0000950142-18-000421.txt : 20180214 0000950142-18-000421.hdr.sgml : 20180214 20180214151629 ACCESSION NUMBER: 0000950142-18-000421 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180214 DATE AS OF CHANGE: 20180214 EFFECTIVENESS DATE: 20180214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Birch Grove Capital LP CENTRAL INDEX KEY: 0001652355 IRS NUMBER: 205289508 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17364 FILM NUMBER: 18611582 BUSINESS ADDRESS: STREET 1: 660 MADISON AVENUE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10065 BUSINESS PHONE: 212-753-7510 MAIL ADDRESS: STREET 1: 660 MADISON AVENUE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10065 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001652355 XXXXXXXX 12-31-2017 12-31-2017 false Birch Grove Capital LP

660 Madison Avenue, 15th Floor New York NY 10065

13F HOLDINGS REPORT 028-17364 N Rodd D. Evonsky 212-753-7510 /s/ Rodd D. Evonsky New York NY 02-14-2018 0 24 163650 INFORMATION TABLE 2 infotable.xml ALLSCRIPTS HEALTHCARE SOLUTN NOTE 1.250% 7/0 01988PAD0 10690 10000000 PRN SOLE 0 0 10000000 AMAG PHARMACEUTICALS INC NOTE 2.500% 2/1 00163UAA4 7424 7424000 PRN SOLE 0 0 7424000 AVID TECHNOLOGY INC NOTE 2.000% 6/1 05367PAB6 12795 15000000 PRN SOLE 0 0 15000000 CARDTRONICS PLC NOTE 1.000% 12/0 14161HAG3 8950 10000000 PRN SOLE 0 0 10000000 CARDTRONICS PLC SHS CL A G1991C105 31 50000 SH Put SOLE 0 0 50000 DHT HOLDINGS INC DEBT 4.500% 10/0 23335SAB2 9245 9440000 PRN SOLE 0 0 9440000 ELECTRUM SPL ACQUISITION CORP *W EXP 99/99/999 G3105C112 365 450608 SH SOLE 0 0 450608 GOLAR LNG LTD BERMUDA SHS G9456A100 34 136000 SH Put SOLE 0 0 136000 GOODRICH PETE CORP COM PAR 382410843 9 836 SH SOLE 836 0 0 GP INVTS ACQUISITION COR *W EXP 05/19/202 G40357108 187 478350 SH SOLE 0 0 478350 HABIT RESTAURANTS INC COM CL A 40449J103 430 45000 SH SOLE 45000 0 0 J ALEXANDERS HLDGS INC COM 46609J106 1089 112249 SH SOLE 112249 0 0 JAZZ INVESTMENTS I LTD NOTE 1.875% 8/1 472145AB7 7241 7200000 PRN SOLE 0 0 7200000 NUANCE COMMUNICATIONS INC COM 67020Y100 24 50000 SH Put SOLE 0 0 50000 NUANCE COMMUNICATIONS INC DEBT 1.500% 11/0 67020YAG5 14490 14000000 PRN SOLE 0 0 14000000 PALO ALTO NETWORKS INC NOTE 7/0 697435AB1 6850 5000000 PRN SOLE 0 0 5000000 SHUTTERFLY INC COM 82568P304 603 200000 SH Call SOLE 0 0 200000 SHUTTERFLY INC NOTE 0.250% 5/1 82568PAB2 24825 25000000 PRN SOLE 0 0 25000000 SURGERY PARTNERS INC COM 86881A100 806 66605 SH SOLE 66605 0 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 1 20000 SH Call SOLE 0 0 20000 VECTOR GROUP LTD FRNT 4/1 92240MBC1 45697 39500000 PRN SOLE 0 0 39500000 WINDSTREAM HOLDINGS INC COM NEW 97382A200 41 300000 SH Call SOLE 0 0 300000 WRIGHT MED GROUP INC NOTE 2.00% 2/1 98235TAE7 11776 11500000 PRN SOLE 0 0 11500000 WRIGHT MED GROUP NV ORD SHS 0.03 PAR N96617118 47 115000 SH Put SOLE 0 0 115000