The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ALLSCRIPTS HEALTHCARE SOLUTN | NOTE 1.250% 7/0 | 01988PAD0 | 10,690 | 10,000,000 | PRN | SOLE | 0 | 0 | 10,000,000 | ||
| AMAG PHARMACEUTICALS INC | NOTE 2.500% 2/1 | 00163UAA4 | 7,424 | 7,424,000 | PRN | SOLE | 0 | 0 | 7,424,000 | ||
| AVID TECHNOLOGY INC | NOTE 2.000% 6/1 | 05367PAB6 | 12,795 | 15,000,000 | PRN | SOLE | 0 | 0 | 15,000,000 | ||
| CARDTRONICS PLC | NOTE 1.000% 12/0 | 14161HAG3 | 8,950 | 10,000,000 | PRN | SOLE | 0 | 0 | 10,000,000 | ||
| CARDTRONICS PLC | SHS CL A | G1991C105 | 31 | 50,000 | SH | Put | SOLE | 0 | 0 | 50,000 | |
| DHT HOLDINGS INC | DEBT 4.500% 10/0 | 23335SAB2 | 9,245 | 9,440,000 | PRN | SOLE | 0 | 0 | 9,440,000 | ||
| ELECTRUM SPL ACQUISITION CORP | *W EXP 99/99/999 | G3105C112 | 365 | 450,608 | SH | SOLE | 0 | 0 | 450,608 | ||
| GOLAR LNG LTD BERMUDA | SHS | G9456A100 | 34 | 136,000 | SH | Put | SOLE | 0 | 0 | 136,000 | |
| GOODRICH PETE CORP | COM PAR | 382410843 | 9 | 836 | SH | SOLE | 836 | 0 | 0 | ||
| GP INVTS ACQUISITION COR | *W EXP 05/19/202 | G40357108 | 187 | 478,350 | SH | SOLE | 0 | 0 | 478,350 | ||
| HABIT RESTAURANTS INC | COM CL A | 40449J103 | 430 | 45,000 | SH | SOLE | 45,000 | 0 | 0 | ||
| J ALEXANDERS HLDGS INC | COM | 46609J106 | 1,089 | 112,249 | SH | SOLE | 112,249 | 0 | 0 | ||
| JAZZ INVESTMENTS I LTD | NOTE 1.875% 8/1 | 472145AB7 | 7,241 | 7,200,000 | PRN | SOLE | 0 | 0 | 7,200,000 | ||
| NUANCE COMMUNICATIONS INC | COM | 67020Y100 | 24 | 50,000 | SH | Put | SOLE | 0 | 0 | 50,000 | |
| NUANCE COMMUNICATIONS INC | DEBT 1.500% 11/0 | 67020YAG5 | 14,490 | 14,000,000 | PRN | SOLE | 0 | 0 | 14,000,000 | ||
| PALO ALTO NETWORKS INC | NOTE 7/0 | 697435AB1 | 6,850 | 5,000,000 | PRN | SOLE | 0 | 0 | 5,000,000 | ||
| SHUTTERFLY INC | COM | 82568P304 | 603 | 200,000 | SH | Call | SOLE | 0 | 0 | 200,000 | |
| SHUTTERFLY INC | NOTE 0.250% 5/1 | 82568PAB2 | 24,825 | 25,000,000 | PRN | SOLE | 0 | 0 | 25,000,000 | ||
| SURGERY PARTNERS INC | COM | 86881A100 | 806 | 66,605 | SH | SOLE | 66,605 | 0 | 0 | ||
| VALEANT PHARMACEUTICALS INTL | COM | 91911K102 | 1 | 20,000 | SH | Call | SOLE | 0 | 0 | 20,000 | |
| VECTOR GROUP LTD | FRNT 4/1 | 92240MBC1 | 45,697 | 39,500,000 | PRN | SOLE | 0 | 0 | 39,500,000 | ||
| WINDSTREAM HOLDINGS INC | COM NEW | 97382A200 | 41 | 300,000 | SH | Call | SOLE | 0 | 0 | 300,000 | |
| WRIGHT MED GROUP INC | NOTE 2.00% 2/1 | 98235TAE7 | 11,776 | 11,500,000 | PRN | SOLE | 0 | 0 | 11,500,000 | ||
| WRIGHT MED GROUP NV | ORD SHS 0.03 PAR | N96617118 | 47 | 115,000 | SH | Put | SOLE | 0 | 0 | 115,000 | |