COO/CCO

0001653168-18-000003.txt : 20180808 0001653168-18-000003.hdr.sgml : 20180808 20180807190148 ACCESSION NUMBER: 0001653168-18-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180630 FILED AS OF DATE: 20180808 DATE AS OF CHANGE: 20180807 EFFECTIVENESS DATE: 20180808 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ken Stern & Associates, Inc. CENTRAL INDEX KEY: 0001653168 IRS NUMBER: 330879374 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16999 FILM NUMBER: 18999499 BUSINESS ADDRESS: STREET 1: 3655 NOBEL DRIVE STREET 2: SUITE 630 CITY: SAN DIEGO STATE: CA ZIP: 92122 BUSINESS PHONE: 858-485-0404 MAIL ADDRESS: STREET 1: 3655 NOBEL DRIVE STREET 2: SUITE 630 CITY: SAN DIEGO STATE: CA ZIP: 92122 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001653168 XXXXXXXX 06-30-2018 06-30-2018 Ken Stern & Associates, Inc.

3655 NOBEL DRIVE SUITE 630 SAN DIEGO CA 92122

13F HOLDINGS REPORT 028-16999 N Brian Hendricks COO/CCO 8584850404 Brian Hendricks San Diego CA 08-07-2018 0 129 216639 false INFORMATION TABLE 2 KSA13F2.18.xml ESSEX PPTY TR INC COM 297178105 40672 170125 SH SOLE NONE 0 0 170125 ISHARES TR RUS 2000 GRW ETF 464287648 12613 61727 SH SOLE NONE 0 0 61727 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 11067 257964 SH SOLE NONE 0 0 257964 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 10300 130070 SH SOLE NONE 0 0 130070 ISHARES TR BARCLAYS 7 10 YR 464287440 9717 94790 SH SOLE NONE 0 0 94790 ISHARES TR SHORT TREAS BD 464288679 9666 87520 SH SOLE NONE 0 0 87520 VANGUARD WORLD FDS INF TECH ETF 92204A702 8771 48351 SH SOLE NONE 0 0 48351 SELECT SECTOR SPDR TR SBI CONS DISCR 81369y407 8158 74634 SH SOLE NONE 0 0 74634 SELECT SECTOR SPDR TR SBI INT-INDS 81369y704 7549 105388 SH SOLE NONE 0 0 105388 ISHARES TR USA MOMENTUM FCT 46432F396 7335 66866 SH SOLE NONE 0 0 66866 FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 7185 52201 SH SOLE NONE 0 0 52201 ISHARES TR U.S. FINLS ETF 464287788 7012 59831 SH SOLE NONE 0 0 59831 VANGUARD INDEX FDS VALUE ETF 922908744 5867 56504 SH SOLE NONE 0 0 56504 SPDR S&P 500 ETF TR TR UNIT 78462f103 4588 16912 SH SOLE NONE 0 0 16912 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369y209 3946 47279 SH SOLE NONE 0 0 47279 SELECT SECTOR SPDR TR SBI INT-FINL 81369y605 3930 147807 SH SOLE NONE 0 0 147807 ISHARES TR U.S. MED DVC ETF 464288810 2956 14732 SH SOLE NONE 0 0 14732 VANGUARD INDEX FDS SMALL CP ETF 922908751 2818 18102 SH SOLE NONE 0 0 18102 APPLE INC COM 037833100 2221 12000 SH SOLE NONE 0 0 12000 REALITY SHS ETF TR DIVS ETF 75605A108 