0000950142-22-000704.txt : 20220214 0000950142-22-000704.hdr.sgml : 20220214 20220214164307 ACCESSION NUMBER: 0000950142-22-000704 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220214 DATE AS OF CHANGE: 20220214 EFFECTIVENESS DATE: 20220214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Birch Grove Capital LP CENTRAL INDEX KEY: 0001652355 IRS NUMBER: 205289508 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17364 FILM NUMBER: 22633533 BUSINESS ADDRESS: STREET 1: 590 MADISON AVENUE, 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-753-7510 MAIL ADDRESS: STREET 1: 590 MADISON AVENUE, 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001652355 XXXXXXXX 12-31-2021 12-31-2021 false Birch Grove Capital LP

590 Madison Avenue, 38th Floor New York NY 10022

13F HOLDINGS REPORT 028-17364 N Rodd D. Evonsky 212-753-7510 /s/ Rodd D. Evonsky New York NY 02-14-2022 0 47 220902 INFORMATION TABLE 2 infotable.xml ALTERYX INC NOTE 0.500% 8/0 02156BAD5 1891 2000000 PRN SOLE 0 0 2000000 ALTERYX INC NOTE 1.000% 8/0 02156BAF0 2686 3000000 PRN SOLE 0 0 3000000 APOLLO COML REAL EST FIN INC NOTE 4.750% 8/2 03762UAB1 6673 6623000 PRN SOLE 0 0 6623000 APOLLO COML REAL EST FIN INC NOTE 5.375% 10/1 03762UAC9 379 375000 PRN SOLE 0 0 375000 BIOMARIN PHARMACEUTICAL INC COM 09061G101 2726 30850 SH SOLE 30850 0 0 BLACKSTONE MTG TR INC NOTE 4.375% 5/0 09257WAB6 5744 5700000 PRN SOLE 0 0 5700000 BRINKS CO COM 109696104 2483 37873 SH SOLE 37873 0 0 CHAMPIONX CORPORATION COM 15872M104 1189 58850 SH SOLE 58850 0 0 CHURCHILL CAPITAL CORP V *W EXP 10/29/202 17144T115 98 100000 SH SOLE 100000 0 0 CHURCHILL CAPITAL CORP V COM CL A 17144T107 3936 400000 SH SOLE 400000 0 0 CHURCHILL CAPITAL CORP VI UNIT 99/99/9999 17143W200 3984 400000 SH SOLE 400000 0 0 CHURCHILL CAPITAL CORP VII UNIT 99/99/9999 17144M201 4008 400000 SH SOLE 400000 0 0 DHT HOLDINGS INC SHS NEW Y2065G121 1808 348278 SH SOLE 348278 0 0 EHEALTH INC COM 28238P109 248 9737 SH SOLE 9737 0 0 EVOLENT HEALTH INC NOTE 3.500% 10/1 30050BAF8 1729 1050000 PRN SOLE 0 0 1050000 GOHEALTH INC COM CL A 38046W105 1185 312709 SH SOLE 312709 0 0 GRANITE PT MTG TR INC NOTE 6.375% 10/1 38741LAC1 2553 2500000 PRN SOLE 0 0 2500000 HERBALIFE LTD NOTE 2.625% 3/1 42703MAD5 16576 16538000 PRN SOLE 0 0 16538000 INOTIV INC COM 45783Q100 12457 296097 SH SOLE 296097 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 189 91500 SH Put SOLE 91500 0 0 ISHARES TR IBOXX HI YD ETF 464288513 81 405500 SH Put SOLE 405500 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 922 197800 SH Put SOLE 197800 0 0 JAZZ INVESTMENTS I LTD NOTE 1.500% 8/1 472145AD3 16097 16100000 PRN SOLE 0 0 16100000 KAMAN CORP COM 483548103 1751 40574 SH SOLE 40574 0 0 KAMAN CORP NOTE 3.250% 5/0 483548AF0 17664 17030000 PRN SOLE 0 0 17030000 KARYOPHARM THERAPEUTICS INC NOTE 3.000% 10/1 48576UAA4 4088 5000000 PRN SOLE 0 0 5000000 LAS VEGAS SANDS CORP COM 517834107 1534 40750 SH SOLE 40750 0 0 LULUS FASHION LOUNGE HOLDING COM 55003A108 246 24000 SH SOLE 24000 0 0 MULTIPLAN CORPORATION *W EXP 02/13/202 62548M118 96 75000 SH SOLE 75000 0 0 MULTIPLAN CORPORATION COM 62548M100 709 160115 SH SOLE 160115 0 0 NUTANIX INC NOTE 1/1 67059NAB4 3020 3000000 PRN SOLE 0 0 3000000 NUVASIVE INC NOTE 0.375% 3/1 670704AJ4 7650 8000000 PRN SOLE 0 0 8000000 NUVASIVE INC NOTE 1.000% 6/0 670704AL9 8040 8000000 PRN SOLE 0 0 8000000 O-I GLASS INC COM 67098H104 2014 167450 SH SOLE 167450 0 0 RADIUS HEALTH INC COM NEW 750469207 350 50532 SH SOLE 50532 0 0 RADIUS HEALTH INC NOTE 3.000% 9/0 750469AA6 7879 8202000 PRN SOLE 0 0 8202000 RINGCENTRAL INC NOTE 3/1 76680RAH0 5364 6000000 PRN SOLE 0 0 6000000 SELECTQUOTE INC COM 816307300 1547 170731 SH SOLE 170731 0 0 SKILLSOFT CORP *W EXP 06/11/202 83066P119 63 33332 SH SOLE 33332 0 0 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 3026 70220 SH SOLE 70220 0 0 SPLUNK INC NOTE 1.125% 6/1 848637AF1 12192 13054000 PRN SOLE 0 0 13054000 SPLUNK INC NOTE 1.125% 9/1 848637AD6 6623 6000000 PRN SOLE 0 0 6000000 TABULA RASA HEALTHCARE INC NOTE 1.750% 2/1 873379AA9 23536 28377000 PRN SOLE 0 0 28377000 TELADOC HEALTH INC NOTE 1.250% 6/0 87918AAF2 3661 4000000 PRN SOLE 0 0 4000000 UBER TECHNOLOGIES INC NOTE 12/1 90353TAJ9 15291 15500000 PRN SOLE 0 0 15500000 ZYNGA INC NOTE 0.250% 6/0 98986TAB4 2163 2000000 PRN SOLE 0 0 2000000 ZYNGA INC NOTE 12/1 98986TAD0 2753 3000000 PRN SOLE 0 0 3000000