COO/CCO

0001653168-18-000004.txt : 20181113 0001653168-18-000004.hdr.sgml : 20181113 20181113143039 ACCESSION NUMBER: 0001653168-18-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181113 DATE AS OF CHANGE: 20181113 EFFECTIVENESS DATE: 20181113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ken Stern & Associates, Inc. CENTRAL INDEX KEY: 0001653168 IRS NUMBER: 330879374 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16999 FILM NUMBER: 181177256 BUSINESS ADDRESS: STREET 1: 3655 NOBEL DRIVE STREET 2: SUITE 630 CITY: SAN DIEGO STATE: CA ZIP: 92122 BUSINESS PHONE: 858-485-0404 MAIL ADDRESS: STREET 1: 3655 NOBEL DRIVE STREET 2: SUITE 630 CITY: SAN DIEGO STATE: CA ZIP: 92122 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001653168 XXXXXXXX 09-30-2018 09-30-2018 Ken Stern & Associates, Inc.

3655 NOBEL DRIVE SUITE 630 SAN DIEGO CA 92122

13F HOLDINGS REPORT 028-16999 N Brian Hendricks COO/CCO 8584850404 Brian Hendricks San Diego CA 11-13-2018 0 133 229771 false INFORMATION TABLE 2 KSA13F3.18DATA.xml ESSEX PPTY TR INC COM 297178105 41276 167307 SH SOLE NONE 0 0 167307 ISHARES TR RUS 2000 GRW ETF 464287648 13162 61198 SH SOLE NONE 0 0 61198 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 11327 261763 SH SOLE NONE 0 0 261763 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 10631 135080 SH SOLE NONE 0 0 135080 ISHARES TR SHORT TREAS BD 464288679 9900 89641 SH SOLE NONE 0 0 89641 ISHARES TR BARCLAYS 7 10 YR 464287440 9781 96680 SH SOLE NONE 0 0 96680 VANGUARD WORLD FDS INF TECH ETF 92204A702 9563 47209 SH SOLE NONE 0 0 47209 SELECT SECTOR SPDR TR SBI CONS DISCR 81369y407 8625 73580 SH SOLE NONE 0 0 73580 ISHARES TR USA MOMENTUM FCT 46432F396 7667 64427 SH SOLE NONE 0 0 64427 ISHARES TR US AER DEF ETF 464288760 7250 33498 SH SOLE NONE 0 0 33498 FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 7173 50675 SH SOLE NONE 0 0 50675 VANGUARD INDEX FDS VALUE ETF 922908744 6227 56260 SH SOLE NONE 0 0 56260 SPDR S&P 500 ETF TR TR UNIT 78462f103 5643 19412 SH SOLE NONE 0 0 19412 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369y209 4469 46965 SH SOLE NONE 0 0 46965 SELECT SECTOR SPDR TR SBI INT-INDS 81369y704 4098 52272 SH SOLE NONE 0 0 52272 SELECT SECTOR SPDR TR SBI INT-FINL 81369y605 4074 147723 SH SOLE NONE 0 0 147723 SELECT SECTOR SPDR TR ENERGY 81369y506 3788 50019 SH SOLE NONE 0 0 50019 ISHARES TR U.S. MED DVC ETF 464288810 3351 14730 SH SOLE NONE 0 0 14730 ISHARES TR US HLTHCR PR ETF 464288828 2965 14837 SH SOLE NONE 0 0 14837 APPLE INC COM 037833100 2710 12004 SH SOLE NONE 0 0 12004 REALITY SHS ETF TR DIVS ETF 75605A108 1528 56282 SH SOLE NONE 0 0 56282 