0001653168-17-000003.txt : 20170811 0001653168-17-000003.hdr.sgml : 20170811 20170810183304 ACCESSION NUMBER: 0001653168-17-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170811 DATE AS OF CHANGE: 20170810 EFFECTIVENESS DATE: 20170811 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ken Stern & Associates, Inc. CENTRAL INDEX KEY: 0001653168 IRS NUMBER: 330879374 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16999 FILM NUMBER: 171022586 BUSINESS ADDRESS: STREET 1: 3655 NOBEL DRIVE STREET 2: SUITE 630 CITY: SAN DIEGO STATE: CA ZIP: 92122 BUSINESS PHONE: 858-485-0404 MAIL ADDRESS: STREET 1: 3655 NOBEL DRIVE STREET 2: SUITE 630 CITY: SAN DIEGO STATE: CA ZIP: 92122 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001653168 XXXXXXXX 06-30-2017 06-30-2017 Ken Stern & Associates, Inc.

3655 NOBEL DRIVE SUITE 630 SAN DIEGO CA 92122

13F HOLDINGS REPORT 028-16999 N Brian Hendricks 8584850404 Brian Hendricks San Diego CA 08-10-2017 0 113 219250 false INFORMATION TABLE 2 13F.xml ESSEX PPTY TR INC COM 297178105 43950 170844 SH SOLE NONE 0 0 170844 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 14860 175832 SH SOLE NONE 0 0 175832 ISHARES TR RUS 2000 GRW ETF 464287648 10530 62401 SH SOLE NONE 0 0 62401 ISHARES TR CORE S&P500 ETF 464287200 10120 41573 SH SOLE NONE 0 0 41573 ISHARES TR 7-10YR TR BD ETF 464287440 9510 89169 SH SOLE NONE 0 0 89169 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 9090 111073 SH SOLE NONE 0 0 111073 ISHARES TR SHRT TRS BD ETF 464288679 8030 72792 SH SOLE NONE 0 0 72792 VANGUARD WORLD FDS INF TECH ETF 92204A702 7900 56102 SH SOLE NONE 0 0 56102 ISHARES TR U.S. MED DVC ETF 464288810 7840 47032 SH SOLE NONE 0 0 47032 SELECT SECTOR SPDR TR SBI INT-INDS 81369y704 7820 114848 SH SOLE NONE 0 0 114848 SELECT SECTOR SPDR TR SBI CONS DISCR 81369y407 7110 79298 SH SOLE NONE 0 0 79298 ISHARES TR USA MOMENTUM FCT 46432F396 6740 75851 SH SOLE NONE 0 0 75851 ISHARES TR RUS 1000 VAL ETF 464287598 6310 54199 SH SOLE NONE 0 0 54199 POWERSHARES ETF TRUST DYNM LRG CP VL 73935X708 6000 165647 SH SOLE NONE 0 0 165647 DBX ETF TR XTRAK MSCI EAFE 233051200 5500 183303 SH SOLE NONE 0 0 183303 SELECT SECTOR SPDR TR SBI INT-FINL 81369y605 4010 162411 SH SOLE NONE 0 0 162411 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369y209 3930 49555 SH SOLE NONE 0 0 49555 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 2690 12128 SH SOLE NONE 0 0 12128 SPDR S&P 500 ETF TR TR UNIT 78462f103 1930 7968 SH SOLE NONE 0 0 7968 SPDR S&P 500 ETF TR PUT 78462F953 1810 75 SH SOLE NONE 0 0 75 APPLE INC COM 037833100 1740 12076 SH SOLE NONE 0 0 12076 JOHNSON & JOHNSON COM 478160104 1450 10946 SH SOLE NONE 0 0 10946 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1370 10987 SH SOLE NONE 0 0 10987 GOLDMAN SACHS ETF TR EQUITY ETF 381430503 1280 26541 SH SOLE NONE 0 0 26541 CLAYMORE EXCHANGE TRD FD TR GUG BULL2020 E 18383M514 1060 49287 SH SOLE NONE 0 0 49287 CLAYMORE EXCHANGE TRD FD TR GUG BULL2018 E 18383M530 1000 47211 SH SOLE NONE 0 