X0306 4 2016-05-02 0 0000719739 SVB FINANCIAL GROUP SIVB 0001654140 Leone Roger 3005 TASMAN DRIVE SANTA CLARA CA 95054 0 1 0 0 Chief Information Officer Common Stock 43 I By 401(k)/ESOP Common Stock 234 D Performance Restricted Stock Unit 0.00 2016-02-16 5 A 0 E 2418 A 2019-01-30 2023-02-16 Common Stock 2418 2418 D Restricted Stock Unit 0.00 2016-05-02 4 A 0 707 A 2017-05-02 2023-05-02 Common Stock 707 707 D Stock Option 105.18 2016-05-02 4 A 0 2414 105.18 A 2017-05-02 2023-05-02 Common Stock 2412 2414 D The information in this report is based on 401(k)/ESOP Plan statement dated as of March 31, 2016. Performance-based restricted stock units (PRSUs) are subject to both performance-based and time-based vesting. The extent to which the PRSU awards are earned will be based on the Company's performance for calendar years 2016-2018 and other considerations, as determined pursuant to the discretion of the Compensation Committee and the 162m Committee. The reported number of shares is the maximum number of shares that may be earned by the reporting person, based on the achievement of 150% of target performance. To the extent deemed earned at the end of the three-year performance period, these PRSUs will be subject to additional time-based vesting and will vest on January 30, 2019. Each performance-based restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Restricted stock units are subject to annual vesting in equal installments on May 2, 2017, May 2, 2018, May 2, 2019, and May 2, 2020. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. The grant of stock options is subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates. The exercise price of the stock options is determined based on the closing price of SVB's common stock on the date of grant. Denise West, Attorney-in-Fact for Roger Leone 2016-05-04