
1115
37145
SH
SOLE
37145
0
0
ALLEGHENY TECHNOLOGIES INC
COM
01741R102
1536
51200
SH
Call
SOLE
51200
0
0
ALLEGHENY TECHNOLOGIES INC
COM
01741R102
3042
101400
SH
Put
SOLE
101400
0
0
ALLIANCEBERNSTEIN GBL HGH IN
COM
01879R106
3235
257369
SH
SOLE
257369
0
0
ALTERA CORP
COM
021441100
3442
80200
SH
Call
SOLE
80200
0
0
ALTERA CORP
COM
021441100
4338
101100
SH
Put
SOLE
101100
0
0
AMAZON COM INC
COM
023135106
1973
5300
SH
Call
SOLE
5300
0
0
AMAZON COM INC
COM
023135106
3312
8900
SH
Put
SOLE
8900
0
0
ANADARKO PETE CORP
COM
032511107
37
450
SH
SOLE
450
0
0
ANADARKO PETE CORP
COM
032511107
497
6000
SH
Put
SOLE
6000
0
0
ANADARKO PETE CORP
COM
032511107
1383
16700
SH
Call
SOLE
16700
0
0
APACHE CORP
COM
037411105
1871
31000
SH
Put
SOLE
31000
0
0
APACHE CORP
COM
037411105
3383
56100
SH
Call
SOLE
56100
0
0
BANK AMER CORP
COM
060505104
308
20000
SH
Call
SOLE
20000
0
0
BANK AMER CORP
COM
060505104
408
26500
SH
SOLE
26500
0
0
BARRICK GOLD CORP
COM
067901108
1216
111000
SH
Call
SOLE
111000
0
0
BED BATH & BEYOND INC
COM
075896100
1436
18700
SH
Call
SOLE
18700
0
0
BED BATH & BEYOND INC
COM
075896100
4169
54300
SH
Put
SOLE
54300
0
0
BLACKROCK CORPOR HI YLD FD I
COM
09255P107
2815
252199
SH
SOLE
252199
0
0
BLACKROCK INC
COM
09247X101
732
2000
SH
Put
SOLE
2000
0
0
BLACKROCK INC
COM
09247X101
1098
3000
SH
Call
SOLE
3000
0
0
BROADCOM CORP
CL A
111320107
2269
52400
SH
Call
SOLE
52400
0
0
BROADCOM CORP
CL A
111320107
3672
84800
SH
Put
SOLE
84800
0
0
CALIFORNIA RES CORP
COM
13057Q107
91
12000
SH
Call
SOLE
12000
0
0
CALIFORNIA RES CORP
COM
13057Q107
152
20000
SH
Put
SOLE
20000
0
0
CAPITAL ONE FINL CORP
COM
14040H105
709
9000
SH
Put
SOLE
9000
0
0
CAPITAL ONE FINL CORP
COM
14040H105
1230
15600
SH
SOLE
15600
0
0
CAPITAL ONE FINL CORP
COM
14040H105
2364
30000
SH
Call
SOLE
30000
0
0
CARNIVAL CORP
PAIRED CTF
143658300
478
10000
SH
Call
SOLE
10000
0
0
CARNIVAL CORP
PAIRED CTF
143658300
861
18000
SH
Put
SOLE
18000
0
0
CHESAPEAKE ENERGY CORP
COM
165167107
91
6400
SH
SOLE
6400
0
0
CHESAPEAKE ENERGY CORP
COM
165167107
1416
100000
SH
Put
SOLE
100000
0
0
CHESAPEAKE ENERGY CORP
COM
165167107
1683
118900
SH
Call
SOLE
118900
0
0
CHEVRON CORP NEW
COM
166764100
1312
12500
SH
Put
SOLE
12500
0
0
CHEVRON CORP NEW
COM
166764100
2257
21500
SH
Call
SOLE
21500
0
0
CHIPOTLE MEXICAN GRILL INC
COM
169656105
260
400
SH
SOLE
400
0
0
CHIPOTLE MEXICAN GRILL INC
COM
169656105
1236
1900
