EX-FILING FEES 4 exhibitfilingfees.htm CALCULATION OF FILING FEE TABLES SusGlobal Energy Corp.: Exhibit FILING FEES - Filed by newsfilecorp.com

Exhibit 107

Calculation of Filing Fee Tables

Form S-1
(Form Type)

SusGlobal Energy Corp.
(Exact Name of Registrant as Specified in its Charter)

Table 1: Newly Registered and Carry Forward Securities

 

Security
Type

Security
Class
Title

Fee
Calculation
or Carry
Forward
Rule

Amount
Registered

Proposed
Maximum
Offering
Price Per

Share

Maximum
Aggregate
Offering
Price (1) (2)

Fee
Rate

Amount
of

Registration
Fee

Carry
Forward
Form
Type

Carry
Forward
File
Number

Carry
Forward
Initial
effective

date

Filing
Fee

Previously
Paid In
Connection
with
Unsold
Securities

to be
Carried
Forward

Newly Registered Securities

Fees to
Be
Paid

 

 

 

 

 

 

 

 

 

 

 

 

 

Equity

Common Stock to be sold by Selling Stockholders (8)

457(c)

 

 

$87,979.38

$92.70 per $1,000,000

$9

 

 

 

 

 

Equity

Common Stock Issuable Upon Conversion of Convertible Notes by Selling Stockholders (8)

457(c)

 

 

$2,432,004.30

$92.70 per $1,000,000

$226

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 




Fees

 

Units, each
consisting
of one share
of Common
Stock, par
value
$0.00001,
per share
and one
Warrants
each to
purchase
one share of
Common
Stock(1)

 

 

 

 

$92.70

 

 

 

 

 

Previously

 

 

 

 

 

per

 

 

 

 

 

Paid

 

 

 

 

 

$1,000,

 

 

 

 

 

 

 

 

 

 

 

000

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Equity

457(o)

 

 

$13,800,0

 

$1,279

 

 

 

 

 

   

 

 

00

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Common
Stock
included as
part of the
Units (3)(4)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Equity

457(i)

 

 

-

 

-

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Warrants to
purchase
Common
Stock
included as
part of the
Units
(4)(5)(6)(7)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Equity

(4) (6)

 

 

-

 

-

 

 

 

 

 

   

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Common
Stock
issuable
upon
exercise of
the
Warrants
(3)(7)

 

 

 

 

$92.70

 

 

 

 

 

 

 

 

 

 

 

per

 

 

 

 

 

 

 

 

 

 

 

$1,000,

 

 

 

 

 

 

 

 

 

 

 

000

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

$16,560,0

 

 

 

 

 

 

 

Equity

457(o)

 

 

00

 

$1,535

 

 

 

 

 

   

 

 

 

 

 

 

 

 

 

 

 

Representative's
Warrants(6)

 

 

 

 

 

 

 

 

 

 

 

Equity

457(g)

 

 

-

 

-

 

 

 

 

 

 

Common
Stock
issuable
upon
exercise of
Representative's
Warrants
(4)(9)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Equity

457(g)

 

 

$864,000

 

$81

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 




 

 

Common
Stock to be
sold by
Selling
Stockholders (8)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

$92.70

 

 

 

 

 

 

Equity

457(c)

 

 

$87,979.3

per

$9

 

 

 

 

 

 

 

 

8

$1,000,

 

 

 

 

 

 

 

 

 

 

 

000

 

 

 

 

 

 

 

Common
Stock
Issuable
Upon
Conversion
of
Convertible
Notes by
Selling
Stockholders (8)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

$92.70

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

$2,432,00

per

 

 

 

 

 

 

Equity

457(c)

 

 

4.30 $1,000,

$226

 

 

 

 

 

 

 

 

 

000

 

 

 

 

 

 

 

 

 

 

   

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Carry Forward Securities

Carry

Forward

Securities

X                      
  Total Offering Amounts    $33,743,9
84
$3,130          
  Total Fees Previously Paid     $3,130          
  Total Fee Offsets                
  Net Fee Due     $0          

(1) Estimated solely for the purpose of computing the amount of the registration fee pursuant to Rule 457(o) under the Securities Act of 1933, as amended (the "Securities Act").

(2) Includes Common Stock to cover the exercise of the over-allotment option granted to the underwriter.

(3) Pursuant to Rule 416 of the Securities Act, the shares of common stock registered hereby also includes an indeterminable number of additional shares of common stock as may from time to time become issuable by reason of stock splits, stock dividends, recapitalizations or other similar transactions.

(4) No fee required pursuant to Rule 457(i) under the Securities Act.

(5) Includes Common Stock which may be issued upon exercise of additional warrants which may be issued upon exercise of the over granted to the underwriter.

(6) In accordance with Rule 457(g) under the Securities Act, because the Common Stock underlying the Warrants are registered he registration fee is required with respect to the Warrants registered hereby.

(7) The warrants are exercisable at a per share price of 120% of the price per Unit in this offering.

(8) In accordance with Rule 457(c) under the Securities Act, the aggregate offering price for the shares to be sold by the Selling Stockholders is calculated based on the $0.52525 average of the high and low prices reported on the OTCQB for May 12, 2022.

For the Common Stock it is 167,500 * $0.52525 = $87,979.38

For the Common Stock Issuable Upon Conversion of Convertible Notes it is 4,633,992 (on a pre Reverse Split basis) * $0.52525 = $2,432,004.30

(9) Estimated solely for the purpose of calculating the registration fee pursuant to Rule 457(g) under the Securities Act. The warrants, or the Representative's Warrants, are exercisable at a per share exercise price equal to 120% of the public offering price. As estimated solely for the purpose of recalculating the registration fee pursuant to Rule 457(g) under the Securities Act, the proposed maximum aggregate offering price of the Representative's Warrants is equal to 120% of $720,000 (which is equal to 6% of $12,000,000).