AMAZON COM INC COM 023135106 1450 724 SH SOLE NONE 0 0 724 GOLDMAN SACHS ETF TR EQUITY ETF 381430503 1406 23926 SH SOLE NONE 0 0 23926 JOHNSON & JOHNSON COM 478160104 1403 10157 SH SOLE NONE 0 0 10157 ALPHABET INC CAP STK CL A 02079K305 1100 911 SH SOLE NONE 0 0 911 INVESCO EXCH TRD SLF IDX FD BULSHS2018 COR 46138J106 1081 51112 SH SOLE NONE 0 0 51112 LEIDOS HLDGS INC COM 525327102 1046 15130 SH SOLE NONE 0 0 15130 VANGUARD INDEX FDS TOTAL STK MKT 922908769 944 6306 SH SOLE NONE 0 0 6306 INVESCO EXCHANGE TRADED FD T S&P500 EQL DIS 46137V381 874 8245 SH SOLE NONE 0 0 8245 INVESCO EXCH TRD SLF IDX FD BULSHS 2020 CB 46138J502 865 41034 SH SOLE NONE 0 0 41034 INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 46137V282 863 5126 SH SOLE NONE 0 0 5126 INVESCO EXCHANGE TRADED FD T S&P500 EQL IND 46137V324 862 6836 SH SOLE NONE 0 0 6836 PFIZER INC COM 717081103 833 18909 SH SOLE NONE 0 0 18909 QUALCOMM INC COM 747525103 828 11492 SH SOLE NONE 0 0 11492 INVESCO EXCHANGE TRADED FD T S&P500 EQL HLT 46137V332 817 3966 SH SOLE NONE 0 0 3966 SPDR SERIES TRUST S&P DIVID ETF 78464A763 805 8225 SH SOLE NONE 0 0 8225 ISHARES TR NA TEC SFTWR ETF 464287515 752 3667 SH SOLE NONE 0 0 3667 INVESCO EXCHANGE TRADED FD T S&P500 EQL FIN 46137V340 744 17306 SH SOLE NONE 0 0 17306 INVESCO EXCH TRD SLF IDX FD BULSHS 2019 CB 46138J304 742 35191 SH SOLE NONE 0 0 35191 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 718 6043 SH SOLE NONE 0 0 6043 AETNA INC NEW COM 00817y108 704 3472 SH SOLE NONE 0 0 3472 INVESCO EXCHNG TRADED FD TR VAR RATE PFD 46138G870 699 28082 SH SOLE NONE 0 0 28082 INVESCO EXCHNG TRADED FD TR FNDMNTL HY CRP 46138E719 695 37524 SH SOLE NONE 0 0 37524 HONEYWELL INTL INC COM 438516106 690 4150 SH SOLE NONE 0 0 4150 VISA INC COM CL A 92826c839 689 4589 SH SOLE NONE 0 0 4589 THERMO FISHER SCIENTIFIC INC COM 883556102 687 2816 SH SOLE NONE 0 0 2816 ABBVIE INC COM 00287Y109 665 7027 SH SOLE NONE 0 0 7027 INVESCO EXCHNG TRADED FD TR PFD ETF 46138E511 665 46412 SH SOLE NONE 0 0 46412 CISCO SYS INC COM 17275r102 654 13451 SH SOLE NONE 0 0 13451 INTEL CORP COM 458140100 651 13756 SH SOLE NONE 0 0 13756 SPDR SERIES TRUST AEROSPACE DEF 78464A631 644 6465 SH SOLE NONE 0 0 6465 SCIENCE APPLICATNS INTL CP N COM 808625107 634 7865 SH SOLE NONE 0 0 7865 CORNING INC COM 219350105 633 17943 SH SOLE NONE 0 0 17943 FIDELITY DIVID ETF RISI 316092832 597 18433 SH SOLE NONE 0 0 18433 FIDELITY MSCI INFO TECH I 316092808 571 9485 SH SOLE NONE 0 0 9485 LABORATORY CORP AMER HLDGS COM NEW 50540r409 568 3272 SH SOLE NONE 0 0 3272 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 557 3974 SH SOLE NONE 0 0 3974 