SH
Call
SOLE
1900
0
0
CHIPOTLE MEXICAN GRILL INC
COM
169656105
2602
4000
SH
Put
SOLE
4000
0
0
CISCO SYS INC
COM
17275R102
264
9600
SH
SOLE
9600
0
0
CISCO SYS INC
COM
17275R102
2398
87100
SH
Call
SOLE
87100
0
0
CISCO SYS INC
COM
17275R102
8207
298200
SH
Put
SOLE
298200
0
0
CIT GROUP INC
COM NEW
125581801
145
3225
SH
SOLE
3225
0
0
CIT GROUP INC
COM NEW
125581801
532
11800
SH
Call
SOLE
11800
0
0
CIT GROUP INC
COM NEW
125581801
848
18800
SH
Put
SOLE
18800
0
0
CITIGROUP INC
COM NEW
172967424
412
8000
SH
Call
SOLE
8000
0
0
CITIGROUP INC
COM NEW
172967424
515
10000
SH
Put
SOLE
10000
0
0
CITIGROUP INC
COM NEW
172967424
1243
24136
SH
SOLE
24136
0
0
CITRIX SYS INC
COM
177376100
1073
16800
SH
Call
SOLE
16800
0
0
CITRIX SYS INC
COM
177376100
1546
24200
SH
Put
SOLE
24200
0
0
COMMUNITYONE BANCORP
COM
20416Q108
10347
1051563
SH
SOLE
1051563
0
0
CONAGRA FOODS INC
COM
205887102
756
20700
SH
Call
SOLE
20700
0
0
CONAGRA FOODS INC
COM
205887102
1370
37500
SH
Put
SOLE
37500
0
0
CONTINENTAL RESOURCES INC
COM
212015101
873
20000
SH
Call
SOLE
20000
0
0
CREDIT SUISSE ASSET MGMT INC
COM
224916106
4087
1273335
SH
SOLE
1273335
0
0
D R HORTON INC
COM
23331A109
7
250
SH
SOLE
250
0
0
D R HORTON INC
COM
23331A109
2982
104700
SH
Call
SOLE
104700
0
0
D R HORTON INC
COM
23331A109
5999
210600
SH
Put
SOLE
210600
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
848
18900
SH
Call
SOLE
18900
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
1549
34500
SH
Put
SOLE
34500
0
0
DEUTSCHE MULTI-MKT INCOME TR
SHS
25160E102
4376
517242
SH
SOLE
517242
0
0
E M C CORP MASS
COM
268648102
100
3928
SH
SOLE
3928
0
0
E M C CORP MASS
COM
268648102
1110
43400
SH
Call
SOLE
43400
0
0
E M C CORP MASS
COM
268648102
2280
89200
SH
Put
SOLE
89200
0
0
EATON VANCE MUN INCOME 2028
SHS
27829U105
2725
152933
SH
SOLE
152933
0
0
EXPEDIA INC DEL
COM NEW
30212P303
658
7000
SH
Call
SOLE
7000
0
0
EXPEDIA INC DEL
COM NEW
30212P303
1394
14800
SH
Put
SOLE
14800
0
0
F5 NETWORKS INC
COM
315616102
201
1750
SH
SOLE
1750
0
0
F5 NETWORKS INC
COM
315616102
402
3500
SH
Call
SOLE
3500
0
0
F5 NETWORKS INC
COM
315616102
690
6000
SH
Put
SOLE
6000
0
0
FACEBOOK INC
CL A
30303M102
1052
12800
SH
Call
SOLE
12800
0
0
FACEBOOK INC
CL A
30303M102
2689
32700
SH
Put
SOLE
32700
0
0
FIFTH THIRD BANCORP
COM
316773100
94
5000
SH
SOLE
5000
0
0
FIFTH THIRD BANCORP
COM
316773100
173
9200
SH
Call
SOLE
9200
0
0
FIFTH THIRD BANCORP
