0001652362-22-000122.txt : 20220919 0001652362-22-000122.hdr.sgml : 20220919 20220919171909 ACCESSION NUMBER: 0001652362-22-000122 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220915 FILED AS OF DATE: 20220919 DATE AS OF CHANGE: 20220919 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hummer Brian CENTRAL INDEX KEY: 0001747273 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37796 FILM NUMBER: 221251355 MAIL ADDRESS: STREET 1: C/O INFRASTRUCTURE AND ENERGY STREET 2: ALTERNATIVES, INC. 6325 DIGITAL WAY 460 CITY: INDIANAPOLIS STATE: IN ZIP: 46278 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Infrastructure & Energy Alternatives, Inc. CENTRAL INDEX KEY: 0001652362 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 474787177 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6325 DIGITAL WAY STREET 2: SUITE 460 CITY: INDIANAPOLIS STATE: IN ZIP: 46278 BUSINESS PHONE: (765) 828-2580 MAIL ADDRESS: STREET 1: 6325 DIGITAL WAY STREET 2: SUITE 460 CITY: INDIANAPOLIS STATE: IN ZIP: 46278 FORMER COMPANY: FORMER CONFORMED NAME: M III Acquisition Corp. DATE OF NAME CHANGE: 20150902 4 1 wf-form4_166362232564248.xml FORM 4 X0306 4 2022-09-15 0 0001652362 Infrastructure & Energy Alternatives, Inc. IEA 0001747273 Hummer Brian 6325 DIGITAL WAY, SUITE 460 INDIANAPOLIS IN 46278 0 1 0 0 EVP, Operations Common Stock, par value $0.0001 per share 2022-09-15 4 X 0 58199 10.37 A 194826 D Common Stock, par value $0.0001 per share 2022-09-15 4 F 0 46627 14.41 D 148199 D Common Stock, par value $0.0001 per share 48926 I Brian K. Hummer Revocable Trust Option to purchase Common Stock, par value $0.0001 10.37 2022-09-15 4 X 0 58199 10.37 D 2028-09-14 Common Stock, par value $0.0001 per share 58199.0 0 D Reflects 46,627 shares withheld by issuer at the market price of $14.41 per share less an exercise price of $10.37 per share to fund the cashless exercise of 58,199 stock options and to cover the associated tax liability. Represents 98,715 shares of Common Stock and 49,484 restricted stock units that are subject to forfeiture and vesting. Held by Brian K. Hummer Revocable Trust. All of the shares subject to this option are fully vested and exercisable as of the date hereof. /s/ Brian Hummer 2022-09-19