DELTA AIR LINES INC DEL COM NEW 247361702 526 9097 SH SOLE NONE 0 0 9097 FIRST TR EXCHANGE TRADED FD NASD TECH DIV 33738R118 523 13617 SH SOLE NONE 0 0 13617 PROCTER AND GAMBLE CO COM 742718109 496 5961 SH SOLE NONE 0 0 5961 DISNEY WALT CO COM DISNEY 254687106 486 4157 SH SOLE NONE 0 0 4157 EXXON MOBIL CORP COM 30231g102 476 5603 SH SOLE NONE 0 0 5603 PEPSICO INC COM 713448108 472 4218 SH SOLE NONE 0 0 4218 SPDR SERIES TRUST S&P INS ETF 78464A789 471 14691 SH SOLE NONE 0 0 14691 ILLINOIS TOOL WKS INC COM 452308109 462 3272 SH SOLE NONE 0 0 3272 JPMORGAN CHASE & CO COM 46625h100 455 4030 SH SOLE NONE 0 0 4030 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 444 7901 SH SOLE NONE 0 0 7901 CITIGROUP INC COM NEW 172967424 441 6147 SH SOLE NONE 0 0 6147 VERIZON COMMUNICATIONS INC COM 92343v104 438 8206 SH SOLE NONE 0 0 8206 WELLS FARGO CO NEW COM 949746101 432 8228 SH SOLE NONE 0 0 8228 ISHARES TR GLB INFRASTR ETF 464288372 424 10076 SH SOLE NONE 0 0 10076 PPL CORP COM 69351T106 419 14330 SH SOLE NONE 0 0 14330 CAMDEN PPTY TR SH BEN INT 133131102 415 4432 SH SOLE NONE 0 0 4432 FIFTH THIRD BANCORP COM 316773100 407 14588 SH SOLE NONE 0 0 14588 PACCAR INC COM 693718108 405 5934 SH SOLE NONE 0 0 5934 EATON CORP PLC SHS G29183103 399 4600 SH SOLE NONE 0 0 4600 INVESCO EXCH TRD SLF IDX FD BULSHS 2021 CB 46138J700 384 18499 SH SOLE NONE 0 0 18499 AMERICAN FIN TR INC COM CLASS A 02607T109 381 24988 SH SOLE NONE 0 0 24988 LAM RESEARCH CORP COM 512807108 380 2505 SH SOLE NONE 0 0 2505 ISHARES TR CORE S&P500 ETF 464287200 376 1286 SH SOLE NONE 0 0 1286 MICRON TECHNOLOGY INC COM 595112103 371 8210 SH SOLE NONE 0 0 8210 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 371 1388 SH SOLE NONE 0 0 1388 AT&T INC COM 00206r102 359 10700 SH SOLE NONE 0 0 10700 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 359 3499 SH SOLE NONE 0 0 3499 DUKE ENERGY CORP NEW COM NEW 26441c204 355 4432 SH SOLE NONE 0 0 4432 INVESCO EXCHNG TRADED FD TR SR LN ETF 46138G508 351 15141 SH SOLE NONE 0 0 15141 ISHARES TR NASDAQ BIOTECH 464287556 349 2862 SH SOLE NONE 0 0 2862 GLOBAL X FDS GLBL X MLP ETF 37950E473 346 36220 SH SOLE NONE 0 0 36220 JP MORGAN EXCHANGE TRADED FD JPMORGAN DIVER 46641Q407 342 4586 SH SOLE NONE 0 0 4586 WELLTOWER INC COM 95040Q104 342 5319 SH SOLE NONE 0 0 5319 ISHARES TR JPMORGAN USD EMG 464288281 341 3161 SH SOLE NONE 0 0 3161 INVESCO EXCHANGE TRADED FD T S&P500 EQL UTL 46137V274 341 3882 SH SOLE NONE 0 0 3882 ALPHABET INC CAP STK CL C 02079K107 321 269 SH SOLE NONE 0 0 269 INVESCO EXCHANGE TRADED FD T S&P500 EQL ENR 46137V365 317 5110 SH SOLE NONE 0 0 5110 SOUTHERN CO COM 842587107 316 