COM
316773100
188
10000
SH
Put
SOLE
10000
0
0
FIRST SOLAR INC
COM
336433107
305
5100
SH
Call
SOLE
5100
0
0
FIRST SOLAR INC
COM
336433107
795
13300
SH
Put
SOLE
13300
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
1224
64600
SH
SOLE
64600
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
1949
102800
SH
Put
SOLE
102800
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
4967
262000
SH
Call
SOLE
262000
0
0
GARMIN LTD
SHS
H2906T109
152
3200
SH
SOLE
3200
0
0
GARMIN LTD
SHS
H2906T109
390
8200
SH
Call
SOLE
8200
0
0
GARMIN LTD
SHS
H2906T109
670
14100
SH
Put
SOLE
14100
0
0
GENERAL ELECTRIC CO
COM
369604103
275
11100
SH
SOLE
11100
0
0
GENERAL ELECTRIC CO
COM
369604103
687
27700
SH
Put
SOLE
27700
0
0
GENERAL ELECTRIC CO
COM
369604103
806
32500
SH
Call
SOLE
32500
0
0
GENERAL MTRS CO
COM
37045V100
41
1100
SH
SOLE
1100
0
0
GENERAL MTRS CO
COM
37045V100
2467
65800
SH
Call
SOLE
65800
0
0
GENERAL MTRS CO
COM
37045V100
2808
74900
SH
Put
SOLE
74900
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
930
4946
SH
SOLE
4946
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
6259
33300
SH
Put
SOLE
33300
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
6880
36600
SH
Call
SOLE
36600
0
0
GOODYEAR TIRE & RUBR CO
COM
382550101
164
6050
SH
SOLE
6050
0
0
GOODYEAR TIRE & RUBR CO
COM
382550101
1301
48000
SH
Call
SOLE
48000
0
0
GOODYEAR TIRE & RUBR CO
COM
382550101
1652
61000
SH
Put
SOLE
61000
0
0
HALLIBURTON CO
COM
406216101
460
10500
SH
Put
SOLE
10500
0
0
HALLIBURTON CO
COM
406216101
1904
43400
SH
Call
SOLE
43400
0
0
HELMERICH & PAYNE INC
COM
423452101
320
4700
SH
Call
SOLE
4700
0
0
HELMERICH & PAYNE INC
COM
423452101
340
5000
SH
Put
SOLE
5000
0
0
HEWLETT PACKARD CO
COM
428236103
689
22100
SH
SOLE
22100
0
0
HEWLETT PACKARD CO
COM
428236103
2773
89000
SH
Put
SOLE
89000
0
0
HEWLETT PACKARD CO
COM
428236103
3203
102800
SH
Call
SOLE
102800
0
0
INVESCO HIGH INCOME TR II
COM
46131F101
4465
295313
SH
SOLE
295313
0
0
INVESCO QUALITY MUNI INC TRS
COM
46133G107
314
25000
SH
SOLE
25000
0
0
ISHARES
JP MOR EM MK ETF
464288281
146
1300
SH
SOLE
1300
0
0
ISHARES
JP MOR EM MK ETF
464288281
179
1600
SH
Put
SOLE
1600
0
0
ISHARES
MSCI JAPAN ETF
464286848
1297
103500
SH
Call
SOLE
103500
0
0
ISHARES
MSCI JAPAN ETF
464286848
1998
159500
SH
Put
SOLE
159500
0
0
ISHARES
MSCI SPAN CP ETF
464286764
45
1280
SH
SOLE
1280
0
0
ISHARES
MSCI SPAN CP ETF