1524 56971 SH SOLE NONE 0 0 56971 GOLDMAN SACHS ETF TR EQUITY ETF 381430503 1310 23925 SH SOLE NONE 0 0 23925 JOHNSON & JOHNSON COM 478160104 1232 10155 SH SOLE NONE 0 0 10155 AMAZON COM INC COM 023135106 1231 724 SH SOLE NONE 0 0 724 CLAYMORE EXCHANGE TRD FD TR GUG BULL2018 E 18383M530 1102 52060 SH SOLE NONE 0 0 52060 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1050 7477 SH SOLE NONE 0 0 7477 ALPHABET INC CAP STK CL A 02079K305 1029 911 SH SOLE NONE 0 0 911 LEIDOS HLDGS INC COM 525327102 893 15129 SH SOLE NONE 0 0 15129 CLAYMORE EXCHANGE TRD FD TR GUG BULL2020 E 18383M514 785 37286 SH SOLE NONE 0 0 37286 RYDEX ETF TRUST GUG S&P SC500 EQ 78355W882 725 6998 SH SOLE NONE 0 0 6998 SPDR SERIES TRUST S&P DIVID ETF 78464A763 723 7803 SH SOLE NONE 0 0 7803 QUALCOMM INC COM 747525103 706 12583 SH SOLE NONE 0 0 12583 POWERSHARES ETF TR II VAR RATE PFD POR 73937B597 698 28076 SH SOLE NONE 0 0 28076 POWERSHARES ETF TR II FDM HG YLD RAFI 73936T557 686 37516 SH SOLE NONE 0 0 37516 PFIZER INC COM 717081103 686 18906 SH SOLE NONE 0 0 18906 INTEL CORP COM 458140100 684 13751 SH SOLE NONE 0 0 13751 POWERSHARES ETF TRUST FTSE RAFI 1000 73935X583 680 6043 SH SOLE NONE 0 0 6043 ISHARES TR NA TEC SFTWR ETF 464287515 670 3667 SH SOLE NONE 0 0 3667 ABBVIE INC COM 00287Y109 651 7026 SH SOLE NONE 0 0 7026 AETNA INC NEW COM 00817y108 637 3472 SH SOLE NONE 0 0 3472 SCIENCE APPLICATNS INTL CP N COM 808625107 637 7865 SH SOLE NONE 0 0 7865 CLAYMORE EXCHANGE TRD FD TR GUG BULL2019 E 18383M522 619 29484 SH SOLE NONE 0 0 29484 RYDEX ETF TRUST GUG S&P500EQWTTE 78355W817 619 3904 SH SOLE NONE 0 0 3904 VISA INC COM CL A 92826c839 608 4589 SH SOLE NONE 0 0 4589 HONEYWELL INTL INC COM 438516106 597 4144 SH SOLE NONE 0 0 4144 RYDEX ETF TRUST GUG S&P500EQWTFI 78355W858 588 13901 SH SOLE NONE 0 0 13901 LABORATORY CORP AMER HLDGS COM NEW 50540r409 587 3272 SH SOLE NONE 0 0 3272 THERMO FISHER SCIENTIFIC INC COM 883556102 583 2816 SH SOLE NONE 0 0 2816 CISCO SYS INC COM 17275r102 579 13448 SH SOLE NONE 0 0 13448 SPDR SERIES TRUST AEROSPACE DEF 78464A631 563 6465 SH SOLE NONE 0 0 6465 FIDELITY DIVID ETF RISI 316092832 549 18119 SH SOLE NONE 0 0 18119 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 533 3973 SH SOLE NONE 0 0 3973 RYDEX ETF TRUST GUG S&P500EQWTHC 78355W841 500 2736 SH SOLE NONE 0 0 2736 CORNING INC COM 219350105 494 17943 SH SOLE NONE 0 0 17943 FIRST TR EXCHANGE TRADED FD NASD TECH DIV 33738R118 483 13616 SH SOLE NONE 0 0 13616 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W833 482 4202 SH SOLE NONE 0 0 4202 