Chief Operating Officer

0001653168-15-000002.txt : 20151117 0001653168-15-000002.hdr.sgml : 20151117 20151116202129 ACCESSION NUMBER: 0001653168-15-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150331 FILED AS OF DATE: 20151117 DATE AS OF CHANGE: 20151116 EFFECTIVENESS DATE: 20151117 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ken Stern & Associates, Inc. CENTRAL INDEX KEY: 0001653168 IRS NUMBER: 330879374 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16999 FILM NUMBER: 151236833 BUSINESS ADDRESS: STREET 1: 3655 NOBEL DRIVE STREET 2: SUITE 630 CITY: SAN DIEGO STATE: CA ZIP: 92122 BUSINESS PHONE: 858-485-0404 MAIL ADDRESS: STREET 1: 3655 NOBEL DRIVE STREET 2: SUITE 630 CITY: SAN DIEGO STATE: CA ZIP: 92122 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001653168 XXXXXXXX 03-31-2015 03-31-2015 Ken Stern & Associates, Inc.

3655 NOBEL DRIVE SUITE 630 SAN DIEGO CA 92122

13F HOLDINGS REPORT 028-16999 N Brian Hendricks Chief Operating Officer 858-485-0404 Brian Hendricks San Diego CA 11-16-2015 0 73 133233 false INFORMATION TABLE 2 2015firstquarterKSA.xml ABBVIE INC SHS 00287Y109 465 4525 SH SOLE 0 4525 0 0 ACE LTD-ORD SHS H0023R105 522 4678 SH SOLE 0 4678 0 0 ACTAVIS PLC SHS G0083B108 951 3196 SH SOLE 0 3196 0 0 AETNA INC NEW COMMON STOCK 00817Y108 428 4016 SH SOLE 0 4016 0 0 AFFILIATED MANAGERS GROUP COMMON STOCK 008252108 724 3371 SH SOLE 0 3371 0 0 APPLE INC COMMON STOCK 037833100 1055 8479 SH SOLE 0 8479 0 0 APPLIED MATERIALS INC. COMMON STOCK 038222105 354 15670 SH SOLE 0 15670 0 0 BLACKSTONE GRP LP UNIT LTD COMMON STOCK 0253U108 317 8153 SH SOLE 0 8153 0 0 BROADCOM CORP CL A 111320107 243 5610 SH SOLE 0 5610 0 0 CAPITAL ONE FINL CORP COMMON STOCK 14040H105 1181 14983 SH SOLE 0 14983 0 0 CHEVRON CORP NEW COMMON STOCK 166764100 1182 11260 SH SOLE 0 11260 0 0 CITRIX SYS INC COMMON STOCK 177376100 970 15185 SH SOLE 0 15185 0 0 CORNING INC COMMON STOCK 219350105 244 10741 SH SOLE 0 10741 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 260 5791 SH SOLE 0 5791 0 0 EXXON MOBIL CORP COMMON STOCK 30231G102 300 3532 SH SOLE 0 3532 0 0 FEDEX CORP COMMON STOCK 31428X106 1207 7298 SH SOLE 0 7298 0 0 FLOWERS FOODS INC COMMON STOCK 343498101 585 25712 SH SOLE 0 25712 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 291 6303 SH SOLE 0 6303 0 0 GOLDMAN SACHS GROUP INC COMMON STOCK 38141G104 274 1458 SH SOLE 0 1458 0 0 HALLIBURTON CO COMMON STOCK 406216101 207 4709 SH SOLE 0 4709 0 0 ILLINOIS TOOL WKS INC COMMON STOCK 452308109 323 3321 SH SOLE 0 3321 0 0 INTEL CORP COMMON STOCK 458140100 594 18994 SH SOLE 0 18994 0 0 ISHARES TR RUS 1000 ETF 464287622 3431 29615 SH SOLE 0 29615 0 0 ISHARES TR GRWT ALLOCAT ETF 464289867 211 5163 SH SOLE 0 5163 0 0 ISHARES TR LEHMAN AGGREGATE ETF 464287266 263 2360 SH SOLE 0 2360 0 0 ISHARES TR U.S. ENERGY ETF 464287796 3982 91323 SH SOLE 0 91323 0 0 ISHARES TR MSCI EAFE ETF 464287465 7654 119279 SH SOLE 0 119279 0 0 ISHARES TR SP SMCP600VL ETF 464287879 8405 70683 SH SOLE 0 70683 0 0 JPMORGAN CHASE & CO COMMON STOCK 46625H100 312 5158 SH SOLE 0 5158 0 0 JOHNSON & JOHNSON COMMON STOCK 478160104 783 7779 SH SOLE 0 7779 0 0 JPMORGAN CHASE & CO ALERIAN ML ETN COMMON STOCK 46625H365 1368 31971 SH SOLE 0 31971 0 0 KINDER