464286764
174
5000
SH
Call
SOLE
5000
0
0
ISHARES
MSCI SPAN CP ETF
464286764
174
5000
SH
Put
SOLE
5000
0
0
ISHARES TR
CHINA LG-CAP ETF
464287184
556
12500
SH
SOLE
12500
0
0
ISHARES TR
CHINA LG-CAP ETF
464287184
1177
26500
SH
Call
SOLE
26500
0
0
ISHARES TR
CHINA LG-CAP ETF
464287184
4214
94900
SH
Put
SOLE
94900
0
0
JUNIPER NETWORKS INC
COM
48203R104
343
15155
SH
SOLE
15155
0
0
JUNIPER NETWORKS INC
COM
48203R104
1273
56400
SH
Call
SOLE
56400
0
0
JUNIPER NETWORKS INC
COM
48203R104
1757
77800
SH
Put
SOLE
77800
0
0
KINDER MORGAN INC DEL
COM
49456B101
568
13500
SH
Call
SOLE
13500
0
0
KINDER MORGAN INC DEL
COM
49456B101
673
16000
SH
Put
SOLE
16000
0
0
LENNAR CORP
CL A
526057104
13
250
SH
SOLE
250
0
0
LENNAR CORP
CL A
526057104
3995
77100
SH
Call
SOLE
77100
0
0
LENNAR CORP
CL A
526057104
12383
239000
SH
Put
SOLE
239000
0
0
LINKEDIN CORP
COM CL A
53578A108
1325
5300
SH
Call
SOLE
5300
0
0
LINKEDIN CORP
COM CL A
53578A108
3224
12900
SH
Put
SOLE
12900
0
0
MANAGED HIGH YIELD PLUS FD I
COM
561911108
4165
2169336
SH
SOLE
2169336
0
0
MARATHON OIL CORP
COM
565849106
517
19800
SH
Put
SOLE
19800
0
0
MARATHON OIL CORP
COM
565849106
1585
60700
SH
Call
SOLE
60700
0
0
MARKET VECTORS ETF TR
RUSSIA ETF
57060U506
1053
61900
SH
Put
SOLE
61900
0
0
MARKET VECTORS ETF TR
RUSSIA ETF
57060U506
2934
172300
SH
Call
SOLE
172300
0
0
MATTEL INC
COM
577081102
324
14200
SH
Call
SOLE
14200
0
0
METLIFE INC
COM
59156R108
455
9000
SH
SOLE
9000
0
0
METLIFE INC
COM
59156R108
834
16500
SH
Call
SOLE
16500
0
0
METLIFE INC
COM
59156R108
1012
20000
SH
Put
SOLE
20000
0
0
MICRON TECHNOLOGY INC
COM
595112103
225
8300
SH
SOLE
8300
0
0
MICRON TECHNOLOGY INC
COM
595112103
345
12700
SH
Call
SOLE
12700
0
0
MICRON TECHNOLOGY INC
COM
595112103
678
25000
SH
Put
SOLE
25000
0
0
MICROSOFT CORP
COM
594918104
585
14400
SH
SOLE
14400
0
0
MICROSOFT CORP
COM
594918104
1354
33300
SH
Call
SOLE
33300
0
0
MICROSOFT CORP
COM
594918104
1586
39000
SH
Put
SOLE
39000
0
0
MORGAN STANLEY
COM NEW
617446448
141
3955
SH
SOLE
3955
0
0
MORGAN STANLEY
COM NEW
617446448
1178
33000
SH
Put
SOLE
33000
0
0
MORGAN STANLEY
COM NEW
617446448
3212
90000
SH
Call
SOLE
90000
0
0
NABORS INDUSTRIES LTD
SHS
G6359F103
274
20103
SH
SOLE
20103
0
0
NABORS INDUSTRIES LTD
SHS
G6359F103
683
50000
SH
Put
SOLE
50000
0
0
NABORS INDUSTRIES LTD
SHS
G6359F103
805
59000
SH
Call
SOLE
59000
0
0
NETFLIX INC
COM
64110L106
2250
5400
SH
Put
SOLE