0 47211 ALPHABET INC CAP STK CL A 02079K305 880 949 SH SOLE NONE 0 0 949 LEIDOS HLDGS INC COM 525327102 820 15878 SH SOLE NONE 0 0 15878 QUALCOMM INC COM 747525103 780 14053 SH SOLE NONE 0 0 14053 JPMORGAN CHASE & CO COM 46625h100 760 8296 SH SOLE NONE 0 0 8296 NUVEEN PREFERRED SECURITIES COM 67072c105 720 70678 SH SOLE NONE 0 0 70678 AMAZON COM INC COM 023135106 670 697 SH SOLE NONE 0 0 697 VERIZON COMMUNICATIONS INC COM 92343v104 670 14957 SH SOLE NONE 0 0 14957 CHEVRON CORP NEW COM 166764100 630 6012 SH SOLE NONE 0 0 6012 HONEYWELL INTL INC COM 438516106 630 4729 SH SOLE NONE 0 0 4729 CLAYMORE EXCHANGE TRD FD TR GUG BULL2019 E 18383M522 630 29554 SH SOLE NONE 0 0 29554 POWERSHARES ETF TRUST FTSE RAFI 1000 73935X583 620 6043 SH SOLE NONE 0 0 6043 CAMDEN PPTY TR SH BEN INT 133131102 580 6831 SH SOLE NONE 0 0 6831 PPL CORP COM 69351T106 580 14973 SH SOLE NONE 0 0 14973 SPDR SERIES TRUST S&P DIVID ETF 78464A763 570 6414 SH SOLE NONE 0 0 6414 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 560 10244 SH SOLE NONE 0 0 10244 SCIENCE APPLICATNS INTL CP N COM 808625107 550 7865 SH SOLE NONE 0 0 7865 PFIZER INC COM 717081103 550 16338 SH SOLE NONE 0 0 16338 CORNING INC COM 219350105 550 18360 SH SOLE NONE 0 0 18360 AETNA INC NEW COM 00817y108 540 3550 SH SOLE NONE 0 0 3550 PROCTER AND GAMBLE CO COM 742718109 540 6189 SH SOLE NONE 0 0 6189 INTEL CORP COM 458140100 540 16080 SH SOLE NONE 0 0 16080 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2017 18383M548 530 23530 SH SOLE NONE 0 0 23530 EXXON MOBIL CORP COM 30231g102 520 6381 SH SOLE NONE 0 0 6381 LABORATORY CORP AMER HLDGS COM NEW 50540r409 520 3355 SH SOLE NONE 0 0 3355 ABBVIE INC COM 00287Y109 520 7203 SH SOLE NONE 0 0 7203 ISHARES TR NA TEC-SFTWR ETF 464287515 520 3820 SH SOLE NONE 0 0 3820 PEPSICO INC COM 713448108 510 4432 SH SOLE NONE 0 0 4432 WELLS FARGO CO NEW COM 949746101 510 9266 SH SOLE NONE 0 0 9266 DELTA AIR LINES INC DEL COM NEW 247361702 500 9319 SH SOLE NONE 0 0 9319 THERMO FISHER SCIENTIFIC INC COM 883556102 500 2893 SH SOLE NONE 0 0 2893 ILLINOIS TOOL WKS INC COM 452308109 490 3416 SH SOLE NONE 0 0 3416 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 480 3409 SH SOLE NONE 0 0 3409 SPDR SERIES TRUST AEROSPACE DEF 78464A631 460 6558 SH SOLE NONE 0 0 6558 SPDR SERIES TRUST S&P INS ETF 78464A789 450 5096 SH SOLE NONE 0 0 5096 CISCO SYS INC COM 17275r102 450 14513 SH SOLE NONE 0 0 14513 VISA INC COM CL A 92826c839 440 4684 SH SOLE NONE 0 0 4684 FIDELITY DIVID ETF RISI 316092832 430 15265 SH SOLE NONE 0 0 15265 PACCAR INC COM 693718108 410 6137 SH SOLE NONE 0 0 6137 FIFTH THIRD BANCORP COM 316773100 390 15181 SH SOLE NONE 0 0 15181 ISHARES TR GLB INFRASTR ETF 464288372 380 8642 SH SOLE NONE 0 0 8642 EATON CORP PLC SHS G29183103 370 4791 SH SOLE NONE 0 0 4791 DISNEY WALT CO COM DISNEY 254687106 360 3386 SH SOLE NONE 0 0 3386 LAM RESEARCH CORP COM 512807108 360 2568 SH SOLE NONE 0 0 2568 HALLIBURTON CO COM 406216101 350 8099 SH SOLE NONE 0 0 8099 CAPITAL ONE FINL CORP COM 