PROCTER AND GAMBLE CO COM 742718109 465 5959 SH SOLE NONE 0 0 5959 EXXON MOBIL CORP COM 30231g102 463 5593 SH SOLE NONE 0 0 5593 PEPSICO INC COM 713448108 459 4218 SH SOLE NONE 0 0 4218 WELLS FARGO CO NEW COM 949746101 456 8225 SH SOLE NONE 0 0 8225 ILLINOIS TOOL WKS INC COM 452308109 453 3272 SH SOLE NONE 0 0 3272 DELTA AIR LINES INC DEL COM NEW 247361702 451 9096 SH SOLE NONE 0 0 9096 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 443 7901 SH SOLE NONE 0 0 7901 SPDR SERIES TRUST S&P INS ETF 78464A789 438 14690 SH SOLE NONE 0 0 14690 LAM RESEARCH CORP COM 512807108 433 2505 SH SOLE NONE 0 0 2505 ISHARES TR GLB INFRASTR ETF 464288372 433 10076 SH SOLE NONE 0 0 10076 MICRON TECHNOLOGY INC COM 595112103 431 8210 SH SOLE NONE 0 0 8210 JPMORGAN CHASE & CO COM 46625h100 420 4030 SH SOLE NONE 0 0 4030 FIFTH THIRD BANCORP COM 316773100 419 14587 SH SOLE NONE 0 0 14587 CITIGROUP INC COM NEW 172967424 414 6188 SH SOLE NONE 0 0 6188 ISHARES TR GRWT ALLOCAT ETF 464289867 413 9308 SH SOLE NONE 0 0 9308 VERIZON COMMUNICATIONS INC COM 92343v104 413 8205 SH SOLE NONE 0 0 8205 PPL CORP COM 69351T106 409 14329 SH SOLE NONE 0 0 14329 CAMDEN PPTY TR SH BEN INT 133131102 404 4431 SH SOLE NONE 0 0 4431 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 384 3499 SH SOLE NONE 0 0 3499 CLAYMORE EXCHANGE TRD FD TR GUGG BULSH 2021 18383M266 384 18499 SH SOLE NONE 0 0 18499 FIDELITY MSCI INFO TECH I 316092808 373 6754 SH SOLE NONE 0 0 6754 PACCAR INC COM 693718108 368 5934 SH SOLE NONE 0 0 5934 POWERSHARES ETF TR II PFD PORTFOLIO 73936T565 366 25151 SH SOLE NONE 0 0 25151 DISNEY WALT CO COM DISNEY 254687106 360 3437 SH SOLE NONE 0 0 3437 DUKE ENERGY CORP NEW COM NEW 26441c204 350 4432 SH SOLE NONE 0 0 4432 HALLIBURTON CO COM 406216101 349 7753 SH SOLE NONE 0 0 7753 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 347 15138 SH SOLE NONE 0 0 15138 ISHARES TR JPMORGAN USD EMG 464288281 347 3246 SH SOLE NONE 0 0 3246 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 346 1388 SH SOLE NONE 0 0 1388 EATON CORP PLC SHS G29183103 344 4600 SH SOLE NONE 0 0 4600 ISHARES TR CORE S&P500 ETF 464287200 338 1240 SH SOLE NONE 0 0 1240 SOUTHERN CO COM 842587107 336 7250 SH SOLE NONE 0 0 7250 WELLTOWER INC COM 95040Q104 333 5318 SH SOLE NONE 0 0 5318 GLOBAL X FDS GLBL X MLP ETF 37950E473 332 36220 SH SOLE NONE 0 0 36220 JP MORGAN EXCHANGE TRADED FD JPMORGAN DIVER 46641Q407 326 4586 SH SOLE NONE 0 0 4586 ISHARES TR NASDAQ BIOTECH 464287556 314 2862 SH SOLE NONE 0 0 2862 ISHARES TR U.S. REAL ES ETF 464287739 306 3794 SH SOLE NONE 0 0 