MORGAN INC DEL COMMON STOCK 49456B101 575 13681 SH SOLE 0 13681 0 0 LAM RESEARCH CORP COMMON STOCK 49456B101 1145 16309 SH SOLE 0 16309 0 0 MICRON TECHNOLOGY INC COMMON STOCK 595112103 290 10694 SH SOLE 0 10694 0 0 MYLAN LABORATORIES INC COMMON STOCK 595112103 440 7411 SH SOLE 0 7411 0 0 NOBLE CORP PLC SHS G65431101 186 13060 SH SOLE 0 13060 0 0 NORFOLK SOUTHERN CORP COMMON STOCK 655844108 270 2620 SH SOLE 0 2620 0 0 NUVEEN QUALITY PFD INCOME FD COM SHS 67072C105 212 23135 SH SOLE 0 23135 0 0 OLIN CORP COMMON STOCK 680665205 231 7205 SH SOLE 0 7205 0 0 PEPSICO INC COMMON STOCK 713448108 290 3030 SH SOLE 0 3030 0 0 POWERSHARES ETF TRUST DYN PHARM PORT ETF 73935X799 4544 59480 SH SOLE 0 59480 0 0 PPL CORP COMMON STOCK 69351T106 289 8585 SH SOLE 0 8585 0 0 PROCTOR & GAMBLE CO COMMON STOCK 742718109 331 4038 SH SOLE 0 4038 0 0 PULTE HOMES GROUP INC COMMON STOCK 745867101 1030 46342 SH SOLE 0 46342 0 0 QUALCOMM INC COMMON STOCK 747525103 1261 18191 SH SOLE 0 18191 0 0 RAYMOND JAMES FINANCIAL INC COMMON STOCK 754730109 794 13978 SH SOLE 0 13978 0 0 RAYTHEON CO COM NEW 755111507 327 2990 SH SOLE 0 2990 0 0 RYDEX ETF TRUST GUG S&P MC400 PG ETF 78355W601 9902 74694 SH SOLE 0 74694 0 0 RYDEX ETF TRUST GUG S&P500 EQ WT ETF 78355W106 4427 54622 SH SOLE 0 54622 0 0 SCHLUMBERGER LTD COMMON STOCK 806857108 633 7584 SH SOLE 0 7584 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS COMMON STOCK 81369Y308 4421 90709 SH SOLE 0 90709 0 0 SELECT SECTOR SPDR TR TECHNOLOGY COMMON STOCK 81369Y803 4347 104895 SH SOLE 0 104895 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR COMMON STOCK 81369Y407 4248 56378 SH SOLE 0 56378 0 0 SMITH A O COMMON STOCK 831865209 969 14764 SH SOLE 0 14764 0 0 SPDR SER TR SHT TRM HGH YLD COMMON STOCK 78468R408 5396 184868 SH SOLE 0 184868 0 0 SPDR SERIES TRUST S&P HOMEBUILD ETF 78464A888 3774 102374 SH SOLE 0 102374 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE ETF 81369Y209 5237 72232 SH SOLE 0 72232 0 0 SPDR SERIES TRUST BRCLYS INTL ETF 78464A516 398 7483 SH SOLE 0 7483 0 0 ST JUDE MEDICAL INC COMMON STOCK 790849103 253 3874 SH SOLE 0 3874 0 0 TUPPERWARE BRANDS CORP COMMON STOCK 899896104 209 3025 SH SOLE 0 3025 0 0 TYSON FOODS INC CL A COMMON STOCK 902494103 255 6649 SH SOLE 0 6649 0 0 UNITED PARCEL SERVICE INC CL B COMMON STOCK 911312106 272 2804 SH SOLE 0 2804 0 0 UNITED RENTALS INC COMMON STOCK 911363109 296 3252 SH SOLE 0 3252 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF SHS 922042858 639 15639 SH SOLE 0 15639 0 0 VANGUARD WORLD FDS INF TECH ETF SHS 92204A702 4917 46162 SH SOLE 0 46162 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 13442 71044 SH SOLE 0 71044 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND ETF SHS 921937827 282 3506 SH SOLE 0 3506 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD ETF 92206C409 10036 125125 SH SOLE 0 125125 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT ETF 921937835 5084 60984 SH SOLE 0 60984 0 0 VENTAS INC COMMON STOCK 92276F100 993 13602 SH SOLE 0 13602 0 0 VERIZON COMMUNICATIONS INC COMMON STOCK 92343V104 798 16413 SH SOLE 0 16413 0 0 VIACOM INC NEW CL B COMMON STOCK 92553P201 297 4344 SH SOLE 0 4344 0 0 DISNEY WALT CO COMMON STOCK 254687106 407 3877 SH SOLE 0 3877 0 0