14040h105 350 4292 SH SOLE NONE 0 0 4292 REALTY INCOME CORP COM 756109104 340 6181 SH SOLE NONE 0 0 6181 ISHARES TR RUS 1000 ETF 464287622 340 2522 SH SOLE NONE 0 0 2522 ALPS ETF TR ALERIAN MLP 00162Q866 340 28376 SH SOLE NONE 0 0 28376 ALEXION PHARMACEUTICALS INC COM 015351109 330 2700 SH SOLE NONE 0 0 2700 STARBUCKS CORP COM 855244109 330 5662 SH SOLE NONE 0 0 5662 ISHARES TR NASDQ BIOTEC ETF 464287556 330 1067 SH SOLE NONE 0 0 1067 CITRIX SYS INC COM 177376100 330 4202 SH SOLE NONE 0 0 4202 DUKE ENERGY CORP NEW COM NEW 26441c204 320 3800 SH SOLE NONE 0 0 3800 CVS HEALTH CORP COM 126650100 320 3969 SH SOLE NONE 0 0 3969 RYDEX ETF TRUST GUG S&P SC500 EQ 78355W882 310 3312 SH SOLE NONE 0 0 3312 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 310 3646 SH SOLE NONE 0 0 3646 POWERSHARES ETF TR II VAR RATE PFD POR 73937B597 310 11846 SH SOLE NONE 0 0 11846 CARNIVAL CORP UNIT 99/99/9999 143658300 300 4517 SH SOLE NONE 0 0 4517 ISHARES TR SP SMCP600GR ETF 464287887 300 1900 SH SOLE NONE 0 0 1900 UNITED PARCEL SERVICE INC CL B 911312106 300 2687 SH SOLE NONE 0 0 2687 SOUTHERN CO COM 842587107 300 6221 SH SOLE NONE 0 0 6221 RYDEX ETF TRUST GUG S&P500EQWTFI 78355W858 300 7549 SH SOLE NONE 0 0 7549 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 300 12985 SH SOLE NONE 0 0 12985 ISHARES GRWT ALLOCAT ETF 464289867 290 6568 SH SOLE NONE 0 0 6568 POWERSHARES ETF TR II FDM HG YLD RAFI 73936T557 290 15493 SH SOLE NONE 0 0 15493 RYDEX ETF TRUST GUG S&P500EQWTTE 78355W817 280 2224 SH SOLE NONE 0 0 2224 NORDSTROM INC COM 655664100 280 5896 SH SOLE NONE 0 0 5896 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W833 280 2618 SH SOLE NONE 0 0 2618 CLAYMORE EXCHANGE TRD FD TR GUGG BULSH 2021 18383M266 280 13077 SH SOLE NONE 0 0 13077 FIRST TR EXCHANGE TRADED FD MULTI ASSET DI 33738R100 270 14100 SH SOLE NONE 0 0 14100 BLACKROCK INC COM 09247X101 260 617 SH SOLE NONE 0 0 617 MICRON TECHNOLOGY INC COM 595112103 250 8278 SH SOLE NONE 0 0 8278 ALPS ETF TR SECTR DIV DOGS 00162Q858 250 5958 SH SOLE NONE 0 0 5958 HOST HOTELS & RESORTS INC COM 44107p104 250 13497 SH SOLE NONE 0 0 13497 MYLAN N V SHS EURO n59465109 240 6166 SH SOLE NONE 0 0 6166 FEDEX CORP COM 31428x106 240 1107 SH SOLE NONE 0 0 1107 VANECK VECTORS ETF TR PFD SECS EX FINL 92189F429 240 11920 SH SOLE NONE 0 0 11920 APPLE HOSPITALITY REIT INC COM NEW 03784Y200 240 12606 SH SOLE NONE 0 0 12606 RYDEX ETF TRUST GUG S&P500EQWTHC 78355W841 230 1314 SH SOLE NONE 0 0 1314 ISHARES TR SP SMCP600VL ETF 464287879 230 1645 SH SOLE NONE 0 0 1645 ISHARES TR INTL SEL DIV ETF 464288448 230 7123 SH SOLE NONE 0 0 7123 MCDONALDS CORP COM 580135101 220 1436 SH SOLE NONE 0 0 1436 ALPHABET INC CAP STK CL C 02079K107 210 227 SH SOLE NONE 0 0 227 INTUITIVE SURGICAL INC COM NEW 46120E602 210 225 SH SOLE NONE 0 0 225 COSTCO WHSL CORP NEW COM 22160k105 210 1329 SH SOLE NONE 0 0 1329 ISHARES TR MSCI EMG MKT ETF 464287234 200 4843 SH SOLE NONE 0 0 4843 UNITED STATES OIL FUND LP UNITS 91232N108 110 12016 SH SOLE NONE 0 0 12016