3794 AT&T INC COM 00206r102 303 9427 SH SOLE NONE 0 0 9427 ALPHABET INC CAP STK CL C 02079K107 300 269 SH SOLE NONE 0 0 269 BLACKROCK INC COM 09247X101 296 593 SH SOLE NONE 0 0 593 RYDEX ETF TRUST GUG S&P500EQWTEN 78355W866 292 4673 SH SOLE NONE 0 0 4673 CHEVRON CORP NEW COM 166764100 281 2225 SH SOLE NONE 0 0 2225 HOST HOTELS & RESORTS INC COM 44107p104 277 13166 SH SOLE NONE 0 0 13166 UNITED PARCEL SERVICE INC CL B 911312106 275 2588 SH SOLE NONE 0 0 2588 ISHARES TR S&P SML 600 GWT 464287887 275 1455 SH SOLE NONE 0 0 1455 ALEXION PHARMACEUTICALS INC COM 015351109 273 2200 SH SOLE NONE 0 0 2200 VANECK VECTORS ETF TR PFD SECS EX FINL 92189F429 272 13899 SH SOLE NONE 0 0 13899 ISHARES TR SP SMCP600VL ETF 464287879 266 1632 SH SOLE NONE 0 0 1632 ISHARES TR INTL SEL DIV ETF 464288448 266 8306 SH SOLE NONE 0 0 8306 INTUITIVE SURGICAL INC COM NEW 46120E602 265 553 SH SOLE NONE 0 0 553 RYDEX ETF TRUST GUG S&P500EQWTUT 78355W791 264 3092 SH SOLE NONE 0 0 3092 APPLE HOSPITALITY REIT INC COM NEW 03784Y200 263 14700 SH SOLE NONE 0 0 14700 ALPS ETF TR SECTR DIV DOGS 00162Q858 261 5858 SH SOLE NONE 0 0 5858 CARNIVAL CORP UNIT 99/99/9999 143658300 258 4503 SH SOLE NONE 0 0 4503 FIRST TR EXCHANGE TRADED FD MULTI ASSET DI 33738R100 258 14100 SH SOLE NONE 0 0 14100 KIMBERLY CLARK CORP COM 494368103 254 2412 SH SOLE NONE 0 0 2412 TYSON FOODS INC CL A 902494103 248 3603 SH SOLE NONE 0 0 3603 FEDEX CORP COM 31428x106 242 1067 SH SOLE NONE 0 0 1067 DOWDUPONT INC COM 26078J100 233 3540 SH SOLE NONE 0 0 3540 ISHARES TR RUSSELL 2000 ETF 464287655 231 1413 SH SOLE NONE 0 0 1413 STARBUCKS CORP COM 855244109 229 4682 SH SOLE NONE 0 0 4682 RYDEX ETF TRUST GUG S&P500 EWCON 78355W874 226 1806 SH SOLE NONE 0 0 1806 COSTCO WHSL CORP NEW COM 22160k105 225 1079 SH SOLE NONE 0 0 1079 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 225 4683 SH SOLE NONE 0 0 4683 MCDONALDS CORP COM 580135101 225 1436 SH SOLE NONE 0 0 1436 FIDELITY MSCI FINLS IDX 316092501 215 5473 SH SOLE NONE 0 0 5473 ISHARES TR MSCI EMG MKT ETF 464287234 214 4943 SH SOLE NONE 0 0 4943 CVS HEALTH CORP COM 126650100 214 3320 SH SOLE NONE 0 0 3320 ISHARES TR CORE US AGGBD ET 464287226 210 1977 SH SOLE NONE 0 0 1977 FIDELITY MSCI CONSM DIS 316092204 204 4768 SH SOLE NONE 0 0 4768 RYDEX ETF TRUST GUG S&P500EQWTMA 78355W825 204 1886 SH SOLE NONE 0 0 1886 REALTY INCOME CORP COM 756109104 200 3723 SH SOLE NONE 0 0 3723 JP MORGAN EXCHANGE TRADED FD ULTRA SHRT INC 46641Q837 200 3984 SH SOLE NONE 0 0 3984 UNITED STATES OIL FUND LP UNITS 91232N108 181 12016 SH SOLE NONE 0 0 12016