0001653247-23-000008.txt : 20230118 0001653247-23-000008.hdr.sgml : 20230118 20230118184815 ACCESSION NUMBER: 0001653247-23-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230117 FILED AS OF DATE: 20230118 DATE AS OF CHANGE: 20230118 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Newton Timothy Alan CENTRAL INDEX KEY: 0001906076 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37788 FILM NUMBER: 23535521 MAIL ADDRESS: STREET 1: 214 JEFFERSON STREET SUITE 200 CITY: LAFAYETTE STATE: LA ZIP: 70501 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Waitr Holdings Inc. CENTRAL INDEX KEY: 0001653247 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 263828008 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 214 JEFFERSON STREET STREET 2: SUITE 200 CITY: LAFAYETTE STATE: LA ZIP: 70501 BUSINESS PHONE: 1-337-534-6881 MAIL ADDRESS: STREET 1: 214 JEFFERSON STREET STREET 2: SUITE 200 CITY: LAFAYETTE STATE: LA ZIP: 70501 FORMER COMPANY: FORMER CONFORMED NAME: Landcadia Holdings, Inc. DATE OF NAME CHANGE: 20150916 4 1 wf-form4_167408567584079.xml FORM 4 X0306 4 2023-01-17 0 0001653247 Waitr Holdings Inc. ASAP 0001906076 Newton Timothy Alan C/O WAITR HOLDINGS INC. 214 JEFFERSON STREET, SUITE 200 LAFAYETTE LA 70501 0 1 0 0 Chief Technology Officer Common Stock 2023-01-17 4 M 0 4166 0 A 4400 D Common Stock 2023-01-17 4 F 0 1508 0.7188 D 2892 D Restricted Stock Units (RSUs) - 011722 2023-01-17 4 M 0 4166 0 D Common Stock 4166.0 8334 D On November 22, 2022, the Issuer effected a one-for-twenty reverse stock split (the "Reverse Stock Split") of all of its issued and outstanding shares of common stock ("Common Stock"), which resulted in the Reporting Person's ownership of issued and outstanding Common Stock being reduced from 4,672 shares of Common Stock to 234 shares of Common Stock as of November 22, 2022. The Reverse Stock Split also impacted outstanding derivative securities issued pursuant to the Issuer's 2018 Amended and Restated Omnibus Incentive Plan, which resulted in the Reporting Person's ownership of derivative securities being reduced accordingly. Each RSU represents a contingent right to receive one share of the issuer's common stock or an equivalent amount in cash (or partly in cash and partly in shares). One-third of the grant of 12,500 RSUs (as adjusted for the Reverse Stock Split) shall vest each year over the course of three years, pursuant to the Restricted Stock Unit Award Agreement entered into by the Reporting Person as of January 17, 2022, beginning on the first anniversary of such date and continuing thereafter, subject to the Reporting Person's continued employment with the Issuer through the applicable vesting date, provided that the RSUs shall fully vest in the event of a Change in Control (as defined in the Waitr Holdings Inc. Amended and Restated 2018 Omnibus Incentive Plan). Annette Finch, as Attorney-in-Fact 2023-01-18