0000900440-20-000011.txt : 20200113 0000900440-20-000011.hdr.sgml : 20200113 20200113153629 ACCESSION NUMBER: 0000900440-20-000011 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20200113 DATE AS OF CHANGE: 20200113 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NightFood Holdings, Inc. CENTRAL INDEX KEY: 0001593001 STANDARD INDUSTRIAL CLASSIFICATION: SUGAR & CONFECTIONERY PRODUCTS [2060] IRS NUMBER: 463885019 STATE OF INCORPORATION: NV FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-90818 FILM NUMBER: 20523777 BUSINESS ADDRESS: STREET 1: 500 WHITE PLAINS ROAD STREET 2: SUITE 520 CITY: TARRYTOWN STATE: NY ZIP: 10591 BUSINESS PHONE: 888-888-6444 MAIL ADDRESS: STREET 1: 500 WHITE PLAINS ROAD STREET 2: SUITE 520 CITY: TARRYTOWN STATE: NY ZIP: 10591 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Leighton Peter E CENTRAL INDEX KEY: 0001654388 FILING VALUES: FORM TYPE: SC 13G/A MAIL ADDRESS: STREET 1: 5157 JACKSON STREET CITY: OMAHA STATE: NE ZIP: 68106 SC 13G/A 1 nightfoodholdings13g.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G

UNDER THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No. 1)
 
NIGHTFOOD HOLDINGS, INC.
 
 
(Name of Issuer)
 
     
 
COMMON STOCK $0.001
PAR VALUE PER SHARE
 
 
(Title of Class of Securities)
 
     
 
65412F101
 
 
(CUSIP Number)
 
     
 
December 31, 2019
 
(Date of Event Which Requires Filing of this Statement)
     
     
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
|  |   Rule 13d-1(b)
|X|   Rule 13d-1(c)
|  |   Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).


CUSIP No.  65412F101
13G
Page 2 of 5 Pages
 
1.   Name of Reporting Persons / I.R.S. Identification No. of Above Persons (Entities Only)

Peter E. Leighton
 
2.   Check the Appropriate Box if a Member of a Group (See Instructions)
(a)  [  ]
(b)  [  ]
 
3.   SEC Use Only
 
4.   Citizenship or Place of Organization

USA
   
Number of
5.
Sole Voting Power
     
Shares
 
2,045,351
     
Beneficially
6.
Shared Voting Power
     
Owned by
 
0
     
Each
7.
Sole Dispositive Power
     
Reporting
 
2,045,351
     
Person
8.
Shared Dispositive Power
     
with
 
0
 
9.   Aggregate Amount Beneficially Owned by Each Reporting Person

2,045,351
10.  Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares  (See Instructions)
[  ]
 
11.  Percent of Class Represented by Amount in Row (9)
(See Instructions)
 
3.6%*
 
12.  Type of Reporting Person (See Instructions)

IN
 
* Based on 56,098,403 shares of common stock reported as issued and outstanding on the cover of the Issuer’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2019, as filed with the Securities and Exchange Commission.


CUSIP No.  65412F101
13G
Page 3 of 5 Pages

 
Item 1(a).  Name of Issuer:

NightFood Holdings, Inc.
 
Item 1(b).  Address of Issuer's Principal Executive Offices:

520 White Plains Road, Suite 500
Tarrytown, New York 10591
 
Item 2(a).  Name of Person Filing:
 
Peter E. Leighton
 
Item 2(b).  Address of Principal Business Office, or if None, Residence:

17205 NE Fairview Dr.
Dundee, OR 97115v
 
Item 2(c).  Citizenship:

USA
 
Item 2(d).  Title of Class of Securities:

Common Stock
 
Item 2(e).  CUSIP Number:

65412F101
 
Item 3.  If this statement is filed pursuant to ss.240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a:

(a)
|  |
Broker or dealer registered under Section 15 of the Exchange Act (15 U.S.C. 78o).
     
(b)
|  |
Bank as defined in Section 3(a)(6) of the Exchange Act (15 U.S.C. 78c).
     
(c)
|  |
Insurance company as defined in Section 3(a)(19) of the Exchange Act (15 U.S.C. 78c).
     
(d)
|  |
Investment company registered under Section 8 of the Investment Company Act (15 U.S.C. 80a-8).
     
(e)
|  |
An investment adviser in accordance with ss.240.13d-1(b)(1)(ii)(E).
     
(f)
|  |
An employee benefit plan or endowment fund in accordance with ss.240.13d-1(b)(1)(ii)(F).


CUSIP No.  65412F101
13G
Page 4 of 5 Pages

(g)
|  |
A parent holding company or control person in accordance with ss.240.13d-1(b)(1)(ii)(G).
     
(h)
|  |
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C.1813).
     
(i)
|  |
A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3).
     
(j)
|  |
Group, in accordance with ss.240.13d-1(b)(1)(ii)(J).
     
   
Item 4.  Ownership.

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

(a)   Amount beneficially owned:
2,045,351
   
(b)   Percent of class:
3.6%*
   
(c)   Number of shares as to which such person has:
 
   
(i)   Sole power to vote or to direct the vote:
2,045,351
   
(ii)  Shared power to vote or to direct the vote:
0
   
(iii) Sole power to dispose or to direct the disposition of:
2,045,351
   
(iv) Shared power to dispose or to direct the disposition of:
0
   
* Based on 56,098,403 shares of common stock reported as issued and outstanding on the cover of the Issuer’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2019, as filed with the Securities and Exchange Commission.

Item 5. Ownership of Five Percent or Less of a Class

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following |x|.

Item 6. Ownership of More than Five Percent on Behalf of Another Person.


Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.




CUSIP No.  65412F101
13G
Page 5 of 5 Pages

Item 8. Identification and Classification of Members of the Group.


Item 9. Notice of Dissolution of Group


Item 10.  Certification.


By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: 01/10/2020
 
 
By:
/s/ Peter E. Leighton
 
       Name:  Peter E. Leighton