7250 SH SOLE NONE 0 0 7250 INVESCO EXCHANGE TRADED FD T S&P500 EQL STP 46137V373 315 2455 SH SOLE NONE 0 0 2455 HALLIBURTON CO COM 406216101 314 7754 SH SOLE NONE 0 0 7754 ISHARES TR GRWT ALLOCAT ETF 464289867 313 6929 SH SOLE NONE 0 0 6929 UNITED PARCEL SERVICE INC CL B 911312106 308 2638 SH SOLE NONE 0 0 2638 ALEXION PHARMACEUTICALS INC COM 015351109 306 2200 SH SOLE NONE 0 0 2200 CVS HEALTH CORP COM 126650100 305 3870 SH SOLE NONE 0 0 3870 ISHARES TR U.S. REAL ES ETF 464287739 304 3795 SH SOLE NONE 0 0 3795 STARBUCKS CORP COM 855244109 304 5341 SH SOLE NONE 0 0 5341 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 297 6240 SH SOLE NONE 0 0 6240 ISHARES TR S&P SML 600 GWT 464287887 294 1455 SH SOLE NONE 0 0 1455 FIDELITY MSCI HLTH CARE I 316092600 293 6257 SH SOLE NONE 0 0 6257 FIDELITY MSCI FINLS IDX 316092501 287 7122 SH SOLE NONE 0 0 7122 CARNIVAL CORP UNIT 99/99/9999 143658300 281 4403 SH SOLE NONE 0 0 4403 BLACKROCK INC COM 09247X101 280 593 SH SOLE NONE 0 0 593 HOST HOTELS & RESORTS INC COM 44107p104 278 13172 SH SOLE NONE 0 0 13172 CHEVRON CORP NEW COM 166764100 272 2225 SH SOLE NONE 0 0 2225 ISHARES TR SP SMCP600VL ETF 464287879 272 1632 SH SOLE NONE 0 0 1632 KIMBERLY CLARK CORP COM 494368103 272 2392 SH SOLE NONE 0 0 2392 ISHARES TR INTL SEL DIV ETF 464288448 271 8306 SH SOLE NONE 0 0 8306 VANECK VECTORS ETF TR PFD SECS EX FINL 92189F429 270 13903 SH SOLE NONE 0 0 13903 ALPS ETF TR SECTR DIV DOGS 00162Q858 269 5858 SH SOLE NONE 0 0 5858 INVESCO EXCHANGE TRADED FD T S&P500 EQL MAT 46137V316 269 2473 SH SOLE NONE 0 0 2473 FIDELITY MSCI CONSM DIS 316092204 267 5877 SH SOLE NONE 0 0 5877 FIRST TR EXCHANGE TRADED FD MULTI ASSET DI 33738R100 261 14100 SH SOLE NONE 0 0 14100 INTUITIVE SURGICAL INC COM NEW 46120E602 260 453 SH SOLE NONE 0 0 453 FEDEX CORP COM 31428x106 257 1067 SH SOLE NONE 0 0 1067 APPLE HOSPITALITY REIT INC COM NEW 03784Y200 250 14307 SH SOLE NONE 0 0 14307 FIDELITY MSCI INDL INDX 316092709 248 6172 SH SOLE NONE 0 0 6172 CELGENE CORP COM 151020104 242 2707 SH SOLE NONE 0 0 2707 COSTCO WHSL CORP NEW COM 22160k105 242 1029 SH SOLE NONE 0 0 1029 MCDONALDS CORP COM 580135101 240 1436 SH SOLE NONE 0 0 1436 ISHARES TR RUSSELL 2000 ETF 464287655 232 1374 SH SOLE NONE 0 0 1374 DOWDUPONT INC COM 26078J100 228 3541 SH SOLE NONE 0 0 3541 TYSON FOODS INC CL A 902494103 214 3603 SH SOLE NONE 0 0 3603 ISHARES TR MSCI EMG MKT ETF 464287234 212 4943 SH SOLE NONE 0 0 4943 REALTY INCOME CORP COM 756109104 212 3723 SH SOLE NONE 0 0 3723 ISHARES TR CORE US AGGBD ET 464287226 209 1977 SH SOLE NONE 0 0 1977 UNITED STATES OIL FUND LP UNITS 91232N108 186 12016 SH SOLE NONE 0 0 12016