5400
0
0
NETFLIX INC
COM
64110L106
2416
5800
SH
Call
SOLE
5800
0
0
NEUBERGER BERMAN HGH YLD FD
COM
64128C106
3846
311685
SH
SOLE
311685
0
0
NEW AMER HIGH INCOME FD INC
COM NEW
641876800
4367
482503
SH
SOLE
482503
0
0
NEWMONT MINING CORP
COM
651639106
2357
108600
SH
Put
SOLE
108600
0
0
NEWMONT MINING CORP
COM
651639106
2443
112500
SH
Call
SOLE
112500
0
0
NOBLE CORP PLC
SHS USD
G65431101
193
13500
SH
Put
SOLE
13500
0
0
NOBLE CORP PLC
SHS USD
G65431101
364
25500
SH
Call
SOLE
25500
0
0
NOBLE ENERGY INC
COM
655044105
1540
31500
SH
Put
SOLE
31500
0
0
NOBLE ENERGY INC
COM
655044105
1633
33400
SH
Call
SOLE
33400
0
0
NUVEEN DIV ADVANTAGE MUN FD
COM
67070F100
3880
273638
SH
SOLE
273638
0
0
NUVEEN DIVID ADVANTAGE MUN I
COM
67071L106
4459
307336
SH
SOLE
307336
0
0
NUVEEN MTG OPPORTUNITY TERM
COM
670735109
11869
509620
SH
SOLE
509620
0
0
NUVEEN MTG OPPTY TERM FD 2
COM
67074R100
4391
194074
SH
SOLE
194074
0
0
NUVEEN MUN ADVANTAGE FD INC
COM
67062H106
4387
318806
SH
SOLE
318806
0
0
NUVEEN MUN MKT OPPORTUNITY F
COM
67062W103
4435
323717
SH
SOLE
323717
0
0
NUVEEN PERFORMANCE PLUS MUN
COM
67062P108
1579
106177
SH
SOLE
106177
0
0
NUVEEN PREM INCOME MUN FD
COM
67062T100
4469
318774
SH
SOLE
318774
0
0
NUVEEN PREM INCOME MUN FD 2
COM
67063W102
1514
106707
SH
SOLE
106707
0
0
NUVEEN QUALITY MUN FD INC
COM
67062N103
4637
346283
SH
SOLE
346283
0
0
NUVEEN SELECT QUALITY MUN FD
COM
670973106
3413
242231
SH
SOLE
242231
0
0
OCCIDENTAL PETE CORP DEL
COM
674599105
182
2500
SH
SOLE
2500
0
0
OCCIDENTAL PETE CORP DEL
COM
674599105
1555
21300
SH
Call
SOLE
21300
0
0
OCCIDENTAL PETE CORP DEL
COM
674599105
2117
29000
SH
Put
SOLE
29000
0
0
PANDORA MEDIA INC
COM
698354107
1121
69200
SH
Put
SOLE
69200
0
0
PANDORA MEDIA INC
COM
698354107
1600
98700
SH
Call
SOLE
98700
0
0
PIONEER NAT RES CO
COM
723787107
360
2200
SH
Call
SOLE
2200
0
0
PIONEER NAT RES CO
COM
723787107
491
3000
SH
Put
SOLE
3000
0
0
PRICELINE GRP INC
COM NEW
741503403
1979
1700
SH
Call
SOLE
1700
0
0
PRICELINE GRP INC
COM NEW
741503403
2212
1900
SH
Put
SOLE
1900
0
0
PULTE GROUP INC
COM
745867101
31
1400
SH
SOLE
1400
0
0
PULTE GROUP INC
COM
745867101
3424
154000
SH
Call
SOLE
154000
0
0
PULTE GROUP INC
COM
745867101
6745
303400
SH
Put
SOLE
303400
0
0
ROYAL CARIBBEAN CRUISES LTD
COM
V7780T103
229
2800
SH
Call
SOLE
2800
0
0
ROYAL CARIBBEAN CRUISES LTD
COM
V7780T103
327
4000
SH
Put
SOLE
4000
0
0
RYDER SYS INC
