6-K 1 a16-20460_16k.htm 6-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549


 

FORM 6-K

 

REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13A-16 OR 15D-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934

 

For the month of November, 2016

 

Commission File Number: 001-37877

 

The Bank of N.T. Butterfield & Son Limited

(Translation of registrant’s name into English)

 

65 Front Street

Hamilton, HM 12

Bermuda

(Address of principal executive offices)

 

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

 

Form 20-F x Form 40-F o

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): o

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): o

 

 

 



 

DOCUMENTS INCLUDED AS PART OF THIS FORM 6-K

 

Attached hereto (i) as Exhibit 99.1 is the letter of the Chairman of the Board of Directors of The Bank of N.T. Butterfield & Son Limited (the “Bank”) related to the Bank’s previously announced redemption of its issued and outstanding 8.00% preference shares, par value $0.01 per share, guaranteed by the Government of Bermuda (the “Preference Shares”) and (ii) as Exhibit 99.2 is the shareholder circular explaining the terms of the Bank’s redemption of its Preference Shares. Each of these documents was mailed to Preference Shareholders on November 14, 2016.

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Date:  November 14, 2016

THE BANK OF N.T. BUTTERFIELD & SON LIMITED

 

 

 

 

 

By:

/s/ Shaun Morris

 

Name:

Shaun Morris

 

Title:

General Counsel and Group Chief Legal Officer

 

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EXHIBIT INDEX

 

Exhibit

 

Description

 

 

 

99.1

 

Letter of the Chairman of the Board — Mandatory Redemption of 8.00% Preference Shares

99.2

 

Shareholder Circular — Mandatory Redemption of 8.00% Preference Shares

 

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