0000950142-22-003166.txt : 20221114 0000950142-22-003166.hdr.sgml : 20221114 20221114091729 ACCESSION NUMBER: 0000950142-22-003166 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221114 DATE AS OF CHANGE: 20221114 EFFECTIVENESS DATE: 20221114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Birch Grove Capital LP CENTRAL INDEX KEY: 0001652355 IRS NUMBER: 205289508 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17364 FILM NUMBER: 221381054 BUSINESS ADDRESS: STREET 1: 590 MADISON AVENUE, 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-753-7510 MAIL ADDRESS: STREET 1: 590 MADISON AVENUE, 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001652355 XXXXXXXX 09-30-2022 09-30-2022 false Birch Grove Capital LP

590 Madison Avenue, 38th Floor New York NY 10022

13F HOLDINGS REPORT 028-17364 N Rodd D. Evonsky 212-753-7510 /s/ Rodd D. Evonsky New York NY 11-14-2022 0 41 256225 INFORMATION TABLE 2 infotable.xml 1LIFE HEALTHCARE INC NOTE 3.000% 6/1 68269GAB3 5838 6000000 PRN SOLE 0 0 6000000 8X8 INC NEW NOTE 0.500% 2/0 282914AB6 2109 2500000 PRN SOLE 0 0 2500000 AERIE PHARMACEUTICALS INC NOTE 1.500% 10/0 00771VAB4 8937 9100000 PRN SOLE 0 0 9100000 BRINKS CO COM 109696104 1835 37873 SH SOLE 37873 0 0 CHAMPIONX CORPORATION COM 15872M104 1514 77350 SH SOLE 77350 0 0 CHURCHILL CAPITAL CORP V *W EXP 10/29/202 17144T115 9 100000 SH SOLE 100000 0 0 CHURCHILL CAPITAL CORP VI *W EXP 10/17/202 17143W119 11 80000 SH SOLE 80000 0 0 CHURCHILL CAPITAL CORP VII *W EXP 02/29/202 17144M110 11 80000 SH SOLE 80000 0 0 EVOLENT HEALTH INC NOTE 3.500% 10/1 30050BAF8 2158 1050000 PRN SOLE 0 0 1050000 HERBALIFE LTD NOTE 2.625% 3/1 42703MAD5 20492 22550000 PRN SOLE 0 0 22550000 INOTIV INC COM 45783Q100 4989 296097 SH SOLE 296097 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 6263 430000 SH Put SOLE 430000 0 0 ISHARES TR IBOXX HI YD ETF 464288513 4607 1510500 SH Put SOLE 1510500 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 1818 300000 SH Put SOLE 300000 0 0 JAZZ INVESTMENTS I LTD NOTE 1.500% 8/1 472145AD3 15473 16100000 PRN SOLE 0 0 16100000 JETBLUE AIRWAYS CORP NOTE 0.500% 4/0 477143AP6 11908 16500000 PRN SOLE 0 0 16500000 KAMAN CORP COM 483548103 1784 63874 SH SOLE 63874 0 0 KAMAN CORP NOTE 3.250% 5/0 483548AF0 16160 17030000 PRN SOLE 0 0 17030000 KARYOPHARM THERAPEUTICS INC NOTE 3.000% 10/1 48576UAA4 8145 10000000 PRN SOLE 0 0 10000000 LYFT INC NOTE 1.500% 5/1 55087PAB0 1714 2000000 PRN SOLE 0 0 2000000 MAGNITE INC NOTE 0.250% 3/1 55955DAB6 11781 15500000 PRN SOLE 0 0 15500000 MITEK SYS INC NOTE 0.750% 2/0 606710AA9 12788 15533000 PRN SOLE 0 0 15533000 MULTIPLAN CORPORATION COM 62548M100 578 202115 SH SOLE 202115 0 0 MULTIPLAN CORPORATION *W EXP 02/13/202 62548M118 18 75000 SH SOLE 75000 0 0 NUVASIVE INC NOTE 0.375% 3/1 670704AJ4 7023 8030000 PRN SOLE 0 0 8030000 NUVASIVE INC NOTE 1.000% 6/0 670704AL9 7762 8000000 PRN SOLE 0 0 8000000 OKTA INC NOTE 0.125% 9/0 679295AD7 420 500000 PRN SOLE 0 0 500000 OKTA INC NOTE 0.375% 6/1 679295AF2 1297 1650000 PRN SOLE 0 0 1650000 PRECIGEN INC NOTE 3.500% 7/1 46122TAA0 4413 4500000 PRN SOLE 0 0 4500000 RINGCENTRAL INC NOTE 3/0 76680RAF4 844 1000000 PRN SOLE 0 0 1000000 RINGCENTRAL INC NOTE 3/1 76680RAH0 8515 11000000 PRN SOLE 0 0 11000000 SKILLSOFT CORP *W EXP 06/11/202 83066P119 7 33332 SH SOLE 33332 0 0 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 1596 72820 SH SOLE 72820 0 0 SPLUNK INC NOTE 1.125% 6/1 848637AF1 10327 13054000 PRN SOLE 0 0 13054000 SPLUNK INC NOTE 1.125% 9/1 848637AD6 2669 3000000 PRN SOLE 0 0 3000000 SPOTIFY USA INC NOTE 3/1 84921RAB6 12962 16400000 PRN SOLE 0 0 16400000 STARRY GROUP HOLDINGS INC CL A COM 85572U102 6166 670939 SH SOLE 670939 0 0 TABULA RASA HEALTHCARE INC NOTE 1.750% 2/1 873379AA9 25330 31377000 PRN SOLE 0 0 31377000 THE REALREAL INC NOTE 1.000% 3/0 88339PAD3 9165 20218000 PRN SOLE 0 0 20218000 THE REALREAL INC NOTE 3.000% 6/1 88339PAB7 3095 5000000 PRN SOLE 0 0 5000000 UBER TECHNOLOGIES INC NOTE 12/1 90353TAJ9 13694 16500000 PRN SOLE 0 0 16500000