COM
783549108
285
3000
SH
Call
SOLE
3000
0
0
RYDER SYS INC
COM
783549108
560
5900
SH
SOLE
5900
0
0
SALESFORCE COM INC
COM
79466L302
582
8700
SH
Call
SOLE
8700
0
0
SALESFORCE COM INC
COM
79466L302
848
12700
SH
Put
SOLE
12700
0
0
SANDISK CORP
COM
80004C101
930
14615
SH
SOLE
14615
0
0
SANDISK CORP
COM
80004C101
1310
20600
SH
Call
SOLE
20600
0
0
SANDISK CORP
COM
80004C101
1501
23600
SH
Put
SOLE
23600
0
0
SANDRIDGE ENERGY INC
COM
80007P307
342
192200
SH
Call
SOLE
192200
0
0
SCHLUMBERGER LTD
COM
806857108
1752
21000
SH
Call
SOLE
21000
0
0
SCHLUMBERGER LTD
COM
806857108
2086
25000
SH
Put
SOLE
25000
0
0
SCHWAB CHARLES CORP NEW
COM
808513105
196
6450
SH
SOLE
6450
0
0
SCHWAB CHARLES CORP NEW
COM
808513105
456
15000
SH
Put
SOLE
15000
0
0
TESLA MTRS INC
COM
88160R101
132
700
SH
SOLE
700
0
0
TESLA MTRS INC
COM
88160R101
1361
7200
SH
Call
SOLE
7200
0
0
TESLA MTRS INC
COM
88160R101
1379
7300
SH
Put
SOLE
7300
0
0
TORONTO DOMINION BK ONT
COM NEW
891160509
304
7100
SH
Call
SOLE
7100
0
0
TRIPADVISOR INC
COM
896945201
590
7100
SH
Call
SOLE
7100
0
0
TRIPADVISOR INC
COM
896945201
957
11500
SH
Put
SOLE
11500
0
0
TWITTER INC
COM
90184L102
1311
26200
SH
Call
SOLE
26200
0
0
TWITTER INC
COM
90184L102
1387
27700
SH
Put
SOLE
27700
0
0
UNDER ARMOUR INC
CL A
904311107
162
2000
SH
Call
SOLE
2000
0
0
UNDER ARMOUR INC
CL A
904311107
275
3400
SH
Put
SOLE
3400
0
0
VALERO ENERGY CORP NEW
COM
91913Y100
1018
16000
SH
Call
SOLE
16000
0
0
VALERO ENERGY CORP NEW
COM
91913Y100
2067
32500
SH
Put
SOLE
32500
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
1762
20800
SH
Call
SOLE
20800
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
4726
55800
SH
Put
SOLE
55800
0
0
WEATHERFORD INTL PLC
ORD SHS
G48833100
951
77300
SH
Put
SOLE
77300
0
0
WEATHERFORD INTL PLC
ORD SHS
G48833100
1642
133500
SH
Call
SOLE
133500
0
0
WESTERN ASSET HIGH INCM OPP
COM
95766K109
2867
538836
SH
SOLE
538836
0
0
WESTERN ASSET MGD HI INCM FD
COM
95766L107
2616
505954
SH
SOLE
505954
0
0
WHIRLPOOL CORP
COM
963320106
424
2100
SH
Call
SOLE
2100
0
0
WHIRLPOOL CORP
COM
963320106
505
2500
SH
Put
SOLE
2500
0
0
XILINX INC
COM
983919101
323
7651
SH
SOLE
7651
0
0
XILINX INC
COM
983919101
1903
45000
SH
Put
SOLE
45000
0
0
XILINX INC
COM
983919101
3520
83200
SH
Call
SOLE
83200
0
0
YUM BRANDS INC
COM
988498101
1653
21000
SH
Call
SOLE
21000
0
0
YUM BRANDS INC
COM
988498101
3045
38700
SH
Put
SOLE
38700
0
0