0001437749-21-010550.txt : 20210503 0001437749-21-010550.hdr.sgml : 20210503 20210503083019 ACCESSION NUMBER: 0001437749-21-010550 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210419 FILED AS OF DATE: 20210503 DATE AS OF CHANGE: 20210503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Purdy Rick Leigh CENTRAL INDEX KEY: 0001860030 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55557 FILM NUMBER: 21881499 MAIL ADDRESS: STREET 1: 9 ELAINE STREET CITY: ST. ALBERT STATE: A0 ZIP: T8N7R6 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CEN BIOTECH INC CENTRAL INDEX KEY: 0001653821 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: Z4 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300-3295 QUALITY WAY CITY: WINDSOR STATE: A6 ZIP: N8T 3R9 BUSINESS PHONE: 226-344-0660 MAIL ADDRESS: STREET 1: 300-3295 QUALITY WAY CITY: WINDSOR STATE: A6 ZIP: N8T 3R9 3 1 rdgdoc.xml FORM 3 X0206 3 2021-04-19 0 0001653821 CEN BIOTECH INC CENBF 0001860030 Purdy Rick Leigh 300-3295 QUALITY WAY WINDSOR, ONTARIO, CANADA A6 N8T 3R9 ONTARIO, CANADA 1 Common Stock 215720 D Convertible Note 1.6000 2019-05-03 2021-05-03 Common Stock 62500 D Convertible Note 1.6000 2018-01-15 2020-01-15 Common Stock 31250 D Rick Purdy (the "Reporting Person") was appointed to his positions with CEN Biotech, Inc. (the "Issuer") on April 19, 2021 and owned 215,720 shares of the Issuer's common stock at such date held in the name of Herc Holdings Inc. The Reporting Person also held a convertible promissory note held in the name of Herc Holdings Inc. on the date of appointment in the amount of $100,000 which was convertible into 62,500 shares of the Issuer's common stock at such date. The Reporting Person also held a convertible promissory note held in the name of Herc Holdings Inc. on the date of appointment in the amount of $50,000 which is convertible into 31,250 shares of the Issuer's common stock at such date. /s/ Rick Purdy 2021-05-03