0001652362-22-000122.txt : 20220919
0001652362-22-000122.hdr.sgml : 20220919
20220919171909
ACCESSION NUMBER: 0001652362-22-000122
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220915
FILED AS OF DATE: 20220919
DATE AS OF CHANGE: 20220919
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hummer Brian
CENTRAL INDEX KEY: 0001747273
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37796
FILM NUMBER: 221251355
MAIL ADDRESS:
STREET 1: C/O INFRASTRUCTURE AND ENERGY
STREET 2: ALTERNATIVES, INC. 6325 DIGITAL WAY 460
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46278
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Infrastructure & Energy Alternatives, Inc.
CENTRAL INDEX KEY: 0001652362
STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770]
IRS NUMBER: 474787177
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6325 DIGITAL WAY
STREET 2: SUITE 460
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46278
BUSINESS PHONE: (765) 828-2580
MAIL ADDRESS:
STREET 1: 6325 DIGITAL WAY
STREET 2: SUITE 460
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46278
FORMER COMPANY:
FORMER CONFORMED NAME: M III Acquisition Corp.
DATE OF NAME CHANGE: 20150902
4
1
wf-form4_166362232564248.xml
FORM 4
X0306
4
2022-09-15
0
0001652362
Infrastructure & Energy Alternatives, Inc.
IEA
0001747273
Hummer Brian
6325 DIGITAL WAY, SUITE 460
INDIANAPOLIS
IN
46278
0
1
0
0
EVP, Operations
Common Stock, par value $0.0001 per share
2022-09-15
4
X
0
58199
10.37
A
194826
D
Common Stock, par value $0.0001 per share
2022-09-15
4
F
0
46627
14.41
D
148199
D
Common Stock, par value $0.0001 per share
48926
I
Brian K. Hummer Revocable Trust
Option to purchase Common Stock, par value $0.0001
10.37
2022-09-15
4
X
0
58199
10.37
D
2028-09-14
Common Stock, par value $0.0001 per share
58199.0
0
D
Reflects 46,627 shares withheld by issuer at the market price of $14.41 per share less an exercise price of $10.37 per share to fund the cashless exercise of 58,199 stock options and to cover the associated tax liability.
Represents 98,715 shares of Common Stock and 49,484 restricted stock units that are subject to forfeiture and vesting.
Held by Brian K. Hummer Revocable Trust.
All of the shares subject to this option are fully vested and exercisable as of the date hereof.
/s/ Brian Hummer
2022-09-19