0001652362-22-000003.txt : 20220228 0001652362-22-000003.hdr.sgml : 20220228 20220228191934 ACCESSION NUMBER: 0001652362-22-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220223 FILED AS OF DATE: 20220228 DATE AS OF CHANGE: 20220228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Roehm John Paul CENTRAL INDEX KEY: 0001732895 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37796 FILM NUMBER: 22692912 MAIL ADDRESS: STREET 1: 8440 WOODFIELD CROSSING BLVD., SUITE 500 CITY: INDIANAPOLIS STATE: IN ZIP: 46240 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Infrastructure & Energy Alternatives, Inc. CENTRAL INDEX KEY: 0001652362 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 474787177 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6325 DIGITAL WAY STREET 2: SUITE 460 CITY: INDIANAPOLIS STATE: IN ZIP: 46278 BUSINESS PHONE: (765) 828-2580 MAIL ADDRESS: STREET 1: 6325 DIGITAL WAY STREET 2: SUITE 460 CITY: INDIANAPOLIS STATE: IN ZIP: 46278 FORMER COMPANY: FORMER CONFORMED NAME: M III Acquisition Corp. DATE OF NAME CHANGE: 20150902 4 1 wf-form4_164609394222217.xml FORM 4 X0306 4 2022-02-23 0 0001652362 Infrastructure & Energy Alternatives, Inc. IEA 0001732895 Roehm John Paul 6325 DIGITAL WAY, SUITE 460 INDIANAPOLIS IN 46278 1 1 0 0 President and CEO Common Stock, par value $0.0001 per share 2022-02-23 4 A 0 77465 0 A 798106 D Common Stock, par value $0.0001 per share 637987 I Roehm Living Trust Represents restricted stock units ("RSUs") which will vest in three equal annual installments beginning on the first anniversary of February 23, 2022. Represents 276,533 shares of Common Stock, 278,964 restricted stock units and 242,609 performance stock units that are subject to forfeiture and vesting. In addition to the RSUs described in footnote 1, the Company also granted 116,198 performance-based RSUs that become subject to vesting based upon certain targets. These performance-based RSUs will not be included in the total of column 5 until satisfaction of the performance criteria. Held by Roehm Living Trust. /s/ John Paul Roehm 2022-02-28